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Ann Thorac Surg CASE REPORT SHIHATA AND MULLEN 1201 
2007;83:1201–3 BILATERAL DIAPHRAGMATIC PLICATION 
with significant resolution of the stricture of the left 
common carotid artery by steroid therapy alone. 
Although there have been several reports of surgical 
treatment for fibrosing mediastinitis where it caused 
strictures of the great vessels, esophagus, and airway [9], 
we believe that idiopathic fibrosing mediastinitis should 
first be treated by steroids or tamoxifen rather than by 
surgical treatment if the symptoms do not need immedi-ate 
relief. 
References 
1. Meredith SD, Madison J, Fechner RE, Levine PA. Cervical 
manifestations of fibrosing mediastinitis: a diagnostic and 
therapeutic dilemma. Head Neck 1993;15:561–5. 
2. Comings DE, Skubi KB, Van Eyes J, Motulsky AG. Familial 
multifocal fibrosclerosis. Findings suggesting that retroperi-toneal 
fibrosis, mediastinal fibrosis, sclerosing cholangitis, 
Riedel’s thyroiditis, and pseudotumor of the orbit may be 
different manifestations of a single disease. Ann Intern Med 
1967;66:884 –92. 
3. Clark CP, Vanderpool D, Preskitt JT. The response of retro-peritoneal 
fibrosis to tamoxifen. Surgery 1991;109:502– 6. 
4. Ahsan N, Choudhury AA, Berger A. Retroperitoneal fibrosis. 
Am Fam Physician 1990;41:1775– 80. 
5. Rice DH, Batsakis JG, Coulthard SW. Sclerosing cervicitis: 
homologue of sclerosing retroperitonitis and mediastinitis. 
Arch Surg 1975;110:120 –2. 
6. Dehner LP, Coffin CM. Idiopathic fibrosclerotic disorders and 
other inflammatory pseudotumors. Semin Diagn Pathol 1998; 
15:161–73. 
7. Savelli BA, Parshley M, Morganroth ML. Successful treat-ment 
of sclerosing cervicitis and fibrosing mediastinitis with 
tamoxifen. Chest 1997;111:1137– 40. 
8. Bays S, Rajakaruna C, Sheffield E, Morgan A. Fibrosing 
mediastinitis as a cause of superior vena cava syndrome. Eur 
J Cardiothorac Surg 2004;26:453–5. 
9. Parish JM, Rosenow EC. Mediastinal granuloma and medias-tinal 
fibrosis. Semin Respir Crit Care Med 2002;23:135– 43. 
Bilateral Diaphragmatic Plication 
in the Setting of Bilateral 
Sequential Lung Transplantation 
Mohammad Shihata, MD, and John C. Mullen, MD 
Division of Cardiac Surgery, The University of Alberta, 
Edmonton, Alberta, Canada 
Diaphragmatic paralysis can lead to significant ventila-tory 
impairment, especially if associated with underlying 
lung disease. Adequate ventilatory mechanics are essen-tial 
for good outcomes after lung transplantation. We 
report a case of bilateral diaphragmatic plication at the 
time of double lung transplantation as an attempt to 
improve posttransplant ventilation, with good outcome. 
(Ann Thorac Surg 2007;83:1201–3) 
© 2007 by The Society of Thoracic Surgeons 
Patients listed for lung transplantation for end-stage 
lung disease can present with a number of associ-ated 
abnormalities involving the chest wall, mediastinal 
structures, and the diaphragm. If possible, correcting any 
of these problems at the time of transplantation may 
provide adjuncts for a better recovery in the immediate 
postoperative course as well as for the long-term 
outcome. 
The patient is a 58-year-old man who had progressive 
respiratory failure after idiopathic pulmonary lung fibro-sis 
developed 11 years ago. Despite maximal medical 
therapy, he experienced progressive worsening of symp-toms 
in the form of incapacitating dyspnea and was 
dependent on home oxygen therapy (3 to 5 L/min) for the 
last 3 years. That had to be increased to 10 L/min during 
any form of increased activity, such as walking, and even 
then, his oxygen saturation would drop to 75%. 
During the pretransplantation work-up, spirometry 
showed a forced vital capacity of 34%, a forced expiratory 
volume in 1 second of 30%, and a diffusion lung capacity 
of carbon monoxide of 37%. Compared with a previous 
study, a chest computed tomography scan showed pro-gression 
of the underlying parenchymal pathology, with 
further volume loss bilaterally (but more on the right 
side), worsening fibrosis, and resultant traction bronchi-ectasis. 
Ventilation-perfusion studies showed bilateral 
reduction that was markedly worse on the right side. 
These findings were all in keeping with an advanced 
progressive interstitial lung process. 
He was persistently noted to have markedly elevated 
hemidiaphragms on chest roentgenograms (Fig 1). Fluo- 
Accepted for publication Sept 5, 2006. 
Address correspondence to Dr Mullen, Department of Surgery, The 
University of Alberta Hospital, 2D2.18 W.C. Mackenzie Health Sciences 
Centre, 8440-112 St, Edmonton, Alberta T6G 2B7 Canada; e-mail: 
jmullen@ualberta.ca. 
Fig 1. End-stage pulmonary fibrosis with severely elevated 
hemidiaphragms. 
© 2007 by The Society of Thoracic Surgeons 0003-4975/07/$32.00 
Published by Elsevier Inc doi:10.1016/j.athoracsur.2006.09.033 
FEATURE ARTICLES
1202 CASE REPORT SHIHATA AND MULLEN Ann Thorac Surg 
BILATERAL DIAPHRAGMATIC PLICATION 2007;83:1201–3 
roscopy confirmed the diagnosis of a left-sided diaphrag-matic 
paralysis. The right hemidiaphragm showed a 
relatively small degree of excursion, but moved appro-priately. 
Inspiratory mouth and transdiaphragmatic 
pressures were not available. 
The operation was performed through a standard 
clamshell incision (bilateral anterolateral thoracotomy). 
The domes of both hemidiaphragms were elevated to the 
level of the superior pulmonary veins. Because of this 
severe elevation, and the documented left-sided dia-phragmatic 
paralysis, we decided to perform bilateral 
diaphragmatic plication. We thought it would be very 
unlikely for the right hemidiaphragm to return to a 
normal position and not impose a mechanical restraint 
on the new right lung without intervention. 
The plication was accomplished with approximately 8 
sets of radially placed size 0 Ethibond sutures (Ethicon, 
Somerville, NJ) per side. Care was taken to avoid damage 
to the phrenic nerve or any of its visible branches during 
plication. At the end, both hemidiaphragms were low-ered 
by about 5 inches. The resultant increase in in-trathoracic 
dimensions facilitated the implantation of the 
donor lungs in an unrestricted fashion. 
The patient was extubated on the first postoperative 
day, had a short intensive care (ICU) stay of only 3 days, 
and was discharged home in excellent condition on 
postoperative day 18. The predischarge chest x-ray film 
(Fig 2) shows the end result, with both hemidiaphragms 
in a normal position. 
Comment 
The diaphragm is the most important muscle of ventilation. 
The development of intrathoracic pressure is mostly the 
result of diaphragmatic contraction [1]. Unilateral diaphrag-matic 
paralysis is usually well tolerated in adults with a 
normal chest wall and no underlying lung disease. Regard-less 
of the cause, bilateral diaphragmatic paralysis or weak-ness 
is almost always symptomatic in the form of variable 
degrees of dyspnea and hypoxia. As demonstrated in pre-vious 
reports, the abnormally reduced total lung capacity 
and forced vital capacity as well as the limited exercise 
capacity are direct results of ventilatory failure [2]. 
Bilateral (double) lung transplantation is becoming an 
increasingly available therapeutic option for patients 
with end-stage lung disease owing to the improvement 
in surgical technique and immunosuppressive therapy. 
We have more knowledge now that lung transplanta-tion 
produces physiologic improvements in the endur-ance 
of respiratory muscles and the neural drive of the 
diaphragm [3]. 
A number of groups have reported a variable incidence 
of phrenic nerve dysfunction after single-lung and dou-ble- 
lung transplantation owing to extensive mediastinal 
dissection and retraction [4, 5], which lead to undesired 
outcomes that include prolonged ICU and hospital stay, 
severe respiratory failure, and death. Diaphragmatic pli-cation 
has been proven to improve ventilatory mechanics 
in the case of an existent diaphragmatic paralysis [6], 
leading to a shorter need for mechanical ventilatory 
support and improved symptoms on the long term. 
We report here the use of bilateral diaphragmatic 
plication in the setting of bilateral lung transplantation. 
In this particular case, although the patient had a unilat-eral 
(left-sided) diaphragmatic paralysis, as shown by 
fluoroscopy, both hemidiaphragms were markedly ele-vated 
to the level of the lung hila, with redundant 
diaphragmatic tissue. In view of this preexistent dia-phragmatic 
disease, we decided that the bilateral dia-phragmatic 
plication would be necessary to restore in-trathoracic 
dimensions for an unrestricted size match 
with the transplanted lungs, and also for improved ven-tilatory 
mechanics in the postoperative period. As antic-ipated, 
the outcome was extremely favorable in terms of 
easy weaning from the ventilator, a short ICU, and total 
hospital stay. 
We believe that plication at the time of transplantation 
would be helpful for all cases of complete diaphragmatic 
paralysis and for patients with severely elevated he-midiaphragms 
(level of lung hila). Plication might also be 
useful in patients with significant abdominal obesity 
where the hemidiaphragms are also severely elevated 
owing to pressure from the abdominal viscera. 
We conclude that concomitant diaphragmatic plication 
can be a very useful surgical adjunct in patients present-ing 
with diaphragmatic paralysis or weakness at the time 
of lung transplantation. 
References 
1. Celli BR. Respiratory management of diaphragm paralysis. 
Semin Respir Crit Care Med 2002;23:275– 81. 
Fig 2. Predischarge chest x-ray film shows normal position of both 
hemidiaphragms after plication. 
FEATURE ARTICLES
Ann Thorac Surg CASE REPORT SHIHATA AND MULLEN 1203 
2007;83:1201–3 BILATERAL DIAPHRAGMATIC PLICATION 
2. Hart N, Nickol AH, Cramer D, et al. Effect of severe isolated 
unilateral and bilateral diaphragm weakness on exercise 
performance. Am J Respir Crit Care Med 2002;165:1265–70. 
3. Brath H, Lahrmann H, Wanke T. The effect of lung transplan-tation 
on the neural drive to the diaphragm in patients with 
severe COPD. Eur Respir J 1997;10:424–9 
4. Ferdinande P, Bruyninckx F, Van Raemdonck D, Daenen W, 
Verleden G. Leuven Lung Transplant Group. Phrenic nerve 
dysfunction after heart–lung and lung transplantation. 
J Heart Lung Transplant 2004;23:105–9. 
5. Maziak DE, Maurer JR, Kesten S. Diaphragmatic paralysis: a 
complication of lung transplantation. Ann Thorac Surg 1996; 
61:170 –3. 
6. Stolk J, Versteegh MI. Long-term effect of bilateral plication of 
the diaphragm. Chest 2000;117:786 –9. 
FEATURE ARTICLES

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Bilateral diaphragm plication prior to transplantation

  • 1. Ann Thorac Surg CASE REPORT SHIHATA AND MULLEN 1201 2007;83:1201–3 BILATERAL DIAPHRAGMATIC PLICATION with significant resolution of the stricture of the left common carotid artery by steroid therapy alone. Although there have been several reports of surgical treatment for fibrosing mediastinitis where it caused strictures of the great vessels, esophagus, and airway [9], we believe that idiopathic fibrosing mediastinitis should first be treated by steroids or tamoxifen rather than by surgical treatment if the symptoms do not need immedi-ate relief. References 1. Meredith SD, Madison J, Fechner RE, Levine PA. Cervical manifestations of fibrosing mediastinitis: a diagnostic and therapeutic dilemma. Head Neck 1993;15:561–5. 2. Comings DE, Skubi KB, Van Eyes J, Motulsky AG. Familial multifocal fibrosclerosis. Findings suggesting that retroperi-toneal fibrosis, mediastinal fibrosis, sclerosing cholangitis, Riedel’s thyroiditis, and pseudotumor of the orbit may be different manifestations of a single disease. Ann Intern Med 1967;66:884 –92. 3. Clark CP, Vanderpool D, Preskitt JT. The response of retro-peritoneal fibrosis to tamoxifen. Surgery 1991;109:502– 6. 4. Ahsan N, Choudhury AA, Berger A. Retroperitoneal fibrosis. Am Fam Physician 1990;41:1775– 80. 5. Rice DH, Batsakis JG, Coulthard SW. Sclerosing cervicitis: homologue of sclerosing retroperitonitis and mediastinitis. Arch Surg 1975;110:120 –2. 6. Dehner LP, Coffin CM. Idiopathic fibrosclerotic disorders and other inflammatory pseudotumors. Semin Diagn Pathol 1998; 15:161–73. 7. Savelli BA, Parshley M, Morganroth ML. Successful treat-ment of sclerosing cervicitis and fibrosing mediastinitis with tamoxifen. Chest 1997;111:1137– 40. 8. Bays S, Rajakaruna C, Sheffield E, Morgan A. Fibrosing mediastinitis as a cause of superior vena cava syndrome. Eur J Cardiothorac Surg 2004;26:453–5. 9. Parish JM, Rosenow EC. Mediastinal granuloma and medias-tinal fibrosis. Semin Respir Crit Care Med 2002;23:135– 43. Bilateral Diaphragmatic Plication in the Setting of Bilateral Sequential Lung Transplantation Mohammad Shihata, MD, and John C. Mullen, MD Division of Cardiac Surgery, The University of Alberta, Edmonton, Alberta, Canada Diaphragmatic paralysis can lead to significant ventila-tory impairment, especially if associated with underlying lung disease. Adequate ventilatory mechanics are essen-tial for good outcomes after lung transplantation. We report a case of bilateral diaphragmatic plication at the time of double lung transplantation as an attempt to improve posttransplant ventilation, with good outcome. (Ann Thorac Surg 2007;83:1201–3) © 2007 by The Society of Thoracic Surgeons Patients listed for lung transplantation for end-stage lung disease can present with a number of associ-ated abnormalities involving the chest wall, mediastinal structures, and the diaphragm. If possible, correcting any of these problems at the time of transplantation may provide adjuncts for a better recovery in the immediate postoperative course as well as for the long-term outcome. The patient is a 58-year-old man who had progressive respiratory failure after idiopathic pulmonary lung fibro-sis developed 11 years ago. Despite maximal medical therapy, he experienced progressive worsening of symp-toms in the form of incapacitating dyspnea and was dependent on home oxygen therapy (3 to 5 L/min) for the last 3 years. That had to be increased to 10 L/min during any form of increased activity, such as walking, and even then, his oxygen saturation would drop to 75%. During the pretransplantation work-up, spirometry showed a forced vital capacity of 34%, a forced expiratory volume in 1 second of 30%, and a diffusion lung capacity of carbon monoxide of 37%. Compared with a previous study, a chest computed tomography scan showed pro-gression of the underlying parenchymal pathology, with further volume loss bilaterally (but more on the right side), worsening fibrosis, and resultant traction bronchi-ectasis. Ventilation-perfusion studies showed bilateral reduction that was markedly worse on the right side. These findings were all in keeping with an advanced progressive interstitial lung process. He was persistently noted to have markedly elevated hemidiaphragms on chest roentgenograms (Fig 1). Fluo- Accepted for publication Sept 5, 2006. Address correspondence to Dr Mullen, Department of Surgery, The University of Alberta Hospital, 2D2.18 W.C. Mackenzie Health Sciences Centre, 8440-112 St, Edmonton, Alberta T6G 2B7 Canada; e-mail: jmullen@ualberta.ca. Fig 1. End-stage pulmonary fibrosis with severely elevated hemidiaphragms. © 2007 by The Society of Thoracic Surgeons 0003-4975/07/$32.00 Published by Elsevier Inc doi:10.1016/j.athoracsur.2006.09.033 FEATURE ARTICLES
  • 2. 1202 CASE REPORT SHIHATA AND MULLEN Ann Thorac Surg BILATERAL DIAPHRAGMATIC PLICATION 2007;83:1201–3 roscopy confirmed the diagnosis of a left-sided diaphrag-matic paralysis. The right hemidiaphragm showed a relatively small degree of excursion, but moved appro-priately. Inspiratory mouth and transdiaphragmatic pressures were not available. The operation was performed through a standard clamshell incision (bilateral anterolateral thoracotomy). The domes of both hemidiaphragms were elevated to the level of the superior pulmonary veins. Because of this severe elevation, and the documented left-sided dia-phragmatic paralysis, we decided to perform bilateral diaphragmatic plication. We thought it would be very unlikely for the right hemidiaphragm to return to a normal position and not impose a mechanical restraint on the new right lung without intervention. The plication was accomplished with approximately 8 sets of radially placed size 0 Ethibond sutures (Ethicon, Somerville, NJ) per side. Care was taken to avoid damage to the phrenic nerve or any of its visible branches during plication. At the end, both hemidiaphragms were low-ered by about 5 inches. The resultant increase in in-trathoracic dimensions facilitated the implantation of the donor lungs in an unrestricted fashion. The patient was extubated on the first postoperative day, had a short intensive care (ICU) stay of only 3 days, and was discharged home in excellent condition on postoperative day 18. The predischarge chest x-ray film (Fig 2) shows the end result, with both hemidiaphragms in a normal position. Comment The diaphragm is the most important muscle of ventilation. The development of intrathoracic pressure is mostly the result of diaphragmatic contraction [1]. Unilateral diaphrag-matic paralysis is usually well tolerated in adults with a normal chest wall and no underlying lung disease. Regard-less of the cause, bilateral diaphragmatic paralysis or weak-ness is almost always symptomatic in the form of variable degrees of dyspnea and hypoxia. As demonstrated in pre-vious reports, the abnormally reduced total lung capacity and forced vital capacity as well as the limited exercise capacity are direct results of ventilatory failure [2]. Bilateral (double) lung transplantation is becoming an increasingly available therapeutic option for patients with end-stage lung disease owing to the improvement in surgical technique and immunosuppressive therapy. We have more knowledge now that lung transplanta-tion produces physiologic improvements in the endur-ance of respiratory muscles and the neural drive of the diaphragm [3]. A number of groups have reported a variable incidence of phrenic nerve dysfunction after single-lung and dou-ble- lung transplantation owing to extensive mediastinal dissection and retraction [4, 5], which lead to undesired outcomes that include prolonged ICU and hospital stay, severe respiratory failure, and death. Diaphragmatic pli-cation has been proven to improve ventilatory mechanics in the case of an existent diaphragmatic paralysis [6], leading to a shorter need for mechanical ventilatory support and improved symptoms on the long term. We report here the use of bilateral diaphragmatic plication in the setting of bilateral lung transplantation. In this particular case, although the patient had a unilat-eral (left-sided) diaphragmatic paralysis, as shown by fluoroscopy, both hemidiaphragms were markedly ele-vated to the level of the lung hila, with redundant diaphragmatic tissue. In view of this preexistent dia-phragmatic disease, we decided that the bilateral dia-phragmatic plication would be necessary to restore in-trathoracic dimensions for an unrestricted size match with the transplanted lungs, and also for improved ven-tilatory mechanics in the postoperative period. As antic-ipated, the outcome was extremely favorable in terms of easy weaning from the ventilator, a short ICU, and total hospital stay. We believe that plication at the time of transplantation would be helpful for all cases of complete diaphragmatic paralysis and for patients with severely elevated he-midiaphragms (level of lung hila). Plication might also be useful in patients with significant abdominal obesity where the hemidiaphragms are also severely elevated owing to pressure from the abdominal viscera. We conclude that concomitant diaphragmatic plication can be a very useful surgical adjunct in patients present-ing with diaphragmatic paralysis or weakness at the time of lung transplantation. References 1. Celli BR. Respiratory management of diaphragm paralysis. Semin Respir Crit Care Med 2002;23:275– 81. Fig 2. Predischarge chest x-ray film shows normal position of both hemidiaphragms after plication. FEATURE ARTICLES
  • 3. Ann Thorac Surg CASE REPORT SHIHATA AND MULLEN 1203 2007;83:1201–3 BILATERAL DIAPHRAGMATIC PLICATION 2. Hart N, Nickol AH, Cramer D, et al. Effect of severe isolated unilateral and bilateral diaphragm weakness on exercise performance. Am J Respir Crit Care Med 2002;165:1265–70. 3. Brath H, Lahrmann H, Wanke T. The effect of lung transplan-tation on the neural drive to the diaphragm in patients with severe COPD. Eur Respir J 1997;10:424–9 4. Ferdinande P, Bruyninckx F, Van Raemdonck D, Daenen W, Verleden G. Leuven Lung Transplant Group. Phrenic nerve dysfunction after heart–lung and lung transplantation. J Heart Lung Transplant 2004;23:105–9. 5. Maziak DE, Maurer JR, Kesten S. Diaphragmatic paralysis: a complication of lung transplantation. Ann Thorac Surg 1996; 61:170 –3. 6. Stolk J, Versteegh MI. Long-term effect of bilateral plication of the diaphragm. Chest 2000;117:786 –9. FEATURE ARTICLES