1. Boardwalk Capital Management PO Box 8865 Atlanta, GA 33306 info@boardwalkcm.com 404-343-2026
About us
Boardwalk Capital Management is an independent Registered Investment Advisory firm based in Atlanta, Georgia. The
firm was founded in 2009 by B. Scott Sadler CFA, a 25+ year veteran of the investment industry and former international
mutual fund manager.
Boardwalk is a Certified B Corporation, meaning that we incorporate a “triple bottom line” (people, planet, profit) into
everything we do.
Our mission is to manage portfolios for investors who want to connect their assets with their values and their
personal brand – without sacrificing financial returns.
Experienced wealth management, with social impact
Boardwalk Capital Management brings together
traditional disciplines of investment management and
wealth planning with a social impact implementation.
Our principals have decades of experience in private
banking, real estate, private equity, investment
banking, hedge funds and mutual funds management.
We bring that perspective, and many market cycles, to
each client relationship. We also bring unique expertise
in social impact and sustainable investing, enabling us
to tailor each client’ investments to their specific
values.
As a Registered Investment Advisor, Boardwalk Capital
proudly accepts its role as a fiduciary in the careful
management of your wealth. We are also governed by
our own Code of Ethics, and those of the CFA Institute,
charging us to act with integrity and transparency,
always placing client interests first.
Investment Strategy
Each client has a unique set of needs and objectives. So, we work diligently to understand these fully for each engagement.
Using both quantitative and qualitative analyses, we create for each client a custom-tailored investment program that is
designed to achieve their financial objectives with the lowest possible volatility. This strategic portfolio is the “core”
allocation that we then tailor to meet the client’s social aims. In this implementation phase, we add both tactical and
satellite investments to exploit short-term market opportunities and trends.
Management costs and taxes greatly impact client returns over time, so our investment process emphasizes the superior
structure of low-cost ETFs and index vehicles to implement a highly-diversified global portfolio strategy.
For larger relationships, Boardwalk-managed equity portfolios permit a greater degree of customization. All portfolios are
low turnover and are managed in a tax-sensitive manner. We favor companies who are sustainability leaders versus their
peers, believing strongly that this predicts future prosperity. Each holding must also meet strict financial strength criteria in
order to provide a greater margin of safety in economic downturns. Portfolios are constructed to mirror the sector and
country exposures of the underlying index, ensuring that the performance will be consistent with broader market returns.
Management Team
B. Scott Sadler, CFA – President, Chief Investment Officer. 25+ yrs
investment experience. Wachovia, Bank of America, Goldman
Sachs. 7 yrs at the helm of a top ranked emerging markets fund.
Gerald Walsh – Director. Institutional investment banking and
business development experience. Daiwa, HSBC, Hansberger Asset
Management. 25+ yrs. in the investment industry.
Mary H. Sadler – Chief Operating Officer. Business management.
The inspiration for the company’s social investment focus.
William C. Scriven – Vice President, Sports and Entertainment.
Investment banking, private equity and capital raising experience.
Jennifer Culler -- Business development. Practicing environmental
attorney.
Bridgette Hyde – Financial Planner. CEO, Bucket List Planning LLC.
William V. McRae, III – Advisor. Trust and Estates and Corporate
attorney. Chamberlain Hrdlicka LP.

2. Boardwalk Capital Management PO Box 8865 Atlanta, GA 33306 info@boardwalkcm.com 404-343-2026
Unique Portfolio Construction
Clients hire Boardwalk to provide investment management that goes beyond that of a typical advisory firm. Our
research focuses on finding investments that have social impact and competitive returns. Our portfolios reflect that
objective, incorporating assets whose returns are not highly correlated, thus reducing overall portfolio volatility.
 ESG Equity – Large, mid and small cap equities. Screened to meet
sustainability criteria.
 Quality of life bonds – Municipal bonds to finance schools, water,
green space, health care, environment initiatives.
 Microfinance – Small loans to micro-entrepreneurs, typically in
emerging economies.
 Renewable Energy – Ownership of solar and wind facilities, delivering
strong cash flows to investors.
 Real Estate – Social impact-focused. Brownfield remediation, organic
farmland conversion, multi-family housing.
 Social lending – For non-profits, green and social entrepreneurship.
Sustainability Leaders Equity Strategy
Investing in stocks that have superior financial and sustainability characteristics may offer investors above average total
returns and a reduction of overall portfolio risk.
We begin by identifying companies with the following criteria:
Large cap: $10bn+ market cap)
Sustainability leaders: Top 50% of CSRHub database vs. industry peers
Financial strength -- C or higher by Morningstar
Foreign shares – Listed on US exchange
Trading Volume – Minimum $500,000/day
With these rankings and any client-directed industry exclusions, we construct 50 and 100-stock (equal weighted)
portfolios that are sector and country neutral versus the underlying benchmark domestic or global equity benchmark.
The resulting portfolios are comprised of fundamentally strong, sustainability leading companies across a wide range of
sectors, industries and countries, delivering a better footprint and competitive performance.
Disclaimer
Not an offer of advisory services orsecurities:
This document is limited to the dissemination of general information about the services provided by the Company and is provided for informational purposes only.
This document is intended for residents of the United States only and the information contained herein does not constitute and should not be construed as an offering
of advisory services or an offer to sell or solicitation to buy any securities or other financial instruments in any jurisdiction in which such offer or solicitation, purchase
or sale would be unlawful under the securities, or other applicable laws of such jurisdiction. Nothing contained in this document constitutes tax, legal or investment
advice. Responses to any inquiry which may involve the rendering of personalized investment advice for compensation or effecting or attempting to effect transactions
in securities will not be made absent compliance with state broker-dealer, investment adviser, broker-dealer agent or investment adviser representative registration
requirements, or applicable exemptions or exclusions from such requirements.
Investment risk
The Company makes no representation, and it should not be assumed, that past investment performance is any indication of future results. Moreover, wherever
there is the potential for profit there also is the possibility of loss. Certain of the Company's strategies may involve investments that are illiquid, are subject to a
substantial risk of loss and are not suitable for certain investors.
Limitation ofliability
While the Company uses reasonable efforts to include accurate and up-to-date information in this document, errors or omissions sometimes occur. The Company
makes no warranties or representations as to the accuracy of this document. Opinions expressed herein are subject to change without notice. Under no circumstances
shall the Company or any party involved in creating, producing, or delivering this document be liable for any direct, incidental, consequential, indirect, or punitive
damages that result from the use of the information contained in this document, even if the Company’s authorized representative has been advised of the possibility
of such damages. Applicable law may not allow the limitation or exclusion of liability or incidental or consequential damages, so the above limitation or exclusion may
not apply to you.