SlideShare a Scribd company logo
1 of 17
proFound Consulting Focuses
on..
proFound Consulting focussing on Resourcing with the scares skilled market of Business Risk Consulting including Risk management,
Corporate governance, Regulatory Compliance and Sustainability. Business Risk Consulting and Advisory is an integrated team of
Governance, Risk Management, Regulatory Compliance and Control, providing a wide range of specialist services to Southern African
Financial institutions and Public sector entities.
proFound Consulting has extensive experience in consulting to organisations on business process, and their overall finance, governance,
risk and control frameworks to support the business objectives.
 We also consult with clients on the adoption of best risk management practices.
Why proFound Consulting?
 In the view of the shortage of skills within South Africa and the world, proFound Consulting was established as a platform for expert
professionals, with expertise and knowledge, to assist organisations with a lack and/or shortage of skills, within the core areas of their
business activities.
proFound Consulting has been established with a dual purpose:
 To provide expert professionals to address the shortage of skills in the local and global economy; and assist in the upliftment of
existing skills.
 To provide specialised knowledge and skills to assist organisations and companies to address unique or specific business quandary.
 It is proFound’s intent to provide approved expert professional as consultants for specialised projects directly to companies and
organisations to establish an in-house project team. Parallel to this, providing mentors to address the high risk areas within the core
business, caused by a lack of skills through capacity building initiatives. proFound affords experts in various fields of professional
practices to share "best practise" methodologies and to assist with capacity building initiatives within organisations to ensure
knowledge and skill transfer. proFound indirectly addresses the shortages of skills and the lack of experience by the placement of
consultants and mentors to address company specific requirements and risk areas within all sectors of industry. The success of
placement depends on providing an expert from the respective Industry/sector with the equal particular experience.
proFound Consulting Integrity Approach
 proFound Consulting offers expert resources that ensure organisational change management assistance, development of coaching
skills, technology implementation, strategy development as well as operational improvement services through sound methodologies
and frameworks to guide the identification of problems and to serve as a basis for recommendations for more effective and efficient
ways of performing business tasks.
What do we bring to your
business
 Deep understanding
proFound Consulting provide expert resources that work closely with you to gain a deep insight into your business and to fully
understand your company's issues, objectives, opportunities, strengths and vulnerabilities. This means that you receive advice that
really gets to the heart of your business.
 Knowledge
proFound Consulting consists of a consulting network of professionals with vast knowledge and experience and who are dedicated to
improving performance in your business through benchmarking, networking and leading practice.
 Insights and proven practices
proFound Consulting experts are not afraid to challenge conventional wisdom, which results in a combination of new fresh thinking
with global methodologies, tools and proven practices. You benefit from our ideas and insights delivered through a quality service.
 The right people in the right place at the right time proFound assembles the right multi-disciplinary team for your business, drawing on
our global network of qualified professionals. You get the diverse perspectives and skills you need, wherever in the world you require
them to be.
 Flexibility
Today's business world requires you to balance stability with rapid change. Expert professionals respond swiftly to the challenges you
face. Our people tackle your issues with energy and enthusiasm, helping you achieve your potential.
 Integrity
proFound Consulting acts with integrity, has mutual respect and is open and honest in everything we do. We only ever do what we
believe is right and we require that all the consultants in our Network do the same
Our Service
Recruitment Executive Search
Scares Skill
Statutory & Regulatory Experts
Business
Consulting
Our Focus
Recruitment
 proFound ’s Contingency Recruitment division focuses on sourcing and placing scares skill, experts, professional, senior management
to Executive candidates in interm and permanent roles with market leading companies in Africa, Europe and South Africa.
 We are a Level 4 B-BBEE preferred supplier to many of South Africa’s leading blue chip companies.
 proFound is deemed to be an Exempted Micro-Enterprise and qualifies for a promotion to a B-BBEE status of “Level Four Contributor”
having B-BBEE procurement recognitions 100% in terms of the clause 4 of the Broad-Based Black Economic Empowerment Codes of
Good Practices.
 Having been in operation for more than 15 years, proFound’s recruitment division places top candidates in the following sector
groupings, with niche exposure to a number of other industries:
 Finance, Risk, Audit, Corporate Governance, Legal, Compliance and IT
Recruitment in Expert Area’s
 Financial Services, Insurance, Asset Management & Banking
 Management Consulting
 Engineering, Mining & Construction
 Technology & ICT - SAP - Senior Technology Functional
Specialists
 IT Audit, IT Risk and IT Governance, Data Security
 Multi-industry Opportunities Across Africa
 We specialize in placing the following skill sets, but are able to
apply our tried and tested recruitment methodology to a range of
additional skill sets.
 Corporate Governance, Audit, Risk & Compliance
 Compliance, Risk Management, Enterprise Wide Risk
 (Regulatory, Legal, Credit Risk, ALCO, ALM, ICT/IT , &
Risk Audit )
 (SAM - Solvency FRS & Basel)
 Management & Strategy Consultants (Audit & Advisory )
 Project Resources (Programme, Project Managers, Business
Analysts)
 SAP - Senior Technology Functional Specialists
 Business Development (IT & Engineering)
 Finance & Accounting (IFRS, AFS & US GAAP) specialist
 Corporate, Investment & Wealth Banking
 Human Resource Executives (Macro View Industries)
 Insurance Specialists – Long Term, Asset Management, Short
Term
 Finance, Regulatory, Audit, Actuary & Complaince
 Engineers – Senior Management & Executive (Petroleum, Oil &
Gas, Aerospace, EPCM)
 Finance Executives CA (SA) CIMA and CFA
 Consulting - Interm and Interm Assignments
Executive Search
NO UPFRONT FEES, NO RETAINERS
Our Executive Search division at proFound Consulting specialises in sourcing and engaging with the most capable executives who will fityour organisational culture and be highly successful in the assigned role from placement date.Our specialist executive search team is involved throughout the entire hiring process, conducting detailed interviews and backgroundchecks and presenting candidates to our clients selectively, when we feel the candidate meets all stated requirements.We segment our executive search offering into two areas:
 Roles from ZAR1m – ZAR2.5m CTC per annum (EURO 6000k – EURO 14 900k)
 Roles above ZAR2.5m CTC per annum (EURO 14 999k)
When should you choose proFound Consulting’s executive search?
When you are looking for scarce skills or a high level executive whose performance has a direct correlation on share price or investorconfidence.
The executive is required to be fully functional within a short space of time.. Your firm does not have the time or skills to properly evaluatecandidates.
When you cannot shoulder any risks for a mistaken candidate. - When you wish to target specific individuals in your industry through aprofessional third party to ensure distance.
What are the benefits of proFound Consulting’s executive search?
You have the freedom of recruiting from competitors without doing so directly, and the ability to choose among candidates that would not beavailable through internal or passive sourcing methodologies.
Ensures a best fit candidate - Secure a dedicated specialist team of resources to source and evaluate the ideal candidate
Guaranteed agreed time frame - Comprehensive, exhaustive search - Professionalism – the reputation of your firm is protected
Business Risk Consulting
proFound Consulting ocussing on Business Risk Consulting including Risk management, Corporate governance, Regulatory compliance
and Sustainability.
Business Risk Consulting is an integrated team of Governance, Risk Management, Regulatory Compliance and Control, providing a wide
range of specialist financial advisory services to Southern African Financial institutions and Public sector entities.
proFound Consulting has extensive experience in consulting to organisations on business process, and their overall governance, risk and
control frameworks to support the business objectives.
 We also consult with clients on the adoption of best risk management practices.
Business Solution
proFound Consulting Business Solutions Provides the following consulting services;
 Regulatory Compliance Consulting
 Risk Management Consulting Services
 Internal Audit
 Forensic Services
 Financial Management and Accounting Services
 Legal & Support
 In addition, we have the core capability to assist you in conducting due diligence reviews during the acquisition of new businesses and
restructuring you current business.
Regulatory Compliance
Consulting
 At proFound Consulting our regulatory compliance experts are seasoned professionals who have a thorough knowledge of
compliance-related aspects and first-hand experience with the sustainable implementation of the compliance function.
 An effective compliance function is highly dependent on the culture and supporting environment within an entity. We assist entities to
analyse and define compliance governance structure(s) that align with the entity’s unique operations. We follow a risk based approach
to ensure that limited resources are optimally deployed.
 We define compliance risk as the risk that controls implemented to ensure compliance to relevant laws, regulations and supervisory
requirements, are not adhered to and/or are inefficient and ineffective.
 When /if compliance risk materializes (i.e. a lapse of controls), it gives rise to regulatory risk - the risk that institutions do not comply
with applicable laws and regulations or supervisory requirements or the exclusion of provisions of relevant legislation out of operational
procedures. The effects of this risk may have an impact on either or both of:
 Reputational risk - the risk that the entity might be exposed to negative publicity due to the contravention of applicable statutory,
regulatory and supervisory requirements by the entity or its staff members during the conduct of business
 Monetary loss – due to penalties incurred or claims against the entity Laws, regulations and supervisory requirements include laws,
regulations, rules, self-regulatory organisation standards and codes of conduct – we collectively refer to these as regulatory
requirements.
Our particular areas of expertise include:
 Advice on sustainable implementation / re-design of the compliance function that is aligned with management’s strategic direction
 Sound, risk based framework to derive customized compliance risk profiles, risk management plans and key risk indicators
 Develop and maintain an effective compliance program which supports management in establishing, promoting and enforcing integrity
and responsible decision-making
 Quality assurance – we review and report on the maturity of your compliance function compared to industry practice
Services
ESTABLISH
 Gap analysis of current versus desired status of the compliance function
 Compliance framework
 Compliance policy
 Compliance charter
PROMOTE
 Leadership awareness
 Compliance training
IMPLEMENT
 Regulatory review
 Compliance risk profile
 Compliance risk management
 Control monitoring
 Compliance key risk indicators
OTHER
 Quality assurance reviews (QAR’s)
 Benchmarking
 Useful Links
 http://www.compliancesa.com
 http://compliancelibrary.co.za/
 http://www.iodsa.co.za/
Risk Management Consulting
 proFound Consulting provides the complete spectrum of integrated Enterprise Risk Management services for Corporations and
Government entities in South Africa and sub Saharan Africa.
 The services covers the total spectrum including assessments, design and implementation of governance, risk management,
compliance and internal control frameworks, performing board effectiveness assessments, risk assessments, development of risk
appetite and tolerances and early warning indicators. In addition we assist with final implementation complimented with skills and
knowledge transfer.
 Each assignment is over seen by the proFound Consulting Expert in Risk Management who has vast experience and technical
knowledge and skills.
Services
 Core to our risk management approach is the concept of a continuous risk management process covering:
 Integrated RM framework
 All risk types
 Advanced/customized risk methodologies
 Supporting systems
Regulatory Compliance
Consulting Partner
 proFound Consulting partners with an independent specialist provider of advisory and operational compliance services to the financial
services sector. This group was originally established in 2003 and licensed by the Financial Services Board to render compliance.
 Today this group is a leading independent provider of regulatory compliance services to the financial services sector. The company
has its head office located in Cape Town and has regional offices in Pretoria, Durban and Bloemfontein and services clients in all
major business nodes around the country.
 proFound Consulting draws on both local and international trends in developing compliance services designed to meet the best
practice compliance needs of today’s financial services professionals who operate in an ever more regulated environment.
 proFound Consulting provides Compliance Consulting related services across a wide spectrum of the financial services sector
including long only asset managers, financial advisors, hedge fund managers private equity funds, insurers, underwriting managers,
insurance intermediaries, and direct marketers.
 proFound Consulting works with both local and international clients and has a wide range of experience in the implementation and
ongoing monitoring of financial services regulatory compliance. Through our diversified local and offshore client base proFound
Consulting has developed considerable skill and expertise with the implementation and monitoring of regulatory compliance.
 We recognise the need for the business to contain the costs of compliance whilst meeting the increasing challenges of regulatory
compliance.
 We strive to keep our services focused without compromising the delivery our clients have come to expect.
Experts and Network
 The proFound Consultants Network aspires to : Develop executable cost effective solutions to empower business executives to create
or implement suggested results which will result in substantial advantages to existing business present deliverables according to
contract agreements. Capacity building through transferring of experience and knowledge of subject matter to internal cooperative
consultants/coordinators and or team members.
 To develop a customised individual solution, relevant to each client's particular issue. Employ a prioritised approach to client
responsibilities, placing the client's interest before that of the consultancy. Adhere to professional ethical conduct and standards to
ensure, integrity of reports, sound financial accounting principles ito charging rates and working hours, accountable execution ito the
progression speed of the project as well as the quality of each deliverable. An Integrity check is done on every potential proFound
candidate.
 This checks included the following: References, Criminal Record & Qualifications
A certificate is issued to every successful candidate as proof that proFound endorse his/her professional ability to provide a professional,
productive, efficient, service to proFound Consulting Network clients.
Approved proFound Consulting Network professionals will automatically benefit from being part of the database through:
 Networking Opportunities - Potential short, medium and long term employment - Access to leading Methodologies
 "Best Practices" Consulting operations - Knowledge and skill building events - Expert Professional Code of Ethics
 All approved proFound Consulting Network Professionals are committed to the Expert Professional Code of Ethics.
 Maintain a professional approach, attitude and behavior in all our dealings with clients, the general public and fellow members.
 Accept assignments only for which we are qualified and where our objectivity, independence or integrity will not be impaired. Base our
client recommendation on impartial observations, responsible opinion, pertinent facts and practical considerations.
 Ensure our anticipated benefits are obtainable and realistic. Disclose to clients all financial or other interests in recommended goods or
services.
 Ensure mutual understanding of all arrangements with clients prior to engagements. Maintain strict confidentiality of client information
and never use privileged information without client permission.
 Refrain from inviting or receiving approaches from client's employees for employment which could compromise client confidentiality
and confidence.
 Accept an engagement only where there is no potential conflict of interest with one of our colleagues or where all parties are made
aware in advance of the circumstances.
 Ensure all management consultants under our control are fully conversant with, and abide by the Code of Ethics
Our Global Expert Talent Bank
At proFound Consulting our global expert talent bank includes over 5000 candidates with extensive experience in risk management,
compliance, audit and regulatory issues who are available for professional scare skill, management, executive roles or interm assignments.
We can identify risk management candidates who match even the tightest specifications in terms of industry knowledge, risk management
expertise, or other critical experience factors.
Our candidates’ areas of expertise include:
 Risk and Compliance assessment
 Basel III, Solvency III, COSO, and FRS
 Regulatory Complaince – Establishing, Promoting and Implemeting
 Compliance audit, consulting, and monitoring
 IT Governance, Risk and Audit – Data Security
 CA (SA) with Statutory and Regulatory experience
 Regulatory, legal and financial risk management
 Credit risk management
 Corporate governance issues
 Knowledge of fraud and anti-money laundering measures
 Inspections and investigations, plus remediation plans for shortfalls
 Familiarity with Statutory and Regulatory, FSB and SEC reporting and Sarbanes-Oxley compliance issues
 Understanding of regulations around IFRS, US GAAP and FSA-regulated UK GAAP
 Specific candidate accomplishments span broad range of industries and products:
 Conducted internal audit which identified several substantial system weaknesses, then provided the architecture for new system
of control
 Completed due diligence and commercial negotiations for range of corporate contractual undertakings
 Implemented commercially based African, Southern African, UK and European regulatory standards across broad product set
 Developed comprehensive training curriculums for regulatory, compliance and risk teams
 Wrote a corporate compliance manual
Whether you are looking for a Compliance Officer or Risk Manager or an Executive, for Specialist position or an Interm/Consulting role –
there are many reasons to call proFound Consulting…
Expert Online Registration
All proFound expert professionals have a strong and extensive understanding of their area of expertise.
They have background in all sectors of industries with knowledge of integrated business systems.
Personal characteristics include exemplary work ethics and leadership presence, team attitude, exceptional communication skills, keen
attention to detail and an entrepreneurial spirit to build a business within a business.
To be part of the proFound Consulting Network all consultants must demonstrate the following and the references that are done prior to
accepting a consultant onto our network determine that each consultant is:
 A motivated self-starter with a passion for results
 Able to lead cross-functional teams
 An exceptional project manager, with skills in process management.
 Organisation skills, business systems integration and / implementation experience
 Able to self-manage, is responsive, and able to adapt to shifts in priority
 Able to deal with change and be a team player
 Able to demonstrate knowledge of, or experience with integrating technologies
 A qualified professional with at least a Bachelors degree and or equivalent business qualification
 A minimum of 2 years of experience within the Finance, Audit, Risk, Compliance, Treasury, IT area of expertise
Committed to BBBEE
 proFound Consulting is committed to Broad-Based Black Economic Empowerment ('BBBEE'), and is proudly accredited as a level 4-
contributor.
 This status allows our clients to claim 100% of the 'value-of-spend' with us as BBBEE procurement.

More Related Content

Similar to PFC 2016 Presentation

Proposal risk based internal audit 2013
Proposal risk based internal audit 2013Proposal risk based internal audit 2013
Proposal risk based internal audit 2013Nidhi Gupta
 
Executive Solutions Overview
Executive Solutions Overview Executive Solutions Overview
Executive Solutions Overview aimee1222
 
Fcl search profile final
Fcl search   profile finalFcl search   profile final
Fcl search profile finalJyoti Dadlani
 
RFS HR Consultancy
RFS HR ConsultancyRFS HR Consultancy
RFS HR ConsultancyRFS HR
 
How we can help - Nuricumbo + Partners
How we can help - Nuricumbo + PartnersHow we can help - Nuricumbo + Partners
How we can help - Nuricumbo + PartnersNuricumbo + Partners
 
Prey Consultancy Corporate Presentation
Prey Consultancy Corporate PresentationPrey Consultancy Corporate Presentation
Prey Consultancy Corporate Presentationpreyconsultancy
 
GulfManagers Brochure
GulfManagers BrochureGulfManagers Brochure
GulfManagers BrochureRana Ashraf
 
GulfManagers Brochure
GulfManagers BrochureGulfManagers Brochure
GulfManagers BrochureNihal Kamal
 
Linked in presentation
Linked in presentationLinked in presentation
Linked in presentationPaul Wheeler
 
Riskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposalRiskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposalNidhi Gupta
 
Riskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposalRiskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposalNidhi Gupta
 
Rilwood Associates Company Overview 2013
Rilwood Associates Company Overview 2013Rilwood Associates Company Overview 2013
Rilwood Associates Company Overview 2013Kenton Robbins MIoD
 
Aquis search presentation
Aquis search presentationAquis search presentation
Aquis search presentationEileen Wang
 

Similar to PFC 2016 Presentation (20)

E Brochure Next Level Ppt
E Brochure Next Level PptE Brochure Next Level Ppt
E Brochure Next Level Ppt
 
Proposal risk based internal audit 2013
Proposal risk based internal audit 2013Proposal risk based internal audit 2013
Proposal risk based internal audit 2013
 
Universalhunt.com
Universalhunt.comUniversalhunt.com
Universalhunt.com
 
Executive Solutions Overview
Executive Solutions Overview Executive Solutions Overview
Executive Solutions Overview
 
Fcl search profile final
Fcl search   profile finalFcl search   profile final
Fcl search profile final
 
RFS HR Consultancy
RFS HR ConsultancyRFS HR Consultancy
RFS HR Consultancy
 
How we can help - Nuricumbo + Partners
How we can help - Nuricumbo + PartnersHow we can help - Nuricumbo + Partners
How we can help - Nuricumbo + Partners
 
Business consultancy in India
Business consultancy in IndiaBusiness consultancy in India
Business consultancy in India
 
Experis - How we can help you
Experis - How we can help youExperis - How we can help you
Experis - How we can help you
 
AF All_sc
AF All_scAF All_sc
AF All_sc
 
Prey Consultancy Corporate Presentation
Prey Consultancy Corporate PresentationPrey Consultancy Corporate Presentation
Prey Consultancy Corporate Presentation
 
GulfManagers Brochure
GulfManagers BrochureGulfManagers Brochure
GulfManagers Brochure
 
GulfManagers Brochure
GulfManagers BrochureGulfManagers Brochure
GulfManagers Brochure
 
Linked in presentation
Linked in presentationLinked in presentation
Linked in presentation
 
GulManagers Brochure
GulManagers BrochureGulManagers Brochure
GulManagers Brochure
 
Riskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposalRiskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposal
 
Riskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposalRiskpro human capital consulting franchisee proposal
Riskpro human capital consulting franchisee proposal
 
Profile-FIL
Profile-FILProfile-FIL
Profile-FIL
 
Rilwood Associates Company Overview 2013
Rilwood Associates Company Overview 2013Rilwood Associates Company Overview 2013
Rilwood Associates Company Overview 2013
 
Aquis search presentation
Aquis search presentationAquis search presentation
Aquis search presentation
 

PFC 2016 Presentation

  • 1.
  • 2. proFound Consulting Focuses on.. proFound Consulting focussing on Resourcing with the scares skilled market of Business Risk Consulting including Risk management, Corporate governance, Regulatory Compliance and Sustainability. Business Risk Consulting and Advisory is an integrated team of Governance, Risk Management, Regulatory Compliance and Control, providing a wide range of specialist services to Southern African Financial institutions and Public sector entities. proFound Consulting has extensive experience in consulting to organisations on business process, and their overall finance, governance, risk and control frameworks to support the business objectives.  We also consult with clients on the adoption of best risk management practices. Why proFound Consulting?  In the view of the shortage of skills within South Africa and the world, proFound Consulting was established as a platform for expert professionals, with expertise and knowledge, to assist organisations with a lack and/or shortage of skills, within the core areas of their business activities. proFound Consulting has been established with a dual purpose:  To provide expert professionals to address the shortage of skills in the local and global economy; and assist in the upliftment of existing skills.  To provide specialised knowledge and skills to assist organisations and companies to address unique or specific business quandary.  It is proFound’s intent to provide approved expert professional as consultants for specialised projects directly to companies and organisations to establish an in-house project team. Parallel to this, providing mentors to address the high risk areas within the core business, caused by a lack of skills through capacity building initiatives. proFound affords experts in various fields of professional practices to share "best practise" methodologies and to assist with capacity building initiatives within organisations to ensure knowledge and skill transfer. proFound indirectly addresses the shortages of skills and the lack of experience by the placement of consultants and mentors to address company specific requirements and risk areas within all sectors of industry. The success of placement depends on providing an expert from the respective Industry/sector with the equal particular experience. proFound Consulting Integrity Approach  proFound Consulting offers expert resources that ensure organisational change management assistance, development of coaching skills, technology implementation, strategy development as well as operational improvement services through sound methodologies and frameworks to guide the identification of problems and to serve as a basis for recommendations for more effective and efficient ways of performing business tasks.
  • 3. What do we bring to your business  Deep understanding proFound Consulting provide expert resources that work closely with you to gain a deep insight into your business and to fully understand your company's issues, objectives, opportunities, strengths and vulnerabilities. This means that you receive advice that really gets to the heart of your business.  Knowledge proFound Consulting consists of a consulting network of professionals with vast knowledge and experience and who are dedicated to improving performance in your business through benchmarking, networking and leading practice.  Insights and proven practices proFound Consulting experts are not afraid to challenge conventional wisdom, which results in a combination of new fresh thinking with global methodologies, tools and proven practices. You benefit from our ideas and insights delivered through a quality service.  The right people in the right place at the right time proFound assembles the right multi-disciplinary team for your business, drawing on our global network of qualified professionals. You get the diverse perspectives and skills you need, wherever in the world you require them to be.  Flexibility Today's business world requires you to balance stability with rapid change. Expert professionals respond swiftly to the challenges you face. Our people tackle your issues with energy and enthusiasm, helping you achieve your potential.  Integrity proFound Consulting acts with integrity, has mutual respect and is open and honest in everything we do. We only ever do what we believe is right and we require that all the consultants in our Network do the same
  • 4. Our Service Recruitment Executive Search Scares Skill Statutory & Regulatory Experts Business Consulting Our Focus
  • 5. Recruitment  proFound ’s Contingency Recruitment division focuses on sourcing and placing scares skill, experts, professional, senior management to Executive candidates in interm and permanent roles with market leading companies in Africa, Europe and South Africa.  We are a Level 4 B-BBEE preferred supplier to many of South Africa’s leading blue chip companies.  proFound is deemed to be an Exempted Micro-Enterprise and qualifies for a promotion to a B-BBEE status of “Level Four Contributor” having B-BBEE procurement recognitions 100% in terms of the clause 4 of the Broad-Based Black Economic Empowerment Codes of Good Practices.  Having been in operation for more than 15 years, proFound’s recruitment division places top candidates in the following sector groupings, with niche exposure to a number of other industries:  Finance, Risk, Audit, Corporate Governance, Legal, Compliance and IT
  • 6. Recruitment in Expert Area’s  Financial Services, Insurance, Asset Management & Banking  Management Consulting  Engineering, Mining & Construction  Technology & ICT - SAP - Senior Technology Functional Specialists  IT Audit, IT Risk and IT Governance, Data Security  Multi-industry Opportunities Across Africa  We specialize in placing the following skill sets, but are able to apply our tried and tested recruitment methodology to a range of additional skill sets.  Corporate Governance, Audit, Risk & Compliance  Compliance, Risk Management, Enterprise Wide Risk  (Regulatory, Legal, Credit Risk, ALCO, ALM, ICT/IT , & Risk Audit )  (SAM - Solvency FRS & Basel)  Management & Strategy Consultants (Audit & Advisory )  Project Resources (Programme, Project Managers, Business Analysts)  SAP - Senior Technology Functional Specialists  Business Development (IT & Engineering)  Finance & Accounting (IFRS, AFS & US GAAP) specialist  Corporate, Investment & Wealth Banking  Human Resource Executives (Macro View Industries)  Insurance Specialists – Long Term, Asset Management, Short Term  Finance, Regulatory, Audit, Actuary & Complaince  Engineers – Senior Management & Executive (Petroleum, Oil & Gas, Aerospace, EPCM)  Finance Executives CA (SA) CIMA and CFA  Consulting - Interm and Interm Assignments
  • 7. Executive Search NO UPFRONT FEES, NO RETAINERS Our Executive Search division at proFound Consulting specialises in sourcing and engaging with the most capable executives who will fityour organisational culture and be highly successful in the assigned role from placement date.Our specialist executive search team is involved throughout the entire hiring process, conducting detailed interviews and backgroundchecks and presenting candidates to our clients selectively, when we feel the candidate meets all stated requirements.We segment our executive search offering into two areas:  Roles from ZAR1m – ZAR2.5m CTC per annum (EURO 6000k – EURO 14 900k)  Roles above ZAR2.5m CTC per annum (EURO 14 999k) When should you choose proFound Consulting’s executive search? When you are looking for scarce skills or a high level executive whose performance has a direct correlation on share price or investorconfidence. The executive is required to be fully functional within a short space of time.. Your firm does not have the time or skills to properly evaluatecandidates. When you cannot shoulder any risks for a mistaken candidate. - When you wish to target specific individuals in your industry through aprofessional third party to ensure distance. What are the benefits of proFound Consulting’s executive search? You have the freedom of recruiting from competitors without doing so directly, and the ability to choose among candidates that would not beavailable through internal or passive sourcing methodologies. Ensures a best fit candidate - Secure a dedicated specialist team of resources to source and evaluate the ideal candidate Guaranteed agreed time frame - Comprehensive, exhaustive search - Professionalism – the reputation of your firm is protected
  • 8. Business Risk Consulting proFound Consulting ocussing on Business Risk Consulting including Risk management, Corporate governance, Regulatory compliance and Sustainability. Business Risk Consulting is an integrated team of Governance, Risk Management, Regulatory Compliance and Control, providing a wide range of specialist financial advisory services to Southern African Financial institutions and Public sector entities. proFound Consulting has extensive experience in consulting to organisations on business process, and their overall governance, risk and control frameworks to support the business objectives.  We also consult with clients on the adoption of best risk management practices.
  • 9. Business Solution proFound Consulting Business Solutions Provides the following consulting services;  Regulatory Compliance Consulting  Risk Management Consulting Services  Internal Audit  Forensic Services  Financial Management and Accounting Services  Legal & Support  In addition, we have the core capability to assist you in conducting due diligence reviews during the acquisition of new businesses and restructuring you current business.
  • 10. Regulatory Compliance Consulting  At proFound Consulting our regulatory compliance experts are seasoned professionals who have a thorough knowledge of compliance-related aspects and first-hand experience with the sustainable implementation of the compliance function.  An effective compliance function is highly dependent on the culture and supporting environment within an entity. We assist entities to analyse and define compliance governance structure(s) that align with the entity’s unique operations. We follow a risk based approach to ensure that limited resources are optimally deployed.  We define compliance risk as the risk that controls implemented to ensure compliance to relevant laws, regulations and supervisory requirements, are not adhered to and/or are inefficient and ineffective.  When /if compliance risk materializes (i.e. a lapse of controls), it gives rise to regulatory risk - the risk that institutions do not comply with applicable laws and regulations or supervisory requirements or the exclusion of provisions of relevant legislation out of operational procedures. The effects of this risk may have an impact on either or both of:  Reputational risk - the risk that the entity might be exposed to negative publicity due to the contravention of applicable statutory, regulatory and supervisory requirements by the entity or its staff members during the conduct of business  Monetary loss – due to penalties incurred or claims against the entity Laws, regulations and supervisory requirements include laws, regulations, rules, self-regulatory organisation standards and codes of conduct – we collectively refer to these as regulatory requirements. Our particular areas of expertise include:  Advice on sustainable implementation / re-design of the compliance function that is aligned with management’s strategic direction  Sound, risk based framework to derive customized compliance risk profiles, risk management plans and key risk indicators  Develop and maintain an effective compliance program which supports management in establishing, promoting and enforcing integrity and responsible decision-making  Quality assurance – we review and report on the maturity of your compliance function compared to industry practice
  • 11. Services ESTABLISH  Gap analysis of current versus desired status of the compliance function  Compliance framework  Compliance policy  Compliance charter PROMOTE  Leadership awareness  Compliance training IMPLEMENT  Regulatory review  Compliance risk profile  Compliance risk management  Control monitoring  Compliance key risk indicators OTHER  Quality assurance reviews (QAR’s)  Benchmarking  Useful Links  http://www.compliancesa.com  http://compliancelibrary.co.za/  http://www.iodsa.co.za/
  • 12. Risk Management Consulting  proFound Consulting provides the complete spectrum of integrated Enterprise Risk Management services for Corporations and Government entities in South Africa and sub Saharan Africa.  The services covers the total spectrum including assessments, design and implementation of governance, risk management, compliance and internal control frameworks, performing board effectiveness assessments, risk assessments, development of risk appetite and tolerances and early warning indicators. In addition we assist with final implementation complimented with skills and knowledge transfer.  Each assignment is over seen by the proFound Consulting Expert in Risk Management who has vast experience and technical knowledge and skills. Services  Core to our risk management approach is the concept of a continuous risk management process covering:  Integrated RM framework  All risk types  Advanced/customized risk methodologies  Supporting systems
  • 13. Regulatory Compliance Consulting Partner  proFound Consulting partners with an independent specialist provider of advisory and operational compliance services to the financial services sector. This group was originally established in 2003 and licensed by the Financial Services Board to render compliance.  Today this group is a leading independent provider of regulatory compliance services to the financial services sector. The company has its head office located in Cape Town and has regional offices in Pretoria, Durban and Bloemfontein and services clients in all major business nodes around the country.  proFound Consulting draws on both local and international trends in developing compliance services designed to meet the best practice compliance needs of today’s financial services professionals who operate in an ever more regulated environment.  proFound Consulting provides Compliance Consulting related services across a wide spectrum of the financial services sector including long only asset managers, financial advisors, hedge fund managers private equity funds, insurers, underwriting managers, insurance intermediaries, and direct marketers.  proFound Consulting works with both local and international clients and has a wide range of experience in the implementation and ongoing monitoring of financial services regulatory compliance. Through our diversified local and offshore client base proFound Consulting has developed considerable skill and expertise with the implementation and monitoring of regulatory compliance.  We recognise the need for the business to contain the costs of compliance whilst meeting the increasing challenges of regulatory compliance.  We strive to keep our services focused without compromising the delivery our clients have come to expect.
  • 14. Experts and Network  The proFound Consultants Network aspires to : Develop executable cost effective solutions to empower business executives to create or implement suggested results which will result in substantial advantages to existing business present deliverables according to contract agreements. Capacity building through transferring of experience and knowledge of subject matter to internal cooperative consultants/coordinators and or team members.  To develop a customised individual solution, relevant to each client's particular issue. Employ a prioritised approach to client responsibilities, placing the client's interest before that of the consultancy. Adhere to professional ethical conduct and standards to ensure, integrity of reports, sound financial accounting principles ito charging rates and working hours, accountable execution ito the progression speed of the project as well as the quality of each deliverable. An Integrity check is done on every potential proFound candidate.  This checks included the following: References, Criminal Record & Qualifications A certificate is issued to every successful candidate as proof that proFound endorse his/her professional ability to provide a professional, productive, efficient, service to proFound Consulting Network clients. Approved proFound Consulting Network professionals will automatically benefit from being part of the database through:  Networking Opportunities - Potential short, medium and long term employment - Access to leading Methodologies  "Best Practices" Consulting operations - Knowledge and skill building events - Expert Professional Code of Ethics  All approved proFound Consulting Network Professionals are committed to the Expert Professional Code of Ethics.  Maintain a professional approach, attitude and behavior in all our dealings with clients, the general public and fellow members.  Accept assignments only for which we are qualified and where our objectivity, independence or integrity will not be impaired. Base our client recommendation on impartial observations, responsible opinion, pertinent facts and practical considerations.  Ensure our anticipated benefits are obtainable and realistic. Disclose to clients all financial or other interests in recommended goods or services.  Ensure mutual understanding of all arrangements with clients prior to engagements. Maintain strict confidentiality of client information and never use privileged information without client permission.  Refrain from inviting or receiving approaches from client's employees for employment which could compromise client confidentiality and confidence.  Accept an engagement only where there is no potential conflict of interest with one of our colleagues or where all parties are made aware in advance of the circumstances.  Ensure all management consultants under our control are fully conversant with, and abide by the Code of Ethics
  • 15. Our Global Expert Talent Bank At proFound Consulting our global expert talent bank includes over 5000 candidates with extensive experience in risk management, compliance, audit and regulatory issues who are available for professional scare skill, management, executive roles or interm assignments. We can identify risk management candidates who match even the tightest specifications in terms of industry knowledge, risk management expertise, or other critical experience factors. Our candidates’ areas of expertise include:  Risk and Compliance assessment  Basel III, Solvency III, COSO, and FRS  Regulatory Complaince – Establishing, Promoting and Implemeting  Compliance audit, consulting, and monitoring  IT Governance, Risk and Audit – Data Security  CA (SA) with Statutory and Regulatory experience  Regulatory, legal and financial risk management  Credit risk management  Corporate governance issues  Knowledge of fraud and anti-money laundering measures  Inspections and investigations, plus remediation plans for shortfalls  Familiarity with Statutory and Regulatory, FSB and SEC reporting and Sarbanes-Oxley compliance issues  Understanding of regulations around IFRS, US GAAP and FSA-regulated UK GAAP  Specific candidate accomplishments span broad range of industries and products:  Conducted internal audit which identified several substantial system weaknesses, then provided the architecture for new system of control  Completed due diligence and commercial negotiations for range of corporate contractual undertakings  Implemented commercially based African, Southern African, UK and European regulatory standards across broad product set  Developed comprehensive training curriculums for regulatory, compliance and risk teams  Wrote a corporate compliance manual Whether you are looking for a Compliance Officer or Risk Manager or an Executive, for Specialist position or an Interm/Consulting role – there are many reasons to call proFound Consulting…
  • 16. Expert Online Registration All proFound expert professionals have a strong and extensive understanding of their area of expertise. They have background in all sectors of industries with knowledge of integrated business systems. Personal characteristics include exemplary work ethics and leadership presence, team attitude, exceptional communication skills, keen attention to detail and an entrepreneurial spirit to build a business within a business. To be part of the proFound Consulting Network all consultants must demonstrate the following and the references that are done prior to accepting a consultant onto our network determine that each consultant is:  A motivated self-starter with a passion for results  Able to lead cross-functional teams  An exceptional project manager, with skills in process management.  Organisation skills, business systems integration and / implementation experience  Able to self-manage, is responsive, and able to adapt to shifts in priority  Able to deal with change and be a team player  Able to demonstrate knowledge of, or experience with integrating technologies  A qualified professional with at least a Bachelors degree and or equivalent business qualification  A minimum of 2 years of experience within the Finance, Audit, Risk, Compliance, Treasury, IT area of expertise
  • 17. Committed to BBBEE  proFound Consulting is committed to Broad-Based Black Economic Empowerment ('BBBEE'), and is proudly accredited as a level 4- contributor.  This status allows our clients to claim 100% of the 'value-of-spend' with us as BBBEE procurement.