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www.complianceonline.com
2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542
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Analytical Instrument Qualification and
System Validation
2-day In-person Seminar:
By: Dr. Ludwig Huber, Chief Advisor - Global FDA Compliance, Labcompliance
Location: September 14-15, 2017 | Boston, MA
SPEAKER
Dr. Ludwig Huber, Director and Chief Editor, LabCompliance
Dr. Ludwig Huber is Director and Chief Editor of
www.labcompliance.com, the global on-line resource for validation
and compliance issues for laboratories . Mr. Huber is an expert for
FDA and equivalent international compliance and for ISO/IEC
17025 laboratory accreditation. He is also the Chairman, presenter
and panel discussion member at US-FDAindustry training sessions
and conferences.
He served as a team member of PDA's task forces "21 CFR Part 11", of US-FDA internal
documents, and of the GAMP® special interest group on laboratory equipment. In addition,
he was awarded as Presenter of the Year of the Institute for Validation and Technology. He
is the author of the books “Validation and Qualification in Analytical Laboratories, and
"Validation of Computerized Analytical and Networked Systems", Interpharm Press.
For more information, visit www.ludwig-huber.com
LEARNING OBJECTIVES
Learn about the regulatory background and requirements for
equipment qualification according to USP <1058> and computer
system validation according to GAMP Guides
Be able to explain the difference between equipment calibration,
qualification and system validation
Learn which equipment/systems need to be qualified or validated
Be able to allocate equipment and systems to USP <1058> and
GAMP categories and to design and execute qualification/validation
protocols accordingly
Understand the logic and principles of instrument qualification and
system validation from planning to reporting
Be able to explain your company’s qualification and validation strategies
Understand how to archive raw data from hybrid systems: electronic vs.
paper
Be able to define and demonstrate Part 11 compliance functionality to
auditors and inspectors
Be able to develop inspection ready documentation during on-going
routine operation
Learn how to ensure, document and audit integrity of raw data and other
records
Attendees will:
02
ANALYTICAL INSTRUMENT QUALIFICATION AND SYSTEM VALIDATION
2-day In-person Seminar:
www.complianceonline.com
2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542
Analytical equipment should be qualified and computer systems should be validated
to demonstrate suitability for the intended use. Electronic records must comply with
FDA Part 11 and EU/PICS GMP Annex 11 requirements to ensure data integrity,
security and availability. Recent EU and FDA inspection documents prove that
qualification, validation and electronic laboratory are records are on target of
inspectors. The large number of warning letters issued to laboratories also
demonstrate that they struggle with either understanding or implementing the
regulations.
This 2-day course provides the regulatory background and guides attendees through
the complete equipment qualification, calibration and computer system validation
processes from planning to reporting.
It also helps to fully understand Part 11 and Annex 11 requirements to ensure and
document integrity and other requirements for electronic records and signatures.
The course not only ensures a full understanding of the regulations and guidelines for
equipment and records but also provides templates and examples to develop inspection
ready documentation. Interactive exercises will be dispersed into and between the
presentations. About 50% of the total time will be dedicated to practical sessions. Here
attendees work in small groups on case studies and prepare the answers using prepared
fill-in templates.After the course a large variety of tools such as SOPs, validation examples
and checklists will be readily available on a dedicated website that can be used to easily
implement what they have learned in the course.
COURSE DESCRIPTION
AGENDA Day One: 8.30AM – 05.00PM
FDA/EU, PIC/S requirements
Qualification/calibration issues in FDA inspections
USP Chapter <1058>: current and proposed changes
The instrument qualification lifecycle
Planning for cost-effective calibration/qualification
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Writing requirement specifications
Installation and installation qualification
Testing for initial operational qualification
Leveraging system suitability testing for on-going performance qualification
Preparing inspection ready documentation
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Developing generic test protocols
Documenting test evidence
Going through an example test protocol
Review and approval of test results
Handling deviations
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Qualification of existing systems
Leveraging past experience
Time based requalification
Event based requalification
What and how much to test
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Preventive maintenance; tasks, documentation
Planned and unplanned changes
Changing hardware, firmware, documentation
Definition and handling of like-for-like changes.
Handling changes made by vendors
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09.00 - 09.45: Requirements and approaches for Analytical Instrument
Qualification
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The approach and benefits of instrument categories
How to identify the correct category: A, B, C
Type and extent of qualification for each category
Required procedures and qualification deliverables
Responsibilities for instrument qualification
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14.15 - 15.00 (*): Type and extend of qualification for USP Instrument
Categories
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Writing a validation project plan
Going through a complete laboratory computer system validation from
beginning to end
Integrating the GAMP® guide with USP <1058> for integrated instrument
and system validation
Writing a validation report as a mirror to the plan
Preparing inspection ready validation documentation
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16.15 - 17.00 (*): Validation of Laboratory Computer systems
10:30 - 11:00: Break
11.00 - 11.45 (*): Testing and deviation handling
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09.45 - 10.30 (*): Going through the qualification phases
11.45 - 12.30: Retrospective qualification and Requalification
12:30 - 13:30: Lunch
13.30 - 14.15 (*): Equipment Maintenance and Change control
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FDA Part 211, Part 11, PIC/S Annex 11
Most critical inspection findings
Which systems need to be validated
Learning from the new GAMP® guide: “A Risk based Approach
to Laboratory Computerized Systems”
Examples for risk assessment of computer systems
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15:00 - 15:30: Break
15.30 - 16.15 (*): Requirements and approaches for Laboratory
Computer Systems
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08.30 AM - 09.00 AM: Registration
09.00 AM: Session Start
www.complianceonline.com
2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542
03
ANALYTICAL INSTRUMENT QUALIFICATION AND SYSTEM VALIDATION
2-day In-person Seminar:
WHO WILL BENEFIT
IT/IS managers and system administrators
QA managers and personnel
Laboratory managers and supervisors
Analysts
Validation specialists
Software developers
Regulatory affairs
Training departments
Documentation departments
Consultants
Companies and departments
Questions and answers from Day 1
Main conclusions and action items
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Designing spreadsheets for compliance
Validation approach for spreadsheet applications
When, what and how much to test?
Recommendations from GAMP®5 for testing native Excel functions
How to ensure spreadsheet and data integrity
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08.30 - 09.00: Review of day
09.00 - 10.00 (*): Validation and Use of Excel in the QC Laboratory
The IEEE model for configuration management and change control
The change control process for planned and unplanned changes
Versioning of software and computer systems
What to test after changes
How to document changes
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10:00 - 10:30: Break
10.30 - 11.15 (*): Configuration management and Change control
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The approach and practice of periodic review
Using periodic review to reduce frequency of revalidation
Criteria for time based revalidation
Incident requiring revalidation
Validation tasks after installing security and other patches
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11.15 - 12.00 (*): Periodic review and revalidation of chromatographic
data system
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Definition of raw data: electronic vs. paper
Acquisition and recording of raw data
How to make accurate and complete copies of raw data
Changing of data and other records
Archiving of raw data and ready retrieval
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12:00 - 13:00: Lunch
13.00 - 13.45 (*): Handling raw data and other laboratory records
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Most frequent security and integrity issues: going through recent 483's, EIRs
and warning letters
The importance of electronic audit trail to document data integrity
Review of electronic audit trail: who, what, when and how
Examples how to ensure and document data integrity
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13.45 - 14.30: Ensuring Integrity and Security of Laboratory (Raw) data
Using FDA Inspections as model for laboratory audits
Going through a typical FDA computer system inspection
Preparing inspection ready documentation
Responding to typical inspectional/audit deviations
Learn how to avoid or respond to FDA 483s and warning letters
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14:30 - 15:00: Break
15:00 - 16.15 (*): Auditing Laboratory Computer Systems and records
for FDA Compliance
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16.15 - 16.30: Wrap up – Final questions and answers
Day Two: 8.30AM – 04.30PM
Note: Sessions indicated with (*) include one or more workshop exercises.
®GAMP is a registered trademark and stands for Good Automated Manufacturing Practice
Pharmaceutical development and Quality
control laboratories
Quality control laboratories of API
manufacturers
Contract laboratories
Registration Form
Seminar Topic: ................................................................................................................................................................................................................................................
Date & Location: ...............................................................................................................................................................................................................................................
Attendee Details:
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Attendee 1
Attendee 2
Attendee 3
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Email address (so you can receive order acknowledgements, updated news, product information and special offers)
Company Information
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Payment Options
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Charge to: Visa MasterCard American Express
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Expiration date ...................................................................................................................
Total amount $ ...................................................................................................................
Signature ...........................................................................................................................
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Print name..........................................................................................................................
Bill me/my company $ ..................................................................................................
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(Payment is required by the date of the conference.)
Please fill this form with attendee details and payment details
and fax it to 650-565-8542
......................................................................................................................
www.complianceonline.com
2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303
Ph: +1-888-717-2436 | Fax: 650-565-8542
www.complianceonline.com
2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542
Analytical Instrument Qualification and System Validation
Registration Information:
Terms & Conditions
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Cancellations and Substitutions
Register Online. Use your American Express, Visa or MasterCard.
Get your group to attend the seminar at a discounted price call +1-888-717-2436.
Call +1-888-717-2436 or Fax your PO: 650-565-8542.
Pay your check to (payee name) “MetricStream Inc” our parent company and Mail the check to: ComplianceOnline
(MetricStream, Inc), 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303.
Please fill this form with attendee details and payment details and fax it to 650-565-8542
Your Registration for the seminar is subject to following terms and conditions. If you need any clarification before registering for this seminar
please call us @ +1-888-717-2436 or email us @ customercare@complianceonline.com
Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will
receive a refund — less a $300 administration fee. No cancellations will be accepted — nor refunds issued — within 10 calendar days from the start date of the event. On
request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a
credit note will be issued. Substitutions may be made at any time. No-shows will be charged the full amount. We discourage onsite registrations, however if you wish to
register onsite payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after
distributing to other attendees. In case it is not available we will send the material after the conference is over. In the event ComplianceOnline cancels the seminar,
ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice.
..............................................................................................................................................................................................................................................
ANALYTICAL INSTRUMENT QUALIFICATION AND SYSTEM VALIDATION
2-day In-person Seminar:

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Analytical Instrument Qualification and System Validation

  • 1. www.complianceonline.com 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542     Analytical Instrument Qualification and System Validation 2-day In-person Seminar: By: Dr. Ludwig Huber, Chief Advisor - Global FDA Compliance, Labcompliance Location: September 14-15, 2017 | Boston, MA SPEAKER Dr. Ludwig Huber, Director and Chief Editor, LabCompliance Dr. Ludwig Huber is Director and Chief Editor of www.labcompliance.com, the global on-line resource for validation and compliance issues for laboratories . Mr. Huber is an expert for FDA and equivalent international compliance and for ISO/IEC 17025 laboratory accreditation. He is also the Chairman, presenter and panel discussion member at US-FDAindustry training sessions and conferences. He served as a team member of PDA's task forces "21 CFR Part 11", of US-FDA internal documents, and of the GAMP® special interest group on laboratory equipment. In addition, he was awarded as Presenter of the Year of the Institute for Validation and Technology. He is the author of the books “Validation and Qualification in Analytical Laboratories, and "Validation of Computerized Analytical and Networked Systems", Interpharm Press. For more information, visit www.ludwig-huber.com LEARNING OBJECTIVES Learn about the regulatory background and requirements for equipment qualification according to USP <1058> and computer system validation according to GAMP Guides Be able to explain the difference between equipment calibration, qualification and system validation Learn which equipment/systems need to be qualified or validated Be able to allocate equipment and systems to USP <1058> and GAMP categories and to design and execute qualification/validation protocols accordingly Understand the logic and principles of instrument qualification and system validation from planning to reporting Be able to explain your company’s qualification and validation strategies Understand how to archive raw data from hybrid systems: electronic vs. paper Be able to define and demonstrate Part 11 compliance functionality to auditors and inspectors Be able to develop inspection ready documentation during on-going routine operation Learn how to ensure, document and audit integrity of raw data and other records Attendees will:
  • 2. 02 ANALYTICAL INSTRUMENT QUALIFICATION AND SYSTEM VALIDATION 2-day In-person Seminar: www.complianceonline.com 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542 Analytical equipment should be qualified and computer systems should be validated to demonstrate suitability for the intended use. Electronic records must comply with FDA Part 11 and EU/PICS GMP Annex 11 requirements to ensure data integrity, security and availability. Recent EU and FDA inspection documents prove that qualification, validation and electronic laboratory are records are on target of inspectors. The large number of warning letters issued to laboratories also demonstrate that they struggle with either understanding or implementing the regulations. This 2-day course provides the regulatory background and guides attendees through the complete equipment qualification, calibration and computer system validation processes from planning to reporting. It also helps to fully understand Part 11 and Annex 11 requirements to ensure and document integrity and other requirements for electronic records and signatures. The course not only ensures a full understanding of the regulations and guidelines for equipment and records but also provides templates and examples to develop inspection ready documentation. Interactive exercises will be dispersed into and between the presentations. About 50% of the total time will be dedicated to practical sessions. Here attendees work in small groups on case studies and prepare the answers using prepared fill-in templates.After the course a large variety of tools such as SOPs, validation examples and checklists will be readily available on a dedicated website that can be used to easily implement what they have learned in the course. COURSE DESCRIPTION AGENDA Day One: 8.30AM – 05.00PM FDA/EU, PIC/S requirements Qualification/calibration issues in FDA inspections USP Chapter <1058>: current and proposed changes The instrument qualification lifecycle Planning for cost-effective calibration/qualification      Writing requirement specifications Installation and installation qualification Testing for initial operational qualification Leveraging system suitability testing for on-going performance qualification Preparing inspection ready documentation      Developing generic test protocols Documenting test evidence Going through an example test protocol Review and approval of test results Handling deviations      Qualification of existing systems Leveraging past experience Time based requalification Event based requalification What and how much to test      Preventive maintenance; tasks, documentation Planned and unplanned changes Changing hardware, firmware, documentation Definition and handling of like-for-like changes. Handling changes made by vendors      09.00 - 09.45: Requirements and approaches for Analytical Instrument Qualification  The approach and benefits of instrument categories How to identify the correct category: A, B, C Type and extent of qualification for each category Required procedures and qualification deliverables Responsibilities for instrument qualification      14.15 - 15.00 (*): Type and extend of qualification for USP Instrument Categories  Writing a validation project plan Going through a complete laboratory computer system validation from beginning to end Integrating the GAMP® guide with USP <1058> for integrated instrument and system validation Writing a validation report as a mirror to the plan Preparing inspection ready validation documentation      16.15 - 17.00 (*): Validation of Laboratory Computer systems 10:30 - 11:00: Break 11.00 - 11.45 (*): Testing and deviation handling   09.45 - 10.30 (*): Going through the qualification phases 11.45 - 12.30: Retrospective qualification and Requalification 12:30 - 13:30: Lunch 13.30 - 14.15 (*): Equipment Maintenance and Change control   FDA Part 211, Part 11, PIC/S Annex 11 Most critical inspection findings Which systems need to be validated Learning from the new GAMP® guide: “A Risk based Approach to Laboratory Computerized Systems” Examples for risk assessment of computer systems      15:00 - 15:30: Break 15.30 - 16.15 (*): Requirements and approaches for Laboratory Computer Systems   08.30 AM - 09.00 AM: Registration 09.00 AM: Session Start
  • 3. www.complianceonline.com 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542 03 ANALYTICAL INSTRUMENT QUALIFICATION AND SYSTEM VALIDATION 2-day In-person Seminar: WHO WILL BENEFIT IT/IS managers and system administrators QA managers and personnel Laboratory managers and supervisors Analysts Validation specialists Software developers Regulatory affairs Training departments Documentation departments Consultants Companies and departments Questions and answers from Day 1 Main conclusions and action items   Designing spreadsheets for compliance Validation approach for spreadsheet applications When, what and how much to test? Recommendations from GAMP®5 for testing native Excel functions How to ensure spreadsheet and data integrity      08.30 - 09.00: Review of day 09.00 - 10.00 (*): Validation and Use of Excel in the QC Laboratory The IEEE model for configuration management and change control The change control process for planned and unplanned changes Versioning of software and computer systems What to test after changes How to document changes      10:00 - 10:30: Break 10.30 - 11.15 (*): Configuration management and Change control   The approach and practice of periodic review Using periodic review to reduce frequency of revalidation Criteria for time based revalidation Incident requiring revalidation Validation tasks after installing security and other patches      11.15 - 12.00 (*): Periodic review and revalidation of chromatographic data system  Definition of raw data: electronic vs. paper Acquisition and recording of raw data How to make accurate and complete copies of raw data Changing of data and other records Archiving of raw data and ready retrieval      12:00 - 13:00: Lunch 13.00 - 13.45 (*): Handling raw data and other laboratory records   Most frequent security and integrity issues: going through recent 483's, EIRs and warning letters The importance of electronic audit trail to document data integrity Review of electronic audit trail: who, what, when and how Examples how to ensure and document data integrity     13.45 - 14.30: Ensuring Integrity and Security of Laboratory (Raw) data Using FDA Inspections as model for laboratory audits Going through a typical FDA computer system inspection Preparing inspection ready documentation Responding to typical inspectional/audit deviations Learn how to avoid or respond to FDA 483s and warning letters      14:30 - 15:00: Break 15:00 - 16.15 (*): Auditing Laboratory Computer Systems and records for FDA Compliance   16.15 - 16.30: Wrap up – Final questions and answers Day Two: 8.30AM – 04.30PM Note: Sessions indicated with (*) include one or more workshop exercises. ®GAMP is a registered trademark and stands for Good Automated Manufacturing Practice Pharmaceutical development and Quality control laboratories Quality control laboratories of API manufacturers Contract laboratories
  • 4. Registration Form Seminar Topic: ................................................................................................................................................................................................................................................ Date & Location: ............................................................................................................................................................................................................................................... Attendee Details: Name Title Email Attendee 1 Attendee 2 Attendee 3 Attendee 4 Email address (so you can receive order acknowledgements, updated news, product information and special offers) Company Information Organization ....................................................................................... ............................................................................................................ Address .............................................................................................. ............................................................................................................ City ..................................................................................................... State .............................................................. Zip............................... Country ............................................................................................... Phone ........................................... Fax .............................................. Payment Options Check enclosed, payable in U.S. funds to ComplianceOnline (MetricStream, Inc.) Charge to: Visa MasterCard American Express Credit card no. ................................................................................................................... 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Please fill this form with attendee details and payment details and fax it to 650-565-8542 ...................................................................................................................... www.complianceonline.com 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 Ph: +1-888-717-2436 | Fax: 650-565-8542 www.complianceonline.com 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303 | Ph: +1-888-717-2436 Fax: 650-565-8542 Analytical Instrument Qualification and System Validation Registration Information: Terms & Conditions      Cancellations and Substitutions Register Online. Use your American Express, Visa or MasterCard. Get your group to attend the seminar at a discounted price call +1-888-717-2436. Call +1-888-717-2436 or Fax your PO: 650-565-8542. Pay your check to (payee name) “MetricStream Inc” our parent company and Mail the check to: ComplianceOnline (MetricStream, Inc), 2479 East Bayshore Road, Suite 200, Palo Alto, CA 94303. Please fill this form with attendee details and payment details and fax it to 650-565-8542 Your Registration for the seminar is subject to following terms and conditions. If you need any clarification before registering for this seminar please call us @ +1-888-717-2436 or email us @ customercare@complianceonline.com Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will receive a refund — less a $300 administration fee. No cancellations will be accepted — nor refunds issued — within 10 calendar days from the start date of the event. On request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a credit note will be issued. Substitutions may be made at any time. No-shows will be charged the full amount. We discourage onsite registrations, however if you wish to register onsite payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after distributing to other attendees. In case it is not available we will send the material after the conference is over. In the event ComplianceOnline cancels the seminar, ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice. .............................................................................................................................................................................................................................................. ANALYTICAL INSTRUMENT QUALIFICATION AND SYSTEM VALIDATION 2-day In-person Seminar: