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An Introduction to the
Pharmacovigilance System Master File

SCOTT MCCULLOCH, PHARMACOVIGILANCE SOLUTIONS DIRECTOR
TransPerfect – Life Sciences
November 5, 2013
Pharmacovigilance exists to ensure
the safety of development for
medicinal products.
AGENDA
• Overview - Guidelines on
Good Pharmacovigilance
Practices (GVP)
• Overview - Module II Pharmacovigilance System
Master File (PSMF)
• Moving Forward
GUIDELINES ON GOOD
PHARMACOVIGILANCE PRACTICES (GVP)
Regulation 1235/2013
Directive 2010/84EC

• Published December 2010
• Implantation July 2012
• Legally enforceable legislation

Implementing
Regulation 520/2012

• Published June 2012
• Legally enforceable legislation

Good
Pharmacovigilance
Practices (GVP)

• Consultation & Publication 2012 & 2013
• Detailed operation guidance (day to day)
• Not legally enforceable

Transitional Provisions: Implementation 2012 - 2016
IMPACT

European
Economic Area
(EEA)

Marketing
Authorisation
(Pending or
Approved)

European Economic Area (EEA)
- European Union (28 Countries)
- European Free Trade Association (3 Countries)

Phase IV
Studies
GUIDELINES ON GOOD
PHARMACOVIGILANCE PRACTICES (GVP)
GUIDELINES ON GOOD
PHARMACOVIGILANCE PRACTICES (GVP)
EEA GVP Modules
I Pharmacovigilance Systems and their Quality Systems Published 22-Jun-2012

II Pharmacovigilance System Master File Published 22-Jun-2012 Update 09-Apr-2013
III Pharmacovigilance Inspections Published 12-Dec-2012
IV Pharmacovigilance Audits Published 12-Dec-2012
V Risk Managements Systems Published 22-Jun-2012
VI Management & Reporting of Adverse Reactions to Medicinal Products Published 22-Jun2012
VII Periodic Safety Update Report Published 22-Jun-2013 Consultation Rev 1 19-Apr-2013
VIII Post-Authorisation Safety Studies Published 22-Jun-2013 Update 19-Apr-2013
IX Signal Management Published 22-Jun-2013
X Additional Monitoring Published 19-Apr-2013
XI Public Participation in Pharmacovigilance Consultation Q3 2013
XII Continuous Pharmacovigilance, Ongoing Benefit-Risk Evaluation, Regulatory Action
and Planning of Public Communication Consultation Q3 2013
XIII Void
XIV International Coorperation Consultation Q3 2013
XV Safety Communication Published 22-Jan-2013
XVI Risk-Minimisation Measures: Selection of Tools & Effectiveness Indicators Consultation Q2
2013
PHARMACOVIGILANCE SYSTEM
MASTER FILE
PHARMACOVIGILANCE SYSTEM
MASTER FILE

Describe the
Pharmacovigilance
System

Support/Document
Compliance
PHARMACOVIGILANCE SYSTEM
MASTER FILE
Pharmacovigilance
System

Pharmacovigilance
System Master File
PHARMACOVIGILANCE SYSTEM
MASTER FILE
PHARMACOVIGILANCE SYSTEM
OVERVIEW
Module 1.8.1
Marketing Authorisation Application Dossier

Proof of EEA QPPV Services

Country in which EEA QPPV resides &
operates

Contact details for EEA QPPV (24 hour)

Statement signed by applicant that the applicant
has the necessary means to fulfill the tasks and
responsibilities listed in Title IX (9)

Reference Confidential property of Optum. Do not distribute
or reproduce without express permission from Optum. 16 to
the location of the PSMF
PSMF LOCATION
Within the EEA
– Site where main Pharmacovigilance activities are performed
OR
– Where the EEA QPPV operates
• Physical office address where the data can be directly
accessed
• Location must be entered into the eXtended EudraVigilance
Medicinal
• Product Dictionary (xEVMPD)
• Change in location must be immediately notified to EMA
• Location will indicate supervisory agency (centrally authorised
products only)
PSMF STRUCTURE
EEA QUALIFIED PERSON FOR PV SECTION
• Description of responsibilities guaranteeing
• EEA QPPV has sufficient authority
• Summary CV
• Contact Details
• Details of Back-Up Arrangements

• National QPPV information
PSMF – ORGANISATIONAL
STRUCTURE SECTION

Organisational
structure of MAH

Sites where
Pharmacovigilance
activities take
place

Description of
delegated
Pharmacovigilance
activities
PSMF – SOURCES OF SAFETY DATA
•Who, What, How & When
• Spontaneous
• List of solicited programmes

• Patient Support Programmes,
Reimbursement Programmes,
Marketing Surveys, etc.
• Studies
• Literature
• Agencies
• Contract Partners

Flow Diagram / Description of
Process
PSMF – DATABASES
• Location, functionality, operational responsibility for
computerized systems and databases used to
receive, collate, record and report safety
information

• Assessment of their fitness for purpose
• Validation status
• Change control, nature of testing, back-up
procedures, and electronic data repositories,
nature of documentation available
PSMF – PHARMACOVIGILANCE
PROCESSES SECTION

Description of
Procedural
Documentation

Description of Process,
Data Handling and
Records

• SOPs/Manuals, etc
• Nature of data held
• Indication of how records held

• Continuous monitoring of risk-benefit profile
• Risk management systems, including effectiveness of risk
minimisation
• Safety data processing
• PSUR scheduling, production & submission
• Communication of safety concerns to agencies, healthcare
professionals and patients
• Implementation of safety variations to product information
PSMF – PHARMACOVIGILANCE
SYSTEM PERFORMANCE
• How timeliness of expedited submissions is
monitored
• Description of metrics for monitoring quality of
submissions, including information provided by
agencies
• How timeliness of periodic submissions is
monitored
• How timeliness of safety variation submissions is
monitored
• How adherence to agency commitments is
monitored
PSMF – QUALITY SYSTEM
• Document & record control / Archiving
• Management of procedural documents
- Note of open SOP deviations
• Training procedures
• Auditing
- Note of open CAPA for critical & major audit
findings
PSMF – ANNEXES
• List of medicines products, authorisation &
marketing status, safety monitoring requirements
• List of Ongoing Studies
• List of written policies & procedures
• List of contractual agreements
• List of tasks delegated by EEA QPPV
• List of all audits completed in last 5 years
• Audit schedule
• List of performance indicators
CHANGE CONTROL
• Main PSMF Sections
– Formal change control process & version
control
• PSMF Annexes
– History of changes
– Maintain inside or outside of PSMF structure
– If maintained outside of PSMF, keep history of
when generated for PSMF purposes
THE SECRETS TO SUCCESS
•
•

•

•
•

•

Planning, planning, planning
Identification of resources
– People
• Cross-functional expertise
Technology
– Network folder?
– SharePoint?
– In-house Documentation Management System?
– Off-the-shelf IT solution?
– Custom-built solution?
Implementation Project Management
Access rights
– Who?
– Prevention of inappropriate distribution
Maintenance
– Who? PSMF Administrator?
– How frequently? Main Documents Versus Annexes?
THE SECRETS TO SUCCESS
•
•

•

•
•

•

Planning, planning, planning
Identification of resources
– People
• Cross-functional expertise
Technology
– Network folder?
– SharePoint?
– In-house Documentation Management System?
– Off-the-shelf IT solution?
– Custom-built solution?
Implementation Project Management
Access rights
– Who?
– Prevention of inappropriate distribution
Maintenance
– Who? PSMF Administrator?
– How frequently? Main Documents Versus Annexes?
THANK YOU!

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An Introduction to the Pharmacovigilance System Master File

  • 1. An Introduction to the Pharmacovigilance System Master File SCOTT MCCULLOCH, PHARMACOVIGILANCE SOLUTIONS DIRECTOR TransPerfect – Life Sciences November 5, 2013
  • 2. Pharmacovigilance exists to ensure the safety of development for medicinal products.
  • 3. AGENDA • Overview - Guidelines on Good Pharmacovigilance Practices (GVP) • Overview - Module II Pharmacovigilance System Master File (PSMF) • Moving Forward
  • 4. GUIDELINES ON GOOD PHARMACOVIGILANCE PRACTICES (GVP) Regulation 1235/2013 Directive 2010/84EC • Published December 2010 • Implantation July 2012 • Legally enforceable legislation Implementing Regulation 520/2012 • Published June 2012 • Legally enforceable legislation Good Pharmacovigilance Practices (GVP) • Consultation & Publication 2012 & 2013 • Detailed operation guidance (day to day) • Not legally enforceable Transitional Provisions: Implementation 2012 - 2016
  • 5. IMPACT European Economic Area (EEA) Marketing Authorisation (Pending or Approved) European Economic Area (EEA) - European Union (28 Countries) - European Free Trade Association (3 Countries) Phase IV Studies
  • 7. GUIDELINES ON GOOD PHARMACOVIGILANCE PRACTICES (GVP) EEA GVP Modules I Pharmacovigilance Systems and their Quality Systems Published 22-Jun-2012 II Pharmacovigilance System Master File Published 22-Jun-2012 Update 09-Apr-2013 III Pharmacovigilance Inspections Published 12-Dec-2012 IV Pharmacovigilance Audits Published 12-Dec-2012 V Risk Managements Systems Published 22-Jun-2012 VI Management & Reporting of Adverse Reactions to Medicinal Products Published 22-Jun2012 VII Periodic Safety Update Report Published 22-Jun-2013 Consultation Rev 1 19-Apr-2013 VIII Post-Authorisation Safety Studies Published 22-Jun-2013 Update 19-Apr-2013 IX Signal Management Published 22-Jun-2013 X Additional Monitoring Published 19-Apr-2013 XI Public Participation in Pharmacovigilance Consultation Q3 2013 XII Continuous Pharmacovigilance, Ongoing Benefit-Risk Evaluation, Regulatory Action and Planning of Public Communication Consultation Q3 2013 XIII Void XIV International Coorperation Consultation Q3 2013 XV Safety Communication Published 22-Jan-2013 XVI Risk-Minimisation Measures: Selection of Tools & Effectiveness Indicators Consultation Q2 2013
  • 9. PHARMACOVIGILANCE SYSTEM MASTER FILE Describe the Pharmacovigilance System Support/Document Compliance
  • 12. PHARMACOVIGILANCE SYSTEM OVERVIEW Module 1.8.1 Marketing Authorisation Application Dossier Proof of EEA QPPV Services Country in which EEA QPPV resides & operates Contact details for EEA QPPV (24 hour) Statement signed by applicant that the applicant has the necessary means to fulfill the tasks and responsibilities listed in Title IX (9) Reference Confidential property of Optum. Do not distribute or reproduce without express permission from Optum. 16 to the location of the PSMF
  • 13. PSMF LOCATION Within the EEA – Site where main Pharmacovigilance activities are performed OR – Where the EEA QPPV operates • Physical office address where the data can be directly accessed • Location must be entered into the eXtended EudraVigilance Medicinal • Product Dictionary (xEVMPD) • Change in location must be immediately notified to EMA • Location will indicate supervisory agency (centrally authorised products only)
  • 15. EEA QUALIFIED PERSON FOR PV SECTION • Description of responsibilities guaranteeing • EEA QPPV has sufficient authority • Summary CV • Contact Details • Details of Back-Up Arrangements • National QPPV information
  • 16. PSMF – ORGANISATIONAL STRUCTURE SECTION Organisational structure of MAH Sites where Pharmacovigilance activities take place Description of delegated Pharmacovigilance activities
  • 17. PSMF – SOURCES OF SAFETY DATA •Who, What, How & When • Spontaneous • List of solicited programmes • Patient Support Programmes, Reimbursement Programmes, Marketing Surveys, etc. • Studies • Literature • Agencies • Contract Partners Flow Diagram / Description of Process
  • 18. PSMF – DATABASES • Location, functionality, operational responsibility for computerized systems and databases used to receive, collate, record and report safety information • Assessment of their fitness for purpose • Validation status • Change control, nature of testing, back-up procedures, and electronic data repositories, nature of documentation available
  • 19. PSMF – PHARMACOVIGILANCE PROCESSES SECTION Description of Procedural Documentation Description of Process, Data Handling and Records • SOPs/Manuals, etc • Nature of data held • Indication of how records held • Continuous monitoring of risk-benefit profile • Risk management systems, including effectiveness of risk minimisation • Safety data processing • PSUR scheduling, production & submission • Communication of safety concerns to agencies, healthcare professionals and patients • Implementation of safety variations to product information
  • 20. PSMF – PHARMACOVIGILANCE SYSTEM PERFORMANCE • How timeliness of expedited submissions is monitored • Description of metrics for monitoring quality of submissions, including information provided by agencies • How timeliness of periodic submissions is monitored • How timeliness of safety variation submissions is monitored • How adherence to agency commitments is monitored
  • 21. PSMF – QUALITY SYSTEM • Document & record control / Archiving • Management of procedural documents - Note of open SOP deviations • Training procedures • Auditing - Note of open CAPA for critical & major audit findings
  • 22. PSMF – ANNEXES • List of medicines products, authorisation & marketing status, safety monitoring requirements • List of Ongoing Studies • List of written policies & procedures • List of contractual agreements • List of tasks delegated by EEA QPPV • List of all audits completed in last 5 years • Audit schedule • List of performance indicators
  • 23. CHANGE CONTROL • Main PSMF Sections – Formal change control process & version control • PSMF Annexes – History of changes – Maintain inside or outside of PSMF structure – If maintained outside of PSMF, keep history of when generated for PSMF purposes
  • 24. THE SECRETS TO SUCCESS • • • • • • Planning, planning, planning Identification of resources – People • Cross-functional expertise Technology – Network folder? – SharePoint? – In-house Documentation Management System? – Off-the-shelf IT solution? – Custom-built solution? Implementation Project Management Access rights – Who? – Prevention of inappropriate distribution Maintenance – Who? PSMF Administrator? – How frequently? Main Documents Versus Annexes?
  • 25. THE SECRETS TO SUCCESS • • • • • • Planning, planning, planning Identification of resources – People • Cross-functional expertise Technology – Network folder? – SharePoint? – In-house Documentation Management System? – Off-the-shelf IT solution? – Custom-built solution? Implementation Project Management Access rights – Who? – Prevention of inappropriate distribution Maintenance – Who? PSMF Administrator? – How frequently? Main Documents Versus Annexes?