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Relief Before Trial
MASS. R. CRIM. P. 15, 16; Mass. Gen. Laws ch. 211 § 3 (2012)

By Morris Singer
Interlocutory Appeal
          MASS. R. CRIM. P. 15
Interlocutory Appeal
   Appeal of order on a motion to dismiss.
       Commonwealth’s right.
       Appeal to “appropriate appellate court.”
       MASS. R. CRIM. P. 15(a)(1).
   Appeal an order on a motion to suppress evidence.
       Right of either Defendant or Commonwealth.
       Application for leave to appeal.
       Appeal to a single justice of the Supreme Judicial Court.
       MASS. R. CRIM. P. 15(a)(2).
Applications for Leave
   Application to single justice of the Supreme Judicial
    Court.
   Single justice determines whether “administration of
    justice would be facilitated.”
   The single justice may hear the appeal as well, or may
    report it to the court.
   No right to a hearing.
Contents of application
   The docket number of the trial court case.
   Findings and rulings by the trial court.
   Brief memorandum of law, including explanation of how
    administration of justice would be facilitated.
   Estimate of length of trial.
   Scheduled trial date or next scheduled court event.

   When Commonwealth applies: Statement of strength of
    case with or without evidence subject to suppression.
Rationale
   Commonwealth’s right.
       An adverse pretrial ruling on a motion to dismiss will “preclude
        a public trial and . . . entirely terminate the . . . proceedings.”
        Burke v. Commonwealth, 373 Mass. 157 (1997).
       An adverse pretrial ruling on a motion to suppress will result
        in the irretrievable loss of the right to present legal evidence.
        Commonwealth v. Boswell, 374 Mass. 263, 267 (1978).
   Defendant’s right.
       In some circumstances, interlocutory appeal conserves judicial
        resources and spares all parties the ordeal of a trial.
Procedure
   Commonwealth’s notice of appeal.
       Filed in trial court.
       Filed within thirty days of order.
   Defendant’s application for leave to appeal.
       Filed in SJC for Suffolk County.
       Filed within seven days of order.
           Standing Order Concerning Applications to Single Justice.
   Interlocutory appeal can stop the action, but file a
    motion.
Appeals by indigent clients
   Defendant’s cost and reasonable attorney fees covered.
   Must file a motion and affidavit of indigence.
“Appropriate appellate court”
   N.B.: Commonwealth’s interlocutory appeals by right.
   Superior court case goes to Supreme Judicial Court.
   District court case goes to Appeals Court.
   Juvenile court?
Dismissal by the Prosecution
                  MASS. R. CRIM. P. 16
Entry
   Commonwealth files a nolle prosequi.
   Any time prior to pronouncement of sentence.
   Must be in writing, signed by prosecutor, and must include
    reasons.
Jeopardy
   NP without defendant’s consent at trial = aquittal.
       Commonwealth v. Massod, 350 Mass. 745 (1966) (holding
        defendant has right to have issue of guilt adjudicated once
        jeopardy attaches).
       Remember to object to the NP to make lack of consent clear.
Partial Nulle Prosequi
   Conviction / adjudication for lesser-included offense.
   Partial NP is “preferred practice”.
       See Commonwealth v. Myers, 356 Mass. 343 (1969).
   Same as if prosecutor files motion that defendant be tried
    on LIO.
   Agreements between ADA and defense counsel of partial
    NP in consideration for plea on LIO = enforceable.
       Commonwealth v. Benton, 356 Mass. 447 (1969).
Discretion of the prosecutor
   “Power to enter a nolle prosequi is absolute in the
    prosecuting officer from the return of the indictment up
    to the beginning of the trial . . . .” Commonwealth v.
    Dascalakis, 246 Mass. 12, 18 (1923).
   Does not require leave of court.
       Different from Fed. R. Crim. P. 48(a).
       Dep’t of Revenue v. Sorrentino, 408 Mass. 340 (1990).
Collateral consequences
   Trial court did not err in considering juvenile’s prior nolle
    prosequi case in imposing sentence because nothing
    prohibited a judge from considering a defendant’s entire
    record, including dismissals, for sentencing.
       Commonwealth v. Keon K., 70 Mass. App. Ct. 568 (2007).
Superintendence of Inferior Courts
                Mass. Gen. Laws ch. 211 § 3 (2012)
Last resort
   “The supreme judicial court shall have general
    superintendence of all courts of inferior jurisdiction to
    correct and prevent errors and abuses therein if no
    other remedy is expressly provided . . . .”
   Only in exceptional circumstances.
   Not substitute for normal appellate review.
   May not get a hearing; can be decided on the papers.
Standard
   Substantial claim of violation of his substantive right, AND
   Irremediable error such that defendant cannot be placed
    in status quo in regular course.
Interlocutory and post-conviction
   Interlocutory: only in the most exceptional
    circumstances.
   Post-conviction: no 211 § 3 right, when defendant could
    have made post-conviction motion for new trial.
Evidentiary issues
   Not generally.
       Evidentiary rulings = discretion of trial court.
       Newly-discovered evidence = motion for new trial.
   But some exceptions.
Review of 211 § 3 denial
   Abuse of discretion or clearly erroneous.

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Relief before trial in Massachusetts

  • 1. Relief Before Trial MASS. R. CRIM. P. 15, 16; Mass. Gen. Laws ch. 211 § 3 (2012) By Morris Singer
  • 2. Interlocutory Appeal MASS. R. CRIM. P. 15
  • 3. Interlocutory Appeal  Appeal of order on a motion to dismiss.  Commonwealth’s right.  Appeal to “appropriate appellate court.”  MASS. R. CRIM. P. 15(a)(1).  Appeal an order on a motion to suppress evidence.  Right of either Defendant or Commonwealth.  Application for leave to appeal.  Appeal to a single justice of the Supreme Judicial Court.  MASS. R. CRIM. P. 15(a)(2).
  • 4. Applications for Leave  Application to single justice of the Supreme Judicial Court.  Single justice determines whether “administration of justice would be facilitated.”  The single justice may hear the appeal as well, or may report it to the court.  No right to a hearing.
  • 5. Contents of application  The docket number of the trial court case.  Findings and rulings by the trial court.  Brief memorandum of law, including explanation of how administration of justice would be facilitated.  Estimate of length of trial.  Scheduled trial date or next scheduled court event.  When Commonwealth applies: Statement of strength of case with or without evidence subject to suppression.
  • 6. Rationale  Commonwealth’s right.  An adverse pretrial ruling on a motion to dismiss will “preclude a public trial and . . . entirely terminate the . . . proceedings.” Burke v. Commonwealth, 373 Mass. 157 (1997).  An adverse pretrial ruling on a motion to suppress will result in the irretrievable loss of the right to present legal evidence. Commonwealth v. Boswell, 374 Mass. 263, 267 (1978).  Defendant’s right.  In some circumstances, interlocutory appeal conserves judicial resources and spares all parties the ordeal of a trial.
  • 7. Procedure  Commonwealth’s notice of appeal.  Filed in trial court.  Filed within thirty days of order.  Defendant’s application for leave to appeal.  Filed in SJC for Suffolk County.  Filed within seven days of order.  Standing Order Concerning Applications to Single Justice.  Interlocutory appeal can stop the action, but file a motion.
  • 8. Appeals by indigent clients  Defendant’s cost and reasonable attorney fees covered.  Must file a motion and affidavit of indigence.
  • 9. “Appropriate appellate court”  N.B.: Commonwealth’s interlocutory appeals by right.  Superior court case goes to Supreme Judicial Court.  District court case goes to Appeals Court.  Juvenile court?
  • 10. Dismissal by the Prosecution MASS. R. CRIM. P. 16
  • 11. Entry  Commonwealth files a nolle prosequi.  Any time prior to pronouncement of sentence.  Must be in writing, signed by prosecutor, and must include reasons.
  • 12. Jeopardy  NP without defendant’s consent at trial = aquittal.  Commonwealth v. Massod, 350 Mass. 745 (1966) (holding defendant has right to have issue of guilt adjudicated once jeopardy attaches).  Remember to object to the NP to make lack of consent clear.
  • 13. Partial Nulle Prosequi  Conviction / adjudication for lesser-included offense.  Partial NP is “preferred practice”.  See Commonwealth v. Myers, 356 Mass. 343 (1969).  Same as if prosecutor files motion that defendant be tried on LIO.  Agreements between ADA and defense counsel of partial NP in consideration for plea on LIO = enforceable.  Commonwealth v. Benton, 356 Mass. 447 (1969).
  • 14. Discretion of the prosecutor  “Power to enter a nolle prosequi is absolute in the prosecuting officer from the return of the indictment up to the beginning of the trial . . . .” Commonwealth v. Dascalakis, 246 Mass. 12, 18 (1923).  Does not require leave of court.  Different from Fed. R. Crim. P. 48(a).  Dep’t of Revenue v. Sorrentino, 408 Mass. 340 (1990).
  • 15. Collateral consequences  Trial court did not err in considering juvenile’s prior nolle prosequi case in imposing sentence because nothing prohibited a judge from considering a defendant’s entire record, including dismissals, for sentencing.  Commonwealth v. Keon K., 70 Mass. App. Ct. 568 (2007).
  • 16. Superintendence of Inferior Courts Mass. Gen. Laws ch. 211 § 3 (2012)
  • 17. Last resort  “The supreme judicial court shall have general superintendence of all courts of inferior jurisdiction to correct and prevent errors and abuses therein if no other remedy is expressly provided . . . .”  Only in exceptional circumstances.  Not substitute for normal appellate review.  May not get a hearing; can be decided on the papers.
  • 18. Standard  Substantial claim of violation of his substantive right, AND  Irremediable error such that defendant cannot be placed in status quo in regular course.
  • 19. Interlocutory and post-conviction  Interlocutory: only in the most exceptional circumstances.  Post-conviction: no 211 § 3 right, when defendant could have made post-conviction motion for new trial.
  • 20. Evidentiary issues  Not generally.  Evidentiary rulings = discretion of trial court.  Newly-discovered evidence = motion for new trial.  But some exceptions.
  • 21. Review of 211 § 3 denial  Abuse of discretion or clearly erroneous.