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1. How to Write an Evaluation Plan
Overview for AmeriCorps Grantees
2. Learning objectives
By the end of this presentation, participants will be
able to:
• Explain what an evaluation plan is and its purpose
• Identify key sections of an evaluation plan
• Identify what information to include in each section of an
evaluation plan
– Key sections
– Contents of each section
3. What is an evaluation plan?
• Written document that details all of the evaluation steps
and activities you plan to conduct
• Dynamic tool (i.e., a living document) that should be
continually updated as you plan and develop each aspect
of the evaluation
• Required component of your AmeriCorps application
4. Why develop an evaluation plan?
• Helps the evaluation team be more systematic and
comprehensive in their evaluation efforts
• Increases efficiency of the evaluation
• Helps the evaluation team and/or program staff anticipate
potential challenges and plan accordingly to avoid any
missteps
• Creates a shared understanding of the purpose and use
of evaluation results for program stakeholders
• Facilitates a smoother transition if staff turnover occurs
• Serves as a written understanding between the grantee
and external evaluator(s), if applicable
5. What should your evaluation plan include?
Evaluation Plan Outline
I. Introduction
II. Program background
III. Research questions
IV. Evaluation design
V. Data collection
VI. Analysis plan
VII. Timeline
VIII. Budget and other
See Frequently Asked Questions: Evaluation document on the Knowledge Network for more
details.
6. I. Introduction
The introduction is intended to establish the
context of your planned evaluation.
It should explain:
• Your program model (brief overview)
• Purpose, scope, and timeframe of the evaluation
• Intended use and users of the evaluation results
• Who will be involved in planning and implementing the
evaluation
7. II. Program background
• A description of the program and which specific program
components the evaluation will focus on helps set the
stage for understanding the evaluation approach.
• Your program background section should include:
– Statement of need
– Your program’s theory of change and supporting research evidence
– Summary of previous evaluations (if applicable)
– Narrative account of your program
– Your program’s logic model
– Description of which program components the evaluation will focus
on
8. Logic model of a fictional homelessness
prevention program
Process Outcomes
INPUTS ACTIVITIES OUTPUTS
Outcomes
Short-Term Medium-Term Long-Term
What we invest What we do Direct products from
program activities
Changes in knowledge,
skills, attitudes, opinions
Changes in behavior or
action that result from
participants’ new
knowledge
Meaningful changes,
often in their condition
or status in life
Funding
Staff
AmeriCorps
members
Non-
AmeriCorps
volunteers
Research
Provide housing
relocation and
stabilization
services
Provide educational
workshops
# families received
relocation and
stabilization services
# families attended
workshops
Total # of program
participants
Increase in # of families
averting displacement
Increased knowledge of
responsible home owner
or tenant practices/skills
Increased knowledge of
resources/services in
community
Decrease in
foreclosures and
evictions
Increased adoption of
responsible
practices/skills
Increase in # of families
in stable housing
Reduction in first-
time homelessness in
the community
9. III: Evaluation research questions
• Choosing research questions is key to defining exactly
what it is the evaluation is trying to accomplish.
• What characterizes a good research question?
– Clearly stated and specific
– Aligns with your program’s theory of change and logic model
– Will lead to measurable or observable results
– Realistic to answer given the resources, time, and experience of
those doing the evaluation
– Builds upon results from previous research and evaluations (if
applicable)
10. Exercise #1 (see pg. 2 of handout)
• Discuss whether each research question is strong or
weak, according to the criteria on the prior slide.
1. How did the low-income families in the county benefit from
participation in the homelessness prevention program?
2. What impact did the homelessness prevention program have on
beneficiaries’ knowledge of healthy food practices?
3. Did program beneficiaries increase their knowledge of housing,
financial, and other types of services and benefits in the county
as a result of participation in the program?
4. Is the homelessness prevention program reaching its intended
target population?
5. Which family shelters and temporary housing have the best
reputation?
6. What do people in the county think about homelessness?
11. III: Evaluation research questions
Changes?
Effects?
Impacts?
Research questions
for process objectives
ask:
Who?
What?
When?
Where?
Why?
How?
About:
Inputs/resources
Program activities
Outputs
Stakeholder views
Research questions
for outcome objectives
ask about:
In:
(Short-term)
Knowledge
Skills
Attitudes
Opinions
(Medium-term)
Behaviors
Actions
(Long-term)
Conditions
Status
Process and outcome objectives generate different
kinds of research questions.
12. Exercise #2
Work in small groups to develop a few examples of
strong research questions for an evaluation of the
homelessness prevention program.
• Develop one question for a process evaluation
• Develop one question for an outcome evaluation
13. Exercise #2 Wrap-up (Optional slide)
Examples of process evaluation questions:
• Who did the homelessness prevention program reach in
its first year of operation?
– What are the demographic characteristics of those served?
– To what extent did the program reach its target population?
– How many families did it reach overall and by service activity?
• How well was the program delivered and received?
– Was each activity implemented according to standards or protocol?
Why or why not?
– What facilitated and what were barriers to the implementation of
each activity? What improvements are needed? Lessons learned?
– How satisfied are the program’s beneficiaries with the services they
received?
14. Exercise #2 Wrap-up (Optional slide)
Examples of outcome evaluation questions:
• Did those served by the program increase their
knowledge of responsible home ownership or tenant
practices and skills?
– How does their change in knowledge compare to a matched
comparison group of individuals who did not participate in the
program?
• Did those served by the program adopt more responsible
home ownership or tenant practices and skills?
15. IV: Evaluation design
• Evaluation design is the structure that provides the
information needed to answer each of your evaluation
questions.
• Your intended evaluation design should be based on and
aligned with the following:
– Your program’s theory of change and logic model
– Primary purpose of the evaluation and key research questions
– Funder’s evaluation requirements
– Resources available for the evaluation
16. IV: Evaluation design
What type of evaluation design will be used?
• The two “sides” of a program’s logic model align with the
two types of evaluation designs: process evaluation and
outcome evaluation.
17. IV: Evaluation design
Process evaluation
• Focuses on a program’s inputs, activities, and outputs
• Documents what the program is doing and the extent to
which the program has been implemented as intended
• Informs changes or improvements in the program’s
operations
• Includes qualitative and quantitative data collection
• Does not require advanced statistical methods
• Does not require a comparison or control group
18. Pre-test Treatment Post-test
a) Single group
post-test X 0
b) Single group
pre- and posttest 0 X 0
IV: Evaluation design
Non-Experimental Outcome Evaluation Design
• Outcomes are only tracked
for the intervention group.
• There are several variations
within the category of non-
experimental outcome
designs, differing only in
number and timing of
outcome measurement
points:
a) Single group post-test
b) Single group pre- and
posttest
X = intervention is administered
0 = measurement is taken
Intervention Group
19. Pre-test Treatment Posttest
Intervention Group
0 X 0
Comparison Group
0 0
IV: Evaluation design
Quasi-Experimental Evaluation Design
• Defined by collecting data
on two or more study
groups – an intervention
group and a comparison
group.
• The intervention and
comparison groups are
identified from pre-existing
or self-selected groups
and are not formed
through a random
assignment process.
• Pre-existing differences
between the intervention and
comparison groups at the
outset of the intervention may
lead to inaccurate estimates of
the program’s effects.
X = intervention is administered
0 = measurement is taken
20. IV: Evaluation design
Experimental Evaluation Design (Randomized
Controlled Trial)
• Defined by collecting data
on two or more study
groups – an intervention
group and a control
group.
• Random assignment
techniques (e.g., lottery
draw) are used by the
evaluator to assign study
participants to either the
intervention or the control
group.
• Random assignment ensures
the study groups are equivalent
prior to intervention, thus
experimental designs are often
considered the most credible
design in regards to producing
evidence of program impact.
Pre-test Treatment Posttest
Intervention Group
Randomly assigned
0 X 0
Control Group
Randomly assigned 0 0
X = intervention is administered
0 = measurement is taken
21. IV: Evaluation design
Describe your evaluation study group(s)
• The evaluation design section of your plan should provide
a description of each study group.
• Explain how each study group will be identified.
– Define the target population from which you will recruit your study
group participants.
– Describe how you will access or recruit participants for each study
group.
– Specify any applicable eligibility criteria for each study group (e.g.,
study participants from your target population must be within a
certain age range, hold a certain degree type).
22. IV: Evaluation design
Type of Outcome Evaluation Design Control or Comparison
Ability to
produce causal
evidence about
a program
Which one?
Randomly assigned
intervention and control
groups
Which one?
Statistically matched
intervention and
comparison groups
Which one?
Not statistically matched
groups or group
compared to itself
23. V: Data collection
• This section focuses on the data you plan to collect to
answer your key research questions.
• Describe how you plan to answer each research
question by specifying:
– What information will be collected (i.e., data indicators)
– Who/what will be the source of data
– Data collection tools/instruments
– When the data will be collected and by whom
– Sampling methods (if any)
24. V: : Data collection
• Indicators (or variables) help define exactly what
information will be used to answer your research questions.
– Specific, observable, and measurable sources of information
• Indicators can be quantitative (numerical) or qualitative
(non-numerical).
• There can be more than one indicator for each activity or
outcome you choose to measure.
25. V: Data collection
Example indicators
Research Question Indicator(s)
(Process-oriented)
Were the educational workshops
consistently implemented across the
four program sites?
a) Members received training on how to
deliver curriculum
b) Topics covered during workshop
c) Duration of each workshop
d) Total number of workshop participants
e) Characteristics of workshop participants
(Outcome-oriented)
Did program beneficiaries increase
their knowledge of responsible home
ownership practices?
Beneficiaries show an increase in
knowledge of:
a) Refinancing options
b) Credit repair and recovery
c) Money saving strategies
26. V: Data collection
• Identify your data sources.
– Existing data (e.g., administrative records, program databases, external
datasets, program documents)
– Beneficiaries, comparison/control group individuals, program staff,
AmeriCorps members
• Identify your data collection tools/instruments.
– Surveys
– Interview protocols
– Focus groups guides
– Observation templates
27. V: Data collection
Quantitative Methods Qualitative Methods
Scope Less in-depth data across a larger
number of study participants
More in-depth data on fewer study
participants
Data
collection
Collect data using structured
instruments (closed-ended survey
items and rating scales)
Collect narrative data using semi- or
unstructured instruments (open-
ended survey items, interviews,
observation, focus groups)
Data
format
Numeric Non-numeric (text-based)
Data
analysis
Statistical (e.g., frequencies, means,
crosstabs, regression models)
Non-statistical (e.g., content
analysis)
Results More objective; more generalizable
to a larger population; able to
provide evidence of program impact
More subjective; less generalizable
to a larger population; NOT able to
provide evidence of program impact
Combining qualitative and quantitative data methods may provide more in-
depth answers to your research questions
28. V: Data collection
• Specify the start and end date and frequency of data
collection.
– Single measure (e.g., after the intervention only)
– Pre- and post-measures before and after the intervention
– At various times or continuously during the course of the
intervention
– Over time (longitudinal)
• Specify who will be responsible for collecting the data.
– Internal program staff or AmeriCorps members
– External evaluator
• Describe your approach to managing and securing the
data.
29. V: Data collection
Specify whether a sample will be drawn.
• Will you collect data on the entire population that you
intend to study or will a sample of study participants be
drawn?
• If selecting a sample, include information on:
– The population from which your sample will be drawn
– Selected sampling techniques
– Expected sample size
• Sampling is a complex process and should be
determined by an experienced evaluator.
30. VI: Analysis plan
This section explains the analytic techniques you
plan to use in the evaluation.
• Quantitative data analysis techniques
– Statistical analysis (mean, median, chi-square, t-test, ANOVA,
regression, etc.)
• Qualitative data analysis techniques
– Content analysis (cross-site analysis, theme identification, case
study descriptions)
31. VI: Analysis plan
Process Evaluation of a Homelessness Prevention Program for Low-income Families
Research
question
Indicators What is collected and
how?
From whom / data
sources?
When collected and by
whom?
How will you analyze the data?
Is the
program’s
activity –
educational
workshops -
being
implemented
as designed?
a) Duration of
workshops
b) Participant
workshop
attendance rates
c) Topics
covered by
member
c) Members
delivery of
program
curriculum
during
workshops
a, b, and c)
Members report
details about
workshops in logs
with pre-defined
categories of
reporting
a and b)
observations of
workshops
a, b, and c) Member
logs
a and b) Evaluator
observes members
delivery of
curriculum
a, b, and c) Evaluator
collects the workshop
logs quarterly
a) Quarterly
observations by the
evaluator(s) using
structured
observation guides
a, b, and c) Generate
average duration of
workshops; average rate of
workshop attendance; and
frequencies on use of
curriculum;
c) Generate frequencies
and averages on
quantitative data (e.g.,
ratings scales, frequency
scales) and thematically
code and analyze open-
ended comments/notes
32. VI: Analysis plan
Impact Evaluation of a Homelessness Prevention Program for Low-income Families
Research
question
Outcome of
interest
What is collected
and how?
From whom / data
sources?
When collected and by
whom?
How will you analyze the
data?
What impact
does the
homelessness
prevention
program have
on beneficiaries’
ability to hold a
stable tenancy
relative to a
comparison
group?
Tenancy status
of low-income
families at risk of
homelessness
Low income
families’
housing stability
is measured
with a survey.
a) Low-income
families participating
in the program serve
as the intervention
group.
b) Low-income
families facing an
immediate housing
crisis that do not
participate in a
homelessness
prevention program
serve as the
comparison group.
The evaluator
administers the
survey at two time
points:
- before the
homelessness
prevention
program begins
- 1 year after the
homelessness
prevention
program is
implemented
Calculate the difference in
average outcome in the
intervention group minus
the difference in average
outcome in the
comparison group before
and after treatment
(difference in differences
method)
33. VII. Timeline
• Include a timeline of when you expect to carry out each of
your key evaluation activities specified in your plan.
Evaluation
Activities
Q1: Sept-Nov; Q2: Dec-Feb;
Q3: Mar-May; Q4: Jun-Aug
Example of Timing of Activities for Grant Year 1 – Grant Year 3
Year 1 Year 2 Year 3
Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4
Develop/refine logic model +
Hire/identify evaluator +
Develop evaluation plan
and data collection tools
+ +
Recruit study participants +
Data collection + + + +
Analysis/ interpretation +
Report/ dissemination + +
34. VIII. Budget and other
• Include an estimated budget for your evaluation. Common
cost categories:
– Staff time
– Materials, equipment, and supplies
– Travel
– Data collection
• Include any other relevant information that is not in other
sections of your evaluation plan:
– Institutional Review Board (IRB) clearance
35. Appendix
• References
– Provide complete citations of any reports or publications cited in the
body of the plan
• Copies of data collection tools or instruments you plan to
use
– Surveys
– Interview protocols
36. Exercise #3
• Read the example evaluation plan on page 5 of your
handout packet.
• Use the Sample Evaluation Plan Checklist to critique the
example evaluation plan.
37. Things to remember
• Developing an evaluation plan should be a collaborative
process that takes place over time.
• An evaluation plan is a dynamic tool and can change and
be refined as you make decisions about how best to
evaluate your program.
• An evaluation plan facilitates the process of keeping
diverse stakeholders on the same page with regards to
the actual implementation of the evaluation.
39. Resources
• The American Evaluation Association
– http://www.eval.org
• The Evaluation Center
– http://www.wmich.edu/evalctr/
• Innovation Network’s Point K Learning Center
– http://www.innonet.org
• Digital Resources for Evaluators
– http://www.resources4evaluators.info/CommunitiesOfEvaluators.ht
ml
• SAMHSA’s National Registry of Evidence-based Programs and
Practices: Non-Researcher's Guide to Evidence-Based Program
Evaluation
– http://www.nrepp.samhsa.gov/Courses/ProgramEvaluation/NREP
P_0401_0010.html
• CNCS’s Knowledge Network
– https://www.nationalserviceresources.gov/evaluation-americorps