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Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
Transverse Effects of Surgically Assisted
Rapid Maxillary Expansion: A Comparative
Study Using Haas and Hyrax
Claudia Toyama Hino, DDS, PhD, Max Domingues Pereira, MD, PhD,
Christiane Steponavicius Sobral, MD, PhD, Tessie Maria Kreniski, MD,
Lydia Masako Ferreira, MD, PhD
Sa˜o Paulo, Brazil
Background: Surgically assisted rapid maxillary
expansion is the treatment of choice for correcting
transverse maxillary deficiency in patients with
skeletal maturity, although the influence of the
expander type on these alterations has not been
elucidated yet.
Objective: Determine the skeletal and dental trans-
verse effects on the maxilla after completion of
surgically assisted rapid maxillary expansion, with
Haas and Hyrax expanders.
Methods: Thirty-eight patients (aged between 18
and 39 years) were submitted to subtotal Le Fort I
osteotomy and divided into Hass and Hyrax groups
(19 patients each). Measurements of maxillary
width, upper intermolar width, and its inclination
on the posteroanterior cephalometric radiographs
were obtained in the preoperatory period (T1), after
the completion of the expansion (T2), and 4 months
after the completion of the expansion (T3). The
intercusp and intergingival distances measured on
the plaster models were obtained from the first
premolars and molars, before expander cementation
(M1) and after the expander removal (M2).
Results: Both groups revealed statistically signifi-
cant increase in the maxillary width, upper inter-
molar width, and inclination of the molars in T2
(P G 0.001); T3 showed a statistically significant
decrease in the maxillary width and inclination of
the molars (P G 0.001). The expansion presented an
increment on the maxillary width of 71% from the
upper intermolar width (T1 j T3), and molars had
vestibular inclination (P G 0.05). The ratio of
width increase of maxilla by the amount of
device activation was of 69% for Haas and 74.5%
for Hyrax.
Conclusion: Clinically, the transversal effects were
similar for both groups.
Key Words: Palatal expansion technique, orthodontic
appliances, cephalometry
S
urgically assisted rapid maxillary expansion
(SARME) is a procedure of choice to obtain
the correction of the transverse maxillary
dimension, in treatment of skeletally mature
patients. It is indicated to individuals who have
transverse maxillary deficiency, skeletal maturity, and
maxillomandibular transverse differential index with
discrepancy of more than 5 mm.1
The expander appliance that will be used is of
basic importance to assist, obtain, and maintain the
required expansion. Two types of appliances for
SARME are most widely recognized in the literature:
tooth-tissueYborne expander (Haas expander) and
tooth-borne expander (Hyrax expander).
Haas2
has developed his appliance in 1961,
emphasizing the importance of the acrylic palatal
button to promote an efficient transmission of force
and, in this way, provide the adequate orthopedic
movement and more stability after rapid maxillary
expansion. Many studies over SARME3Y6 have used
Haas appliance and reported appropriated results of
expansion without adverse effects. However, Lehman
and Haas7
and Anttila et al8
have reported complica-
tions with Haas appliance during the expansion, as a
necrosis and a palate lesion caused by the pressure of
the acrylic on the palatal mucosa.
The Hyrax appliance (Hygienic Appliance for
Rapid Expansion), consisting of a metal framework,
was introduced by Biederman in 1968.9
The author
observed as an advantage of his appliance the fact that
it was more hygienic than Haas, once it avoids food
718
From the Division of Plastic Surgery, Federal University of Sa˜o
Paulo, Sa˜o Paulo, Brazil.
Address correspondence and reprint requests to Max Domingues
Pereira, MD, PhD, Division of Plastic Surgery, Federal University of
Sa˜o Paulo, Rua Napolea˜o de Barros, 715-4- andar, CEP 04024-002,
Sa˜o Paulo, Brazil; E-mail: maxdp@terra.com.br
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
impaction and soft tissue irritation. Some studies,9Y13
evaluating the SARME using Hyrax appliance,
revealed satisfactory expansion effects. However,
Glassman et al14
mentioned the extrusion of the teeth
support as a complication, and Braun et al15
empha-
sized that the Hyrax appliance did not present
sufficient rigidity because of its wire construction,
causing undesired inclination of the supporting teeth.
It is desirable that the transverse expansion
occurs with a minimum teeth inclination because
large inclinations denote that the teeth are being
moved against their cortical, and besides that, if the
expansion occurs without inclinations, the overcor-
rection will be dispensed, providing more stability
after the expansion.16Y18
There are some doubts about the appliance
anchorage influence (tooth tissue-borne or tooth-
borne) as well as the alterations provided in the
maxilla after the completion of SARME because, in
this situation, the bone resistance which interferes in
the expansion is eliminated by osteotomy. It is added
in this questioning the fact that SARME be the ideal
procedure to correct transverse maxillary deficiency,
frequently in adults screened at surgical-orthodontic
clinics (prevalence of 30% according Phillips et al).18
It
is important to evaluate whether the type of the
appliance interferes in the SARME results because the
expanders still present differences in the facility of
hygiene and in its costs. In vast literature searched, no
elucidations to the mentioned questions were found.
The main objectives of this study were to
evaluate and compare the skeletal and dental trans-
verse effects in the maxilla after the completion of
SARME, using the Haas and Hyrax expanders.
METHODS
This study was approved by the ethical committee
of Federal University of Sa˜o Paulo, and each
patient signed informed consent form. There were 38
adult patients evaluated from Division of Plastic
Surgery of Federal University of Sa˜o Paulo. The
inclusion criteria comprised patients older than 18
years with bilateral transverse maxillary deficiency
and maxillomandibular transverse differential index
with discrepancy higher than 6.5 mm. The exclusion
criteria comprised individuals who presented for
previous maxillary surgery or with maxillary trauma,
congenital anomalies, or third molars impacted. The
sample was sorted and divided into the following:
Hass group is composed of 19 patients aged 29 years
(range, 19Y39 years), 9 men and 10 women, who used
the Haas expander with 11-mm screw (Dentaurum,
Ispringen, Germany), fixed in teeth bands placed onto
the upper first premolars and first molars; and the
Hyrax group is composed of 19 patients aged 27.5
years (range, 18Y37 years) who used the Hyrax
expanders with 12-mm screw (Dentaurum), soldered
to the bands cemented onto the upper first premolars
and first molars.
In each band of upper first right and left molars,
for both Haas and Hyrax appliances, a stainless steel
wire of 1.0-mm diameter and 0.7-cm length was
soldered, in the vestibular surface, placed vertically,
forming metallic pins and used as reference17
(Fig 1).
In the absence of the first premolars or first molars, the
bands were cemented onto the second premolars and
the second molars, respectively. All the appliances
were built by the same technical professional in
laboratory prosthesis.
To predict the transverse maxillary dimension of
each patient and correct the deficiency, the maxillo-
mandibular transverse differential index was used,
calculated by the measurements in the posteroanter-
ior (PA) radiographs.
One week before the operation, the first work
plaster model was made (M1Vinitial model), and the
appliance was installed. After the placement of the
expander, the first PA radiographs were done
(T1Vpreoperative).
The surgery subtotal Le Fort I osteotomy was
carried out after the expander has been installed,
under general anesthesia, as proposed by Betts et al.1
Immediately after the operation, the expander was
activated in 1.6 mm by the surgeon. After 4 days of
latency period, the patients were intruded to start
activation of their appliance with 2 quarter turns per
day (twice a day), corresponding to 0.4 mm of daily
expansion, until the necessary amount of expansion
was achieved. The expander screw was locked with a
stainless steel wire. At this moment, the second PA
Fig 1 Vertical pin soldered to the bands cemented onto the
first molars.
TRANSVERSE EFFECTS OF SARME / Hino et al
719
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
radiograph was requested (T2Vcompletion of the
expansion).
The appliance was used as a retainer during 4
months, when the third PA radiograph was requested
(T3V4 months after the completion of the expansion).
After the removal of the appliance, the second work
plaster model (M2) was taken from the superior
dental arch.
Evaluation of the Expansion Quantity Obtained in
the Appliance
The quantity of transverse expansion obtained with
the appliance was verified, subtracting the value of
the measurement obtained after the fixation of the
expander screw from the value obtained at the
beginning (Fig 2).
Evaluation of PA Cephalographs
The PA radiograph was obtained in the same
odontological radiology center, where the machine
model X Mid Tome Ceph (Soradex) was used.
An anatomic drawing of interest to elaborate the
cephalogram19
was made over each PA radiograph19
(Fig 3). Three cephalograms were obtained in each
radiograph.
Fig 3 Posteroanterior tracing and analysis. Landmarks:
RMx, right maxillary; LMx, left maxillary; RO, right orbital;
LO, left orbital; RM, the most inferior point on pin of the
right molar; LM, the most inferior point on pin of the left
molar. Planes and lines: RO-LO, orbital plane OP; RMx-
LMx, maxillary width; RM-LM, upper intermolar width;
RM-OP, inclination of the right molar (angle between the
long axis of the right molar and orbital plane); LM-OP,
inclination of the left molar (angle between the long axis of
the left molar and orbital plane).
Fig 2 Method used for evaluation of the expansion quantity obtained with the appliance. Measurements obtained with
digital caliper. A, Hass after the completion of the expansion. B, Haas before operation. C, Hyrax after the completion of the
expansion. D, Hyrax before operation.
THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 19, NUMBER 3 May 2008
720
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
The linear measurements: orbital plane, maxillary
width, and upper intermolar width, were carried out
with a digital caliper (Mitutoyo) of 0.01-mm precision.
The angular measurements, inclination of the right
molar (angle between the long axis of the right molar
and orbital plane) and inclination of the left molar
(angle between the long axis of the left molar and
orbital plane), were obtained with a cephalometric
protractor with subdivision of 0.5 grade.
Evaluation of the Work Plaster Orthodontic Models
Transverse measurements between cusp tips (inter-
cusp distance) were obtained in 2 regions: molar
and premolar. The reference point in the molar
region was the mesiolingual cusp tips (ML) of the
first molars, and the reference point in the premolar
region was the lingual cusp tips (L) of the first
premolars. Other measurements were carried out
between gingival margins (intergingival distances).
The reference for the first molars and the first
premolars was the most-palatal point in the tooth
gingival margin. The points were marked with a
sharp 4H pencil in the models, which were erased
after the measurement, which were carried out with
a digital caliper.
The same investigator (C.T.H.) made all the measure-
ments (cephalograms and models) for 3 times with an
interval of 15 days and averaged.
Statistical Method
The Friedman test was applied to compare each
variable of the PA radiograph (maxillary width, upper
intermolar width, and inclinations of the right and left
molars) in each group, in the periods T1, T2, and T3.
The Wilcoxon test was applied to compare the
variables (maxillary width versus upper intermolar
width and inclinations of the right versus left molars)
in each group, in which relative measures were
calculated by the percentage of each variable. The
same test was applied to compare the intercusp and
intergingival distances, using absolute values. The
Mann-Whitney U test was applied to compare the
variables between the Haas and Hyrax groups. P e
0.05 established the significance for all statistical tests.
RESULTS
The measurements of the PA radiographs and the
study models showed that the maxillary expan-
sion was successful in all patients.
The quantity of expansion obtained in this study
did not differ significantly between the Haas (8.9 mm)
and Hyrax (8.6 mm) groups.
Table 2. Comparison of the Mean Increase of Maxillary Width and of Upper Intermolar Width in the Haas
and Hyrax Groups
(T2 j T1) / T1  100 Maxilla  molar (T3 j T1) / T1  100 Maxilla  molar
Maxilla, (T2 j T1) /
T1 Â 100
Molar, (T2 j T1) /
T1 Â 100 Z calc P
Maxilla, (T3 j T1) /
T1 Â 100
Molar, T3 j T1) /
T1 Â 100 Z calc P
Haas 12.4 16.3 j3.823* G0.001* 11.1 16.3 j3.824* G0.001*
Hyrax 12.1 14.6 j3.421* G0.001* 9.9 14.4 j3.726* G0.001*
Differences % = (T2 j T1) / T1 Â 100 and (T3 j T1) / T1 Â 100.
* indicates statistically significant.
Table 3. Proportion of the Increase of Maxillary Width
by the Increase of Upper Intermolar Width, 4 Months
After the Completion of the Expansion in the Haas and
Hyrax Groups
Haas Hyrax
(Maxilla T3 j T1) /
(molar T3 j T1) Â 100
(Maxilla T3 j T1) /
(molar T3 j T1) Â 100
71.3 71.6
Z calc = j0.512 (NS); P = 0.609 (NS)
Medium measurements % = (maxilla T3 j T1) / (molar T3 j T1) Â 100.
NS indicates not statistically significant.
Table 1. Maxillary Width and Upper Intermolar Width
(Mean Values in Millimeters) in Preoperative (T1), in the
Completion of the Expansion (T2), and 4 Months After
the Completion of the Expansion (T3) in the Haas and
Hyrax Groups
Haas (n = 19) Hyrax (n = 19)
Maxilla T1 Maxilla T2 Maxilla T3 Maxilla T1 Maxilla T2 Maxilla T3
62.6 70.3 69.5 64.1 71.8 70.4
x2
calc = 38.000*, P G 0.001* x2
calc = 38.000*, P G 0.001*
T1 G T2 and T3 T1 G T2 and T3
T2 9 T3 T2 9 T3
Molar T1 Molar T2 Molar T3 Molar T1 Molar T2 Molar T3
60.0 69.6 69.6 61.6 70.5 70.4
x2
calc = 38.000*, P G 0.001* x2
calc = 38.000*, P G 0.001*
T1 G T2 and T3 T1 G T2 and T3
TRANSVERSE EFFECTS OF SARME / Hino et al
721
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
PA Cephalometric Analysis
The measurements obtained from the analysis of the
alterations in the maxillary width among the periods
T1, T2, and T3 showed a statistically significant
transverse increase, as well a decrease in the maxillary
width from T2 to T3, for the Haas and Hyrax groups
(Table 1). The alteration of upper intermolar width
between T2 and T1 made evident a transverse
increase statistically significant, which continues in
T3 in the 2 groups (Table 1). The percentage difference
was used to compare the increase between the
maxillary width and upper intermolar width. A
statistically significant transverse increase was
observed in the upper intermolar width in relation
to the maxillary increase in both groups (Table 2). The
proportion increase of the maxillary width in relation
to the upper intermolar width (T1 j T3) appeared
similar in the Haas and Hyrax groups (Table 3).
Between the Haas and Hyrax groups, comparing the
maxillary width and the upper intermolar width, a
similar increase in the maxillary was verified between
T2 and T1, showing no statistically significant
difference. A statistically significant transverse
decrease occurred between T3 and T2, in the max-
illary width in the Hyrax group. In the Haas group, a
statistically significant transverse increase in the
intermolar width was revealed in both periods
analyzed (T2 j T1 and T3 j T2) (Table 4). The ratio
between the increases of the width of maxilla by the
amount of activation of the screw expander did not
show statistically significant difference (Table 5). The
angle measurements obtained in the evaluation of
molar inclination between T2 and T1 demonstrated a
statistically significant increase in both groups
(Table 6). Comparing the inclination of the molars
between groups showed a statistically significant
angular increase in the Haas group, except in the
left molar angle difference % = (T3 j T1) / T1 Â 100
(Table 7).
Orthodontic Plaster Models Analysis
In relation to the Haas and Hyrax groups, the
intercusp distances of the first molars showed a
statistically significant increase in the intergingival
distance (Table 8). The intercusp and intergingival
distances did not show statistically significant differ-
ences between the Haas and Hyrax groups (Table 9).
DISCUSSION
Comparing the Haas and Hyrax groups (Table 4),
an increase in the upper intermolar width in the
Haas group was observed in T2 and T3. This fact may
be related to the larger quantity of the expansion in
the Haas group, which was necessary to correct the
transverse maxillary deficiency (Haas 8.9 mm and
Hyrax 8.6 mm). In relation to maxillary width, a
similar increase in both groups was verified in T2,
which means that the appliances performed in a
similar manner. These findings could not be con-
fronted because no identical experiments and corre-
sponding results were encountered in the literature
available in this study. However, a decrease in the
maxillary width in the Hyrax group was observed in
T3, which can be related to the absence of anchorage
acrylic palatal button.20
In T2, the increase of the ratio of the maxilla
width by the amount of the screw expander activation
(Table 5) was of 69% for the Haas group and 74.5% for
the Hyrax group. Statistically significant difference
was not observed.
Analyzing the modifications in the maxilla width
in the 3 periods (Table 1), an increase in T2, followed
by a decrease in T3, in both groups was verified.
Table 4. Comparison of Maxillary Width and of Upper Intermolar Width in the Haas and Hyrax Groups
Maxilla (T2 j T1) / T1 Â 100 Maxilla (T3 j T1) / T1 Â 100 Molar (T2 j T1) / T1 Â 100 Molar (T3 j T1) / T1 Â 100
Haas Hyrax Haas Hyrax Haas Hyrax Haas Hyrax
12.4 12.1 11.1 9.9 16.3 14.6 16.3 14.4
Z calc = j0.102, NS Z calc = j2.192* Z calc = j2.059* Z calc = j2.059*
P = 0.919, NS P G 0.05* P G 0.05* P G 0.05*
Differences % = (T2 j T1) / T1 Â 100 and (T3 j T1) / T1 Â 100. Medium measurements.
NS, not statistically significant.
Table 5. Average Ratio of the Increase of the Maxilla
Width in T2 (After the Completion of the Expansion) by
the Amount of Srew Activation in the Haas and Hyrax
Groups
Haas Hyrax
(Maxilla T2 j T1) / quantity of
activation  100
(Maxilla T2 j T1) / quantity of
activation  100
69 74.5
Z calc = j1.474, NS P = 0.140, NS
NS, not statistically significant.
THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 19, NUMBER 3 May 2008
722
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
Similar results were obtained by Northway and
Meade,5
Bays and Greco,10
and Pogrel et al.21
However, this decrease was low: 0.8 mm for the
Haas group and 1.4 mm for the Hyrax group.
This research revealed an increase in the width of
the maxilla of 7.7 mm in both groups (T1 j T2) and of
6.9 mm in the Haas group and 6.3 mm in the Hyrax
group (T1 Y T3), although all the other studies had
demonstrated lower results: 3.8 mm.17
More discoura-
ging results was obtained by Byloff and Mossaz,22
with
an increase of 1.31 mm in the maxillary width, in
relation to 5.6 mm of molar expansion.
The differences in the results could be attributed
to the used operative technique. Whereas this study
made use of subtotal Le Fort I osteotomy, removing
the resistance of the maxillary articulations, others
applied wall maxillary osteotomy. Berger et al23
used
the technique described by Epker et al,24
subtotal Le
Fort I osteotomy, in which they obtained the increase
of only 3.13 mm in the maxillary width.
The expansion did not occur in parallel, being
smaller in the maxilla (Table 2). Betts et al1
mentioned
that an outward rotation of the maxillary halves,
around an axis of rotation located near the frontonasal
suture, occurred during the expansion because of
small articulation of the palatine bone within the
posterior orbit, as well as the fact that the posterior
portion of the palatine was not sectioned during the
procedure and was subjected to lateral forces during
expansion. Pinto et al,25
using the transpalatal
distractors, also described this rotation movement of
hemimaxillas by means of measurements in digitizing
models, revealing an increase in the inclination of the
first molars and the first premolars, that is, in the same
teeth used as anchorage in SARME.
With the knowledge that the expansion in the
maxilla was smaller, the definition of the efficacy in
the maxillary expansion proportioned by SARME
became important, so that the proportion between the
quantity of the maxillary expansion and the quantity
of dental expansion was calculated (Table 3). The
maxillary expansion was similar in both groups,
71.3% (Haas) and 71.6% (Hyrax). Kuo and Will16
reported superior efficacy in the maxillary expansion
of 83% that could be related to the lower quantity of
the needed expansion (4.5 mm), when compared with
8.9 mm (Haas) and 8.6 mm (Hyrax) in this study, once
it is supposed that the higher the quantity of the
appliance expansion, the higher the rotation of the
maxillary halves will be.
The image of the metallic pins in the PA radio-
graph allowed the evaluation of the teeth inclination
with a higher precision, due to many superpositions of
images in the molars region. Mossaz et al17 included
one reference line 3 median line 4 extended from the
medium point of the orbital plane to the anterior nasal
spine that allowed to take measurements of the in-
ferior angle, formed between the median line passed
Table 7. Comparison of the Inclination of Right and Left Molars (Angle RM and Angle LM) Between the Haas
and Hyrax Groups
Angle RM (T2 j T1) /
T1 Â 100
Angle RM (T3 j T1) /
T1 Â 100
Angle LM (T2 j T1) /
T1 Â 100
Angle LM (T3 j T1) /
T1 Â 100
Haas Hyrax Haas Hyrax Haas Hyrax Haas Hyrax
5.3 2.5 1.9 0.1 4.2 2.5 1.3 0.8
Z calc = j3.257* Z calc = j2.059* Z calc = j2.600* Z calc = j1.198, NS
P G 0.001* P G 0.05* P G 0.05* P = 0.231, NS
Differences % = (T2 j T1) / T1 Â 100 and (T3 j T1) / T1 Â 100. Medium measurements.
NS, not statistically significant.
Table 6. Inclination of the Right and Left Molars (Angle RM and Angle LM; in Degrees) in Preoperative (T1),
Completion of the Expansion (T2), and 4 Months After the End of the Expansion (T3) in the Haas and Hyrax Groups
Angle RM T1 Angle RM T2 Angle RM T3
Angle
LM T1
Angle
LM T2 Angle 88 LM T3
Haas 87.2 91.7 88.7 87.9 91.5 89.1
x2
calc = 29.368* P G 0.001* x2
calc = 30.658* P G 0.001*
T1 G T2 and T3 T1 G T2 and T3
Hyrax 86.8 88.9 86.9 88.4 90.6 89.0
x2
calc = 21.971* P G 0.001* x2
calc = 22.622* P G 0.001*
T1 G T2 and T3 T1 G T2 and T3
Medium measurements.
TRANSVERSE EFFECTS OF SARME / Hino et al
723
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
over the axis of the metallic pin of each side and the
median line. In this study, the measurement of the
internal angle was used, formed between the orbital
plane and the line, which passed on the long axis of the
metallic pins, on the right and on the left, which
variations had indicated alterations in the inclination
of the molars. The median line was not used, as
described by the authors, once the anterior nasal spine
was judged inadequate as reference point because of
the dislocation during the expansion.
There was an inclination of the molars to the
vestibular after the completion of the expansion on the
right side (4.5 degrees [Haas]; 2.1 degrees [Hyrax]) and
on the left side (3.6 degrees [Haas] and 2.2 degrees
[Hyrax]) (Table 6). The same was observed by Mossaz
et al,17
which was evidenced the increase of 5 to 20
degrees for each side. Byloff and Mossaz22
reported
medium increase of 9.6 degrees in the inclination of
molars and explained that these changes in the inclina-
tion of the molars did not occur because of the dental
inclination only, exactly because if this occurred, the
gingival resection, as well as the dental mobility, should
be observed clinically. They suggested that the changes
had resulted in a dental inclination and the lateral
rotation of hemimaxillas.17,22
However, it was evidenced
that this angular change was not stable and relapsed
during the retention period.17,22
Similar fact was proved
in this research (Table 6). This tendency of the maxillary
teeth and skeletal segments returning to their original
positions was attributed to the following factors:
accumulated forces in the circummaxillary articulations,
occlusal forces, the surrounding buccal musculature, and
the stretched fibers of the palatal mucosa.26
The increase in the molar inclination in the Haas
group (Table 7) could be related to a higher quantity
of necessary expansion to correct the transverse
maxillary deficiency in this group, requiring posterior
studies to explain this fact better.
The reference points used to evaluate the models
followed those described by Moorrees,27
who men-
tioned that the measurements in the gingival were
slightly influenced by the inclination of the teeth,
different from the cusp measurements, because of the
enlargement of the distance between cusps and the
fulcrum. This fact is proven in the present study, as
the averages of increases of the intergingival distances
of the molars for both groups were similar to the
quantity of expansion obtained (Table 9).
The measures in relation to the increment in the
intercuspidal distance with the increment in the
intergingival distance showed that the molar has
inclined to vestibular. The increases in intergingival
distances in the molars and premolars were practi-
cally parallel, lower in the premolars (Table 8). Similar
fact was observed by Bays and Greco,10
who verified
expansion of 5.76 T 2.56 mm in the premolars and of
5.78 T 2.68 mm in the molars.
This study reached promissory results in relation
to the maxillary skeletal expansion a ratio of 71%
between the increment in the maxillary width and the
increase of upper intermolar width. Small dental
expansion was observed, with a mean increase of
2.1 to 4.5 mm in the molar inclination and also
corroborated by the mean difference between the
intercusp and intergingival distances of 0.1 mm to 0.4
mm, which might be associated with the surgical
technique used, subtotal Le Fort I osteotomy, as
Table 8. Comparison of the Increase of Intercusp and
Intergingival Distances of the First Molars and First
Premolars (in Millimeters) in the Haas and Hyrax Groups
First molar First PM
Haas Cusp molar
M2 j M1 Â gingival
molar M2 j M1
Cusp PM
M2 j M1 Â gingival
PM M2 j M1
9.3 8.9 8.7 8.7
Z calc = j3.634* Z calc = j1.251, NS
P G 0.001* P = 0.211, NS
Hyrax Cusp molar
M2 j M1 Â gingival
molar M2 j M1
Cusp PM M2 j
M1 Â gingival PM
M2 j M1
8.7 8.6 8.4 8.4
Z calc = j2.410* Z calc = j0.35, NS
P G 0.05* P = 0.752, NS
PM, premolar; NS, not statistically significant.
Table 9. Comparison of the Increase of Intercusp and Intergingival Distances (in Millimeters) of the First Molars and
the First Premolars Between the Haas and Hyrax Groups
First Molar Cusp First Molar Gingival First PM Cusp First PM Gingival
Haas  Hyrax Haas  Hyrax Haas  Hyrax Haas  Hyrax
9.3 8.7 8.9 8.6 8.7 8.4 8.7 8.7
Z calc = j1.242, NS Z calc = j0.745, NS Z calc = j0.921, NS Z calc = j0.269, NS
P = 0.214, NS P = 0.456, NS P = 0.357, NS P = 0.530, NS
PM, premolar; NS, not statistically significant.
THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 19, NUMBER 3 May 2008
724
Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8
described by Shetty et al,28
who mentioned that the
choice of maxillary osteotomy is the critical point that
determines if the effects of the expander will have
orthopedic or orthodontic predominance.
CONCLUSIONS
1. Clinically, the skeletal and dental effects were
similar in both groups.
2. Skeletal and dental expansion occurred with a
maxillary increment of 71% of the transversal
distance increase of the molars in both groups.
3. The maxillary width decreases in the Hyrax group
for the period of 4 months after the completion of
the expansion and did not change in the Haas
group.
4. The molars transverse distance remained for 4
months after the completion of the expansion in
both groups.
5. There was inclination (of the molars or of the
maxillary) in the Haas and Hyrax groups.
REFERENCES
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tia 1994;27:21Y30
4. Kennedy JW 3rd, Bell WH, Kimbrough OL, et al. Osteotomy as
an adjunct to rapid maxillary expansion. Am J Orthod 1976;
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5. Northway WM, Meade JB Jr. Surgically assisted rapid maxillary
expansion: a comparison of technique, response, and stability.
Angle Orthod 1997;67:309Y320
6. Chung CH, Goldman AM. Dental tipping and rotation
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Eur J Orthod 2003;25:353Y358
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transverse maxillary deficiency. Dent Clin North Am 1990;34:
385Y395
8. Anttila A, Finne K, Keski-Nisula K, et al. Feasibility and long-
term stability of surgically assisted rapid maxillary expansion
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9. Biederman W. A hygienic appliance for rapid expansion. J Pract
Orthod 1968;2:67Y70
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technique: retrospective study. Br J Oral Maxillofac Surg 2000;
38:66Y69
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palatal expansion: an acoustic rhinometric, morphometric and
sonographic investigation. J Orofac Orthop 2001;62:107Y115
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surgical orthodontic adult rapid palatal expansion: sixteen
cases. Am J Orthod 1984;86:207Y213
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maxillary sutural expansion. Am J Orthod Dentofacial Orthop
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Sidney Brandt]. J Clin Orthod 1973;7:227Y245
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Orthognath Surg 1992;7:37Y41
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time. Am J Orthod Dentofacial Orthop 1998;114:638Y645
24. Epker BN, Stella JP, Fish LC. Transverse maxillary deficiency. In:
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TRANSVERSE EFFECTS OF SARME / Hino et al
725

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SARME study compares transverse effects of Haas vs. Hyrax expanders

  • 1. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 Transverse Effects of Surgically Assisted Rapid Maxillary Expansion: A Comparative Study Using Haas and Hyrax Claudia Toyama Hino, DDS, PhD, Max Domingues Pereira, MD, PhD, Christiane Steponavicius Sobral, MD, PhD, Tessie Maria Kreniski, MD, Lydia Masako Ferreira, MD, PhD Sa˜o Paulo, Brazil Background: Surgically assisted rapid maxillary expansion is the treatment of choice for correcting transverse maxillary deficiency in patients with skeletal maturity, although the influence of the expander type on these alterations has not been elucidated yet. Objective: Determine the skeletal and dental trans- verse effects on the maxilla after completion of surgically assisted rapid maxillary expansion, with Haas and Hyrax expanders. Methods: Thirty-eight patients (aged between 18 and 39 years) were submitted to subtotal Le Fort I osteotomy and divided into Hass and Hyrax groups (19 patients each). Measurements of maxillary width, upper intermolar width, and its inclination on the posteroanterior cephalometric radiographs were obtained in the preoperatory period (T1), after the completion of the expansion (T2), and 4 months after the completion of the expansion (T3). The intercusp and intergingival distances measured on the plaster models were obtained from the first premolars and molars, before expander cementation (M1) and after the expander removal (M2). Results: Both groups revealed statistically signifi- cant increase in the maxillary width, upper inter- molar width, and inclination of the molars in T2 (P G 0.001); T3 showed a statistically significant decrease in the maxillary width and inclination of the molars (P G 0.001). The expansion presented an increment on the maxillary width of 71% from the upper intermolar width (T1 j T3), and molars had vestibular inclination (P G 0.05). The ratio of width increase of maxilla by the amount of device activation was of 69% for Haas and 74.5% for Hyrax. Conclusion: Clinically, the transversal effects were similar for both groups. Key Words: Palatal expansion technique, orthodontic appliances, cephalometry S urgically assisted rapid maxillary expansion (SARME) is a procedure of choice to obtain the correction of the transverse maxillary dimension, in treatment of skeletally mature patients. It is indicated to individuals who have transverse maxillary deficiency, skeletal maturity, and maxillomandibular transverse differential index with discrepancy of more than 5 mm.1 The expander appliance that will be used is of basic importance to assist, obtain, and maintain the required expansion. Two types of appliances for SARME are most widely recognized in the literature: tooth-tissueYborne expander (Haas expander) and tooth-borne expander (Hyrax expander). Haas2 has developed his appliance in 1961, emphasizing the importance of the acrylic palatal button to promote an efficient transmission of force and, in this way, provide the adequate orthopedic movement and more stability after rapid maxillary expansion. Many studies over SARME3Y6 have used Haas appliance and reported appropriated results of expansion without adverse effects. However, Lehman and Haas7 and Anttila et al8 have reported complica- tions with Haas appliance during the expansion, as a necrosis and a palate lesion caused by the pressure of the acrylic on the palatal mucosa. The Hyrax appliance (Hygienic Appliance for Rapid Expansion), consisting of a metal framework, was introduced by Biederman in 1968.9 The author observed as an advantage of his appliance the fact that it was more hygienic than Haas, once it avoids food 718 From the Division of Plastic Surgery, Federal University of Sa˜o Paulo, Sa˜o Paulo, Brazil. Address correspondence and reprint requests to Max Domingues Pereira, MD, PhD, Division of Plastic Surgery, Federal University of Sa˜o Paulo, Rua Napolea˜o de Barros, 715-4- andar, CEP 04024-002, Sa˜o Paulo, Brazil; E-mail: maxdp@terra.com.br
  • 2. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 impaction and soft tissue irritation. Some studies,9Y13 evaluating the SARME using Hyrax appliance, revealed satisfactory expansion effects. However, Glassman et al14 mentioned the extrusion of the teeth support as a complication, and Braun et al15 empha- sized that the Hyrax appliance did not present sufficient rigidity because of its wire construction, causing undesired inclination of the supporting teeth. It is desirable that the transverse expansion occurs with a minimum teeth inclination because large inclinations denote that the teeth are being moved against their cortical, and besides that, if the expansion occurs without inclinations, the overcor- rection will be dispensed, providing more stability after the expansion.16Y18 There are some doubts about the appliance anchorage influence (tooth tissue-borne or tooth- borne) as well as the alterations provided in the maxilla after the completion of SARME because, in this situation, the bone resistance which interferes in the expansion is eliminated by osteotomy. It is added in this questioning the fact that SARME be the ideal procedure to correct transverse maxillary deficiency, frequently in adults screened at surgical-orthodontic clinics (prevalence of 30% according Phillips et al).18 It is important to evaluate whether the type of the appliance interferes in the SARME results because the expanders still present differences in the facility of hygiene and in its costs. In vast literature searched, no elucidations to the mentioned questions were found. The main objectives of this study were to evaluate and compare the skeletal and dental trans- verse effects in the maxilla after the completion of SARME, using the Haas and Hyrax expanders. METHODS This study was approved by the ethical committee of Federal University of Sa˜o Paulo, and each patient signed informed consent form. There were 38 adult patients evaluated from Division of Plastic Surgery of Federal University of Sa˜o Paulo. The inclusion criteria comprised patients older than 18 years with bilateral transverse maxillary deficiency and maxillomandibular transverse differential index with discrepancy higher than 6.5 mm. The exclusion criteria comprised individuals who presented for previous maxillary surgery or with maxillary trauma, congenital anomalies, or third molars impacted. The sample was sorted and divided into the following: Hass group is composed of 19 patients aged 29 years (range, 19Y39 years), 9 men and 10 women, who used the Haas expander with 11-mm screw (Dentaurum, Ispringen, Germany), fixed in teeth bands placed onto the upper first premolars and first molars; and the Hyrax group is composed of 19 patients aged 27.5 years (range, 18Y37 years) who used the Hyrax expanders with 12-mm screw (Dentaurum), soldered to the bands cemented onto the upper first premolars and first molars. In each band of upper first right and left molars, for both Haas and Hyrax appliances, a stainless steel wire of 1.0-mm diameter and 0.7-cm length was soldered, in the vestibular surface, placed vertically, forming metallic pins and used as reference17 (Fig 1). In the absence of the first premolars or first molars, the bands were cemented onto the second premolars and the second molars, respectively. All the appliances were built by the same technical professional in laboratory prosthesis. To predict the transverse maxillary dimension of each patient and correct the deficiency, the maxillo- mandibular transverse differential index was used, calculated by the measurements in the posteroanter- ior (PA) radiographs. One week before the operation, the first work plaster model was made (M1Vinitial model), and the appliance was installed. After the placement of the expander, the first PA radiographs were done (T1Vpreoperative). The surgery subtotal Le Fort I osteotomy was carried out after the expander has been installed, under general anesthesia, as proposed by Betts et al.1 Immediately after the operation, the expander was activated in 1.6 mm by the surgeon. After 4 days of latency period, the patients were intruded to start activation of their appliance with 2 quarter turns per day (twice a day), corresponding to 0.4 mm of daily expansion, until the necessary amount of expansion was achieved. The expander screw was locked with a stainless steel wire. At this moment, the second PA Fig 1 Vertical pin soldered to the bands cemented onto the first molars. TRANSVERSE EFFECTS OF SARME / Hino et al 719
  • 3. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 radiograph was requested (T2Vcompletion of the expansion). The appliance was used as a retainer during 4 months, when the third PA radiograph was requested (T3V4 months after the completion of the expansion). After the removal of the appliance, the second work plaster model (M2) was taken from the superior dental arch. Evaluation of the Expansion Quantity Obtained in the Appliance The quantity of transverse expansion obtained with the appliance was verified, subtracting the value of the measurement obtained after the fixation of the expander screw from the value obtained at the beginning (Fig 2). Evaluation of PA Cephalographs The PA radiograph was obtained in the same odontological radiology center, where the machine model X Mid Tome Ceph (Soradex) was used. An anatomic drawing of interest to elaborate the cephalogram19 was made over each PA radiograph19 (Fig 3). Three cephalograms were obtained in each radiograph. Fig 3 Posteroanterior tracing and analysis. Landmarks: RMx, right maxillary; LMx, left maxillary; RO, right orbital; LO, left orbital; RM, the most inferior point on pin of the right molar; LM, the most inferior point on pin of the left molar. Planes and lines: RO-LO, orbital plane OP; RMx- LMx, maxillary width; RM-LM, upper intermolar width; RM-OP, inclination of the right molar (angle between the long axis of the right molar and orbital plane); LM-OP, inclination of the left molar (angle between the long axis of the left molar and orbital plane). Fig 2 Method used for evaluation of the expansion quantity obtained with the appliance. Measurements obtained with digital caliper. A, Hass after the completion of the expansion. B, Haas before operation. C, Hyrax after the completion of the expansion. D, Hyrax before operation. THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 19, NUMBER 3 May 2008 720
  • 4. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 The linear measurements: orbital plane, maxillary width, and upper intermolar width, were carried out with a digital caliper (Mitutoyo) of 0.01-mm precision. The angular measurements, inclination of the right molar (angle between the long axis of the right molar and orbital plane) and inclination of the left molar (angle between the long axis of the left molar and orbital plane), were obtained with a cephalometric protractor with subdivision of 0.5 grade. Evaluation of the Work Plaster Orthodontic Models Transverse measurements between cusp tips (inter- cusp distance) were obtained in 2 regions: molar and premolar. The reference point in the molar region was the mesiolingual cusp tips (ML) of the first molars, and the reference point in the premolar region was the lingual cusp tips (L) of the first premolars. Other measurements were carried out between gingival margins (intergingival distances). The reference for the first molars and the first premolars was the most-palatal point in the tooth gingival margin. The points were marked with a sharp 4H pencil in the models, which were erased after the measurement, which were carried out with a digital caliper. The same investigator (C.T.H.) made all the measure- ments (cephalograms and models) for 3 times with an interval of 15 days and averaged. Statistical Method The Friedman test was applied to compare each variable of the PA radiograph (maxillary width, upper intermolar width, and inclinations of the right and left molars) in each group, in the periods T1, T2, and T3. The Wilcoxon test was applied to compare the variables (maxillary width versus upper intermolar width and inclinations of the right versus left molars) in each group, in which relative measures were calculated by the percentage of each variable. The same test was applied to compare the intercusp and intergingival distances, using absolute values. The Mann-Whitney U test was applied to compare the variables between the Haas and Hyrax groups. P e 0.05 established the significance for all statistical tests. RESULTS The measurements of the PA radiographs and the study models showed that the maxillary expan- sion was successful in all patients. The quantity of expansion obtained in this study did not differ significantly between the Haas (8.9 mm) and Hyrax (8.6 mm) groups. Table 2. Comparison of the Mean Increase of Maxillary Width and of Upper Intermolar Width in the Haas and Hyrax Groups (T2 j T1) / T1  100 Maxilla  molar (T3 j T1) / T1  100 Maxilla  molar Maxilla, (T2 j T1) / T1  100 Molar, (T2 j T1) / T1  100 Z calc P Maxilla, (T3 j T1) / T1  100 Molar, T3 j T1) / T1  100 Z calc P Haas 12.4 16.3 j3.823* G0.001* 11.1 16.3 j3.824* G0.001* Hyrax 12.1 14.6 j3.421* G0.001* 9.9 14.4 j3.726* G0.001* Differences % = (T2 j T1) / T1  100 and (T3 j T1) / T1  100. * indicates statistically significant. Table 3. Proportion of the Increase of Maxillary Width by the Increase of Upper Intermolar Width, 4 Months After the Completion of the Expansion in the Haas and Hyrax Groups Haas Hyrax (Maxilla T3 j T1) / (molar T3 j T1)  100 (Maxilla T3 j T1) / (molar T3 j T1)  100 71.3 71.6 Z calc = j0.512 (NS); P = 0.609 (NS) Medium measurements % = (maxilla T3 j T1) / (molar T3 j T1)  100. NS indicates not statistically significant. Table 1. Maxillary Width and Upper Intermolar Width (Mean Values in Millimeters) in Preoperative (T1), in the Completion of the Expansion (T2), and 4 Months After the Completion of the Expansion (T3) in the Haas and Hyrax Groups Haas (n = 19) Hyrax (n = 19) Maxilla T1 Maxilla T2 Maxilla T3 Maxilla T1 Maxilla T2 Maxilla T3 62.6 70.3 69.5 64.1 71.8 70.4 x2 calc = 38.000*, P G 0.001* x2 calc = 38.000*, P G 0.001* T1 G T2 and T3 T1 G T2 and T3 T2 9 T3 T2 9 T3 Molar T1 Molar T2 Molar T3 Molar T1 Molar T2 Molar T3 60.0 69.6 69.6 61.6 70.5 70.4 x2 calc = 38.000*, P G 0.001* x2 calc = 38.000*, P G 0.001* T1 G T2 and T3 T1 G T2 and T3 TRANSVERSE EFFECTS OF SARME / Hino et al 721
  • 5. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 PA Cephalometric Analysis The measurements obtained from the analysis of the alterations in the maxillary width among the periods T1, T2, and T3 showed a statistically significant transverse increase, as well a decrease in the maxillary width from T2 to T3, for the Haas and Hyrax groups (Table 1). The alteration of upper intermolar width between T2 and T1 made evident a transverse increase statistically significant, which continues in T3 in the 2 groups (Table 1). The percentage difference was used to compare the increase between the maxillary width and upper intermolar width. A statistically significant transverse increase was observed in the upper intermolar width in relation to the maxillary increase in both groups (Table 2). The proportion increase of the maxillary width in relation to the upper intermolar width (T1 j T3) appeared similar in the Haas and Hyrax groups (Table 3). Between the Haas and Hyrax groups, comparing the maxillary width and the upper intermolar width, a similar increase in the maxillary was verified between T2 and T1, showing no statistically significant difference. A statistically significant transverse decrease occurred between T3 and T2, in the max- illary width in the Hyrax group. In the Haas group, a statistically significant transverse increase in the intermolar width was revealed in both periods analyzed (T2 j T1 and T3 j T2) (Table 4). The ratio between the increases of the width of maxilla by the amount of activation of the screw expander did not show statistically significant difference (Table 5). The angle measurements obtained in the evaluation of molar inclination between T2 and T1 demonstrated a statistically significant increase in both groups (Table 6). Comparing the inclination of the molars between groups showed a statistically significant angular increase in the Haas group, except in the left molar angle difference % = (T3 j T1) / T1  100 (Table 7). Orthodontic Plaster Models Analysis In relation to the Haas and Hyrax groups, the intercusp distances of the first molars showed a statistically significant increase in the intergingival distance (Table 8). The intercusp and intergingival distances did not show statistically significant differ- ences between the Haas and Hyrax groups (Table 9). DISCUSSION Comparing the Haas and Hyrax groups (Table 4), an increase in the upper intermolar width in the Haas group was observed in T2 and T3. This fact may be related to the larger quantity of the expansion in the Haas group, which was necessary to correct the transverse maxillary deficiency (Haas 8.9 mm and Hyrax 8.6 mm). In relation to maxillary width, a similar increase in both groups was verified in T2, which means that the appliances performed in a similar manner. These findings could not be con- fronted because no identical experiments and corre- sponding results were encountered in the literature available in this study. However, a decrease in the maxillary width in the Hyrax group was observed in T3, which can be related to the absence of anchorage acrylic palatal button.20 In T2, the increase of the ratio of the maxilla width by the amount of the screw expander activation (Table 5) was of 69% for the Haas group and 74.5% for the Hyrax group. Statistically significant difference was not observed. Analyzing the modifications in the maxilla width in the 3 periods (Table 1), an increase in T2, followed by a decrease in T3, in both groups was verified. Table 4. Comparison of Maxillary Width and of Upper Intermolar Width in the Haas and Hyrax Groups Maxilla (T2 j T1) / T1  100 Maxilla (T3 j T1) / T1  100 Molar (T2 j T1) / T1  100 Molar (T3 j T1) / T1  100 Haas Hyrax Haas Hyrax Haas Hyrax Haas Hyrax 12.4 12.1 11.1 9.9 16.3 14.6 16.3 14.4 Z calc = j0.102, NS Z calc = j2.192* Z calc = j2.059* Z calc = j2.059* P = 0.919, NS P G 0.05* P G 0.05* P G 0.05* Differences % = (T2 j T1) / T1  100 and (T3 j T1) / T1  100. Medium measurements. NS, not statistically significant. Table 5. Average Ratio of the Increase of the Maxilla Width in T2 (After the Completion of the Expansion) by the Amount of Srew Activation in the Haas and Hyrax Groups Haas Hyrax (Maxilla T2 j T1) / quantity of activation  100 (Maxilla T2 j T1) / quantity of activation  100 69 74.5 Z calc = j1.474, NS P = 0.140, NS NS, not statistically significant. THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 19, NUMBER 3 May 2008 722
  • 6. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 Similar results were obtained by Northway and Meade,5 Bays and Greco,10 and Pogrel et al.21 However, this decrease was low: 0.8 mm for the Haas group and 1.4 mm for the Hyrax group. This research revealed an increase in the width of the maxilla of 7.7 mm in both groups (T1 j T2) and of 6.9 mm in the Haas group and 6.3 mm in the Hyrax group (T1 Y T3), although all the other studies had demonstrated lower results: 3.8 mm.17 More discoura- ging results was obtained by Byloff and Mossaz,22 with an increase of 1.31 mm in the maxillary width, in relation to 5.6 mm of molar expansion. The differences in the results could be attributed to the used operative technique. Whereas this study made use of subtotal Le Fort I osteotomy, removing the resistance of the maxillary articulations, others applied wall maxillary osteotomy. Berger et al23 used the technique described by Epker et al,24 subtotal Le Fort I osteotomy, in which they obtained the increase of only 3.13 mm in the maxillary width. The expansion did not occur in parallel, being smaller in the maxilla (Table 2). Betts et al1 mentioned that an outward rotation of the maxillary halves, around an axis of rotation located near the frontonasal suture, occurred during the expansion because of small articulation of the palatine bone within the posterior orbit, as well as the fact that the posterior portion of the palatine was not sectioned during the procedure and was subjected to lateral forces during expansion. Pinto et al,25 using the transpalatal distractors, also described this rotation movement of hemimaxillas by means of measurements in digitizing models, revealing an increase in the inclination of the first molars and the first premolars, that is, in the same teeth used as anchorage in SARME. With the knowledge that the expansion in the maxilla was smaller, the definition of the efficacy in the maxillary expansion proportioned by SARME became important, so that the proportion between the quantity of the maxillary expansion and the quantity of dental expansion was calculated (Table 3). The maxillary expansion was similar in both groups, 71.3% (Haas) and 71.6% (Hyrax). Kuo and Will16 reported superior efficacy in the maxillary expansion of 83% that could be related to the lower quantity of the needed expansion (4.5 mm), when compared with 8.9 mm (Haas) and 8.6 mm (Hyrax) in this study, once it is supposed that the higher the quantity of the appliance expansion, the higher the rotation of the maxillary halves will be. The image of the metallic pins in the PA radio- graph allowed the evaluation of the teeth inclination with a higher precision, due to many superpositions of images in the molars region. Mossaz et al17 included one reference line 3 median line 4 extended from the medium point of the orbital plane to the anterior nasal spine that allowed to take measurements of the in- ferior angle, formed between the median line passed Table 7. Comparison of the Inclination of Right and Left Molars (Angle RM and Angle LM) Between the Haas and Hyrax Groups Angle RM (T2 j T1) / T1 Â 100 Angle RM (T3 j T1) / T1 Â 100 Angle LM (T2 j T1) / T1 Â 100 Angle LM (T3 j T1) / T1 Â 100 Haas Hyrax Haas Hyrax Haas Hyrax Haas Hyrax 5.3 2.5 1.9 0.1 4.2 2.5 1.3 0.8 Z calc = j3.257* Z calc = j2.059* Z calc = j2.600* Z calc = j1.198, NS P G 0.001* P G 0.05* P G 0.05* P = 0.231, NS Differences % = (T2 j T1) / T1 Â 100 and (T3 j T1) / T1 Â 100. Medium measurements. NS, not statistically significant. Table 6. Inclination of the Right and Left Molars (Angle RM and Angle LM; in Degrees) in Preoperative (T1), Completion of the Expansion (T2), and 4 Months After the End of the Expansion (T3) in the Haas and Hyrax Groups Angle RM T1 Angle RM T2 Angle RM T3 Angle LM T1 Angle LM T2 Angle 88 LM T3 Haas 87.2 91.7 88.7 87.9 91.5 89.1 x2 calc = 29.368* P G 0.001* x2 calc = 30.658* P G 0.001* T1 G T2 and T3 T1 G T2 and T3 Hyrax 86.8 88.9 86.9 88.4 90.6 89.0 x2 calc = 21.971* P G 0.001* x2 calc = 22.622* P G 0.001* T1 G T2 and T3 T1 G T2 and T3 Medium measurements. TRANSVERSE EFFECTS OF SARME / Hino et al 723
  • 7. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 over the axis of the metallic pin of each side and the median line. In this study, the measurement of the internal angle was used, formed between the orbital plane and the line, which passed on the long axis of the metallic pins, on the right and on the left, which variations had indicated alterations in the inclination of the molars. The median line was not used, as described by the authors, once the anterior nasal spine was judged inadequate as reference point because of the dislocation during the expansion. There was an inclination of the molars to the vestibular after the completion of the expansion on the right side (4.5 degrees [Haas]; 2.1 degrees [Hyrax]) and on the left side (3.6 degrees [Haas] and 2.2 degrees [Hyrax]) (Table 6). The same was observed by Mossaz et al,17 which was evidenced the increase of 5 to 20 degrees for each side. Byloff and Mossaz22 reported medium increase of 9.6 degrees in the inclination of molars and explained that these changes in the inclina- tion of the molars did not occur because of the dental inclination only, exactly because if this occurred, the gingival resection, as well as the dental mobility, should be observed clinically. They suggested that the changes had resulted in a dental inclination and the lateral rotation of hemimaxillas.17,22 However, it was evidenced that this angular change was not stable and relapsed during the retention period.17,22 Similar fact was proved in this research (Table 6). This tendency of the maxillary teeth and skeletal segments returning to their original positions was attributed to the following factors: accumulated forces in the circummaxillary articulations, occlusal forces, the surrounding buccal musculature, and the stretched fibers of the palatal mucosa.26 The increase in the molar inclination in the Haas group (Table 7) could be related to a higher quantity of necessary expansion to correct the transverse maxillary deficiency in this group, requiring posterior studies to explain this fact better. The reference points used to evaluate the models followed those described by Moorrees,27 who men- tioned that the measurements in the gingival were slightly influenced by the inclination of the teeth, different from the cusp measurements, because of the enlargement of the distance between cusps and the fulcrum. This fact is proven in the present study, as the averages of increases of the intergingival distances of the molars for both groups were similar to the quantity of expansion obtained (Table 9). The measures in relation to the increment in the intercuspidal distance with the increment in the intergingival distance showed that the molar has inclined to vestibular. The increases in intergingival distances in the molars and premolars were practi- cally parallel, lower in the premolars (Table 8). Similar fact was observed by Bays and Greco,10 who verified expansion of 5.76 T 2.56 mm in the premolars and of 5.78 T 2.68 mm in the molars. This study reached promissory results in relation to the maxillary skeletal expansion a ratio of 71% between the increment in the maxillary width and the increase of upper intermolar width. Small dental expansion was observed, with a mean increase of 2.1 to 4.5 mm in the molar inclination and also corroborated by the mean difference between the intercusp and intergingival distances of 0.1 mm to 0.4 mm, which might be associated with the surgical technique used, subtotal Le Fort I osteotomy, as Table 8. Comparison of the Increase of Intercusp and Intergingival Distances of the First Molars and First Premolars (in Millimeters) in the Haas and Hyrax Groups First molar First PM Haas Cusp molar M2 j M1  gingival molar M2 j M1 Cusp PM M2 j M1  gingival PM M2 j M1 9.3 8.9 8.7 8.7 Z calc = j3.634* Z calc = j1.251, NS P G 0.001* P = 0.211, NS Hyrax Cusp molar M2 j M1  gingival molar M2 j M1 Cusp PM M2 j M1  gingival PM M2 j M1 8.7 8.6 8.4 8.4 Z calc = j2.410* Z calc = j0.35, NS P G 0.05* P = 0.752, NS PM, premolar; NS, not statistically significant. Table 9. Comparison of the Increase of Intercusp and Intergingival Distances (in Millimeters) of the First Molars and the First Premolars Between the Haas and Hyrax Groups First Molar Cusp First Molar Gingival First PM Cusp First PM Gingival Haas  Hyrax Haas  Hyrax Haas  Hyrax Haas  Hyrax 9.3 8.7 8.9 8.6 8.7 8.4 8.7 8.7 Z calc = j1.242, NS Z calc = j0.745, NS Z calc = j0.921, NS Z calc = j0.269, NS P = 0.214, NS P = 0.456, NS P = 0.357, NS P = 0.530, NS PM, premolar; NS, not statistically significant. THE JOURNAL OF CRANIOFACIAL SURGERY / VOLUME 19, NUMBER 3 May 2008 724
  • 8. Copyright @ 200 Mutaz B. Habal, MD. Unauthorized reproduction of this article is prohibited.8 described by Shetty et al,28 who mentioned that the choice of maxillary osteotomy is the critical point that determines if the effects of the expander will have orthopedic or orthodontic predominance. CONCLUSIONS 1. Clinically, the skeletal and dental effects were similar in both groups. 2. Skeletal and dental expansion occurred with a maxillary increment of 71% of the transversal distance increase of the molars in both groups. 3. The maxillary width decreases in the Hyrax group for the period of 4 months after the completion of the expansion and did not change in the Haas group. 4. The molars transverse distance remained for 4 months after the completion of the expansion in both groups. 5. There was inclination (of the molars or of the maxillary) in the Haas and Hyrax groups. REFERENCES 1. Betts NJ, Vanarsdall RL, Barber HD, et al. 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Feasibility and long- term stability of surgically assisted rapid maxillary expansion with lateral osteotomy. Eur J Orthod 2004;26:391Y395 9. Biederman W. A hygienic appliance for rapid expansion. J Pract Orthod 1968;2:67Y70 10. Bays RA, Greco JM. Surgically assisted rapid palatal expansion: an outpatient technique with long-term stability. J Oral Maxillofac Surg 1992;50:110Y113 11. Koblan PM 3rd, Capuano M, Panzer R. Correction of posterior crossbite. N Y State Dent J 1997;63:40Y44 12. Schimming R, Feller KU, Herzmann K, et al. Surgical and orthodontic rapid palatal expansion in adults using Glassman`s technique: retrospective study. Br J Oral Maxillofac Surg 2000; 38:66Y69 13. Wriedt S, Kunkel M, Zentner A, et al. Surgically assisted rapid palatal expansion: an acoustic rhinometric, morphometric and sonographic investigation. J Orofac Orthop 2001;62:107Y115 14. Glassman AS, Nahigian SJ, Medway JM, et al. Conservative surgical orthodontic adult rapid palatal expansion: sixteen cases. Am J Orthod 1984;86:207Y213 15. Braun S, Bottrel JA, Lee KG, et al. The biomechanics of rapid maxillary sutural expansion. Am J Orthod Dentofacial Orthop 2000;118:257Y261 16. Kuo PC, Will LW. Surgical orthodontic treatment of maxillary constriction. Oral Maxillofac Surg Clin North Am 1990;2:751Y762 17. Mossaz CF, Byloff FK, Richter M. Unilateral and bilateral corticotomies for correction of maxillary transverse discrepan- cies. Eur J Orthod 1992;14:110Y116 18. Phillips C, Medland WH, Fields HW Jr, et al. Stability of surgical maxillary expansion. Int J Adult Orthodon Orthognath Surg 1992;7:139Y146 19. Sato K, Vigorito JW. Estudo cefalome´trico radiogra´fico de padro˜es craˆnio-faciais, em norma frontal, em adolescentes brasileiros, leucodermas, com oclusa˜o denta´ria normal. Orto- dontia 1982;15:172Y191 20. Haas AJ. JCO Interviews Dr Andrew J. Haas [interview editor: Sidney Brandt]. J Clin Orthod 1973;7:227Y245 21. Pogrel MA, Kaban LB, Vargervik K, et al. Surgically assisted rapid maxillary expansion in adults. Int J Adult Orthodon Orthognath Surg 1992;7:37Y41 22. Byloff FK, Mossaz CF. Skeletal and dental changes following surgically assisted rapid palatal expansion. Eur J Orthod 2004;26:403Y409 23. Berger JL, Pangrazio-Kulbersh V, Borgula T, et al. Stability of orthopedic and surgically assisted rapid palatal expansion over time. Am J Orthod Dentofacial Orthop 1998;114:638Y645 24. Epker BN, Stella JP, Fish LC. Transverse maxillary deficiency. In: Epker BN, Stella JP, Fish LC, eds. Dentofacial deformities: integrated orthodontic and surgical correction. 2nd ed. St Louis, MO: Mosby, 1998;3:818Y875 25. Pinto PX, Mommaerts MY, Wreakes G, et al. Immediate postexpansion changes following the use of the transpalatal distractor. J Oral Maxillofac Surg 2001;59:994Y1000 26. Asanza S, Cisneros GJ, Nieberg LG. Comparison of Hyrax and bonded expansion appliances. Angle Orthod 1997;67: 15Y22 27. Moorrees CFA. The size of the dental arch. In: Moorrees CFA. The dentition of the growing child. Cambridge, MA: Harvard University Press, 1959:87Y110 28. Shetty V, Caridad JM, Caputo AA, et al. Biomechanical rationale for surgical-orthodontic expansion of the adult maxilla. J Oral Maxillofac Surg 1994;52:742Y749 TRANSVERSE EFFECTS OF SARME / Hino et al 725