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Adaptation planning support
Juan Hoffmaister and Jason Spensley
LEG regional training workshop on national adaptation plans for Asia
13 June 2017
Manila, Philippines
Country strategies & plans
NAPs, NDCs, other
climate change
strategies & plans
Led by climate
change focal points
Country GCF programmes
Defines country’s GCF
programming
priorities
Led by GCF NDA/
focal point
Entity GCF work programmes
Identifies initiatives to
respond to country
priorities
Led by GCF
accredited entities
Pipelines
Develop projects/
programmes for
funding
Led by GCF accredited
entities
Planning-programming continuum
As of 22 May 2017
LATIN AMERICA &
the CARIBBEAN
27 approved
(USD 6.7M, 20 countries)
13 disbursed
(USD 1.3M, 9 countries)
AFRICA
39 approved
(USD 12 M, 31 countries)
22 disbursed
(USD 2.6 M, 21 countries)
ASIA-PACIFIC
30 approved
(USD 9.2 M, 19 countries)
17 disbursed
(USD 1.6 M, 12 countries)
EASTERN EUROPE
5 approved
(USD 1.5 M, 5 countries)
1 disbursed
(USD 82K, 1 country)
Readiness support
$29.5M for 75 countries
COP21(Dec2015)
Expedite support to
formulate &
implement national
adaptation plans GCFB13(Jun2016)
GCF NDAs/focal
points are invited to
submit requests for
NAPs and/or other
adaptation
planning processes
COP22(Nov2016)
Around 20
NDAs/focal points
formally expressed
interest & two
proposals from
Liberia & Nepal
were approved
COP21 to COP22
Readiness Programme Country Cap
1. Up to USD 1 million per country per year.
• Of this, up to USD 300,000 for NDA strengthening and
country programming
2. Up to USD 3 million per country for adaptation planning
(can be multi-year, different implementing partners)
Adaptation planning
Scope
• National adaptation
planning (NAPs)
• Other adaptation
planning processes
Modalities
• Readiness Programme up
to $3M/country
• Funding proposals under
Adaptation window
Governing
instrument
Paris
agreement
Board
Adaptation
planning
processes
Progress in 2017
Antigua & Barbuda
DRC
Madagascar
Liberia
Pakistan
Nepal
Mongolia
17 draft proposals supported
2 approved
Tanzania
Colombia
Uruguay
Argentina
Ecuador
Armenia
NigerDominican Republic
Bosnia & Herzegovina
Kenya
Submission
• Proposal by
NDA
• FMCA by
NDA or
delivery
partner
• Jan 31, Apr 30,
July 31, Oct 31
Review &
decision
• Secretariat
assesses
• ED or
delegate
decides
• Feb 28, May
31, Aug 31,
Nov 30
Disbursements
• Grant
agreement
• Legal opinion,
disbursement
request &
authorization
• Payments
Readiness process
Proposal
development
Review &
approval
Legal
arrangements
Disbursement
& reporting
NDA/focal point (with delivery
partner) develops & submits
detailed readiness proposal
Secretariat reviews proposal &
financial management capacity to
approve funding request
Legal arrangements concluded
with delivery partner
Disbursements made upon review
of progress reports
Readiness proposal process
Governance & coordination
Assessments & analysis
Knowledge, information & communication
Policy & strategy development/integration
Financing action plan
Monitoring & learning
Indicative
adaptation planning outcomes
Governance & coordination
Assessments & analysis
Knowledge, information & communication
Policy & strategy development/integration
Financing action plan
Monitoring & learning
Indicative
adaptation planning outcomes
Examples of activities:
Liberia
Outcome: Coordination
Effective support for strengthening existing
CC coordination mechanism
Coordinated strategy and action plan
developed to support the planning process
Monitoring framework across sectors to be
put in place
Examples of activities:
Liberia
Outcome: Knowledge, information and
communication
Risk assessments and economic impact studies in
climate sensitive sectors conducted and
incorporated in official data systems
Effective knowledge sharing platform as a
resource for climate relevant planning established
Climate Change induced, natural disasters related
database developed
Examples of outcomes:
Liberia
Outcome: Financing action plan
Sector and area based costed investment plans
prepared for scaling up adaptation in agriculture
and coastal areas that take into account climate
change risks and opportunities
Policy options for scaling up financing for
adaptation investments identified and
recommended
Foster Public Private Partnerships (PPPs) to
support adaptation investments.
Readiness Programme Country Cap
1. Up to USD 1 million per country per year.
a. USD 300,000 for the NDA strengthening and country
programming
2. 3 million per country for NAPs (can be multi-year)

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Adaptation planning support for developing countries

  • 1. Adaptation planning support Juan Hoffmaister and Jason Spensley LEG regional training workshop on national adaptation plans for Asia 13 June 2017 Manila, Philippines
  • 2. Country strategies & plans NAPs, NDCs, other climate change strategies & plans Led by climate change focal points Country GCF programmes Defines country’s GCF programming priorities Led by GCF NDA/ focal point Entity GCF work programmes Identifies initiatives to respond to country priorities Led by GCF accredited entities Pipelines Develop projects/ programmes for funding Led by GCF accredited entities Planning-programming continuum
  • 3. As of 22 May 2017 LATIN AMERICA & the CARIBBEAN 27 approved (USD 6.7M, 20 countries) 13 disbursed (USD 1.3M, 9 countries) AFRICA 39 approved (USD 12 M, 31 countries) 22 disbursed (USD 2.6 M, 21 countries) ASIA-PACIFIC 30 approved (USD 9.2 M, 19 countries) 17 disbursed (USD 1.6 M, 12 countries) EASTERN EUROPE 5 approved (USD 1.5 M, 5 countries) 1 disbursed (USD 82K, 1 country) Readiness support $29.5M for 75 countries
  • 4. COP21(Dec2015) Expedite support to formulate & implement national adaptation plans GCFB13(Jun2016) GCF NDAs/focal points are invited to submit requests for NAPs and/or other adaptation planning processes COP22(Nov2016) Around 20 NDAs/focal points formally expressed interest & two proposals from Liberia & Nepal were approved COP21 to COP22
  • 5. Readiness Programme Country Cap 1. Up to USD 1 million per country per year. • Of this, up to USD 300,000 for NDA strengthening and country programming 2. Up to USD 3 million per country for adaptation planning (can be multi-year, different implementing partners)
  • 6. Adaptation planning Scope • National adaptation planning (NAPs) • Other adaptation planning processes Modalities • Readiness Programme up to $3M/country • Funding proposals under Adaptation window Governing instrument Paris agreement Board Adaptation planning processes
  • 7. Progress in 2017 Antigua & Barbuda DRC Madagascar Liberia Pakistan Nepal Mongolia 17 draft proposals supported 2 approved Tanzania Colombia Uruguay Argentina Ecuador Armenia NigerDominican Republic Bosnia & Herzegovina Kenya
  • 8. Submission • Proposal by NDA • FMCA by NDA or delivery partner • Jan 31, Apr 30, July 31, Oct 31 Review & decision • Secretariat assesses • ED or delegate decides • Feb 28, May 31, Aug 31, Nov 30 Disbursements • Grant agreement • Legal opinion, disbursement request & authorization • Payments Readiness process
  • 9. Proposal development Review & approval Legal arrangements Disbursement & reporting NDA/focal point (with delivery partner) develops & submits detailed readiness proposal Secretariat reviews proposal & financial management capacity to approve funding request Legal arrangements concluded with delivery partner Disbursements made upon review of progress reports Readiness proposal process
  • 10. Governance & coordination Assessments & analysis Knowledge, information & communication Policy & strategy development/integration Financing action plan Monitoring & learning Indicative adaptation planning outcomes
  • 11. Governance & coordination Assessments & analysis Knowledge, information & communication Policy & strategy development/integration Financing action plan Monitoring & learning Indicative adaptation planning outcomes
  • 12. Examples of activities: Liberia Outcome: Coordination Effective support for strengthening existing CC coordination mechanism Coordinated strategy and action plan developed to support the planning process Monitoring framework across sectors to be put in place
  • 13. Examples of activities: Liberia Outcome: Knowledge, information and communication Risk assessments and economic impact studies in climate sensitive sectors conducted and incorporated in official data systems Effective knowledge sharing platform as a resource for climate relevant planning established Climate Change induced, natural disasters related database developed
  • 14. Examples of outcomes: Liberia Outcome: Financing action plan Sector and area based costed investment plans prepared for scaling up adaptation in agriculture and coastal areas that take into account climate change risks and opportunities Policy options for scaling up financing for adaptation investments identified and recommended Foster Public Private Partnerships (PPPs) to support adaptation investments.
  • 15.
  • 16. Readiness Programme Country Cap 1. Up to USD 1 million per country per year. a. USD 300,000 for the NDA strengthening and country programming 2. 3 million per country for NAPs (can be multi-year)