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Business Communication
http://bcq.sagepub.com/content/64/4/9
The online version of this article can be found at:
DOI: 10.1177/108056990106400403
2001 64: 9Business Communication Quarterly
Lilita Rodman
You-Attitude: A Linguistic Perspective
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9
You-Attitude: A Linguistic Perspective
Lilita Rodman
The University of British Columbia, Vancouver
You-attitude is a pedagogically convenient cover term that
subsumes considerable
complexity, both with respect to the text effects it may include
and the text charac-
teristics that create these effects. Some of the insights on
politeness, tact, and def-
erence found in the work of Brown and Levinson, Leech, and
Fraser and Nolen
can help provide guidelines for assessing how important a you-
attitude may be in
writing about a particular real-world situation, and case
grammar and information
structure can inform strategies to enhance the expression of a
you-attitude. Rather
than being a binary variable, you-attitude appears to be
gradable, and an infor-
mal student assessment of the you-attitude expressed in ten
versions of the same
passage suggests that the various strategies for enhancing the
you-attitude conveyed
by a text appear to have a cumulative effect, so that a greater
sense of you-attitude
is created when more strategies are used.
Key Words: You-attitude, linguistics, politeness, case grammar,
information
structure
IN A SEMINAL ARTICLE for the argument that pragmatics-
the branch of linguistics concerned with language use-can
enhance our understanding of business communication, Limaye
and Cherry (1987) present their aim as follows:
Business communicators speak of persuasion, good-news and
bad-news letters,
the you-attitude, and goodwill. Pragmatics research supplies
more rigorous
tools to examine these concepts than the often fuzzy, pop-
psychology
approach found in business communication literature. This
study is a first step
toward ... a ’pragmatic grammar of business communication.’
(p. 87)
They propose an effectiveness measure for business letters that
is
based on the conversation maxims described in Grice (1975)
and
the politeness principles developed by Lakoff (1973; 1977) and
Brown and Levinson ( 1978). Similarly, Hagge and Kostelnick
(1989) complain that &dquo;students aren’t told how one uses
language
Author’s Note: I would like to acknowledge the helpful advice
of Mohan Limaye.
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to be diplomatic or to imply. To make matters worse, many text-
books appear to ignore completely, proscribe, or cover in
insuffi-
cient detail the very politeness locutions with which linguistic
diplomacy is conveyed in the real world&dquo; (p. 334). After
more
than a decade, it is still true that linguistic research has had
rela-
tively little impact on business communication research and
teaching and we have little explicit advice to offer students on
how to achieve qualities such as you-attitude.
My main purpose is to suggest how the teaching of you-attitudc
can be enhanced by using politeness theories, case grammar,
and
information structure. This article begins with a review of how
you-attitude (or you-perspective) has been defined and
discussed
in textbooks and articles in business and technical communica-
tion. It then explains very briefly the most relevant aspects of
the
three linguistic theories and indicates where readers could find
more discussions of each. Then, using a brief announcement as
an
example, the article shows how these linguistic theories can be
used to first assess the need for a you-attitude and then to
inform
specific strategies to enhance the expression of a you-attituc~e.
Finally, on the basis of a very informal student assessment, the
article suggests that the effect of these strategies appears to be
cumulative and accounts in part for what I will argue is the
grad-
ability of you-attitude.
Definitions and Studies of You-attitude
The concept of you-attitude appears to have originated in work
on advertising during the first decade of the 20th century and
was
presented as a business writing principle by G. B. Hotchkiss in
his
1916 textbook (Hagge, 1989, p. 36). Since then it has become
one of the business communication principles that Hagge says
are
&dquo;essentially folkloristic, having passed through the
rhetorical tra-
dition without much thought to their real validity&dquo; (p.
49).
Textbook treatments of you-attitude are characterized by con-
siderable inconsistency about what the term includes, by vague-
ness about the means of achieving it, and by an implied claim of
binariness. Two fairly traditional, if vague, approaches to you-
atti-
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11
tude are exemplified by Sigband (1976), who defines you-
attitude
as &dquo;viewing a situation from the other person’s point of
view&dquo; (p.
161), and by Bowman and Branchaw (1984), who define it as
&dquo;putting your readers and their problems first&dquo; (p.
266). In other
words, these approaches see you-attitude as somehow
countering
the natural, or unmarked tendency to view the world from one’s
own perspective, but they do not provide guidelines on how
such
a you-attitude might be expressed in texts.
Various textbook writers have defined the you-attitude so
broadly that it seems to include all characteristics of effective
business writing. For example, Treece (1980) equates you-
attitude
with &dquo;all of the desirable qualities of
communication,&dquo; including
&dquo;consideration, courtesy, completeness, conciseness,
clearness&dquo; (p.
82). And a current very broad definition is provided by Locker
(1997), who extends the you-attitude to include such matters as
being complete, arranging information to meet the reader’s
needs,
and using headings and lists to help the reader find key points.
It
seems to me that by expanding the referents of you-attitude too
far, however, we lose the benefits of having the separate
concept
of a you-attitude. We cannot say, for example, that &dquo;the
document
design is very good, the text is very readable, but this document
could express more you-attitude.&dquo;
For me, document design and readability concern how a docu-
ment looks and how easy a document is to read; these two per-
spectives view the reader primarily as a text-processor. You-
attitude, however, concerns the reader as a participant in a
trans-
action that can be viewed from more than one perspective; it
views the reader as one who may be affected by a real-world
situa-
tion about which a document communicates. In other words,
while document design and readability require writers to view a
document from the reader’s perspective, you-attitude requires
writ-
ers first to view a real-world situation from the reader’s
perspective
and then to show in the text of the document a sensitivity to the
reader’s perspective.
Textbooks are even less helpful in being explicit about how a
you-attitude can be expressed in a discourse. A particularly
poor
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12
example is Batteiger ( 1985 ), which suggests that writing with
a
you-attitude is as simple as using the second person pronoun
more
often than the first, and will be a natural consequence of under-
standing the reader’s situation. While simply using
&dquo;you&dquo; and
&dquo;yours&dquo; rather than &dquo;I&dquo; and
&dquo;mine&dquo; will sometimes help to express
a you-attitude, it would be both simple-minded and incorrect to
equate you-attitude with the dominance of &dquo;you&dquo; in
a text. As
Bovee and Thill ( 1995) say: &dquo;It isn’t just a matter of
using one
pronoun as opposed to another; it’s a matter of genuine
empathy.
You can use you 25 times in a single page and still ignore your
audience’s true concerns. In the final analysis, it’s the thought
that
counts, not the pronoun&dquo; (p. 145). Mulvihill (1990) also
notes
that in the student work he has examined, even though the
&dquo;you&dquo;
may be there, the you-attitude is not. In fact, most textbooks
offer
no specific guidelines.
Two notable exceptions are the respected, very successful busi-
ness writing text by Locker (1997) and the technical writing
text
by Reep (1997). Obviously, the limited space available for any
particular topic in a textbook restricts how much attention that
topic can receive, and in turn makes it very difficult for a text-
book writer to be as explicit and complete as he or she might
prefer to be. Nevertheless, it is interesting that there is little
spe-
cific overlap in the guidelines of Locker and Reep. Here are
Locker’s: .
1. Focus not on what you do for the reader, but on what the
reader receives or can do. In positive or neutral situations,
stress what the reader wants to know.
2. Refer to the reader’s request or order specifically.
3. Don’t talk about your own feelings unless you’re sure the
reader
wants to know how you feel.
4. Don’t tell readers how they feel or will react.
5. In positive situations, use you more often than I. Use tune
when
it includes the reader.
6. In negative situations, avoid the word you. Protect the
reader’s
ego. Use passive verbs and impersonal expressions to avoid
assigning blame (Locker, 1997, p. 34).
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Here are Reep’s guidelines:
1. Put yourself in your reader’s place, and look at the situation
from his or her point of view.
2. Emphasize your reader’s actions or benefits in a situation.
3. Present information as pleasantly as possible.
4. Offer a helpful suggestion or appreciative comment when
possible.
5. Choose words that do not insult or accuse your reader.
6. Choose words that are clear and natural, and avoid old-fash-
ioned or legal-sounding phrases. (Reep, 1997, p. 362)
In addition to not having much overlap, these two sets of guide-
lines are not as explicit as one might at first think. For example,
Locker does not say where and how one should use
&dquo;you&dquo; in posi-
tive messages, and Reep does not say what one should do in a
text
in order to emphasize the reader’s actions or benefits. This lack
of
explicitness may result in part from there being relatively little
in
the journal literature that relates specifically to the expression
of a
you-attitude. Several studies-Wells and Spinks (1990),
Brockman
and Belanger (1993), Shelby and Reinsch ( 1995 )-have
examined
the general presence or absence of you-attitude in various kinds
of
letters, but there has been little attention to the text characteris-
tics that express you-attitude. A notable exception is Campbell,
Riley, and Parker (1990). Although their paper is limited to dis-
cussing the relevance of speech act theory to you-attitude, it
does
show that &dquo;both first and second person pronouns, as well
as both
subject and non-subject positions, may be exploited to create
the
you-perspective, depending on the type of speech act and its
status
as a negative or positive message&dquo; (p.198).
Binariness, the final quality of textbook treatments, is implied
in
the typical in-text examples in which one version is said to have
the you-attitude, while the other lacks it, as in Locker (1997):
’
Lacks you attitude: We are happy to extend you a credit line of
$5000.
You attitude: You can now charge up to $5000 on your
American Express
card. (p. 35)
;
Exercises that direct students to rewrite passages so as to show
a
you-attitude tend to reinforce this impression of binariness. I
will
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argue later that it is much more meaningful to consider the you-
attitude as a gradable rather than a binary variable. If we
empha-
size that there are degrees of you-attitude, we can encourage
Stu-
dents to use a variety of strategies to enhance the expression of
a
you-attitude.
Theories of Linguistic Politeness
Although you-attitude is not identical to linguistic politeness, I
think that a definition of you-attitude must include some aspects
of politeness, and this makes theories of linguistic politeness
help-
ful to discussions of you-attitude. In particular, these theories
can
help us assess the need for a you-attitude in a specific situation.
The generally familiar model of Brown and Levinson (1978;
1987) claims that the need for politeness is determined by what
they call the weight of the face-threatening act, which in turn is
the simple sum of three factors:
1. The social distance between speaker and hearer
2. The relative power of hearer over speaker
3. The ranking of a particular imposition within a culture (
1987,
p.76)
I would suggest that the need for a you-attitude also depends on
the social distance between speaker and hearer, the relative
power
of hearer over speaker, and the severity of the imposition. For
those unfamiliar with the Brown and Levinson model, very
acces-
sible summaries are available in Cherry ( 1988), Riley (1988),
Fraser (1990), Hagge and Kostelnick (1989), and Moore (1990).
Another, less familiar model is that of Leech (1983), which in
effect substitutes costs and benefits-in economic, social, or psy-
chological terms-for Brown and Levinson’s ( 1987 ) much more
abstract and difficult to determine weight of the imposition of
the
act in a culture. For the same speaker and hearer, where
distance
and the power or authoritative status differences are constant,
the
key variable in determining weight and the need for tact will
then
be the cost or benefit. Further, tact (and by extension you-atti-
tude) can be achieved by minimizing and maximizing such vari-
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ables as costs and benefits, dispraise and praise, disagreement
and
agreement, and antipathy and sympathy.
Fraser and Nolen’s (1981) work focuses on the distance variable
in the weight equation. What they, following Goffman ( 1971 ),
call deference is &dquo;the giving of status and by doing so
creating rel-
ative symbolic distance between the speaker and the
hearer&dquo;
(1981, p. 97). According to them, &dquo;Deference is not the
same as
politeness,... but the inappropriate use of deference can result in
an impolite utterance, just in case the level of status conveyed
falls above or below that understood by the two parties&dquo;
(p. 98).
Case Grammar
Case grammar emphasizes the fact that no matter what syntactic
structures one chooses to use to talk about an action, the actual
roles of the participants (people, objects, forces, and locations)
in
that action remain unchanged. This approach to the analysis of
sentences assigns to each noun phrase what is called a thematic
(or semantic) role, which captures or describes the relationship
of
that noun phrase to some particular action. For example, if
Steve
signed the contract with a fountain pen, &dquo;Steve&dquo; is
the agent (the
animate doer), &dquo;the contract&dquo; is the patient (the
recipient of the
action), and &dquo;a fountain pen&dquo; is the instrument
(what is used to
perform an action). As we see in Figure 1, these roles remain
unchanged regardless of which noun phrase is assigned the
gram-
matical function of subject or object in a particular sentence.
We
can also see in Figure 1 how various sentence structures allow
us
to move the unchanging thematic roles (agent, patient, instru-
ment) to different syntactic positions (subject, direct object,
object of the preposition).
The main advantage of the case grammar approach is that it
allows the student to break out of the syntactic paradigm and
view
a situation only in terms of its participants. Once the semantic
roles are identified, the writer or speaker can then decide in
which syntactic position each participant should best be placed.
In the case of expressing more you-attitude, then, the writer can
make willful choices about which noun phrase should be placed
in
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subject position, and so on. Accessible explanations of thematic
roles are available in Brinton (2000), Campbell, Riley, and
Parker
(1990), Delahunty and Garvey (1994), and Quirk, et al (1985).
information Structure . , ...
Information structure-which had its roots in the work of the
Prague School linguists, and was developed further primarily in
the work of Halliday (1967; 1985), Chafe (1974; 1976), Dik
(1978; 1980), Givon (1979), and Lambrecht ( 1994)-helps us
choose the appropriate sentence structure to convey a you-atti-
tude because it describes the discourse effects of various
syntactic
choices. As Lambrecht defines it, &dquo;Information-structure
analysis
is centered on the comparison uf semantically equivalent but
for-
mally and pragmatically divergent sentence pairs, such as active
vs. passive, canonical vs. topicalized, canonical vs. clefted or
dislo,
cated, subject-accented vs. predicate-accented sentences,
etc.&dquo;
(1994, p. 6). In other words, the study of information structure
is
concerned with how sentences that have the same semantic
&dquo;meaning,&dquo; but differ in syntactic form, will create
different dis-
course effects.
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One of the great difficulties for those who want to apply infor-
mation structure concepts in their teaching is the sometimes
subtle differences in terminology (&dquo;given&dquo; and
&dquo;new,&dquo; &dquo;theme&dquo; and
&dquo;rheme,&dquo; &dquo;topic&dquo; and
&dquo;comment,&dquo; &dquo;topic&dquo; and
&dquo;focus&dquo;) and con-
ceptualization that different linguists have used. However,
while
most of these differences have theoretical import in linguistics,
they need not be transported into the writing classroom.
Two concepts in information structure that are particularly rele-
vant to the discussion of you-attitude are the concepts of topic
and
end-focus. The topic of a sentence is defined as what the
sentence
is about. Although strictly speaking the topic need not be the
same
as the subject-consider &dquo;It is raining,&dquo; for example-
in English
sentences, and particularly in business and technical writing, it
is
most usual for topics to be subjects. If we return to Figure 1,
then,
we can say that information structure tells us that the topic of
sen-
tences (1) and (2) is &dquo;Steve,&dquo; the topic of sentences
(3), (4), and
(5) is &dquo;the contract,&dquo; and the topic of sentence (6)
is &dquo;the fountain
pen.&dquo; Clearly, what the topic is becomes relevant to you-
attitude or
you-perspective if a sentence includes &dquo;I&dquo;,
&dquo;we&dquo;, or &dquo;you.&dquo;
End-focus refers to the concept that the most emphatic posi-
tion in a sentence is usually the final position (Quirk et al.,
1985).
In other words, in Figure 1, in sentences (1) and (4), &dquo;a
fountain
pen&dquo; is in the most emphatic position, but in (2) and (6) it
is &dquo;the
contract,&dquo; in (3) it is &dquo;Steve,&dquo; and in (5) it is
&dquo;signed.&dquo; This aspect
of information structure becomes particularly relevant to you-
atti-
tude because it tells us that we can give prominence to one of
the
participants, to the action, or to a cost or benefit, simply by
moving that clement to the final position in a sentence.
, Vande Kopple (1989) is probably the most useful single
writing
textbook based on the principles of information structure and it
would be a very fine starting point for the teacher unfamiliar
with
information structure.
Sample Passage
To show how politeness theories, case grammar, and
information
structure can be applied to the discussion of you-attitude, I have
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used as an exercise the following very brief announcement
which students are asked to revise so as to increase its you-atti-
tude : &dquo;We have decided to cover the parking lot. To
offset the
cost of construction, we are increasing your monthly rental from
$10 to $15.&dquo;
First, we’ll look at strategies to increase the you-attitude of the
passage and then I will comment on some student rewrites that
use some of these strategies.
Our first step is to assess the need for a you-attitude. According
to Brown and Levinson (1987), to assess the need for
politeness,
we should consider the social distance between speaker and
hearer, and the relative power of hearer over speaker. In this
case
we don’t have enough information, out of context, to determine
the social distance, but we can say that although the power of
the
landlord will depend on market conditions, normally the
landlord
(the writer) will have most of the power, while the renter (the
reader) can only comply or leave. This suggests that the main
factor in determining a need for politeness and hence for a you-
attitude is the relative helplessness of the reader.
We can use Leech’s Cost-Benefit scale to assess the need for
politeness and you-attitude. What are the benefits and costs to
the reader/renter? Obviously, the benefit is protection for the
reader’s car and for the reader; the cost is $5 per month. We see
that the need for politeness and for creating a you-attitude is
probably not particularly high.
But how can we apply principles of case grammar and informa-
tion structure, together with the insights of politeness theories,
to
enhance the you-attitude of this passage?
There are five interrelated strategies we could use to increase
the you-attitude of the first sentence in the passage:
1. The agent, the subject, and the initial element of the sen-
tence, &dquo;we,&dquo; is also the topic, or what the sentence
is about. To
increase the you-attitude, then, the pronoun &dquo;we&dquo;
will have to be
moved out of subject position.
2. A more serious problem in the main clause is the main verb,
&dquo;have decided.&dquo; The &dquo;perfective&dquo;
meaning of &dquo;decide,&dquo; reinforced
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by the perfective aspect (the &dquo;have&dquo; form of the
verb), emphasizes
the reader’s powerlessness because the action expressed in the
verb
is viewed as already completed. Since the difference in power
between the landlord and renter is a main source of the weight
of
the situation, emphasizing the renter’s powerlessness will only
magnify the weight. But since announcements generally presup-
pose that a decision has been made, we can increase the you-
atti-
tude by simply omitting the clause &dquo;we have
decided.&dquo;
3. The benefit to the reader-the covering of the parking lot-
is de-emphasized syntactically by being in a non-finite clause:
&dquo;cover the parking lot.&dquo; We should, of course, try
to emphasize
this benefit, and one way of doing that is to make it a main
clause. Should we use the active (&dquo;we will cover the
parking lot&dquo;)
or the passive (&dquo;the parking lot will be covered&dquo;)?
Information
structure helps us decide that the passive is more suitable. Not
only will this allow us to remove the agent, &dquo;we,&dquo;
thereby de-
emphasizing the agent’s role in the action, but it will place
&dquo;the
parking lot&dquo; (what the reader is most interested in) in the
subject
and topic position, and it will place &dquo;covered&dquo; (the
benefit) in the
emphatic position of end-focus.
4. The original gives no motivation or justification for the deci-
sion, so the reader must conclude that the motivation is either a
whim or the writer’s self-interest, both of which again
emphasize
the reader’s powerlessness. Also, the benefits to the reader are
implied, rather than being stated. To increase the you-attitude,
then, we should state explicitly the benefits to the reader-
protec-
tion for the reader and her car-and claim that these benefits are
the motivation for the construction project. Fraser notes that
stat-
ing a justification is a strategy for mitigating or reducing the
strength of a directive (1980), and although this isn’t strictly
speaking a directive, the effect still holds.
5. We can give some prominence to the benefit-the protec-
tion-by moving the explicit statement of benefit to the begin-
ning of the sentence.
Combining these five strategies would yield the following
revision:
&dquo;To protect you and your car, the parking lot will be
covered.&dquo;
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The second sentence in the passage is, of course, the bad-news
part of the message. The original already uses three strategies to
increase the you-attitude:
1. The most obvious strategy is the use of the possessive
&dquo;your&dquo;
in &dquo;your monthly rental,&dquo; though since this is in the
context of
the cost rather than a benefit, its utility is debatable.
2. It states a justification for the increase: &dquo;to offset the
cost of
construction.&dquo;
3. It impersonalizes the costs through the use of the definite
article &dquo;the,&dquo; rather than the possessive
&dquo;our.&dquo; This makes the jus-
tification less we-centered.
Several additional strategies can be used to decrease the we-
attitude and to mitigate the imposition of the second sentence in
the passage:
l. The pronoun &dquo;we&dquo; can be moved out of the
position of sub-
ject and topic.
2. The main verb in the active, &dquo;are increasing,&dquo;
again allows
no room for negotiation and thereby stresses the powerlessness
of
the reader. To de-emphasize the power and agency of the writer-
the &dquo;we&dquo; of the sentence-one can again use the
passive: &dquo;your
monthly rental is being increased.&dquo; Finally, one can
nominalize
this clause to &dquo;rent increase.&dquo; Moving from the
active to the pas-
sive and to the nominalization decreases what Fraser calls
immedi-
acy and thereby mitigates the imposition (1980).
3. Instead of noting the resulting total rent after the increase,
one could note either the dollar amount of the increase ($5), or
the percentage or fraction of the increase (50% or &dquo;half’).
Clearly,
stating the increase as $5 would de-emphasize its magnitude and
we could, of course, mitigate the force of the bad news further
by
inserting a modifier (&dquo;modest&dquo; or
&dquo;only&dquo; or &dquo;merely&dquo;) that empha-
sizes how small the increase is.
4. To de-emphasize the increase we could also use our knowl-
edge of information structure and move reference to the
increase
away from the end of the sentence.
5. To de-emphasize the writer’s self-interest as justification for
the increase, we can focus explicitly on the necessity of the
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21
increase, by saying &dquo;will be necessary.&dquo;
6. We can state regret at the increase by using a word such as
&dquo;unfortunately.&dquo;
&dquo;
Combining these strategies would yield the following:
&dquo;Unfor-
tunately, to offset the cost of construction, a modest rent
increase
of $5 a month will be necessary.&dquo;
Gradability
In the previous section we saw that using different strategies
and
I
different combinations of strategies resulted in quite varied ver-
sions of the original announcement, which varied also in the
degree of you-attitude they expressed. In other words, you-
attitude
appears to be a gradable, rather than a binary quality. Further, it
appears that the effect of the various strategies is cumulative;
the
more strategies are used, the more you-attitude appears to be
cre-
ated. This is shown very generally in the Appendix, which lists
ten student-written versions of the sample passage as they were
rank-ordered by 35 other students, who were asked to identify
the
passages they thought had the most you-attitude, a medium
amount of you-attitude, and the least you-attitude. The first pas-
sage, 1-1, was ranked highest, with passages 1-2 to 1-4 also
receiv-
ing high rankings. Passages 1-5 to 1-8 received more modest
rank-
ings, and passages 1-9 and 1-10 received the lowest rankings.
Obviously, neither I nor the students who ranked the various
ver-
sions had a precise definition of you-attitude, and for that
reason
the results of their ranking can only serve as a rough indication
of
reader response. Nevertheless, generally speaking, the more
strate-
gies that were used in a passage, the higher was the ranking.
These results echo those of Fraser and Nolen for deference.
They found that English speakers could systematically assign a
rel-
ative level of deference to sentences used to make requests
(1981), and that these assignments appeared to depend on the
cumulative effect of linguistic features that determine relative
def-
erence. Similarly, Brown and Levinson (1987) also imply that
politeness is a gradable quality and that politeness can be
increased by compounding various strategies. And finally, Riley
2012
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22
also found that combining several strategies has a cumulative
effect on the degree of indirectness ( 1988).
In discussing you-attitude, then, it appears that we should
emphasize its gradability and design exercises that ask students
to
both express various degrees of you-attitude and recognize
various
degrees of you-attitude. j
Summary ....
In sum, then, this article leads to the following conclusions.
1. Definitions of you-attitude should exclude readability and
document design; only you-attitude is concemed with viewing a
real-world situation from the reader’s perspective and then
prepar-
ing a text that coveys a sensitivity to that perspective.
2. We should emphasize that you-attitude is a gradable, not a
binary quality. Various strategies for enhancing the you-attitude
con-
veyed by a text appear to have a cumulative effect, so that a
greater
sense of you-attitude is created when more strategies are used.
3. Some of the insights on politeness, tact, and deference
found in the work of Brown and Levinson, Leech, and Fraser
and
Nolen can enhance our discussions of you-attitude. In
particular,
they can be very useful in assessing how important a you-
attitude
may be in a particular situation.
’
~
’ ..
4. Case grammar and information structure can help us be
more explicit in our discussions of text strategies that can be
used
to increase you-attituc~e.
I
’
j . ~ B
References
Batteiger, R. P. (1985). Business writing: Process and forms.
Belmont, CA: Wadsworth.
Bovee, C. L., & Thill, J. V. (1995). Business communication
today (4th ed.). New
York: McGraw-Hill.
Bowman, J. P., & Branchaw, B. (1984). Business report writing.
Chicago: Dryden.
Brinton, L. J. (2000). The structure of modern English: A
linguistic introduction.
Philadelphia, PA: John Benjamins.
Brockman, E. B., & Belanger, K. (1993). You-attitude and
positive emphasis:
Testing received wisdom in business communication. The
Bulletin, 16(2), 1-3.
Brown, P., & Levinson, S. C. (1978). Universals in language
usage: Politeness
phenomena. In E. N. Goody (Ed.), Questions and politeness:
Strategies in social
interaction (pp. 56-289). Cambridge: Cambridge University
Press.
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18,bcq.sagepub.comDownloaded from
http://bcq.sagepub.com/
23
Brown, P., & Levinson, S. C. (1987). Politeness: Some
universals in language usage.
Cambridge: Cambridge University Press.
Campbell, K. S., Riley, K., & Parker, F. (1990). You-
perspective: Insights from
speech act theory. Journal of Technical Writing and
Communication, 20, 189-
199.
Chafe, W. (1974). Language and consciousness. Language, 50,
111-133.
Chafe, W. (1976). Givenness, contrastiveness, definiteness,
subjects, topics, and
point of view. In C. Li (Ed.), Subject and topic (pp. 25-56).
New York: Acade-
mic Press.
Cherry, R. D. (1988). Politeness in written persuasion. Journal
of Pragmatics, 12,
63-81.
Delahunty, G. P., & Garvey, J. J. (1994). Language, grammar,
and communication:
A course for teachers of English. New York: McGraw-Hill.
Dik, S. C. (1978). Functional grammar. Amsterdam: North-
Holland.
Dik, S. C. (1980). Studies in functional grammar. London:
Academic Press.
Fraser, B. (1990). Perspectives on politeness. Journal of
Pragmatics, 14, 219-236.
Fraser, B., & Nolen, W. (1981). The association of deference
with linguistic
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93-109.
Givon, T. (1979). On understanding grammar. New York:
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Morgan (Eds.),
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York: Academic
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Hagge, J. (1989). The spurious paternity of business
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The Journal of Business Communication, 26, 33-55.
Hagge, J., & Kostelnick, C. (1989). Linguistic politeness in
professional prose: A
discourse analysis of auditors’ suggestion letters, with
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communication pedagogy. Written Communication, 6, 312-339.
Halliday, M. A. K. (1967). Notes on transitivity and theme in
English, part 2.
Journal of Linguistics, 3, 199-244.
Halliday, M. A. K. (1985). An introduction to functional
grammar. London: Edward
Arnold.
Lakoff, R. T. (1973). The logic of politeness; or, minding your
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Lakoff, R. T. (1977). What you can do with words: Politeness,
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Arlington, TX: Center for Applied Linguistics.
Lambrecht, K. ( 1994). Information structure and sentence form:
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Cambridge Univer-
sity Press.
2012
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18,bcq.sagepub.comDownloaded from
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24
Leech, G. N. (1983). Principles of Pragmatics. London:
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Limaye, M. R., & Cherry, R. D. (1987). Pragmatics, "situated"
language, and
business communication. Iowa State Journal of Business and
Technical Commu-
nication, 1, 68-88.
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communication (4th ed.). New
York: Irwin/McGraw-Hill.
Moore, P. ( 1990). Using case studies to teach courtesy
strategies. The Technical
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Mulvihill, P. (1990). So that’s who you are: An exercise that
moves students
from "I" to "You" in persuasive writing. The Bulletin, 53(3),
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Quirk, R., Greenbaum, S., Leech, G., & Svartvik, J. (1985). A
comprehensive
grammar of the English language. London: Longman.
Reep, D. C. (1997). Technical writing: Principles, strategies,
and readings (3rd ed.).
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Riley, K. (1988). Speech act theory and degrees of directness in
professional writ-
ing. The Technical Writing Teacher, 15, 1-29.
Shelby, A. N., & Reinsch, N. L. Jr. (1995). Positive emphasis
and you-attitude:
An empirical study. The Journal of Business Communication,
32, 303-327.
Sigband, N. B. (1976). Communication for management and
business (2nd ed.).
Glenview, IL: Scott, Foresman.
Treece, M. (1980) Successful business writing. Boston: Allyn &
Bacon.
Vande Kopple, W. (1989). Clear and coherent prose: A
functional approach. Glen-
view, IL: Scott, Foresman.
Wells, B., & Spinks, N. (1990). "You attitude" and
"naturalness": Theory and
practice. The Bulletin, 53(3), 60-62.
Address correspondence to the author, Department of English,
University of
British Columbia, Vancouver BC V6T 1Z1, Canada (e-mail:
[email protected]).
2012
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18,bcq.sagepub.comDownloaded from
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25
APPENDIX
Student Rankings of Revised Passages From Most
You-oriented to Least
1-1 For the convenience of regular parking-lot users like
yourself, a new roof
covering the parking lot will be built. To offset the cost of
construction of
this facility, a nominal extra monthly charge of $5 will be
necessary.
1-2 Covered parking is to be installed, to protect you and your
car from the
harsh winter elements. As a result of this improvement, we
foresee an
increase in your monthly parking costs of $5.
1-3 In order to protect your vehicle better from the effects of
rain and snow,
we have decided to cover the parking lot. To offset the cost of
construction,
we regretfully must increase the monthly rental from $10 to
$15.
1-4 In an effort to keep your car dryer and cleaner, the parking
lot is being
covered. A portion of the cost of these improvement must be
reflected in a
monthly rental increase of $5.
1-5 We are covering the parking lot so that your car will be
protected
against the seasonal elements. We regret that in order to offset
the cost of
construction, the monthly rental will be increased from $10 to
$15.
1-6 For your convenience, we have decided to cover the parking
lot. To
finance this improvement, we are increasing your monthly
rental by $5.
1-7 In order to offset the construction costs to cover the parking
lot, we are
increasing your monthly rental from $10 to $15. We regret any
inconven-
ience this may cause, but believe you will benefit greatly from
these
improvements.
1-8 We are going to cover the parking lot. These improvements
will keep
you much drier and safer and your monthly rental will only
increase by $5.
1-9 Your parking area is due to be upgraded by the installation
of a roof. To
make this possible, it will be necessary to increase your
monthly rental from
$10 to $15.
1-10 We have decided to improve our service by covering the
parking lot
and we would appreciate it if you could contribute to this
construction by
paying $15 instead of $10.
2012
at ARGOSY UNIV LIBRARY on September
18,bcq.sagepub.comDownloaded from
http://bcq.sagepub.com/
Communication Etiquette and You
Read the following article (attached).
· Rodman, L. (December 2001). You-Attitude: A linguistic
perspective. Business Communication Quarterly, 64(4), 9–25.
Use the Internet to locate two passages that are examples of
business communication. Analyze and evaluate the passages.
Use the principles discussed in the article to rephrase the
passages in a manner that increases communication efficacy.
List the principles you used in each passage and how and why
they have enhanced communication.
3 pages – APA citations

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httpbcq.sagepub.comQuarterlyBusiness Communication.docx

  • 1. http://bcq.sagepub.com/ Quarterly Business Communication http://bcq.sagepub.com/content/64/4/9 The online version of this article can be found at: DOI: 10.1177/108056990106400403 2001 64: 9Business Communication Quarterly Lilita Rodman You-Attitude: A Linguistic Perspective Published by: http://www.sagepublications.com On behalf of: Association for Business Communication can be found at: Business Communication QuarterlyAdditional services and information for
  • 2. http://bcq.sagepub.com/cgi/alertsEmail Alerts: http://bcq.sagepub.com/subscriptionsSubscriptions: http://www.sagepub.com/journalsReprints.navReprints: http://www.sagepub.com/journalsPermissions.navPermissions: http://bcq.sagepub.com/content/64/4/9.refs.htmlCitations: 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ http://bcq.sagepub.com/content/64/4/9 http://www.sagepublications.com http://www.businesscommunication.org http://bcq.sagepub.com/cgi/alerts http://bcq.sagepub.com/subscriptions http://www.sagepub.com/journalsReprints.nav http://www.sagepub.com/journalsPermissions.nav http://bcq.sagepub.com/content/64/4/9.refs.html http://bcq.sagepub.com/ What is This? - Jan 1, 2001Version of Record >>
  • 3. 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/content/64/4/9.full.pdf http://online.sagepub.com/site/sphelp/vorhelp.xhtml http://bcq.sagepub.com/ 9 You-Attitude: A Linguistic Perspective Lilita Rodman The University of British Columbia, Vancouver You-attitude is a pedagogically convenient cover term that subsumes considerable complexity, both with respect to the text effects it may include and the text charac- teristics that create these effects. Some of the insights on politeness, tact, and def- erence found in the work of Brown and Levinson, Leech, and Fraser and Nolen can help provide guidelines for assessing how important a you- attitude may be in writing about a particular real-world situation, and case grammar and information structure can inform strategies to enhance the expression of a you-attitude. Rather than being a binary variable, you-attitude appears to be gradable, and an infor- mal student assessment of the you-attitude expressed in ten versions of the same passage suggests that the various strategies for enhancing the you-attitude conveyed
  • 4. by a text appear to have a cumulative effect, so that a greater sense of you-attitude is created when more strategies are used. Key Words: You-attitude, linguistics, politeness, case grammar, information structure IN A SEMINAL ARTICLE for the argument that pragmatics- the branch of linguistics concerned with language use-can enhance our understanding of business communication, Limaye and Cherry (1987) present their aim as follows: Business communicators speak of persuasion, good-news and bad-news letters, the you-attitude, and goodwill. Pragmatics research supplies more rigorous tools to examine these concepts than the often fuzzy, pop- psychology approach found in business communication literature. This study is a first step toward ... a ’pragmatic grammar of business communication.’ (p. 87) They propose an effectiveness measure for business letters that is based on the conversation maxims described in Grice (1975) and the politeness principles developed by Lakoff (1973; 1977) and Brown and Levinson ( 1978). Similarly, Hagge and Kostelnick (1989) complain that &dquo;students aren’t told how one uses language Author’s Note: I would like to acknowledge the helpful advice of Mohan Limaye.
  • 5. 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 10 to be diplomatic or to imply. To make matters worse, many text- books appear to ignore completely, proscribe, or cover in insuffi- cient detail the very politeness locutions with which linguistic diplomacy is conveyed in the real world&dquo; (p. 334). After more than a decade, it is still true that linguistic research has had rela- tively little impact on business communication research and teaching and we have little explicit advice to offer students on how to achieve qualities such as you-attitude. My main purpose is to suggest how the teaching of you-attitudc can be enhanced by using politeness theories, case grammar, and information structure. This article begins with a review of how you-attitude (or you-perspective) has been defined and discussed in textbooks and articles in business and technical communica- tion. It then explains very briefly the most relevant aspects of the three linguistic theories and indicates where readers could find more discussions of each. Then, using a brief announcement as an example, the article shows how these linguistic theories can be used to first assess the need for a you-attitude and then to inform
  • 6. specific strategies to enhance the expression of a you-attituc~e. Finally, on the basis of a very informal student assessment, the article suggests that the effect of these strategies appears to be cumulative and accounts in part for what I will argue is the grad- ability of you-attitude. Definitions and Studies of You-attitude The concept of you-attitude appears to have originated in work on advertising during the first decade of the 20th century and was presented as a business writing principle by G. B. Hotchkiss in his 1916 textbook (Hagge, 1989, p. 36). Since then it has become one of the business communication principles that Hagge says are &dquo;essentially folkloristic, having passed through the rhetorical tra- dition without much thought to their real validity&dquo; (p. 49). Textbook treatments of you-attitude are characterized by con- siderable inconsistency about what the term includes, by vague- ness about the means of achieving it, and by an implied claim of binariness. Two fairly traditional, if vague, approaches to you- atti- 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 11
  • 7. tude are exemplified by Sigband (1976), who defines you- attitude as &dquo;viewing a situation from the other person’s point of view&dquo; (p. 161), and by Bowman and Branchaw (1984), who define it as &dquo;putting your readers and their problems first&dquo; (p. 266). In other words, these approaches see you-attitude as somehow countering the natural, or unmarked tendency to view the world from one’s own perspective, but they do not provide guidelines on how such a you-attitude might be expressed in texts. Various textbook writers have defined the you-attitude so broadly that it seems to include all characteristics of effective business writing. For example, Treece (1980) equates you- attitude with &dquo;all of the desirable qualities of communication,&dquo; including &dquo;consideration, courtesy, completeness, conciseness, clearness&dquo; (p. 82). And a current very broad definition is provided by Locker (1997), who extends the you-attitude to include such matters as being complete, arranging information to meet the reader’s needs, and using headings and lists to help the reader find key points. It seems to me that by expanding the referents of you-attitude too far, however, we lose the benefits of having the separate concept of a you-attitude. We cannot say, for example, that &dquo;the document design is very good, the text is very readable, but this document could express more you-attitude.&dquo;
  • 8. For me, document design and readability concern how a docu- ment looks and how easy a document is to read; these two per- spectives view the reader primarily as a text-processor. You- attitude, however, concerns the reader as a participant in a trans- action that can be viewed from more than one perspective; it views the reader as one who may be affected by a real-world situa- tion about which a document communicates. In other words, while document design and readability require writers to view a document from the reader’s perspective, you-attitude requires writ- ers first to view a real-world situation from the reader’s perspective and then to show in the text of the document a sensitivity to the reader’s perspective. Textbooks are even less helpful in being explicit about how a you-attitude can be expressed in a discourse. A particularly poor 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 12 example is Batteiger ( 1985 ), which suggests that writing with a you-attitude is as simple as using the second person pronoun more often than the first, and will be a natural consequence of under-
  • 9. standing the reader’s situation. While simply using &dquo;you&dquo; and &dquo;yours&dquo; rather than &dquo;I&dquo; and &dquo;mine&dquo; will sometimes help to express a you-attitude, it would be both simple-minded and incorrect to equate you-attitude with the dominance of &dquo;you&dquo; in a text. As Bovee and Thill ( 1995) say: &dquo;It isn’t just a matter of using one pronoun as opposed to another; it’s a matter of genuine empathy. You can use you 25 times in a single page and still ignore your audience’s true concerns. In the final analysis, it’s the thought that counts, not the pronoun&dquo; (p. 145). Mulvihill (1990) also notes that in the student work he has examined, even though the &dquo;you&dquo; may be there, the you-attitude is not. In fact, most textbooks offer no specific guidelines. Two notable exceptions are the respected, very successful busi- ness writing text by Locker (1997) and the technical writing text by Reep (1997). Obviously, the limited space available for any particular topic in a textbook restricts how much attention that topic can receive, and in turn makes it very difficult for a text- book writer to be as explicit and complete as he or she might prefer to be. Nevertheless, it is interesting that there is little spe- cific overlap in the guidelines of Locker and Reep. Here are Locker’s: . 1. Focus not on what you do for the reader, but on what the reader receives or can do. In positive or neutral situations,
  • 10. stress what the reader wants to know. 2. Refer to the reader’s request or order specifically. 3. Don’t talk about your own feelings unless you’re sure the reader wants to know how you feel. 4. Don’t tell readers how they feel or will react. 5. In positive situations, use you more often than I. Use tune when it includes the reader. 6. In negative situations, avoid the word you. Protect the reader’s ego. Use passive verbs and impersonal expressions to avoid assigning blame (Locker, 1997, p. 34). 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 13 Here are Reep’s guidelines: 1. Put yourself in your reader’s place, and look at the situation from his or her point of view. 2. Emphasize your reader’s actions or benefits in a situation. 3. Present information as pleasantly as possible. 4. Offer a helpful suggestion or appreciative comment when possible.
  • 11. 5. Choose words that do not insult or accuse your reader. 6. Choose words that are clear and natural, and avoid old-fash- ioned or legal-sounding phrases. (Reep, 1997, p. 362) In addition to not having much overlap, these two sets of guide- lines are not as explicit as one might at first think. For example, Locker does not say where and how one should use &dquo;you&dquo; in posi- tive messages, and Reep does not say what one should do in a text in order to emphasize the reader’s actions or benefits. This lack of explicitness may result in part from there being relatively little in the journal literature that relates specifically to the expression of a you-attitude. Several studies-Wells and Spinks (1990), Brockman and Belanger (1993), Shelby and Reinsch ( 1995 )-have examined the general presence or absence of you-attitude in various kinds of letters, but there has been little attention to the text characteris- tics that express you-attitude. A notable exception is Campbell, Riley, and Parker (1990). Although their paper is limited to dis- cussing the relevance of speech act theory to you-attitude, it does show that &dquo;both first and second person pronouns, as well as both subject and non-subject positions, may be exploited to create the you-perspective, depending on the type of speech act and its status as a negative or positive message&dquo; (p.198).
  • 12. Binariness, the final quality of textbook treatments, is implied in the typical in-text examples in which one version is said to have the you-attitude, while the other lacks it, as in Locker (1997): ’ Lacks you attitude: We are happy to extend you a credit line of $5000. You attitude: You can now charge up to $5000 on your American Express card. (p. 35) ; Exercises that direct students to rewrite passages so as to show a you-attitude tend to reinforce this impression of binariness. I will 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 14 argue later that it is much more meaningful to consider the you- attitude as a gradable rather than a binary variable. If we empha- size that there are degrees of you-attitude, we can encourage Stu-
  • 13. dents to use a variety of strategies to enhance the expression of a you-attitude. Theories of Linguistic Politeness Although you-attitude is not identical to linguistic politeness, I think that a definition of you-attitude must include some aspects of politeness, and this makes theories of linguistic politeness help- ful to discussions of you-attitude. In particular, these theories can help us assess the need for a you-attitude in a specific situation. The generally familiar model of Brown and Levinson (1978; 1987) claims that the need for politeness is determined by what they call the weight of the face-threatening act, which in turn is the simple sum of three factors: 1. The social distance between speaker and hearer 2. The relative power of hearer over speaker 3. The ranking of a particular imposition within a culture ( 1987, p.76) I would suggest that the need for a you-attitude also depends on the social distance between speaker and hearer, the relative power of hearer over speaker, and the severity of the imposition. For those unfamiliar with the Brown and Levinson model, very acces- sible summaries are available in Cherry ( 1988), Riley (1988), Fraser (1990), Hagge and Kostelnick (1989), and Moore (1990). Another, less familiar model is that of Leech (1983), which in effect substitutes costs and benefits-in economic, social, or psy-
  • 14. chological terms-for Brown and Levinson’s ( 1987 ) much more abstract and difficult to determine weight of the imposition of the act in a culture. For the same speaker and hearer, where distance and the power or authoritative status differences are constant, the key variable in determining weight and the need for tact will then be the cost or benefit. Further, tact (and by extension you-atti- tude) can be achieved by minimizing and maximizing such vari- 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 15 ables as costs and benefits, dispraise and praise, disagreement and agreement, and antipathy and sympathy. Fraser and Nolen’s (1981) work focuses on the distance variable in the weight equation. What they, following Goffman ( 1971 ), call deference is &dquo;the giving of status and by doing so creating rel- ative symbolic distance between the speaker and the hearer&dquo; (1981, p. 97). According to them, &dquo;Deference is not the same as politeness,... but the inappropriate use of deference can result in an impolite utterance, just in case the level of status conveyed
  • 15. falls above or below that understood by the two parties&dquo; (p. 98). Case Grammar Case grammar emphasizes the fact that no matter what syntactic structures one chooses to use to talk about an action, the actual roles of the participants (people, objects, forces, and locations) in that action remain unchanged. This approach to the analysis of sentences assigns to each noun phrase what is called a thematic (or semantic) role, which captures or describes the relationship of that noun phrase to some particular action. For example, if Steve signed the contract with a fountain pen, &dquo;Steve&dquo; is the agent (the animate doer), &dquo;the contract&dquo; is the patient (the recipient of the action), and &dquo;a fountain pen&dquo; is the instrument (what is used to perform an action). As we see in Figure 1, these roles remain unchanged regardless of which noun phrase is assigned the gram- matical function of subject or object in a particular sentence. We can also see in Figure 1 how various sentence structures allow us to move the unchanging thematic roles (agent, patient, instru- ment) to different syntactic positions (subject, direct object, object of the preposition). The main advantage of the case grammar approach is that it allows the student to break out of the syntactic paradigm and view a situation only in terms of its participants. Once the semantic
  • 16. roles are identified, the writer or speaker can then decide in which syntactic position each participant should best be placed. In the case of expressing more you-attitude, then, the writer can make willful choices about which noun phrase should be placed in 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 16 subject position, and so on. Accessible explanations of thematic roles are available in Brinton (2000), Campbell, Riley, and Parker (1990), Delahunty and Garvey (1994), and Quirk, et al (1985). information Structure . , ... Information structure-which had its roots in the work of the Prague School linguists, and was developed further primarily in the work of Halliday (1967; 1985), Chafe (1974; 1976), Dik (1978; 1980), Givon (1979), and Lambrecht ( 1994)-helps us choose the appropriate sentence structure to convey a you-atti- tude because it describes the discourse effects of various syntactic choices. As Lambrecht defines it, &dquo;Information-structure analysis is centered on the comparison uf semantically equivalent but for- mally and pragmatically divergent sentence pairs, such as active vs. passive, canonical vs. topicalized, canonical vs. clefted or
  • 17. dislo, cated, subject-accented vs. predicate-accented sentences, etc.&dquo; (1994, p. 6). In other words, the study of information structure is concerned with how sentences that have the same semantic &dquo;meaning,&dquo; but differ in syntactic form, will create different dis- course effects. 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 17 One of the great difficulties for those who want to apply infor- mation structure concepts in their teaching is the sometimes subtle differences in terminology (&dquo;given&dquo; and &dquo;new,&dquo; &dquo;theme&dquo; and &dquo;rheme,&dquo; &dquo;topic&dquo; and &dquo;comment,&dquo; &dquo;topic&dquo; and &dquo;focus&dquo;) and con- ceptualization that different linguists have used. However, while most of these differences have theoretical import in linguistics, they need not be transported into the writing classroom. Two concepts in information structure that are particularly rele- vant to the discussion of you-attitude are the concepts of topic and end-focus. The topic of a sentence is defined as what the
  • 18. sentence is about. Although strictly speaking the topic need not be the same as the subject-consider &dquo;It is raining,&dquo; for example- in English sentences, and particularly in business and technical writing, it is most usual for topics to be subjects. If we return to Figure 1, then, we can say that information structure tells us that the topic of sen- tences (1) and (2) is &dquo;Steve,&dquo; the topic of sentences (3), (4), and (5) is &dquo;the contract,&dquo; and the topic of sentence (6) is &dquo;the fountain pen.&dquo; Clearly, what the topic is becomes relevant to you- attitude or you-perspective if a sentence includes &dquo;I&dquo;, &dquo;we&dquo;, or &dquo;you.&dquo; End-focus refers to the concept that the most emphatic posi- tion in a sentence is usually the final position (Quirk et al., 1985). In other words, in Figure 1, in sentences (1) and (4), &dquo;a fountain pen&dquo; is in the most emphatic position, but in (2) and (6) it is &dquo;the contract,&dquo; in (3) it is &dquo;Steve,&dquo; and in (5) it is &dquo;signed.&dquo; This aspect of information structure becomes particularly relevant to you- atti- tude because it tells us that we can give prominence to one of the participants, to the action, or to a cost or benefit, simply by moving that clement to the final position in a sentence.
  • 19. , Vande Kopple (1989) is probably the most useful single writing textbook based on the principles of information structure and it would be a very fine starting point for the teacher unfamiliar with information structure. Sample Passage To show how politeness theories, case grammar, and information structure can be applied to the discussion of you-attitude, I have 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 18 used as an exercise the following very brief announcement which students are asked to revise so as to increase its you-atti- tude : &dquo;We have decided to cover the parking lot. To offset the cost of construction, we are increasing your monthly rental from $10 to $15.&dquo; First, we’ll look at strategies to increase the you-attitude of the passage and then I will comment on some student rewrites that use some of these strategies. Our first step is to assess the need for a you-attitude. According to Brown and Levinson (1987), to assess the need for politeness, we should consider the social distance between speaker and
  • 20. hearer, and the relative power of hearer over speaker. In this case we don’t have enough information, out of context, to determine the social distance, but we can say that although the power of the landlord will depend on market conditions, normally the landlord (the writer) will have most of the power, while the renter (the reader) can only comply or leave. This suggests that the main factor in determining a need for politeness and hence for a you- attitude is the relative helplessness of the reader. We can use Leech’s Cost-Benefit scale to assess the need for politeness and you-attitude. What are the benefits and costs to the reader/renter? Obviously, the benefit is protection for the reader’s car and for the reader; the cost is $5 per month. We see that the need for politeness and for creating a you-attitude is probably not particularly high. But how can we apply principles of case grammar and informa- tion structure, together with the insights of politeness theories, to enhance the you-attitude of this passage? There are five interrelated strategies we could use to increase the you-attitude of the first sentence in the passage: 1. The agent, the subject, and the initial element of the sen- tence, &dquo;we,&dquo; is also the topic, or what the sentence is about. To increase the you-attitude, then, the pronoun &dquo;we&dquo; will have to be moved out of subject position. 2. A more serious problem in the main clause is the main verb, &dquo;have decided.&dquo; The &dquo;perfective&dquo;
  • 21. meaning of &dquo;decide,&dquo; reinforced 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 19 by the perfective aspect (the &dquo;have&dquo; form of the verb), emphasizes the reader’s powerlessness because the action expressed in the verb is viewed as already completed. Since the difference in power between the landlord and renter is a main source of the weight of the situation, emphasizing the renter’s powerlessness will only magnify the weight. But since announcements generally presup- pose that a decision has been made, we can increase the you- atti- tude by simply omitting the clause &dquo;we have decided.&dquo; 3. The benefit to the reader-the covering of the parking lot- is de-emphasized syntactically by being in a non-finite clause: &dquo;cover the parking lot.&dquo; We should, of course, try to emphasize this benefit, and one way of doing that is to make it a main clause. Should we use the active (&dquo;we will cover the parking lot&dquo;) or the passive (&dquo;the parking lot will be covered&dquo;)? Information structure helps us decide that the passive is more suitable. Not only will this allow us to remove the agent, &dquo;we,&dquo;
  • 22. thereby de- emphasizing the agent’s role in the action, but it will place &dquo;the parking lot&dquo; (what the reader is most interested in) in the subject and topic position, and it will place &dquo;covered&dquo; (the benefit) in the emphatic position of end-focus. 4. The original gives no motivation or justification for the deci- sion, so the reader must conclude that the motivation is either a whim or the writer’s self-interest, both of which again emphasize the reader’s powerlessness. Also, the benefits to the reader are implied, rather than being stated. To increase the you-attitude, then, we should state explicitly the benefits to the reader- protec- tion for the reader and her car-and claim that these benefits are the motivation for the construction project. Fraser notes that stat- ing a justification is a strategy for mitigating or reducing the strength of a directive (1980), and although this isn’t strictly speaking a directive, the effect still holds. 5. We can give some prominence to the benefit-the protec- tion-by moving the explicit statement of benefit to the begin- ning of the sentence. Combining these five strategies would yield the following revision: &dquo;To protect you and your car, the parking lot will be covered.&dquo; 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from
  • 23. http://bcq.sagepub.com/ 20 The second sentence in the passage is, of course, the bad-news part of the message. The original already uses three strategies to increase the you-attitude: 1. The most obvious strategy is the use of the possessive &dquo;your&dquo; in &dquo;your monthly rental,&dquo; though since this is in the context of the cost rather than a benefit, its utility is debatable. 2. It states a justification for the increase: &dquo;to offset the cost of construction.&dquo; 3. It impersonalizes the costs through the use of the definite article &dquo;the,&dquo; rather than the possessive &dquo;our.&dquo; This makes the jus- tification less we-centered. Several additional strategies can be used to decrease the we- attitude and to mitigate the imposition of the second sentence in the passage: l. The pronoun &dquo;we&dquo; can be moved out of the position of sub- ject and topic. 2. The main verb in the active, &dquo;are increasing,&dquo; again allows
  • 24. no room for negotiation and thereby stresses the powerlessness of the reader. To de-emphasize the power and agency of the writer- the &dquo;we&dquo; of the sentence-one can again use the passive: &dquo;your monthly rental is being increased.&dquo; Finally, one can nominalize this clause to &dquo;rent increase.&dquo; Moving from the active to the pas- sive and to the nominalization decreases what Fraser calls immedi- acy and thereby mitigates the imposition (1980). 3. Instead of noting the resulting total rent after the increase, one could note either the dollar amount of the increase ($5), or the percentage or fraction of the increase (50% or &dquo;half’). Clearly, stating the increase as $5 would de-emphasize its magnitude and we could, of course, mitigate the force of the bad news further by inserting a modifier (&dquo;modest&dquo; or &dquo;only&dquo; or &dquo;merely&dquo;) that empha- sizes how small the increase is. 4. To de-emphasize the increase we could also use our knowl- edge of information structure and move reference to the increase away from the end of the sentence. 5. To de-emphasize the writer’s self-interest as justification for the increase, we can focus explicitly on the necessity of the 2012 at ARGOSY UNIV LIBRARY on September
  • 25. 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 21 increase, by saying &dquo;will be necessary.&dquo; 6. We can state regret at the increase by using a word such as &dquo;unfortunately.&dquo; &dquo; Combining these strategies would yield the following: &dquo;Unfor- tunately, to offset the cost of construction, a modest rent increase of $5 a month will be necessary.&dquo; Gradability In the previous section we saw that using different strategies and I different combinations of strategies resulted in quite varied ver- sions of the original announcement, which varied also in the degree of you-attitude they expressed. In other words, you- attitude appears to be a gradable, rather than a binary quality. Further, it appears that the effect of the various strategies is cumulative; the more strategies are used, the more you-attitude appears to be cre- ated. This is shown very generally in the Appendix, which lists ten student-written versions of the sample passage as they were
  • 26. rank-ordered by 35 other students, who were asked to identify the passages they thought had the most you-attitude, a medium amount of you-attitude, and the least you-attitude. The first pas- sage, 1-1, was ranked highest, with passages 1-2 to 1-4 also receiv- ing high rankings. Passages 1-5 to 1-8 received more modest rank- ings, and passages 1-9 and 1-10 received the lowest rankings. Obviously, neither I nor the students who ranked the various ver- sions had a precise definition of you-attitude, and for that reason the results of their ranking can only serve as a rough indication of reader response. Nevertheless, generally speaking, the more strate- gies that were used in a passage, the higher was the ranking. These results echo those of Fraser and Nolen for deference. They found that English speakers could systematically assign a rel- ative level of deference to sentences used to make requests (1981), and that these assignments appeared to depend on the cumulative effect of linguistic features that determine relative def- erence. Similarly, Brown and Levinson (1987) also imply that politeness is a gradable quality and that politeness can be increased by compounding various strategies. And finally, Riley 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/
  • 27. 22 also found that combining several strategies has a cumulative effect on the degree of indirectness ( 1988). In discussing you-attitude, then, it appears that we should emphasize its gradability and design exercises that ask students to both express various degrees of you-attitude and recognize various degrees of you-attitude. j Summary .... In sum, then, this article leads to the following conclusions. 1. Definitions of you-attitude should exclude readability and document design; only you-attitude is concemed with viewing a real-world situation from the reader’s perspective and then prepar- ing a text that coveys a sensitivity to that perspective. 2. We should emphasize that you-attitude is a gradable, not a binary quality. Various strategies for enhancing the you-attitude con- veyed by a text appear to have a cumulative effect, so that a greater sense of you-attitude is created when more strategies are used. 3. Some of the insights on politeness, tact, and deference found in the work of Brown and Levinson, Leech, and Fraser and Nolen can enhance our discussions of you-attitude. In particular,
  • 28. they can be very useful in assessing how important a you- attitude may be in a particular situation. ’ ~ ’ .. 4. Case grammar and information structure can help us be more explicit in our discussions of text strategies that can be used to increase you-attituc~e. I ’ j . ~ B References Batteiger, R. P. (1985). Business writing: Process and forms. Belmont, CA: Wadsworth. Bovee, C. L., & Thill, J. V. (1995). Business communication today (4th ed.). New York: McGraw-Hill. Bowman, J. P., & Branchaw, B. (1984). Business report writing. Chicago: Dryden. Brinton, L. J. (2000). The structure of modern English: A linguistic introduction. Philadelphia, PA: John Benjamins. Brockman, E. B., & Belanger, K. (1993). You-attitude and positive emphasis:
  • 29. Testing received wisdom in business communication. The Bulletin, 16(2), 1-3. Brown, P., & Levinson, S. C. (1978). Universals in language usage: Politeness phenomena. In E. N. Goody (Ed.), Questions and politeness: Strategies in social interaction (pp. 56-289). Cambridge: Cambridge University Press. 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 23 Brown, P., & Levinson, S. C. (1987). Politeness: Some universals in language usage. Cambridge: Cambridge University Press. Campbell, K. S., Riley, K., & Parker, F. (1990). You- perspective: Insights from speech act theory. Journal of Technical Writing and Communication, 20, 189- 199. Chafe, W. (1974). Language and consciousness. Language, 50, 111-133. Chafe, W. (1976). Givenness, contrastiveness, definiteness, subjects, topics, and point of view. In C. Li (Ed.), Subject and topic (pp. 25-56). New York: Acade-
  • 30. mic Press. Cherry, R. D. (1988). Politeness in written persuasion. Journal of Pragmatics, 12, 63-81. Delahunty, G. P., & Garvey, J. J. (1994). Language, grammar, and communication: A course for teachers of English. New York: McGraw-Hill. Dik, S. C. (1978). Functional grammar. Amsterdam: North- Holland. Dik, S. C. (1980). Studies in functional grammar. London: Academic Press. Fraser, B. (1990). Perspectives on politeness. Journal of Pragmatics, 14, 219-236. Fraser, B., & Nolen, W. (1981). The association of deference with linguistic form. International Journal of the Sociology of Language, 27, 93-109. Givon, T. (1979). On understanding grammar. New York: Academic Press. Goffman, E. (1971). Relations in public. New York: Basic Books. Grice, H. P. (1975). Logic and conversation. In P. Cole & J. L. Morgan (Eds.), Syntax and semantics, vol. 3: Speech acts (pp. 41-58). New York: Academic Press. Hagge, J. (1989). The spurious paternity of business communication principles. The Journal of Business Communication, 26, 33-55.
  • 31. Hagge, J., & Kostelnick, C. (1989). Linguistic politeness in professional prose: A discourse analysis of auditors’ suggestion letters, with implications for business communication pedagogy. Written Communication, 6, 312-339. Halliday, M. A. K. (1967). Notes on transitivity and theme in English, part 2. Journal of Linguistics, 3, 199-244. Halliday, M. A. K. (1985). An introduction to functional grammar. London: Edward Arnold. Lakoff, R. T. (1973). The logic of politeness; or, minding your p’s and q’s. In C. Corum, T. C. Smith-Stark, & A. Weiser (Eds.), Papers from the ninth regional meeting of the Chicago Linguistic Society (pp. 292-305). Chicago: Chicago Lin- guistic Society. Lakoff, R. T. (1977). What you can do with words: Politeness, pragmatics, and performatives. In A. Rogers, B. Wall, & J. P. Murphy (Eds.), Proceedings of the Texas conference on performatives, presuppositions, and implicatures (pp. 79-105). Arlington, TX: Center for Applied Linguistics. Lambrecht, K. ( 1994). Information structure and sentence form: Topic, focus, and the mental representations of discourse referents. Cambridge: Cambridge Univer- sity Press.
  • 32. 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ 24 Leech, G. N. (1983). Principles of Pragmatics. London: Longman. Limaye, M. R., & Cherry, R. D. (1987). Pragmatics, "situated" language, and business communication. Iowa State Journal of Business and Technical Commu- nication, 1, 68-88. Locker, K. O. (1997). Business and administrative communication (4th ed.). New York: Irwin/McGraw-Hill. Moore, P. ( 1990). Using case studies to teach courtesy strategies. The Technical Writing Teacher, 17, 8-25. Mulvihill, P. (1990). So that’s who you are: An exercise that moves students from "I" to "You" in persuasive writing. The Bulletin, 53(3), 57-59. Quirk, R., Greenbaum, S., Leech, G., & Svartvik, J. (1985). A comprehensive grammar of the English language. London: Longman. Reep, D. C. (1997). Technical writing: Principles, strategies,
  • 33. and readings (3rd ed.). Boston: Allyn and Bacon. Riley, K. (1988). Speech act theory and degrees of directness in professional writ- ing. The Technical Writing Teacher, 15, 1-29. Shelby, A. N., & Reinsch, N. L. Jr. (1995). Positive emphasis and you-attitude: An empirical study. The Journal of Business Communication, 32, 303-327. Sigband, N. B. (1976). Communication for management and business (2nd ed.). Glenview, IL: Scott, Foresman. Treece, M. (1980) Successful business writing. Boston: Allyn & Bacon. Vande Kopple, W. (1989). Clear and coherent prose: A functional approach. Glen- view, IL: Scott, Foresman. Wells, B., & Spinks, N. (1990). "You attitude" and "naturalness": Theory and practice. The Bulletin, 53(3), 60-62. Address correspondence to the author, Department of English, University of British Columbia, Vancouver BC V6T 1Z1, Canada (e-mail: [email protected]). 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from
  • 34. http://bcq.sagepub.com/ 25 APPENDIX Student Rankings of Revised Passages From Most You-oriented to Least 1-1 For the convenience of regular parking-lot users like yourself, a new roof covering the parking lot will be built. To offset the cost of construction of this facility, a nominal extra monthly charge of $5 will be necessary. 1-2 Covered parking is to be installed, to protect you and your car from the harsh winter elements. As a result of this improvement, we foresee an increase in your monthly parking costs of $5. 1-3 In order to protect your vehicle better from the effects of rain and snow, we have decided to cover the parking lot. To offset the cost of construction, we regretfully must increase the monthly rental from $10 to $15. 1-4 In an effort to keep your car dryer and cleaner, the parking lot is being covered. A portion of the cost of these improvement must be reflected in a monthly rental increase of $5. 1-5 We are covering the parking lot so that your car will be
  • 35. protected against the seasonal elements. We regret that in order to offset the cost of construction, the monthly rental will be increased from $10 to $15. 1-6 For your convenience, we have decided to cover the parking lot. To finance this improvement, we are increasing your monthly rental by $5. 1-7 In order to offset the construction costs to cover the parking lot, we are increasing your monthly rental from $10 to $15. We regret any inconven- ience this may cause, but believe you will benefit greatly from these improvements. 1-8 We are going to cover the parking lot. These improvements will keep you much drier and safer and your monthly rental will only increase by $5. 1-9 Your parking area is due to be upgraded by the installation of a roof. To make this possible, it will be necessary to increase your monthly rental from $10 to $15. 1-10 We have decided to improve our service by covering the parking lot and we would appreciate it if you could contribute to this construction by paying $15 instead of $10.
  • 36. 2012 at ARGOSY UNIV LIBRARY on September 18,bcq.sagepub.comDownloaded from http://bcq.sagepub.com/ Communication Etiquette and You Read the following article (attached). · Rodman, L. (December 2001). You-Attitude: A linguistic perspective. Business Communication Quarterly, 64(4), 9–25. Use the Internet to locate two passages that are examples of business communication. Analyze and evaluate the passages. Use the principles discussed in the article to rephrase the passages in a manner that increases communication efficacy. List the principles you used in each passage and how and why they have enhanced communication. 3 pages – APA citations