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Richard Mener, co-founder and EVP Operations
richard.mener@features-analytics.com
Cell: +32 (0)471.74.56.91 Nov. 24th, 2020
Pro-active AI driven defense
against any market abuse
ManagementChallenges
Financial markets are under increasing regulatory pressures. Management must extend coverage, improve
effectiveness and efficiency of surveillance programs. Banks risk severe sanctions and reputational damage.
FCA
MiFID II
MAR
FRBNY
Dodd Frank
SEC
FINRA
OCC
DoJ
MAS
HKMA
Increased
Regulations
DATA
INTEGRITY
• Good quality and complete data
• Store Market data, trades, orders
SURVEILLANCE
EXPERTS
• Recruiting, training and retaining
staff
• Right skills-set across markets and
products
EFFICIENT
OPERATIONS
• Rule-based alerting generates
False positives and miss abuse
• Next generation AI technology
helps to enhance effectiveness
CONNECTING THE
DOTS
• Connect order and trade
management systems
• Move to AI integrated view
identifying emerging risks
PwC 2019 Market Survey identified that ‘Half of banks surveyed were not satisfied with their current trading surveillance solution.’
Today, banks can move from rigid, static rules and models to the next-generation AI Solutions.
Global Regulatory Fines 2012-18:
$26.4B Fines +28 jail sentences
Surveillance technology yields
99.99% false positives, 40m alerts
generated globally by 17 banks
WhoWeAre
• Trade surveillance software applying the principles of breakthrough cancer ultrasound AI technology to measure
‘normal’ market activity and identify at any moment of time anomalous behavior which indicates market abuse
• Customer engagements include product development agreements with two US Tier 1 investment banks
• Currently in production with a Market Infrastructure in Europe
Incorporated in Belgium in 2014
eyeDES® AI Technology &
Platform developed since 2012
European prize for best IT start-up
Walloon Region R&D / AWEX support
Featured by Aite and Gartner
Selected by M12 (Microsoft Ventures) among 10 out of 600 women-led companies in Enterprise Tech. (Oct. 2018)
Deployed on Azure cloud, graduated from MSFT Scale-up accelerator / London (Q1 2020)
PwC Scale FinTech Program for product ready scale-ups (Q4 2020)
eyeDES® - the market only Artificial Intelligence driven detection that identifies any
Market Abuse and which is asset class agnostic.
4
CASE MANAGEMENT
Tools to manage the workflow of each case
and investigate effectively
Howarewedifferent
• Zero Parameters, Zero Rules
• No Fixed Windows of Time
• Pro-active, dynamic - evolves with the market
• Alerts of High Quality and Transparent logic
• Existing and NEW scenarios detected
• Accurate and Efficient (costs down 90%)
The full power of AI in your own hands
The only AI driven surveillance solution
that is unbiased and capable of detecting
trading abuse without any parameters
and rules. eyeDES is asset class agonistic
and identifies cases down to trader level
activity.
Detection Accuracy
Effectiveness
AI driven
Pro-active
5
OurApproach Powered by
Detection
module
Historic
Misconduct
module
Case Management
Scores
Reasons-why and
Narrative
Intelligent
Insights
Data Enrichment Detection Engine
eyeDES software continuously monitors the market and traders activity providing intelligent
insights into the behaviours and markets dynamics.
Feature
Machine
Near
Real-time
Batch Data
Streaming Data
Big Data
6
WhatweDetect Powered by
Level of insight
Warehouse
Individual Trader
eyeDES detects known and NEW scenarios of market abuse. It is asset class agnostic.
Feature
Machine
AI
Spoofing
Layering
Front Running
Quote Stuffing
Ramping
Marking the Fix
Post and Flip
Wash Trades
Camels
SCENARIO X
Momentum
Ignition
Insider Trading
Pinging
eyeDES® Platform deployment : On-premise or Cloud
7
Whoweserve
Feature
Machine
Investment Banking
Market Infrastructures
Broker-Dealers
Exchanges
Asset Managers
Hedge Funds
Regulators
AI
Overlay: to the existing
solutions and surveillance
program
Standalone: leapfrog the
surveillance program
The full power of AI in your own hands
Why
OurLeadershipTeam
CRISTINA SOVIANY, PhD
CEO / Co-founder
RICHARD MENER, MBA
EVP Operations / Co-founder
FABIAN VANDENREYDT
Adv. Board / Ind. Expert
STEVE LIVERMORE
Adv. Board / Bus. Dev
PINI BEN-OR
Adv. Board / Tech Expert
Latest News : Chief Revenue Officer to join the Executive Team in Q1, 2021Latest News : Chief Revenue Officer to join the Executive Team in Q1, 2021
The Road ahead
Power of AI in your hands
Alerts displayed with Insights and Reasons-why
Features describing the behaviour
Parameter-free
Identifies all suspicious cases with
zero parameters, zero rules
Pro-active
Stay one step ahead with machine
intelligence that adapts and evolves
Efficient
High-quality alerts to reduce time and
expense with more than 90%
Unrivalled accuracy
100 times more accurate than other
solutions, detects new scenarios
eyeDES - The future global AI standard for trading surveillance
Richard Mener, co-founder and EVP Operations
richard.mener@features-analytics.com
Cell: +32 (0)471.74.56.91 Nov. 24th, 2020
Pro-active AI driven defense
against any market abuse

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Richard Mener - Features Analytics

  • 1. Richard Mener, co-founder and EVP Operations richard.mener@features-analytics.com Cell: +32 (0)471.74.56.91 Nov. 24th, 2020 Pro-active AI driven defense against any market abuse
  • 2. ManagementChallenges Financial markets are under increasing regulatory pressures. Management must extend coverage, improve effectiveness and efficiency of surveillance programs. Banks risk severe sanctions and reputational damage. FCA MiFID II MAR FRBNY Dodd Frank SEC FINRA OCC DoJ MAS HKMA Increased Regulations DATA INTEGRITY • Good quality and complete data • Store Market data, trades, orders SURVEILLANCE EXPERTS • Recruiting, training and retaining staff • Right skills-set across markets and products EFFICIENT OPERATIONS • Rule-based alerting generates False positives and miss abuse • Next generation AI technology helps to enhance effectiveness CONNECTING THE DOTS • Connect order and trade management systems • Move to AI integrated view identifying emerging risks PwC 2019 Market Survey identified that ‘Half of banks surveyed were not satisfied with their current trading surveillance solution.’ Today, banks can move from rigid, static rules and models to the next-generation AI Solutions. Global Regulatory Fines 2012-18: $26.4B Fines +28 jail sentences Surveillance technology yields 99.99% false positives, 40m alerts generated globally by 17 banks
  • 3. WhoWeAre • Trade surveillance software applying the principles of breakthrough cancer ultrasound AI technology to measure ‘normal’ market activity and identify at any moment of time anomalous behavior which indicates market abuse • Customer engagements include product development agreements with two US Tier 1 investment banks • Currently in production with a Market Infrastructure in Europe Incorporated in Belgium in 2014 eyeDES® AI Technology & Platform developed since 2012 European prize for best IT start-up Walloon Region R&D / AWEX support Featured by Aite and Gartner Selected by M12 (Microsoft Ventures) among 10 out of 600 women-led companies in Enterprise Tech. (Oct. 2018) Deployed on Azure cloud, graduated from MSFT Scale-up accelerator / London (Q1 2020) PwC Scale FinTech Program for product ready scale-ups (Q4 2020) eyeDES® - the market only Artificial Intelligence driven detection that identifies any Market Abuse and which is asset class agnostic.
  • 4. 4 CASE MANAGEMENT Tools to manage the workflow of each case and investigate effectively Howarewedifferent • Zero Parameters, Zero Rules • No Fixed Windows of Time • Pro-active, dynamic - evolves with the market • Alerts of High Quality and Transparent logic • Existing and NEW scenarios detected • Accurate and Efficient (costs down 90%) The full power of AI in your own hands The only AI driven surveillance solution that is unbiased and capable of detecting trading abuse without any parameters and rules. eyeDES is asset class agonistic and identifies cases down to trader level activity. Detection Accuracy Effectiveness AI driven Pro-active
  • 5. 5 OurApproach Powered by Detection module Historic Misconduct module Case Management Scores Reasons-why and Narrative Intelligent Insights Data Enrichment Detection Engine eyeDES software continuously monitors the market and traders activity providing intelligent insights into the behaviours and markets dynamics. Feature Machine Near Real-time Batch Data Streaming Data Big Data
  • 6. 6 WhatweDetect Powered by Level of insight Warehouse Individual Trader eyeDES detects known and NEW scenarios of market abuse. It is asset class agnostic. Feature Machine AI Spoofing Layering Front Running Quote Stuffing Ramping Marking the Fix Post and Flip Wash Trades Camels SCENARIO X Momentum Ignition Insider Trading Pinging eyeDES® Platform deployment : On-premise or Cloud
  • 7. 7 Whoweserve Feature Machine Investment Banking Market Infrastructures Broker-Dealers Exchanges Asset Managers Hedge Funds Regulators AI Overlay: to the existing solutions and surveillance program Standalone: leapfrog the surveillance program The full power of AI in your own hands
  • 8. Why OurLeadershipTeam CRISTINA SOVIANY, PhD CEO / Co-founder RICHARD MENER, MBA EVP Operations / Co-founder FABIAN VANDENREYDT Adv. Board / Ind. Expert STEVE LIVERMORE Adv. Board / Bus. Dev PINI BEN-OR Adv. Board / Tech Expert Latest News : Chief Revenue Officer to join the Executive Team in Q1, 2021Latest News : Chief Revenue Officer to join the Executive Team in Q1, 2021
  • 9. The Road ahead Power of AI in your hands Alerts displayed with Insights and Reasons-why Features describing the behaviour Parameter-free Identifies all suspicious cases with zero parameters, zero rules Pro-active Stay one step ahead with machine intelligence that adapts and evolves Efficient High-quality alerts to reduce time and expense with more than 90% Unrivalled accuracy 100 times more accurate than other solutions, detects new scenarios eyeDES - The future global AI standard for trading surveillance
  • 10. Richard Mener, co-founder and EVP Operations richard.mener@features-analytics.com Cell: +32 (0)471.74.56.91 Nov. 24th, 2020 Pro-active AI driven defense against any market abuse