2. Definition
Fracture proximal to surgical neck
Parts of proximal humerus.
1-Articular surface/head
2-Greater tuberosity
3-Lesser tuberosity
4-Surgical neck
3. INCIDENCE
• 4-6% of all fractures
• 3rd most common non-vertebral
fracture pattern seen in the elderly (>65
years old)
• Two-part surgical neck fractures most
common
• 2:1 female to male ratio
8. Relevant Anatomy
Osteology
• Anatomic neck old epiphyseal
plate
• surgical neck weakened area
below head
• more often involved in
fractures
• average neck-shaft angle is
135 degrees
9.
10. Ligaments
1-Coracohumeral ligament
• attaches to coracoid and greater
tuberosity and strengthens the
rotator interval
2-SGHL
• restraint to inferior translation at 0°
degrees of abduction (neutral
rotation)
3-MGHL
• resists AP translation in the midrange
(~45°) of abduction
4-IGHL
• restraint to AP translation at 90°
degrees of abduction
11. Muscle attachment proximal humerus
Greater tuberosity
From superior to inferior
• Supraspinatus.
• Infraspinatus.
• Teres minor.
Lesser tuberosity
• Subscapularis.
Lateral lip bicipital groove
• Pectoralis major
Medial lip bicipital groove
• Teres major
Teres major
12. Blood supply of proximal humerus
1-Anterior humeral circumflex artery
• large number of anastomosis with
other vessels in the proximal humerus
Branches
• anterolateral ascending branch
• arcuate artery is the terminal branch
and main supply to greater tuberosity.
2-posterior humeral circumflex artery
• recent studies suggest it is the main
blood supply to humeral head
13. Risk of avascular necrosis
• vascularity of articular segment is more
likely to be preserved if ≥ 8mm of calcar is
attached to articular segment
• Hertel criteria (predictors of humeral
head ischemia)
1. <8 mm of calcar length attached to
articular segment
2. Disrupted medial hinge
3. Increasing fracture complexity
4. Displacement >10mm
5. Angulation >45°
14. Deforming force
• Pectoralis major displaces shaft
anteriorly and medially
• Supraspinatus, Infraspinatus,
and Teres minor externally
rotate greater tuberosity
• Subscapularis internally rotates
articular segment or lesser
tuberosity
15. Associated conditions
Nerve injury
• Axillary nerve injury most common
Arterial injury
• uncommon (incidence 5-6%), higher likelihood in older patients
• most often occur at level of surgical neck or with subcoracoid
dislocation of the head
16. Neer classification
• Based on anatomic relationship
of 4 segments
1. Greater tuberosity
2. Lesser tuberosity
3. Articular surface
4. Shaft
a segment separate part if
• Displacement of > 1 cm
• 45° angulation
17. • One-part: nondisplaced or minimally displaced fracture (often of the humeral
neck)
• Two-part: displacement of tuberosity of more than 1 cm; or surgical neck
with head/shaft angled or displaced.
• Three-part: displacement of the greater or lesser tuberosities and articular
surface
• Four-part: displacement of shaft, articular surface, and both tuberosities.
“Head splitting” is a variant, with split through the articular surface (usually
requires replacement for treatment).
31. Nonoperative
sling immobilization followed by progressive rehabilitation.
Indications
• minimally displaced
surgical and anatomic
neck fractures.
• Greater
tuberosity fracture
displaced < 5mm.
• Surgically unfit.
>5mm displacement will result in
impingement with loss of
abduction and external rotation.
32. CRPP (closed reduction percutaneous pinning)
indications
1. 2-part surgical neck fractures
2. 3-part and valgus-impacted 4-part fractures in patients with good
bone quality, minimal metaphyseal comminution, and intact medial
calcar
outcomes
• higher complication rate compared to ORIF, HA, and RSA
• Axillary nerve at risk with lateral pins
• musculocutaneous nerve, cephalic vein, and bicep tendon at risk with
anterior pins
33. ORIF
• indications
1. Greater tuberosity displaced > 5mm.
2. Displaced 2-part fractures
3. 3-, and 4-part fractures in younger patients.
4. head-splitting fractures in younger patients.
outcomes
• medial support necessary for fractures with posteromedial comminution
• consider use of a fibula strut if concerned about medial support or bone
quality
• calcar screw placement critical to decrease varus collapse of head
34. Intramedullary nailing
indications
1. surgical neck fractures or 3-part greater tuberosity fractures in
younger patients.
2. combined proximal humerus and humeral shaft fractures.
outcomes
• biomechanically inferior with torsional stress compared to plates
• favorable rates of fracture healing and ROM compared to ORIF
35. Arthroplasty
• indications
1. Hemiarthroplasty
• younger patients (40-65 years old) with complex fracture-dislocations or
head-splitting components that may fail fixation
• recommended use of convertible stems to permit easier conversion to RSA
if necessary in future
2. Reverse total shoulder
• low-demand elderly individuals with non-reconstructible tuberosities and
poor bone stock
• older patients with fracture-dislocation
36. Arthroplasty outcome
outcomes
• improved results if
• Anatomic tuberosity reduction and healing.
• Restoration of humeral height and version
• Humeral height is best judged from the superior border of the pectoralis
major insertion
• poor results with
• tuberosity nonunion or malunion.
• retroversion of humeral component > 40.
37. Surgical neck fracture
• Most common fx pattern Deforming forces:
1) pectoralis pulls shaft anterior and medial
2) head and attached tuberosities stay neutral
• Nonoperative
• Closed reduction often possible
• Sling
• Operative
• -indications controversial
• -technique
• --- CRPP
• --- Plate fixation
• --- IM nail
38. Greater tuberosity fracture
• Deforming forces: GT pulled superior and posterior by
SS, IS, and TM
• Can only accept minimal displacement (<5mm) or
else it will block ER and ABD
• Nonoperative
• indicated for GT displaced < 5 mm
• Operative
• indicated for GT displacement > 5 mm
• - isolated screw fixation only in young with good bone
stock
• - non-absorbable suture technique for osteoporotic
bone (avoid hardware due to impingement)
• -tension band wiring
39. Lesser tuberosity fracture
• Assume posterior dislocation until
proven otherwise
• Nonoperative
• Minimally or non-displaced
• Operative
• ORIF if large fragment
• excision with RCR if small
40. Anatomic neck fracture
• Nonoperative
• Minimally or non-displaced
• Operative
• ORIF in young
• ORIF v. hemiarthroplasty v.
reverse total shoulder
arthroplasty in elderly
41. Surgical neck & greater tuberosity fracture
• Unopposed pull of posterior cuff
musculature leads articular surface to
point anterior
• Often associated with longitudinal RCT
• Trend towards nonoperative
management given high complications
with ORIF
• Young patient
• - percutaneous pinning (good results,
protect axillary nerve)
• - IM fixation (violates cuff)
• - locking plate (poor results with high
rate of AVN, impingement, infection, and
malunion)
• Elderly patient
• - Hemiarthroplasty with RCR or
tuberosity repair vs. reverse total
shoulder arthroplasty
42. Four part valgus impacted fracture
• Specific type of displaced four-part
fracture.
• valgus impaction of the head fragment.
• low rate of rate of avascular necrosis.
• axial trauma to the abducted upper limb,
• direct impaction between the humeral
head and the glenoid cavity.
• posteromedial displacement (dorsal
tilting of the head) because of its
physiological anatomical conformation in
retroversion.
• low rate of rate of avascular necrosis
43. Four part valgus impacted fracture
• Radiographically will see alignment
between medial shaft and head
segments
• Low rate of AVN if posteromedial
component intact thus preserving
intraosseous blood supply
• Surgical technique
• 1. raise articular surface and fill
defects
• 2. repair tuberosities
44. Four part head splitting fracture
• High risk of AVN (21-75%)
• Deforming forces:
• 1) shaft pulled medially by pectoralis
• Young patient
• ORIF vs. hemiarthroplasty
• hemiarthroplasty favored for non-
reconstructible articular surface, severe
head split, extruded anatomic neck fracture.
• Elderly patient
• -Hemiarthroplasty v. reverse total shoulder
arthroplasty
47. complications
Avascular necrosis
• risk factors for humeral head ischemia
are not the same for developing
subsequent avascular necrosis
• better tolerated than in lower
extremity
• no relationship to type of fixation
(plate or cerclage wires)
48. Complications
Nerve injury
Axillary nerve (up to 58% )
• increased risk with lateral (deltoid-splitting) approach
• axillary nerve is usually found ~5-7cm distal to the tip of the
acromion
• at risk with lateral pins in CRPP
Suprascapular nerve (up to 48%)
Musculocutaneous nerve
• at risk with anterior pins in CRP
49. complications
Malunion
• usually varus apex-anterior or malunion of GT
• results inferior if converting from varus malunited fracture to TSA
• use reverse shoulder arthroplasty instead
Nonunion
• most common after two-part surgical neck fracture
• treatment of chronic nonunion/malunion in the elderly should include arthroplasty
• lesser tuberosity nonunion leads to weakness with lift-off testing
• greater tuberosity nonunion after arthroplasty leads to lack of active shoulder elevation
• greatest risk factors for nonunion are age and smoking
50. complications
Rotator cuff injuries and dysfunction
Long head of biceps tendon injuries
• also at risk with anterior pin in CRPP
Missed posterior dislocation
• consider in all patients with lesser tuberosity fracture
Adhesive capsulitis and scar tissue
Posttraumatic arthritis
Infection