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RESEARCH EVALUATION - THE METRICS
UNITED KINGDOM
OCTOBER 2010
DO WE NEED MORE METRICS?
1962
METRICS ARE HERE TO STAY!
2010
CITATION METRICS
• What Types of Data are best for which Purposes?
– There are no all-purpose indicators
– Start by identifying the question the results are supposed
to answer, then collect data
– Clearly define
• Purpose of the evaluation
• Types of data required
• How the results will be used
WHAT DO INSTITUTIONS WANT
TO FIND OUT FROM CITATION METRICS
• What is the university’s research performance?
• Are we competitive compared with our peers?
• How can the university forecast growth?
• Which are our centers of excellence?
• What is our citation ranking?
• What is the influence of our research?
• Which are our most influential papers?
• Which are our top researchers?
PRODUCTIVITY
• Publication counts – most basic bibliographic
measure
– Identifies areas of research intensity by field
PRODUCTIVITY
– INSTITUTIONS
7
INFLUENCE – CITATIONS
8
INFLUENCE – CITATIONS
Source: Thomson Reuters U.S.
and Canadian University Science Indicators
Number of citations
to North American
scientific papers
INDIRECT INFLUENCE
SECOND GENERATION CITATION COUNTS
• Sum of citation counts for articles citing target paper
– Measures long term impact of a paper
– Similar to Google PageRank but uses citations, not clicks
Thomson Reuters Web of Science
EFFICIENCY
H-INDEX
• Distribution based indicator
– Attempt to reflect productivity and influence
– Does not control for time period and field
Thomson Reuters InCites
EFFICIENCY
% PAPERS CITED – COMPUTER SCIENCE
EFFICIENCY
JOURNAL IMPACT FACTOR
2009 Impact
Factor
2009
2008
2007
Source paper – published in 2009
Cited reference – published in 2007 or 2008
Citations
All
Previous
Years
2006 2010
CALCULATING 2009 JOURNAL IMPACT FACTOR
HEALTH ECONOMICS
Citations in 2009
To items published in 2008 = 156
To items published in 2007 = 210
Sum = 366
Number of items
Published in 2008 = 97
Published in 2007 = 85
Sum = 182
366
182
= 2.011
EFFICIENCY
JOURNAL IMPACT FACTOR
15
INTRODUCTION TO THE IMPACT FACTOR
NATURAL FLUCTUATIONS OVER TIME
EVALUATING RESEARCH
LIMITATIONS OF THE IMPACT FACTOR
EFFICIENCY
5-YEAR IMPACT FACTOR
Citation rates to journals in the
‘Acoustics’ category are
maintained thus increasing the
5-year Impact Factor relative to
its 2-Year counterpart
EFFICIENCY
5-YEAR IMPACT FACTOR
The opposite picture in ‘Genetics
and Heredity’ demonstrates a
shorter citation lag
USING THE IMPACT FACTOR
EVALUATING JOURNALS
• Appropriate use
– To evaluate journals
• Misuse
– Evaluation of individual articles
– Evaluation of institution or researcher
21
USING THE IMPACT FACTOR
MISUSE: EVALUATING INDIVIDUAL PAPERS
30% of articles in
Food Policy were
not cited at all
Source: Thomson Reuters Journal Citation Reports
Journal Impact Factor = 2,011
BENCHMARK YOUR PAPERS AGAINST
GLOBAL AVERAGES – IS THIS A HIGHLY CITED PAPER?
22
Hematology articles from
this year have been cited
18,83 times
This article is ranked in the
12,92nd percentile in its
field by citations
Articles published
in ‘Blood’ from
2004 have been
cited 34,30 times
This paper has received
40/34,30=1,17 times the
expected citations for
this journal
This paper has received
40/18,83=2,12 times the
expected citations for
this subject category
WHICH ARE OUR
CENTRES OF EXCELLENCE?
23
Dept. Medicine Dept. Mechanical Engineering
PERCENTILE INDICATORS
• Paper percentile
– Determine percentage of papers at each level of citation

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2TheMetricsBiblio1010.ppt

  • 1. RESEARCH EVALUATION - THE METRICS UNITED KINGDOM OCTOBER 2010
  • 2. DO WE NEED MORE METRICS? 1962
  • 3. METRICS ARE HERE TO STAY! 2010
  • 4. CITATION METRICS • What Types of Data are best for which Purposes? – There are no all-purpose indicators – Start by identifying the question the results are supposed to answer, then collect data – Clearly define • Purpose of the evaluation • Types of data required • How the results will be used
  • 5. WHAT DO INSTITUTIONS WANT TO FIND OUT FROM CITATION METRICS • What is the university’s research performance? • Are we competitive compared with our peers? • How can the university forecast growth? • Which are our centers of excellence? • What is our citation ranking? • What is the influence of our research? • Which are our most influential papers? • Which are our top researchers?
  • 6. PRODUCTIVITY • Publication counts – most basic bibliographic measure – Identifies areas of research intensity by field
  • 9. INFLUENCE – CITATIONS Source: Thomson Reuters U.S. and Canadian University Science Indicators Number of citations to North American scientific papers
  • 10. INDIRECT INFLUENCE SECOND GENERATION CITATION COUNTS • Sum of citation counts for articles citing target paper – Measures long term impact of a paper – Similar to Google PageRank but uses citations, not clicks Thomson Reuters Web of Science
  • 11. EFFICIENCY H-INDEX • Distribution based indicator – Attempt to reflect productivity and influence – Does not control for time period and field Thomson Reuters InCites
  • 12. EFFICIENCY % PAPERS CITED – COMPUTER SCIENCE
  • 13. EFFICIENCY JOURNAL IMPACT FACTOR 2009 Impact Factor 2009 2008 2007 Source paper – published in 2009 Cited reference – published in 2007 or 2008 Citations All Previous Years 2006 2010
  • 14. CALCULATING 2009 JOURNAL IMPACT FACTOR HEALTH ECONOMICS Citations in 2009 To items published in 2008 = 156 To items published in 2007 = 210 Sum = 366 Number of items Published in 2008 = 97 Published in 2007 = 85 Sum = 182 366 182 = 2.011
  • 16. INTRODUCTION TO THE IMPACT FACTOR NATURAL FLUCTUATIONS OVER TIME
  • 18. EFFICIENCY 5-YEAR IMPACT FACTOR Citation rates to journals in the ‘Acoustics’ category are maintained thus increasing the 5-year Impact Factor relative to its 2-Year counterpart
  • 19. EFFICIENCY 5-YEAR IMPACT FACTOR The opposite picture in ‘Genetics and Heredity’ demonstrates a shorter citation lag
  • 20. USING THE IMPACT FACTOR EVALUATING JOURNALS • Appropriate use – To evaluate journals • Misuse – Evaluation of individual articles – Evaluation of institution or researcher
  • 21. 21 USING THE IMPACT FACTOR MISUSE: EVALUATING INDIVIDUAL PAPERS 30% of articles in Food Policy were not cited at all Source: Thomson Reuters Journal Citation Reports Journal Impact Factor = 2,011
  • 22. BENCHMARK YOUR PAPERS AGAINST GLOBAL AVERAGES – IS THIS A HIGHLY CITED PAPER? 22 Hematology articles from this year have been cited 18,83 times This article is ranked in the 12,92nd percentile in its field by citations Articles published in ‘Blood’ from 2004 have been cited 34,30 times This paper has received 40/34,30=1,17 times the expected citations for this journal This paper has received 40/18,83=2,12 times the expected citations for this subject category
  • 23. WHICH ARE OUR CENTRES OF EXCELLENCE? 23 Dept. Medicine Dept. Mechanical Engineering
  • 24. PERCENTILE INDICATORS • Paper percentile – Determine percentage of papers at each level of citation