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CHAPTER THREE
Strategy and Tactics of
Integrative Negotiation
McGraw-Hill/Irwin Copyright © 2011 by The McGraw-Hill Companies, Inc. All rights reserved.
3-2
What Makes Integrative
Negotiation Different?
• Focus on commonalties rather than differences
• Address needs and interests, not positions
• Commit to meeting the needs of all involved
parties
• Exchange information and ideas
• Invent options for mutual gain
• Use objective criteria to set standards
3-3
Overview of the Integrative
Negotiation Process
• Create a free flow of information
• Attempt to understand the other negotiator’s
real needs and objectives
• Emphasize the commonalties between the
parties and minimize the differences
• Search for solutions that meet the goals and
objectives of both sides
3-4
Key Steps in the Integrative
Negotiation Process
• Identify and define the problem
• Understand the problem fully
– identify interests and needs on both sides
• Generate alternative solutions
• Evaluate and select among alternatives
3-5
Claiming and Creating Value
3-6
Identify and Define
the Problem
• Define the problem in a way that is mutually
acceptable to both sides
• State the problem with an eye toward practicality and
comprehensiveness
• State the problem as a goal and identify the obstacles
in attaining this goal
• Depersonalize the problem
• Separate the problem definition from the search for
solutions
3-7
Understand the Problem Fully—
Identify Interests and Needs
• Interests: the underlying concerns, needs,
desires, or fears that motivate a negotiator
– Substantive interests relate to key issues in the
negotiation
– Process interests are related to the way the dispute is
settled
– Relationship interests indicate that one or both
parties value their relationship
– Interests in principle: doing what is fair, right,
acceptable, ethical may be shared by the parties
3-8
Observations on Interests
• There is almost always more than one
• Parties can have different interests at stake
• Often stem from deeply rooted human needs or
values
• Can change
• Numerous ways to surface interests
• Surfacing interests is not always easy or to
one’s best advantage
3-9
Generate Alternative Solutions
• Invent options by redefining the problem set:
– Compromise
– Logroll
– Modify the pie
– Expand the pie
– Find a bridge solution
– Cut the costs for compliance
– Non specific compensation
– Subordination
• Generate options to the problem as a given:
– Brainstorming
– Surveys
– Electronic brainstorming
3-10
Evaluate and Select Alternatives
• Narrow the range of solution options
• Evaluate solutions on:
– Quality
– Objective standards
– Acceptability
• Agree to evaluation criteria in advance
• Be willing to justify personal preferences
• Be alert to the influence of intangibles in
selecting options
• Use subgroups to evaluate complex options
3-11
Evaluate and Select Alternatives
• Take time to “cool off”
• Explore different ways to logroll
• Exploit differences in expectations and risk/time
preferences
• Keep decisions tentative and conditional until a
final proposal is complete
• Minimize formality, record keeping until final
agreements are closed
3-12
Factors That Facilitate Successful
Integrative Negotiation
• Some common objective or goal
• Faith in one’s own problem-solving ability
• A belief in the validity of one’s own position
and the other’s perspective
• The motivation and commitment to work
together
3-13
Factors That Facilitate Successful
Integrative Negotiation
• Trust
• Clear and accurate communication
• An understanding of the dynamics of
integrative negotiation

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Chap003

  • 1. CHAPTER THREE Strategy and Tactics of Integrative Negotiation McGraw-Hill/Irwin Copyright © 2011 by The McGraw-Hill Companies, Inc. All rights reserved.
  • 2. 3-2 What Makes Integrative Negotiation Different? • Focus on commonalties rather than differences • Address needs and interests, not positions • Commit to meeting the needs of all involved parties • Exchange information and ideas • Invent options for mutual gain • Use objective criteria to set standards
  • 3. 3-3 Overview of the Integrative Negotiation Process • Create a free flow of information • Attempt to understand the other negotiator’s real needs and objectives • Emphasize the commonalties between the parties and minimize the differences • Search for solutions that meet the goals and objectives of both sides
  • 4. 3-4 Key Steps in the Integrative Negotiation Process • Identify and define the problem • Understand the problem fully – identify interests and needs on both sides • Generate alternative solutions • Evaluate and select among alternatives
  • 6. 3-6 Identify and Define the Problem • Define the problem in a way that is mutually acceptable to both sides • State the problem with an eye toward practicality and comprehensiveness • State the problem as a goal and identify the obstacles in attaining this goal • Depersonalize the problem • Separate the problem definition from the search for solutions
  • 7. 3-7 Understand the Problem Fully— Identify Interests and Needs • Interests: the underlying concerns, needs, desires, or fears that motivate a negotiator – Substantive interests relate to key issues in the negotiation – Process interests are related to the way the dispute is settled – Relationship interests indicate that one or both parties value their relationship – Interests in principle: doing what is fair, right, acceptable, ethical may be shared by the parties
  • 8. 3-8 Observations on Interests • There is almost always more than one • Parties can have different interests at stake • Often stem from deeply rooted human needs or values • Can change • Numerous ways to surface interests • Surfacing interests is not always easy or to one’s best advantage
  • 9. 3-9 Generate Alternative Solutions • Invent options by redefining the problem set: – Compromise – Logroll – Modify the pie – Expand the pie – Find a bridge solution – Cut the costs for compliance – Non specific compensation – Subordination • Generate options to the problem as a given: – Brainstorming – Surveys – Electronic brainstorming
  • 10. 3-10 Evaluate and Select Alternatives • Narrow the range of solution options • Evaluate solutions on: – Quality – Objective standards – Acceptability • Agree to evaluation criteria in advance • Be willing to justify personal preferences • Be alert to the influence of intangibles in selecting options • Use subgroups to evaluate complex options
  • 11. 3-11 Evaluate and Select Alternatives • Take time to “cool off” • Explore different ways to logroll • Exploit differences in expectations and risk/time preferences • Keep decisions tentative and conditional until a final proposal is complete • Minimize formality, record keeping until final agreements are closed
  • 12. 3-12 Factors That Facilitate Successful Integrative Negotiation • Some common objective or goal • Faith in one’s own problem-solving ability • A belief in the validity of one’s own position and the other’s perspective • The motivation and commitment to work together
  • 13. 3-13 Factors That Facilitate Successful Integrative Negotiation • Trust • Clear and accurate communication • An understanding of the dynamics of integrative negotiation