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INVITED ARTICLE
Cholesteatoma and Its Management
Ashutosh Ganesh Pusalkar1,2
Received: 20 August 2015 / Accepted: 21 August 2015 / Published online: 12 September 2015
Ó Association of Otolaryngologists of India 2015
Abstract Cholesteatoma is probably one of the very few
conditions in the body with as many controversies
regarding its name, definition, genesis and pathology. It is
essentially a benign tumour, which pushes away the middle
ear cleft mucosa and any tissues that get in its way. The
indisputable starting point is the presence of an inflam-
matory process of the upper airways and the middle ear
cleft mucosa. The growth pattern of the cholesteatoma is
dictated by the site of origin and the most common sites are
the pars flaccida and the postero-superior quadrant of the
pars tensa. The diagnosis of cholesteatoma is essentially
clinical and treatment is surgical wherein the primary aim
of surgery is to provide a disease free dry ear. However,
keeping with the changing clinical profile of patients
presenting with cholesteatoma, it is important to also aim at
a functionally better ear.
Keywords Cholesteatoma Á Mastoidectomy Á
Reconstruction
Etiopathogenesis
It is important to discuss the etiology of cholesteatoma
because it has relevance to its management. Many theories
were put forth to explain the pathology of cholesteatoma.
The most commonly held hypothesis were Eustachian tube
malfunction; invasion of epithelium or migration of
epithelium and metaplasia. However from a clinical point
of view, these theories do not fully explain the morpho-
logical and pathological processes involved in formation of
cholesteatoma and retraction pockets.
The indisputable starting point is the presence of an
inflammatory process of the upper airways and the middle
ear cleft mucosa. This inflammatory process when
involving the posterosuperior compartment of middle ear
causes problems regarding exchange of gases through the
mucosa creating a negative pressure in the middle ear
leading to development of retraction pocket. The inflam-
matory process leads to atrophy of the lamina propria of the
tympanic membrane making it more susceptible to pressure
changes in the middle ear. The inflammatory stimulus also
leads to dysfunction of the stratified squamous epithelium
of the tympanic membrane leading to accumulation of
keratin into pockets. In addition local contributing factors
such as local irritants triggers the squamous stratified
epithelium of the external auditory canal. All these factors
predispose to the genesis of a retraction pocket which could
eventually lead to cholesteatoma formation [1].
& Ashutosh Ganesh Pusalkar
apusalkarcl@gmail.com
1
Department of ENT, Lilavati Hospital and Research Centre,
Mumbai, India
2
Department of ENT, Dr D. Y. Patil Hospital and Research
Centre, Navi Mumbai, India
123
Indian J Otolaryngol Head Neck Surg
(July–Sept 2015) 67(3):201–204; DOI 10.1007/s12070-015-0891-y
Growth Pattern of Cholesteatoma
The growth pattern of the cholesteatoma is dictated by the
site of origin. The most common sites are the pars flaccida
and the postero-superior quadrant of the pars tensa, which
correspond to the weaker areas of the tympanic membrane
lamina propria. The pathways for enlarging cholesteatomas
are specific and depend on the presence of obstacles
located in the middle ear cleft.
Typically, a cholesteatoma starting from the pars flac-
cida will invade posteriorly, inferiorly, or anteriorly, pro-
ducing a variety of complications. When it expands
posteriorly, its starts from the Prussak’s space and then
grows towards the superior incudal space, above and lateral
to the malleus head and body of the incus and then towards
the aditus ad antrum to enter the mastoid air cells system.
The pars flaccida cholesteatoma may grow inferiorly
passing medial to the long process of the incus towards the
petrous portion and the mastoid air cells system. It may
grow anteriorly towards the anterior compartment of the
epitympanum [1].
A cholesteatoma of the postero-superior quadrant of the
pars tensa directly enters the tympanic cavity in the
direction of the hypotympanum or sinus tympani, may
grow forward towards the protympanum, or invade the
epitympanum and mastoid.
Cholesteatoma and Adjacent Bone
The ability of cholesteatoma to attack and resorb adjacent
bone is clear and this constitutes one of the characteristics
of its pathological process. Numerous mechanisms have
been implicated in this bone resorption, such as pressure
necrosis, chronic osteomyelitis, osteoclastic resorption and
biochemical enzymetic resorption. These may act alone or,
more probably, in combination. It has been demonstrated
that bone erosion only occurs as a result of the action of
multinucleate osteoclasts, in areas where the cholesteatoma
is in contact with the bone. This acts as a local stimulus for
osteoclast activation. This explains why facial nerve
paraesis is not clinically elicited in all cases of fallopian
canal dehiscence. The facial nerve is affected due to
inflammation of facial sheath rather than canal erosion and
actual destruction of the facial nerve is almost never seen.
Clinical Profile and Management
The clinical appearance of middle ear cholesteatoma is
changing in our country rapidly. Acute necrotic otitis
media due to measles or tuberculosis, diphtheria and other
viral infections are on the decline these days. Improvement
in health care, improvement in good immunization, good
prohylaxis and prompt antibiotic therapy of acute excen-
thmas in childhood perhaps is the result of this recent
change. Though the incidence of secondary cholesleatoma
with posterior superior marginal or subtotal defect of
tympanic membrane is high, the so called primary epi-
tympanic cholesteatoma of pars flaccida are being seen in
considerably large number. As there are no symptoms in
the beginning of sharpnel cholesteatoma the disorder is
often detected at a later age and these patients complain of
ear trouble for the first time in their 3rd or 4th decade of
life. The examination reveals cholesteatoma originating in
pars flaccida. A thorough examination of the tympanic
membrane under microscope is important so that this
pathology may not be missed.
The diagnosis of cholesteatoma is an essentially clinical
with microscope examination and hearing assessment
playing a key role probably aided today by CT scans.
However in cases of congenital cholesteatoma, an HRCT
temporal bone or preferably an MRI temporal bone is
necessary for diagnosis.
The surgical techniques followed for cholesteatoma
surgery are:
(1) Antero posterior approach (Fig. 1)
(2) Posterior tympanotomy (Fig. 2)
(3) Combined approach
(4) Reconstruction posterior wall
Cartilage
Replacing posterior wall (Fig. 3)
Aloplastic material
Fig. 1 Modified radical mastoidectomy- Anterior posterior approach
(Figure courtesy of Hildmann and Sudhoff)
202 Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204
123
A small attic cholesteatoma in a 40 year old patient with a
poorly pneumatised or cellular mastoid calls for one surgical
technique and the cholesteatoma of a child with well pneu-
matised mastoid needs quite another form of surgical
intervention. Some cases lay between these two extremes,
hence the choice of surgical procedure becomes difficult. It
is always necessary to keep in mind the socioeconomic
condition and the educative background of the parents of the
child before deciding on surgical approach.
There are no two opinions that a wide opening of the
mastoid to the external auditory meatus, the attico antros-
tomy is still today a most reliable method of surgical
treatment of cholesteatoma. It has a big advantage of
safety. The disadvantage could be for a person who is a
competitive swimmer or a diver. A combined anterior and
posterior approach may be adopted to achieve not only
removal of the pathological process but also to retain a
large middle ear volume and the physiological self cleaning
capacity of the ear.
The drawbacks of the so called ‘closed techniques’ is the
recurrence of cholesteatoma in attic or in the retrotympanic
space due to incomplete removal of the squamous epithe-
lium. The classical closed technique as described by Pro-
fessor Jensen has recurrence rate of as high as 35 %. In
cases of cholesteatoma the lateral attic wall is already
destroyed and after completion of posterior tympanotomy
this defect continues to persist. In addition to high recur-
rence rate another danger is the development of epitym-
panic retraction pocket due to original lateral attic wall
defect which in course of months can give rise to new
cholesteatoma. ‘Cody’ in 1971 called this retraction pocket
as precholesteatoma. It is interesting to note that such
retraction pocket are rarely seen after stapes or facial nerve
surgery inspite of substantial bony defects in lateral attic
wall.
Almost all cholesteatomas are managed surgically. The
conservative management is followed for a specific short
duration in certain cases. In cases where a patient presents
with acute mastoiditis with postaural abscess, the abscess
should be incised and drained. A mastoid surgery should
not be attempted during this acute stage because in most of
the cases patients are toxic. After incision and drainage of
abscess the patient should be kept on antibiotics for
2 weeks, general condition improved and then operated for
classical radical mastoidectomy. In chronic mastoditis with
post aural fistula the surgical procedure carried out is the
same, however broad spectrum antibiotics should be pre-
scribed for a long time.
Secondary acquired cholesteatoma is the largest group
of patients and the diagnosis is always clinical. The two
main concerns of management are permanent irradication
of the disease and improvement of hearing. As far as
irradication of the disease is concerned, in all cases attico
antrostomy approach can be followed leaving behind small
cavity exteriorised to the external auditory meatus.
The bony defects caused either by surgeon or choles-
teatoma should always be reconstructed. Reconstruction of
lateral attic wall in an epitympanic cholesteatoma should
be done only if the retraction pocket can be elevated
completely without breakdown of the squamous epithe-
lium. If this cannot be done, it is best to opt for a modified
radical approach and expose the cavity.
Fig. 2 Posterior tympanotomy (Figure courtesy of Hildmann and
Sudhoff)
Fig. 3 Reconstruction posterior meatal wall (Figure courtesy of
Hildmann and Sudhoff)
Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204 203
123
The reconstruction of sound conducting system depends
on the problems encountered. All these problems could be
isolated or in combination. Actually there is no difference
in principal of reconstruction of ossicular chain in patients
with or without cholesteatoma. Ossicular reconstruction
can be either primary at the time of the first surgery or
staged to be done at a later time once the ear is disease free.
The cases where staged reconstruction is preferred are
congenital cholesteatomas, cases with middle ear or
mucosal involvement, or in cases operated via a posterior
tympanotomy approach.
When the long process of incus is destroyed, the incus is
removed along with head of the malleus because if the head
is left behind the region anterior to the head always
becomes a site of recurrence. The reconstruction is made
using titanium partial ossicular replacement prosthesis.
When the suprastructure of the stapes is destroyed, squa-
mous epithelium is very carefully removed followed by
reconstruction using titanium total ossicular replacement
prosthesis. The cartilage ‘shoe’ technique can be employed
for stabilising the total ossicular replacement prosthesis in
the oval window niche.
If the handle of malleus is fore-shortened, in such cir-
cumstances the tensor tympani tendon is cut to aid insertion
of the ossicle. However, in most cases it is advisable to
remove the entire malleus to facilitate a simpler ossicular
reconstruction. Also the sound transmission following such
a reconstruction is better. On some occasions the head of
the stapes is barely at the facial ridge. Introduction of
ossicle makes it too high. In this case tragal cartilage with
perichondrium is kept between the stapes and the handle of
malleus, which helps in both ways, as a sound transmitting
structure as well as closure of the perforation. Lastly in
case of obliterated eustachian tube with full epithialisation
no attempt is made to improve the hearing.
Recurrence following cholesteatoma surgery has been
reported. In addition there are certain number of patients
where cavites go on discharging inspite of being small,
causing nuisance to the patient as well as the surgeon.
Mostly these are the patients in whom the cholesteatoma
grows in a finger like process and the cavities require
repeated cleaning.
Conclusions
Cholesteatoma in the middle ear cleft is a dynamic process
which undergoes progressive growth and may cause sub-
sequent serious local problems. The pathological feature of
cholesteatoma is that it erodes the bone of the middle ear
cleft by the induction of osteoclasts. Although the prefer-
ence for the best approach for cholesteatoma surgery is still
under debate, the primary aim of surgery should be to
provide a disease free dry ear. However, keeping with the
changing clinical profile of patients presenting with cho-
lesteatoma, it is important to start managing cholesteatoma
not only from the point of view of safe and dry ear but also
in addition a functionally better ear.
References
1. Bernard MPJ (1999) Pathogenesis of acquired cholesteatoma. In:
Ars B (ed) Pathogenesis of cholesteatoma. Kugler Publications,
Amsterdam, pp 6–15
204 Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204
123

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Cholesteatoma & management

  • 1. INVITED ARTICLE Cholesteatoma and Its Management Ashutosh Ganesh Pusalkar1,2 Received: 20 August 2015 / Accepted: 21 August 2015 / Published online: 12 September 2015 Ó Association of Otolaryngologists of India 2015 Abstract Cholesteatoma is probably one of the very few conditions in the body with as many controversies regarding its name, definition, genesis and pathology. It is essentially a benign tumour, which pushes away the middle ear cleft mucosa and any tissues that get in its way. The indisputable starting point is the presence of an inflam- matory process of the upper airways and the middle ear cleft mucosa. The growth pattern of the cholesteatoma is dictated by the site of origin and the most common sites are the pars flaccida and the postero-superior quadrant of the pars tensa. The diagnosis of cholesteatoma is essentially clinical and treatment is surgical wherein the primary aim of surgery is to provide a disease free dry ear. However, keeping with the changing clinical profile of patients presenting with cholesteatoma, it is important to also aim at a functionally better ear. Keywords Cholesteatoma Á Mastoidectomy Á Reconstruction Etiopathogenesis It is important to discuss the etiology of cholesteatoma because it has relevance to its management. Many theories were put forth to explain the pathology of cholesteatoma. The most commonly held hypothesis were Eustachian tube malfunction; invasion of epithelium or migration of epithelium and metaplasia. However from a clinical point of view, these theories do not fully explain the morpho- logical and pathological processes involved in formation of cholesteatoma and retraction pockets. The indisputable starting point is the presence of an inflammatory process of the upper airways and the middle ear cleft mucosa. This inflammatory process when involving the posterosuperior compartment of middle ear causes problems regarding exchange of gases through the mucosa creating a negative pressure in the middle ear leading to development of retraction pocket. The inflam- matory process leads to atrophy of the lamina propria of the tympanic membrane making it more susceptible to pressure changes in the middle ear. The inflammatory stimulus also leads to dysfunction of the stratified squamous epithelium of the tympanic membrane leading to accumulation of keratin into pockets. In addition local contributing factors such as local irritants triggers the squamous stratified epithelium of the external auditory canal. All these factors predispose to the genesis of a retraction pocket which could eventually lead to cholesteatoma formation [1]. & Ashutosh Ganesh Pusalkar apusalkarcl@gmail.com 1 Department of ENT, Lilavati Hospital and Research Centre, Mumbai, India 2 Department of ENT, Dr D. Y. Patil Hospital and Research Centre, Navi Mumbai, India 123 Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204; DOI 10.1007/s12070-015-0891-y
  • 2. Growth Pattern of Cholesteatoma The growth pattern of the cholesteatoma is dictated by the site of origin. The most common sites are the pars flaccida and the postero-superior quadrant of the pars tensa, which correspond to the weaker areas of the tympanic membrane lamina propria. The pathways for enlarging cholesteatomas are specific and depend on the presence of obstacles located in the middle ear cleft. Typically, a cholesteatoma starting from the pars flac- cida will invade posteriorly, inferiorly, or anteriorly, pro- ducing a variety of complications. When it expands posteriorly, its starts from the Prussak’s space and then grows towards the superior incudal space, above and lateral to the malleus head and body of the incus and then towards the aditus ad antrum to enter the mastoid air cells system. The pars flaccida cholesteatoma may grow inferiorly passing medial to the long process of the incus towards the petrous portion and the mastoid air cells system. It may grow anteriorly towards the anterior compartment of the epitympanum [1]. A cholesteatoma of the postero-superior quadrant of the pars tensa directly enters the tympanic cavity in the direction of the hypotympanum or sinus tympani, may grow forward towards the protympanum, or invade the epitympanum and mastoid. Cholesteatoma and Adjacent Bone The ability of cholesteatoma to attack and resorb adjacent bone is clear and this constitutes one of the characteristics of its pathological process. Numerous mechanisms have been implicated in this bone resorption, such as pressure necrosis, chronic osteomyelitis, osteoclastic resorption and biochemical enzymetic resorption. These may act alone or, more probably, in combination. It has been demonstrated that bone erosion only occurs as a result of the action of multinucleate osteoclasts, in areas where the cholesteatoma is in contact with the bone. This acts as a local stimulus for osteoclast activation. This explains why facial nerve paraesis is not clinically elicited in all cases of fallopian canal dehiscence. The facial nerve is affected due to inflammation of facial sheath rather than canal erosion and actual destruction of the facial nerve is almost never seen. Clinical Profile and Management The clinical appearance of middle ear cholesteatoma is changing in our country rapidly. Acute necrotic otitis media due to measles or tuberculosis, diphtheria and other viral infections are on the decline these days. Improvement in health care, improvement in good immunization, good prohylaxis and prompt antibiotic therapy of acute excen- thmas in childhood perhaps is the result of this recent change. Though the incidence of secondary cholesleatoma with posterior superior marginal or subtotal defect of tympanic membrane is high, the so called primary epi- tympanic cholesteatoma of pars flaccida are being seen in considerably large number. As there are no symptoms in the beginning of sharpnel cholesteatoma the disorder is often detected at a later age and these patients complain of ear trouble for the first time in their 3rd or 4th decade of life. The examination reveals cholesteatoma originating in pars flaccida. A thorough examination of the tympanic membrane under microscope is important so that this pathology may not be missed. The diagnosis of cholesteatoma is an essentially clinical with microscope examination and hearing assessment playing a key role probably aided today by CT scans. However in cases of congenital cholesteatoma, an HRCT temporal bone or preferably an MRI temporal bone is necessary for diagnosis. The surgical techniques followed for cholesteatoma surgery are: (1) Antero posterior approach (Fig. 1) (2) Posterior tympanotomy (Fig. 2) (3) Combined approach (4) Reconstruction posterior wall Cartilage Replacing posterior wall (Fig. 3) Aloplastic material Fig. 1 Modified radical mastoidectomy- Anterior posterior approach (Figure courtesy of Hildmann and Sudhoff) 202 Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204 123
  • 3. A small attic cholesteatoma in a 40 year old patient with a poorly pneumatised or cellular mastoid calls for one surgical technique and the cholesteatoma of a child with well pneu- matised mastoid needs quite another form of surgical intervention. Some cases lay between these two extremes, hence the choice of surgical procedure becomes difficult. It is always necessary to keep in mind the socioeconomic condition and the educative background of the parents of the child before deciding on surgical approach. There are no two opinions that a wide opening of the mastoid to the external auditory meatus, the attico antros- tomy is still today a most reliable method of surgical treatment of cholesteatoma. It has a big advantage of safety. The disadvantage could be for a person who is a competitive swimmer or a diver. A combined anterior and posterior approach may be adopted to achieve not only removal of the pathological process but also to retain a large middle ear volume and the physiological self cleaning capacity of the ear. The drawbacks of the so called ‘closed techniques’ is the recurrence of cholesteatoma in attic or in the retrotympanic space due to incomplete removal of the squamous epithe- lium. The classical closed technique as described by Pro- fessor Jensen has recurrence rate of as high as 35 %. In cases of cholesteatoma the lateral attic wall is already destroyed and after completion of posterior tympanotomy this defect continues to persist. In addition to high recur- rence rate another danger is the development of epitym- panic retraction pocket due to original lateral attic wall defect which in course of months can give rise to new cholesteatoma. ‘Cody’ in 1971 called this retraction pocket as precholesteatoma. It is interesting to note that such retraction pocket are rarely seen after stapes or facial nerve surgery inspite of substantial bony defects in lateral attic wall. Almost all cholesteatomas are managed surgically. The conservative management is followed for a specific short duration in certain cases. In cases where a patient presents with acute mastoiditis with postaural abscess, the abscess should be incised and drained. A mastoid surgery should not be attempted during this acute stage because in most of the cases patients are toxic. After incision and drainage of abscess the patient should be kept on antibiotics for 2 weeks, general condition improved and then operated for classical radical mastoidectomy. In chronic mastoditis with post aural fistula the surgical procedure carried out is the same, however broad spectrum antibiotics should be pre- scribed for a long time. Secondary acquired cholesteatoma is the largest group of patients and the diagnosis is always clinical. The two main concerns of management are permanent irradication of the disease and improvement of hearing. As far as irradication of the disease is concerned, in all cases attico antrostomy approach can be followed leaving behind small cavity exteriorised to the external auditory meatus. The bony defects caused either by surgeon or choles- teatoma should always be reconstructed. Reconstruction of lateral attic wall in an epitympanic cholesteatoma should be done only if the retraction pocket can be elevated completely without breakdown of the squamous epithe- lium. If this cannot be done, it is best to opt for a modified radical approach and expose the cavity. Fig. 2 Posterior tympanotomy (Figure courtesy of Hildmann and Sudhoff) Fig. 3 Reconstruction posterior meatal wall (Figure courtesy of Hildmann and Sudhoff) Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204 203 123
  • 4. The reconstruction of sound conducting system depends on the problems encountered. All these problems could be isolated or in combination. Actually there is no difference in principal of reconstruction of ossicular chain in patients with or without cholesteatoma. Ossicular reconstruction can be either primary at the time of the first surgery or staged to be done at a later time once the ear is disease free. The cases where staged reconstruction is preferred are congenital cholesteatomas, cases with middle ear or mucosal involvement, or in cases operated via a posterior tympanotomy approach. When the long process of incus is destroyed, the incus is removed along with head of the malleus because if the head is left behind the region anterior to the head always becomes a site of recurrence. The reconstruction is made using titanium partial ossicular replacement prosthesis. When the suprastructure of the stapes is destroyed, squa- mous epithelium is very carefully removed followed by reconstruction using titanium total ossicular replacement prosthesis. The cartilage ‘shoe’ technique can be employed for stabilising the total ossicular replacement prosthesis in the oval window niche. If the handle of malleus is fore-shortened, in such cir- cumstances the tensor tympani tendon is cut to aid insertion of the ossicle. However, in most cases it is advisable to remove the entire malleus to facilitate a simpler ossicular reconstruction. Also the sound transmission following such a reconstruction is better. On some occasions the head of the stapes is barely at the facial ridge. Introduction of ossicle makes it too high. In this case tragal cartilage with perichondrium is kept between the stapes and the handle of malleus, which helps in both ways, as a sound transmitting structure as well as closure of the perforation. Lastly in case of obliterated eustachian tube with full epithialisation no attempt is made to improve the hearing. Recurrence following cholesteatoma surgery has been reported. In addition there are certain number of patients where cavites go on discharging inspite of being small, causing nuisance to the patient as well as the surgeon. Mostly these are the patients in whom the cholesteatoma grows in a finger like process and the cavities require repeated cleaning. Conclusions Cholesteatoma in the middle ear cleft is a dynamic process which undergoes progressive growth and may cause sub- sequent serious local problems. The pathological feature of cholesteatoma is that it erodes the bone of the middle ear cleft by the induction of osteoclasts. Although the prefer- ence for the best approach for cholesteatoma surgery is still under debate, the primary aim of surgery should be to provide a disease free dry ear. However, keeping with the changing clinical profile of patients presenting with cho- lesteatoma, it is important to start managing cholesteatoma not only from the point of view of safe and dry ear but also in addition a functionally better ear. References 1. Bernard MPJ (1999) Pathogenesis of acquired cholesteatoma. In: Ars B (ed) Pathogenesis of cholesteatoma. Kugler Publications, Amsterdam, pp 6–15 204 Indian J Otolaryngol Head Neck Surg (July–Sept 2015) 67(3):201–204 123