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Arithmetical Properties
of Commutative Rings
and Monoids
M. S. Baouendi
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Jane Cronin
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Jack K. Hale
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Rutgers University
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University of Central Florida
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241. S. T. Chapman, Arithmetical Properties of Commutative Rings
and Monoids
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Arithmetical
Properties
of Commutative
Rings and Monoids
Scott T. Chapman
Trinity University
San Antonio, Texas, U.S.A.
Published in 2005 by
CRC Press
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© 2005 by Taylor & Francis Group, LLC
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Arithmetic properties of commutative rings and monoids / edited by Scott T. Chapman.
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ISBN 0-8247-2327-9 (alk. paper)
1. Commutative rings—Congresses. 2. Monoids—Congresses. I. Chapman, Scott T. II.
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Preface
This volume contains the Proceedings of two related meetings which took place
in October 2003. The first event was a one day Mini-Conference on Factorization
Properties of Commutative Rings and Monoids hosted by the Department of Math-
ematics at the University of North Carolina at Chapel Hill. The Mini-Conference
was followed by a regular Special Session on Commutative Rings and Monoids at
the Fall 2003 Southeast Sectional Meeting of the American Mathematical Society.
A major focus of these two meetings was the study of properties related to
nonunique factorizations of elements into irreducible elements in commutative rings
and monoids. Such problems have emerged as an independent area of research only
over the past 30 years. Almost every result obtained in this area since 1970 can be
traced to the following Theorem from a short two page paper by Leonard Carlitz
(Proc. Amer. Math. Soc. 11(1960), 391–392).
Theorem: The algebraic number field Z has class number ≤ 2 if and only if for
every nonzero integer α ∈ Z the number of primes πj in every factorization
α = π1π2 · · · πk
only depends on α.
While Carlitz’s result has been referenced well over 50 times, it did not initially
gain much attention. None the less, according to Math Science Net, since the
early 1970’s well over 200 papers dedicated to the study of factorization properties
of integral domains and monoids, and related topics, have appeared in refereed
mathematical journals or conference proceedings. During this same period, over 14
Doctoral Dissertations which touch on factorization properties have been completed.
The institutions where such degrees were awarded include The University of Iowa,
The University of Tennessee at Knoxville, The University of Nebraska at Lincoln,
The University of North Carolina at Chapel Hill, North Dakota State University,
Karl-Franzens-Universität-Graz and Universite D’Aix-Marseille III.
That this has become a highly active area of mathematical research is demon-
strated by Marcel Dekker’s publication in 1997 of the monograph Factorization in
Integral Domains, edited by D.D. Anderson. This monograph contains the Pro-
ceedings of a 1996 Mini-Conference held at the University of Iowa on factorization
problems followed by a Special Session on Commutative Algebra at the Midwestern
Regional Meeting of the American Mathematical Society. The meetings in Iowa
were followed by a flurry of research activity and the 2003 Meetings in Chapel Hill
xi
xii Preface
were organized with the intent of allowing some of the leading researchers in this
field to review the major results of this period.
I invited D. D. Anderson (University of Iowa), D. F. Anderson (University of
Tennessee at Knoxville), Jim Coykendall (North Dakota State University), Alfred
Geroldinger (Karl-Franzens-Universität, Graz), Franz Halter-Koch (Karl-Franzens-
Universität, Graz) and Ulrich Krause (Universität Bremen) to deliver 45 minute
addresses at the Mini-Conference. These authors have produced a series of 7 papers
based on these lectures which make up the introductory chapters of this volume.
These chapters demonstrate the diverse approach that many authors have taken in
studying nonunique factorizations. Several are written in a purely monoidal setting,
while several others demonstrate that ring theoretic properties play a key role in how
elements factor. Moreover, these chapters exhibit the broad range of mathematical
techniques necessary to obtain results in this area. Such techniques can range from
purely algebraic and combinatorial, to number theoretic. It is hoped that these
chapters not only offer mathematicians new to this area the opportunity to survey
its current trends and major results, but also offer an up to date introduction
to factorization theory for beginning graduate students. The remaining chapters
in this volume reflect research which is motivated by arithmetical properties of
commutative rings and monoids. This is not restricted to factorization problems,
as aspects of the following topics are all considered: multiplicative ideal theory, the
factorization of ideals and ideal generation problems, integer-valued polynomials,
Prüfer rings and Domains, block monoids and their combinatorial invariants, and
numerical monoids.
The two sessions in Chapel Hill and subsequent Proceedings Volume have gen-
erated a significant amount of interest. The sessions attracted 30 speakers from 6
different countries. This volume features 26 papers from 33 different contributors
from 7 different countries. I wish to take this opportunity to thank all those who
participated in the sessions, and to all those who submitted papers for consideration
to this volume. I am indebted to a large number of referees, who as always will
remain nameless. A special thanks goes to the Department of Mathematics at the
University of North Carolina at Chapel Hill, and in particular to Professor William
W. Smith who was instrumental in planning and organizing this event. I also wish
to thank the Department of Mathematics at Trinity University for their continued
support and help in preparing this manuscript. The organization and preparation
of the finished work would not have been possible without the help and patience
of Denise Wilson, our Departmental Secretary and technical typist. I am of course
indebted to Maria Allegra and her staff at Marcel Dekker for giving me the support
and opportunity to complete this manuscript.
I hope the readers of this volume enjoy its contents as much as I enjoyed putting
it together.
Scott Chapman
San Antonio, Texas
January 14, 2005
Contents
Preface xi
Contributors xv
1 Non-Atomic Unique Factorization in Integral Domains
Daniel D. Anderson 1
2 Divisibility Properties in Graded Integral Domains
David F. Anderson 22
3 Extensions of Half-Factorial Domains: A Survey
Jim Coykendall 46
4 C-Monoids and Congruence Monoids in Krull Domains
Franz Halter-Koch 71
5 Monotone Chains of Factorizations in C-Monoids
Andreas Foroutan and Alfred Geroldinger 99
6 Transfer Principles in the Theory of Non-unique Factorizations
Alfred Geroldinger and Franz Halter-Koch 114
7 Cale Monoids, Cale Domains, and Cale Varieties
Scott T. Chapman and Ulrich Krause 142
8 Weakly Krull Inside Factorial Domains
Daniel D. Anderson, Muhammed Zafrullah, and Gyu Whan Chang 172
9 The m-Complement of a Multiplicative Set
David F. Anderson and Gyu Whan Chang 180
10 Some Remarks on Infinite Products
Jim Coykendall 188
11 Rings with Prime Nilradical
Ayman Badawi and Thomas G. Lucas 198
xiii
xiv Contents
12 On the Ideal Generated by the Values of a Polynomial
Jean-Luc Chabert and Sabine Evrard 213
13 Using Factorizations to Prove a Partition Identity
David E. Dobbs and Timothy P. Kilbourn 226
14 On Inside Factorial Integral Domains
David E. Dobbs, Gabriel Picavet, and Martine Picavet-L’Hermitte 233
15 Polynomial Separation of Points in Algebras
Sophie Frisch 253
16 k-Factorized Elements in Telescopic Numerical Semigroups
Jose C. Rosales, Pedro A. Garcı́a-Sánchez, and Juan I. Garcı́a-Garcı́a 260
17 Prüfer Conditions in Rings with Zero-Divisors
Sarah Glaz 272
18 Unmixedness and the Generalized Principal Ideal Theorem
Tracy Dawn Hamilton 282
19 A Note on Sets of Lengths of Powers of Elements of Finitely
Generated Monoids
Wolfgang Hassler 293
20 UMV-Domains
Evan Houston and Muhammad Zafrullah 304
21 On Local Half-Factorial Orders
Florian Kainrath 316
22 On Factorization in Krull Domains with Divisor Class
Group Z2k
Karl M. Kattchee 325
23 Integral Morphisms
Jack Maney 337
24 A Special Type of Invertible Ideal
Stephen McAdam and Richard G. Swan 356
25 Factorization into Radical Ideals
Bruce Olberding 363
26 Strongly Primary Ideals
Gyu Whan Chang, Hoyoung Nam, and Jeanam Park 378
Index 389
Contributors
Daniel D. Anderson, Department of Mathematics, University of Iowa, Iowa City,
Iowa, 52242, dan-anderson@uiowa.edu
David F. Anderson, Department of Mathematics, University of Tennessee, Knoxville,
Tennessee 37996-1300, anderson@math.utk.edu
Ayman Badawi, Department of Mathematics and Statistics, American University of
Sharjah, P.O. Box 26666, Sharjah, United Arab Emirates, abadawi@avsharjah.edu
Jean-Luc Chabert, Laboratoire Amiénois de Mathématiques Fondamentale et Ap-
pliquée, CNRS-UMR 6140, Université de Picardie, 33 rue Saint Leu, 80039 Amiens,
France, jean-luc.chabert@u-picardie.fr
Gyu Whan Chang, Department of Mathematics, University of Incheon, Incheon,
402-748 Korea, whan@incheon.ac.kr
Scott T. Chapman, Department of Mathematics, Trinity University, One Trinity
Place, San Antonio, Texas 78212-7200, schapman@trinity.edu
Jim Coykendall, Department of Mathematics, North Dakota State University,Fargo,
North Dakota 58105-5075, Jim.Coykendall@ndsu.nodak.edu
David E. Dobbs, Department of Mathematics, University of Tennessee, Knoxville,
Tennessee 37996-1300, dobbs@math.utk.edu
Sabine Evrard, Laboratoire Amiénois de Mathématiques Fondamentale et Appliquée,
CNRS-UMR 6140, Université de Picardie, 33 rue Saint Leu, 80039 Amiens, France,
sabine.evrard@fnac.net
Andreas Foroutan, Institut für Mathematik, Karl-Franzens-Universität, Heinrich-
strasse 36, 8010 Graz, Austria, a−foroutan444@yahoo.com
Sophie Frisch, Institut für Mathematik, Technische Universität Graz, A-8010 Graz,
Austria, frisch@blah.math.tu-graz.ac.at
Pedro A. Garcı́a-Sánchez, Departamento de Álgebra, Universidad de Granada, Fac-
ultad de Ciencias, Campus Fuentenueva s/n, 18071 Granada, Spain, pedro@ugr.es
xv
xvi Contributors
Juan I. Garcı́a-Garcı́a, Departamento de Álgebra, Facultad de Ciencias, Universidad
de Granada, Campus Fuentenueva s/n, 18071 Granada, Spain, jigg@ugr.es
Alfred Geroldinger, Institut für Mathematik, Karl-Franzens-Universität, Heinrich-
strasse 36, 8010 Graz, Austria, alfred.geroldinger@uni-graz.at
Sarah Glaz, Department of Mathematics, University of Connecticut, Storrs, Con-
necticut 06269, glaz@uconnvm.uconn.edu
Franz Halter-Koch, Institut für Mathematik, Karl-Franzens-Universität, Heinrich-
strasse 36, 8010 Graz, Austria, franz.halterkoch@uni-graz.at
Tracy Dawn Hamilton, Department of Mathematics and Statistics, California State
University Sacramento, 6000 J Street, Sacramento, California 95819,
hamilton@csus.edu
Wolfgang Hassler, Institut für Mathematik, Karl-Franzens Universität Graz, Hein-
richstraße 36/IV, A-8010 Graz, Austria, wolfgang.hassler@uni-graz.at
Evan Houston, University of North Carolina at Charlotte, Department of Mathe-
matics, Charlotte, North Carolina 28223-0001, eghousto@email.uncc.edu
Florian Kainrath, Institut für Mathematik, Karl-Franzens-Universität Graz, Hein-
richstraße 36, A-8010 Graz, Austria, florian.kainrath@uni-graz.at
Karl M. Kattchee, Mathematics Department, University of Wisconsin-La Crosse,
1725 State Street, La Crosse, Wisconsin 54601, kattchee.karl@uwlax.edu
Ulrich Krause, Fachbereich Mathematik/Informatik, Universität Bremen, 28334
Bremen, Germany, krause@math.uni-bremen.de
Timothy P. Kilbourn, Department of Mathematics, University of Illinois at Urbana-
Champaign, Urbana, Illinois 61801-2975, tkilbour@math.uiuc.edu
Thomas G. Lucas, Department of Mathematics and Statistics, University of North
Carolina Charlotte, Charlotte, North Carolina 28223, tglucas@email.uncc.edu
Jack Maney, Department of Mathematics, North Dakota State University, Fargo,
North Dakota 58105-5075, Jack.L.Maney@ndsu.nodak.edu
Stephen McAdam, Department of Mathematics, The University of Texas at Austin,
1 University Station C1200, Austin, Texas 78712-0257, mcadam@math.utexas.edu
Hoyoung Nam, Department of Mathematics, Inha University, Incheon, 402-751,
Korea
Bruce Olberding, Department of Mathematical Sciences, New Mexico State Uni-
versity, Las Cruces, New Mexico 88003-8001, olberdin@NMSU.Edu
Contributors xvii
Jeanam Park, Department of Mathematics, Inha University, Incheon, 402-751, Ko-
rea
Gabriel Picavet, Laboratoire de Mathématiques Pures, Université Blaise Pascal,
63177 Aubière Cedex, France, Gabriel.Picavet@math.univ-bpclermont.fr
Martine Picavet-L’Hermitte, Laboratoire de Mathématiques Pures, Université Blaise
Pascal, 63177 Aubière Cedex, France, Martine.Picavet@math.univ-bpclermont.fr
Jose C. Rosales, Departamento de Álgebra, Universidad de Granada, Facultad de
Ciencias, Campus Fuentenueva s/n, 18071 Granada, Spain, jrosales@ugr.es
Richard G. Swan, Department of Mathematics, The University of Chicago, Chicago,
Illinois 60637, swan@math.uchicago.edu
Muhammed Zafrullah, Department of Mathematics, Idaho State University, Pocatello,
Idaho 83209-8085, mzafrullah@usa.net
Chapter 1
Non-Atomic Unique
Factorization in Integral
Domains
by Daniel D. Anderson
Abstract
UFDs can be characterized by the property that every nonzero nonunit is a
product of principal prime elements or equivalently that every nonzero nonunit
x can be written in the form x = upa1
1 · · · pan
n where u is a unit, p1, . . . , pn are
nonassociate principal primes, and each ai ≥ 1. Each pai
i , in addition to being
a power of a prime, has a number of other properties, each of which is subject
to generalization. We survey various generalizations of (unique) factorization
into prime powers in integral domains.
1 Introduction
Unique factorization domains are of course the integral domains in which every
nonzero nonunit element has a unique factorization (up to order and associates)
into irreducible elements or atoms. Now UFDs can also be characterized by the
property that every nonzero nonunit is a product of principal primes or equivalently
that every nonzero nonunit has the form upa1
1 · · · pan
n where u is a unit, p1, . . . , pn
are nonassociate principal primes, and each ai ≥ 1. Each of the pai
i , in addition
to being a power of a prime, has other properties, each of which is subject to
generalization. For example, each pai
i is primary, each is contained in a unique
maximal t-ideal, and the pai
i are pairwise coprime. The goal of this chapter is to
survey various generalizations of (unique) factorization into prime powers in integral
domains. This follows the thesis of M. Zafrullah that the pai
i are the building blocks
in a UFD. The author would like to thank M. Zafrullah for a number of discussions
of these topics over the past several years.
1
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    M. S. Baouendi Universityof California, San Diego Jane Cronin Rutgers University Jack K. Hale Georgia Institute of Technology S. Kobayashi University of California, Berkeley Marvin Marcus University of California, Santa Barbara W. S. Massey Yale University Anil Nerode Cornell University Donald Passman University of Wisconsin, Madison Fred S. Roberts Rutgers University David L. Russell Virginia Polytechnic Institute and State University Walter Schempp Universität Siegen Mark Teply University of Wisconsin, Milwaukee Earl J. Taft Rutgers University New Brunswick, New Jersey Zuhair Nashed University of Central Florida Orlando, Florida PURE AND APPLIED MATHEMATICS A Program of Monographs, Textbooks, and Lecture Notes EXECUTIVE EDITORS EDITORIAL BOARD
  • 9.
    LECTURE NOTES INPURE AND APPLIED MATHEMATICS 1. N. Jacobson, Exceptional Lie Algebras 2. L.-Å. Lindahl and F. Poulsen, Thin Sets in Harmonic Analysis 3. I. Satake, Classification Theory of Semi-Simple Algebraic Groups 4. F. Hirzebruch et al., Differentiable Manifolds and Quadratic Forms 5. I. Chavel, Riemannian Symmetric Spaces of Rank One 6. R. B. Burckel, Characterization of C(X) Among Its Subalgebras 7. B. R. McDonald et al., Ring Theory 8. Y.-T. Siu, Techniques of Extension on Analytic Objects 9. S. R. Caradus et al., Calkin Algebras and Algebras of Operators on Banach Spaces 10. E. O. Roxin et al., Differential Games and Control Theory 11. M. Orzech and C. Small, The Brauer Group of Commutative Rings 12. S. Thomier, Topology and Its Applications 13. J. M. Lopez and K. A. Ross, Sidon Sets 14. W. W. Comfort and S. Negrepontis, Continuous Pseudometrics 15. K. McKennon and J. M. Robertson, Locally Convex Spaces 16. M. Carmeli and S. Malin, Representations of the Rotation and Lorentz Groups 17. G. B. Seligman, Rational Methods in Lie Algebras 18. D. G. de Figueiredo, Functional Analysis 19. L. Cesari et al., Nonlinear Functional Analysis and Differential Equations 20. J. J. Schäffer, Geometry of Spheres in Normed Spaces 21. K. Yano and M. Kon, Anti-Invariant Submanifolds 22. W. V. Vasconcelos, The Rings of Dimension Two 23. R. E. Chandler, Hausdorff Compactifications 24. S. P. Franklin and B. V. S. Thomas, Topology 25. S. K. Jain, Ring Theory 26. B. R. McDonald and R. A. Morris, Ring Theory II 27. R. B. Mura and A. Rhemtulla, Orderable Groups 28. J. R. Graef, Stability of Dynamical Systems 29. H.-C. Wang, Homogeneous Branch Algebras 30. E. O. Roxin et al., Differential Games and Control Theory II 31. R. D. Porter, Introduction to Fibre Bundles 32. M. Altman, Contractors and Contractor Directions Theory and Applications 33. J. S. Golan, Decomposition and Dimension in Module Categories 34. G. Fairweather, Finite Element Galerkin Methods for Differential Equations 35. J. D. Sally, Numbers of Generators of Ideals in Local Rings 36. S. S. Miller, Complex Analysis 37. R. Gordon, Representation Theory of Algebras 38. M. Goto and F. D. Grosshans, Semisimple Lie Algebras 39. A. I. Arruda et al., Mathematical Logic 40. F. Van Oystaeyen, Ring Theory 41. F. Van Oystaeyen and A. Verschoren, Reflectors and Localization 42. M. Satyanarayana, Positively Ordered Semigroups 43. D. L Russell, Mathematics of Finite-Dimensional Control Systems 44. P.-T. Liu and E. Roxin, Differential Games and Control Theory III 45. A. Geramita and J. Seberry, Orthogonal Designs
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    46. J. Cigler,V. Losert, and P. Michor, Banach Modules and Functors on Categories of Banach Spaces 47. P.-T. Liu and J. G. Sutinen, Control Theory in Mathematical Economics 48. C. Byrnes, Partial Differential Equations and Geometry 49. G. Klambauer, Problems and Propositions in Analysis 50. J. Knopfmacher, Analytic Arithmetic of Algebraic Function Fields 51. F. Van Oystaeyen, Ring Theory 52. B. Kadem, Binary Time Series 53. J. Barros-Neto and R. A. Artino, Hypoelliptic Boundary-Value Problems 54. R. L. Sternberg et al., Nonlinear Partial Differential Equations in Engineering and Applied Science 55. B. R. McDonald, Ring Theory and Algebra III 56. J. S. Golan, Structure Sheaves Over a Noncommutative Ring 57. T. V. Narayana et al., Combinatorics, Representation Theory and Statistical Methods in Groups 58. T. A. Burton, Modeling and Differential Equations in Biology 59. K. H. Kim and F. W. Roush, Introduction to Mathematical Consensus Theory 60. J. Banas and K. Goebel, Measures of Noncompactness in Banach Spaces 61. O. A. Nielson, Direct Integral Theory 62. J. E. Smith et al., Ordered Groups 63. J. Cronin, Mathematics of Cell Electrophysiology 64. J. W. Brewer, Power Series Over Commutative Rings 65. P. K. Kamthan and M. Gupta, Sequence Spaces and Series 66. T. G. McLaughlin, Regressive Sets and the Theory of Isols 67. T. L. Herdman et al., Integral and Functional Differential Equations 68. R. Draper, Commutative Algebra 69. W. G. McKay and J. Patera, Tables of Dimensions, Indices, and Branching Rules for Representations of Simple Lie Algebras 70. R. L. Devaney and Z. H. Nitecki, Classical Mechanics and Dynamical Systems 71. J. Van Geel, Places and Valuations in Noncommutative Ring Theory 72. C. Faith, Injective Modules and Injective Quotient Rings 73. A. Fiacco, Mathematical Programming with Data Perturbations I 74. P. Schultz et al., Algebraic Structures and Applications 75. L Bican et al., Rings, Modules, and Preradicals 76. D. C. Kay and M. Breen, Convexity and Related Combinatorial Geometry 77. P. Fletcher and W. F. Lindgren, Quasi-Uniform Spaces 78. C.-C. Yang, Factorization Theory of Meromorphic Functions 79. O. Taussky, Ternary Quadratic Forms and Norms 80. S. P. Singh and J. H. Burry, Nonlinear Analysis and Applications 81. K. B. Hannsgen et al., Volterra and Functional Differential Equations 82. N. L. Johnson et al., Finite Geometries 83. G. I. Zapata, Functional Analysis, Holomorphy, and Approximation Theory 84. S. Greco and G. Valla, Commutative Algebra 85. A. V. Fiacco, Mathematical Programming with Data Perturbations II 86. J.-B. Hiriart-Urruty et al., Optimization 87. A. Figa Talamanca and M. A. Picardello, Harmonic Analysis on Free Groups 88. M. Harada, Factor Categories with Applications to Direct Decomposition of Modules 89. V. I. Istra’tescu, Strict Convexity and Complex Strict Convexity 90. V. Lakshmikantham, Trends in Theory and Practice of Nonlinear Differential Equations
  • 11.
    91. H. L.Manocha and J. B. Srivastava, Algebra and Its Applications 92. D. V. Chudnovsky and G. V. Chudnovsky, Classical and Quantum Models and Arithmetic Problems 93. J. W. Longley, Least Squares Computations Using Orthogonalization Methods 94. L. P. de Alcantara, Mathematical Logic and Formal Systems 95. C. E. Aull, Rings of Continuous Functions 96. R. Chuaqui, Analysis, Geometry, and Probability 97. L. Fuchs and L. Salce, Modules Over Valuation Domains 98. P. Fischer and W. R. Smith, Chaos, Fractals, and Dynamics 99. W. B. Powell and C. Tsinakis, Ordered Algebraic Structures 100. G. M. Rassias and T. M. Rassias, Differential Geometry, Calculus of Variations, and Their Applications 101. R.-E. Hoffmann and K. H. Hofmann, Continuous Lattices and Their Applications 102. J. H. Lightbourne III and S. M. Rankin III, Physical Mathematics and Nonlinear Partial Differential Equations 103. C. A. Baker and L. M. Batten, Finite Geometrics 104. J. W. Brewer et al., Linear Systems Over Commutative Rings 105. C. McCrory and T. Shifrin, Geometry and Topology 106. D. W. Kueke et al., Mathematical Logic and Theoretical Computer Science 107. B.-L. Lin and S. Simons, Nonlinear and Convex Analysis 108. S. J. Lee, Operator Methods for Optimal Control Problems 109. V. Lakshmikantham, Nonlinear Analysis and Applications 110. S. F. McCormick, Multigrid Methods 111. M. C. Tangora, Computers in Algebra 112. D. V. Chudnovsky and G. V. Chudnovsky, Search Theory 113. D. V. Chudnovsky and R. D. Jenks, Computer Algebra 114. M. C. Tangora, Computers in Geometry and Topology 115. P. Nelson et al., Transport Theory, Invariant Imbedding, and Integral Equations 116. P. Clément et al., Semigroup Theory and Applications 117. J. Vinuesa, Orthogonal Polynomials and Their Applications 118. C. M. Dafermos et al., Differential Equations 119. E. O. Roxin, Modern Optimal Control 120. J. C. Díaz, Mathematics for Large Scale Computing 121. P. S. Milojevic, Nonlinear Functional Analysis 122. C. Sadosky, Analysis and Partial Differential Equations 123. R. M. Shortt, General Topology and Applications 124. R. Wong, Asymptotic and Computational Analysis 125. D. V. Chudnovsky and R. D. Jenks, Computers in Mathematics 126. W. D. Wallis et al., Combinatorial Designs and Applications 127. S. Elaydi, Differential Equations 128. G. Chen et al., Distributed Parameter Control Systems 129. W. N. Everitt, Inequalities 130. H. G. Kaper and M. Garbey, Asymptotic Analysis and the Numerical Solution of Partial Differential Equations 131. O. Arino et al., Mathematical Population Dynamics 132. S. Coen, Geometry and Complex Variables 133. J. A. Goldstein et al., Differential Equations with Applications in Biology, Physics, and Engineering 134. S. J. Andima et al., General Topology and Applications 135. P Clément et al., Semigroup Theory and Evolution Equations
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    136. K. Jarosz,Function Spaces 137. J. M. Bayod et al., p-adic Functional Analysis 138. G. A. Anastassiou, Approximation Theory 139. R. S. Rees, Graphs, Matrices, and Designs 140. G. Abrams et al., Methods in Module Theory 141. G. L. Mullen and P. J.-S. Shiue, Finite Fields, Coding Theory, and Advances in Communications and Computing 142. M. C. Joshi and A. V. Balakrishnan, Mathematical Theory of Control 143. G. Komatsu and Y. Sakane, Complex Geometry 144. I. J. Bakelman, Geometric Analysis and Nonlinear Partial Differential Equations 145. T. Mabuchi and S. Mukai, Einstein Metrics and Yang–Mills Connections 146. L. Fuchs and R. Göbel, Abelian Groups 147. A. D. Pollington and W. Moran, Number Theory with an Emphasis on the Markoff Spectrum 148. G. Dore et al., Differential Equations in Banach Spaces 149. T. West, Continuum Theory and Dynamical Systems 150. K. D. Bierstedt et al., Functional Analysis 151. K. G. Fischer et al., Computational Algebra 152. K. D. Elworthy et al., Differential Equations, Dynamical Systems, and Control Science 153. P.-J. Cahen, et al., Commutative Ring Theory 154. S. C. Cooper and W. J. Thron, Continued Fractions and Orthogonal Functions 155. P. Clément and G. Lumer, Evolution Equations, Control Theory, and Biomathematics 156. M. Gyllenberg and L. Persson, Analysis, Algebra, and Computers in Mathematical Research 157. W. O. Bray et al., Fourier Analysis 158. J. Bergen and S. Montgomery, Advances in Hopf Algebras 159. A. R. Magid, Rings, Extensions, and Cohomology 160. N. H. Pavel, Optimal Control of Differential Equations 161. M. Ikawa, Spectral and Scattering Theory 162. X. Liu and D. Siegel, Comparison Methods and Stability Theory 163. J.-P. Zolésio, Boundary Control and Variation 164. M. Kr’íz’’ek et al., Finite Element Methods 165. G. Da Prato and L. Tubaro, Control of Partial Differential Equations 166. E. Ballico, Projective Geometry with Applications 167. M. Costabel et al., Boundary Value Problems and Integral Equations in Nonsmooth Domains 168. G. Ferreyra, G. R. Goldstein, and F. Neubrander, Evolution Equations 169. S. Huggett, Twistor Theory 170. H. Cook et al., Continua 171. D. F. Anderson and D. E. Dobbs, Zero-Dimensional Commutative Rings 172. K. Jarosz, Function Spaces 173. V. Ancona et al., Complex Analysis and Geometry 174. E. Casas, Control of Partial Differential Equations and Applications 175. N. Kalton et al., Interaction Between Functional Analysis, Harmonic Analysis, and Probability 176. Z. Deng et al., Differential Equations and Control Theory 177. P. Marcellini et al. Partial Differential Equations and Applications 178. A. Kartsatos, Theory and Applications of Nonlinear Operators of Accretive and Monotone Type
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    179. M. Maruyama,Moduli of Vector Bundles 180. A. Ursini and P. Aglianò, Logic and Algebra 181. X. H. Cao et al., Rings, Groups, and Algebras 182. D. Arnold and R. M. Rangaswamy, Abelian Groups and Modules 183. S. R. Chakravarthy and A. S. Alfa, Matrix-Analytic Methods in Stochastic Models 184. J. E. Andersen et al., Geometry and Physics 185. P.-J. Cahen et al., Commutative Ring Theory 186. J. A. Goldstein et al., Stochastic Processes and Functional Analysis 187. A. Sorbi, Complexity, Logic, and Recursion Theory 188. G. Da Prato and J.-P. Zolésio, Partial Differential Equation Methods in Control and Shape Analysis 189. D. D. Anderson, Factorization in Integral Domains 190. N. L. Johnson, Mostly Finite Geometries 191. D. Hinton and P. W. Schaefer, Spectral Theory and Computational Methods of Sturm–Liouville Problems 192. W. H. Schikhof et al., p-adic Functional Analysis 193. S. Sertöz, Algebraic Geometry 194. G. Caristi and E. Mitidieri, Reaction Diffusion Systems 195. A. V. Fiacco, Mathematical Programming with Data Perturbations 196. M. Kr’íz’cek et al., Finite Element Methods: Superconvergence, Post-Processing, and A Posteriori Estimates 197. S. Caenepeel and A. Verschoren, Rings, Hopf Algebras, and Brauer Groups 198. V. Drensky et al., Methods in Ring Theory 199. W. B. Jones and A. Sri Ranga, Orthogonal Functions, Moment Theory, and Continued Fractions 200. P. E. Newstead, Algebraic Geometry 201. D. Dikranjan and L. Salce, Abelian Groups, Module Theory, and Topology 202. Z. Chen et al., Advances in Computational Mathematics 203. X. Caicedo and C. H. Montenegro, Models, Algebras, and Proofs 204. C. Y. Yédérém and S. A. Stepanov, Number Theory and Its Applications 205. D. E. Dobbs et al., Advances in Commutative Ring Theory 206. F. Van Oystaeyen, Commutative Algebra and Algebraic Geometry 207. J. Kakol et al., p-adic Functional Analysis 208. M. Boulagouaz and J.-P. Tignol, Algebra and Number Theory 209. S. Caenepeel and F. Van Oystaeyen, Hopf Algebras and Quantum Groups 210. F. Van Oystaeyen and M. Saorin, Interactions Between Ring Theory and Representations of Algebras 211. R. Costa et al., Nonassociative Algebra and Its Applications 212. T.-X. He, Wavelet Analysis and Multiresolution Methods 213. H. Hudzik and L. Skrzypczak, Function Spaces: The Fifth Conference 214. J. Kajiwara et al., Finite or Infinite Dimensional Complex Analysis 215. G. Lumer and L. Weis, Evolution Equations and Their Applications in Physical and Life Sciences 216. J. Cagnol et al., Shape Optimization and Optimal Design 217. J. Herzog and G. Restuccia, Geometric and Combinatorial Aspects of Commutative Algebra 218. G. Chen et al., Control of Nonlinear Distributed Parameter Systems 219. F. Ali Mehmeti et al., Partial Differential Equations on Multistructures 220. D. D. Anderson and I. J. Papick, Ideal Theoretic Methods in Commutative Algebra 221. Á. Granja et al., Ring Theory and Algebraic Geometry 222. A. K. Katsaras et al., p-adic Functional Analysis
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    223. R. Salvi,The Navier-Stokes Equations 224. F. U. Coelho and H. A. Merklen, Representations of Algebras 225. S. Aizicovici and N. H. Pavel, Differential Equations and Control Theory 226. G. Lyubeznik, Local Cohomology and Its Applications 227. G. Da Prato and L. Tubaro, Stochastic Partial Differential Equations and Applications 228. W. A. Carnielli et al., Paraconsistency 229. A. Benkirane and A. Touzani, Partial Differential Equations 230. A. Illanes et al., Continuum Theory 231. M. Fontana et al., Commutative Ring Theory and Applications 232. D. Mond and M. J. Saia, Real and Complex Singularities 233. V. Ancona and J. Vaillant, Hyperbolic Differential Operators and Related Problems 234. G. R. Goldstein et al., Evolution Equations 235. A. Giambruno et al., Polynomial Identities and Combinatorial Methods 236. A. Facchini et al., Rings, Modules, Algebras, and Abelian Groups 237. J. Bergen et al., Hopf Algebras 238. A. C. Krinik and R. J. Swift, Stochastic Processes and Functional Analysis: A Volume of Recent Advances in Honor of M. M. Rao 239. S. Caenepeel and F. van Oystaeyen, Hopf Algebras in Noncommutative Geometry and Physics 240. J. Cagnol and J.-P. Zolésio, Control and Boundary Analysis 241. S. T. Chapman, Arithmetical Properties of Commutative Rings and Monoids
  • 15.
    Boca Raton LondonNew York Singapore Arithmetical Properties of Commutative Rings and Monoids Scott T. Chapman Trinity University San Antonio, Texas, U.S.A.
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    Published in 2005by CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW Boca Raton, FL 33487-2742 © 2005 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number-10: 0-8247-2327-9 (Hardcover) International Standard Book Number-13: 978-0-8247-2327-9 (Hardcover) Library of Congress Card Number 2004061830 This book contains information obtained from authentic and highly regarded sources. Reprinted material is quoted with permission, and sources are indicated. A wide variety of references are listed. Reasonable efforts have been made to publish reliable data and information, but the author and the publisher cannot assume responsibility for the validity of all materials or for the consequences of their use. No part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC) 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Arithmetic properties of commutative rings and monoids / edited by Scott T. Chapman. p. cm. — (Lecture notes in pure and applied mathematics v. 240) Includes bibliographical references and index. ISBN 0-8247-2327-9 (alk. paper) 1. Commutative rings—Congresses. 2. Monoids—Congresses. I. Chapman, Scott T. II. Series. QA251.3.A72 2005 512'.44--dc22 2004061830 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Taylor & Francis Group is the Academic Division of T&F Informa plc.
  • 17.
    Preface This volume containsthe Proceedings of two related meetings which took place in October 2003. The first event was a one day Mini-Conference on Factorization Properties of Commutative Rings and Monoids hosted by the Department of Math- ematics at the University of North Carolina at Chapel Hill. The Mini-Conference was followed by a regular Special Session on Commutative Rings and Monoids at the Fall 2003 Southeast Sectional Meeting of the American Mathematical Society. A major focus of these two meetings was the study of properties related to nonunique factorizations of elements into irreducible elements in commutative rings and monoids. Such problems have emerged as an independent area of research only over the past 30 years. Almost every result obtained in this area since 1970 can be traced to the following Theorem from a short two page paper by Leonard Carlitz (Proc. Amer. Math. Soc. 11(1960), 391–392). Theorem: The algebraic number field Z has class number ≤ 2 if and only if for every nonzero integer α ∈ Z the number of primes πj in every factorization α = π1π2 · · · πk only depends on α. While Carlitz’s result has been referenced well over 50 times, it did not initially gain much attention. None the less, according to Math Science Net, since the early 1970’s well over 200 papers dedicated to the study of factorization properties of integral domains and monoids, and related topics, have appeared in refereed mathematical journals or conference proceedings. During this same period, over 14 Doctoral Dissertations which touch on factorization properties have been completed. The institutions where such degrees were awarded include The University of Iowa, The University of Tennessee at Knoxville, The University of Nebraska at Lincoln, The University of North Carolina at Chapel Hill, North Dakota State University, Karl-Franzens-Universität-Graz and Universite D’Aix-Marseille III. That this has become a highly active area of mathematical research is demon- strated by Marcel Dekker’s publication in 1997 of the monograph Factorization in Integral Domains, edited by D.D. Anderson. This monograph contains the Pro- ceedings of a 1996 Mini-Conference held at the University of Iowa on factorization problems followed by a Special Session on Commutative Algebra at the Midwestern Regional Meeting of the American Mathematical Society. The meetings in Iowa were followed by a flurry of research activity and the 2003 Meetings in Chapel Hill xi
  • 18.
    xii Preface were organizedwith the intent of allowing some of the leading researchers in this field to review the major results of this period. I invited D. D. Anderson (University of Iowa), D. F. Anderson (University of Tennessee at Knoxville), Jim Coykendall (North Dakota State University), Alfred Geroldinger (Karl-Franzens-Universität, Graz), Franz Halter-Koch (Karl-Franzens- Universität, Graz) and Ulrich Krause (Universität Bremen) to deliver 45 minute addresses at the Mini-Conference. These authors have produced a series of 7 papers based on these lectures which make up the introductory chapters of this volume. These chapters demonstrate the diverse approach that many authors have taken in studying nonunique factorizations. Several are written in a purely monoidal setting, while several others demonstrate that ring theoretic properties play a key role in how elements factor. Moreover, these chapters exhibit the broad range of mathematical techniques necessary to obtain results in this area. Such techniques can range from purely algebraic and combinatorial, to number theoretic. It is hoped that these chapters not only offer mathematicians new to this area the opportunity to survey its current trends and major results, but also offer an up to date introduction to factorization theory for beginning graduate students. The remaining chapters in this volume reflect research which is motivated by arithmetical properties of commutative rings and monoids. This is not restricted to factorization problems, as aspects of the following topics are all considered: multiplicative ideal theory, the factorization of ideals and ideal generation problems, integer-valued polynomials, Prüfer rings and Domains, block monoids and their combinatorial invariants, and numerical monoids. The two sessions in Chapel Hill and subsequent Proceedings Volume have gen- erated a significant amount of interest. The sessions attracted 30 speakers from 6 different countries. This volume features 26 papers from 33 different contributors from 7 different countries. I wish to take this opportunity to thank all those who participated in the sessions, and to all those who submitted papers for consideration to this volume. I am indebted to a large number of referees, who as always will remain nameless. A special thanks goes to the Department of Mathematics at the University of North Carolina at Chapel Hill, and in particular to Professor William W. Smith who was instrumental in planning and organizing this event. I also wish to thank the Department of Mathematics at Trinity University for their continued support and help in preparing this manuscript. The organization and preparation of the finished work would not have been possible without the help and patience of Denise Wilson, our Departmental Secretary and technical typist. I am of course indebted to Maria Allegra and her staff at Marcel Dekker for giving me the support and opportunity to complete this manuscript. I hope the readers of this volume enjoy its contents as much as I enjoyed putting it together. Scott Chapman San Antonio, Texas January 14, 2005
  • 19.
    Contents Preface xi Contributors xv 1Non-Atomic Unique Factorization in Integral Domains Daniel D. Anderson 1 2 Divisibility Properties in Graded Integral Domains David F. Anderson 22 3 Extensions of Half-Factorial Domains: A Survey Jim Coykendall 46 4 C-Monoids and Congruence Monoids in Krull Domains Franz Halter-Koch 71 5 Monotone Chains of Factorizations in C-Monoids Andreas Foroutan and Alfred Geroldinger 99 6 Transfer Principles in the Theory of Non-unique Factorizations Alfred Geroldinger and Franz Halter-Koch 114 7 Cale Monoids, Cale Domains, and Cale Varieties Scott T. Chapman and Ulrich Krause 142 8 Weakly Krull Inside Factorial Domains Daniel D. Anderson, Muhammed Zafrullah, and Gyu Whan Chang 172 9 The m-Complement of a Multiplicative Set David F. Anderson and Gyu Whan Chang 180 10 Some Remarks on Infinite Products Jim Coykendall 188 11 Rings with Prime Nilradical Ayman Badawi and Thomas G. Lucas 198 xiii
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    xiv Contents 12 Onthe Ideal Generated by the Values of a Polynomial Jean-Luc Chabert and Sabine Evrard 213 13 Using Factorizations to Prove a Partition Identity David E. Dobbs and Timothy P. Kilbourn 226 14 On Inside Factorial Integral Domains David E. Dobbs, Gabriel Picavet, and Martine Picavet-L’Hermitte 233 15 Polynomial Separation of Points in Algebras Sophie Frisch 253 16 k-Factorized Elements in Telescopic Numerical Semigroups Jose C. Rosales, Pedro A. Garcı́a-Sánchez, and Juan I. Garcı́a-Garcı́a 260 17 Prüfer Conditions in Rings with Zero-Divisors Sarah Glaz 272 18 Unmixedness and the Generalized Principal Ideal Theorem Tracy Dawn Hamilton 282 19 A Note on Sets of Lengths of Powers of Elements of Finitely Generated Monoids Wolfgang Hassler 293 20 UMV-Domains Evan Houston and Muhammad Zafrullah 304 21 On Local Half-Factorial Orders Florian Kainrath 316 22 On Factorization in Krull Domains with Divisor Class Group Z2k Karl M. Kattchee 325 23 Integral Morphisms Jack Maney 337 24 A Special Type of Invertible Ideal Stephen McAdam and Richard G. Swan 356 25 Factorization into Radical Ideals Bruce Olberding 363 26 Strongly Primary Ideals Gyu Whan Chang, Hoyoung Nam, and Jeanam Park 378 Index 389
  • 21.
    Contributors Daniel D. Anderson,Department of Mathematics, University of Iowa, Iowa City, Iowa, 52242, dan-anderson@uiowa.edu David F. Anderson, Department of Mathematics, University of Tennessee, Knoxville, Tennessee 37996-1300, anderson@math.utk.edu Ayman Badawi, Department of Mathematics and Statistics, American University of Sharjah, P.O. Box 26666, Sharjah, United Arab Emirates, abadawi@avsharjah.edu Jean-Luc Chabert, Laboratoire Amiénois de Mathématiques Fondamentale et Ap- pliquée, CNRS-UMR 6140, Université de Picardie, 33 rue Saint Leu, 80039 Amiens, France, jean-luc.chabert@u-picardie.fr Gyu Whan Chang, Department of Mathematics, University of Incheon, Incheon, 402-748 Korea, whan@incheon.ac.kr Scott T. Chapman, Department of Mathematics, Trinity University, One Trinity Place, San Antonio, Texas 78212-7200, schapman@trinity.edu Jim Coykendall, Department of Mathematics, North Dakota State University,Fargo, North Dakota 58105-5075, Jim.Coykendall@ndsu.nodak.edu David E. Dobbs, Department of Mathematics, University of Tennessee, Knoxville, Tennessee 37996-1300, dobbs@math.utk.edu Sabine Evrard, Laboratoire Amiénois de Mathématiques Fondamentale et Appliquée, CNRS-UMR 6140, Université de Picardie, 33 rue Saint Leu, 80039 Amiens, France, sabine.evrard@fnac.net Andreas Foroutan, Institut für Mathematik, Karl-Franzens-Universität, Heinrich- strasse 36, 8010 Graz, Austria, a−foroutan444@yahoo.com Sophie Frisch, Institut für Mathematik, Technische Universität Graz, A-8010 Graz, Austria, frisch@blah.math.tu-graz.ac.at Pedro A. Garcı́a-Sánchez, Departamento de Álgebra, Universidad de Granada, Fac- ultad de Ciencias, Campus Fuentenueva s/n, 18071 Granada, Spain, pedro@ugr.es xv
  • 22.
    xvi Contributors Juan I.Garcı́a-Garcı́a, Departamento de Álgebra, Facultad de Ciencias, Universidad de Granada, Campus Fuentenueva s/n, 18071 Granada, Spain, jigg@ugr.es Alfred Geroldinger, Institut für Mathematik, Karl-Franzens-Universität, Heinrich- strasse 36, 8010 Graz, Austria, alfred.geroldinger@uni-graz.at Sarah Glaz, Department of Mathematics, University of Connecticut, Storrs, Con- necticut 06269, glaz@uconnvm.uconn.edu Franz Halter-Koch, Institut für Mathematik, Karl-Franzens-Universität, Heinrich- strasse 36, 8010 Graz, Austria, franz.halterkoch@uni-graz.at Tracy Dawn Hamilton, Department of Mathematics and Statistics, California State University Sacramento, 6000 J Street, Sacramento, California 95819, hamilton@csus.edu Wolfgang Hassler, Institut für Mathematik, Karl-Franzens Universität Graz, Hein- richstraße 36/IV, A-8010 Graz, Austria, wolfgang.hassler@uni-graz.at Evan Houston, University of North Carolina at Charlotte, Department of Mathe- matics, Charlotte, North Carolina 28223-0001, eghousto@email.uncc.edu Florian Kainrath, Institut für Mathematik, Karl-Franzens-Universität Graz, Hein- richstraße 36, A-8010 Graz, Austria, florian.kainrath@uni-graz.at Karl M. Kattchee, Mathematics Department, University of Wisconsin-La Crosse, 1725 State Street, La Crosse, Wisconsin 54601, kattchee.karl@uwlax.edu Ulrich Krause, Fachbereich Mathematik/Informatik, Universität Bremen, 28334 Bremen, Germany, krause@math.uni-bremen.de Timothy P. Kilbourn, Department of Mathematics, University of Illinois at Urbana- Champaign, Urbana, Illinois 61801-2975, tkilbour@math.uiuc.edu Thomas G. Lucas, Department of Mathematics and Statistics, University of North Carolina Charlotte, Charlotte, North Carolina 28223, tglucas@email.uncc.edu Jack Maney, Department of Mathematics, North Dakota State University, Fargo, North Dakota 58105-5075, Jack.L.Maney@ndsu.nodak.edu Stephen McAdam, Department of Mathematics, The University of Texas at Austin, 1 University Station C1200, Austin, Texas 78712-0257, mcadam@math.utexas.edu Hoyoung Nam, Department of Mathematics, Inha University, Incheon, 402-751, Korea Bruce Olberding, Department of Mathematical Sciences, New Mexico State Uni- versity, Las Cruces, New Mexico 88003-8001, olberdin@NMSU.Edu
  • 23.
    Contributors xvii Jeanam Park,Department of Mathematics, Inha University, Incheon, 402-751, Ko- rea Gabriel Picavet, Laboratoire de Mathématiques Pures, Université Blaise Pascal, 63177 Aubière Cedex, France, Gabriel.Picavet@math.univ-bpclermont.fr Martine Picavet-L’Hermitte, Laboratoire de Mathématiques Pures, Université Blaise Pascal, 63177 Aubière Cedex, France, Martine.Picavet@math.univ-bpclermont.fr Jose C. Rosales, Departamento de Álgebra, Universidad de Granada, Facultad de Ciencias, Campus Fuentenueva s/n, 18071 Granada, Spain, jrosales@ugr.es Richard G. Swan, Department of Mathematics, The University of Chicago, Chicago, Illinois 60637, swan@math.uchicago.edu Muhammed Zafrullah, Department of Mathematics, Idaho State University, Pocatello, Idaho 83209-8085, mzafrullah@usa.net
  • 25.
    Chapter 1 Non-Atomic Unique Factorizationin Integral Domains by Daniel D. Anderson Abstract UFDs can be characterized by the property that every nonzero nonunit is a product of principal prime elements or equivalently that every nonzero nonunit x can be written in the form x = upa1 1 · · · pan n where u is a unit, p1, . . . , pn are nonassociate principal primes, and each ai ≥ 1. Each pai i , in addition to being a power of a prime, has a number of other properties, each of which is subject to generalization. We survey various generalizations of (unique) factorization into prime powers in integral domains. 1 Introduction Unique factorization domains are of course the integral domains in which every nonzero nonunit element has a unique factorization (up to order and associates) into irreducible elements or atoms. Now UFDs can also be characterized by the property that every nonzero nonunit is a product of principal primes or equivalently that every nonzero nonunit has the form upa1 1 · · · pan n where u is a unit, p1, . . . , pn are nonassociate principal primes, and each ai ≥ 1. Each of the pai i , in addition to being a power of a prime, has other properties, each of which is subject to generalization. For example, each pai i is primary, each is contained in a unique maximal t-ideal, and the pai i are pairwise coprime. The goal of this chapter is to survey various generalizations of (unique) factorization into prime powers in integral domains. This follows the thesis of M. Zafrullah that the pai i are the building blocks in a UFD. The author would like to thank M. Zafrullah for a number of discussions of these topics over the past several years. 1
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