1. 1
Addendum : Ari Gabinet
MEDIA
Hire Smarter ThanYourself, ProfileMagazine Spring2013
http://profilemagazine.com/2013/oppenheimerfunds/
SPEECHES AND PRESENTATIONS
Leadership, Managementand LegalFunction
Keynote Address,Lax EntrepreneurshipConference,Swarthmore College(April 2006)
Leadingfromthe Middle – 360° Leadership(presentedmultipletimesforOppenheimermid-
level managersandVice-Presidents2010 – 2015)
Argyle ExecutiveCouncil Chief Legal OfficerLeadershipForum, Minneapolis,DoingMore With
Less(Panel) (June 26,2012)
SIFMA Annual Legal andCompliance SocietyConference,ReinforcingEthical Cultures (panel)
(March 2013)
Inside Counsel Superconference,Corporate Culture andSettingthe RightEthical Tone fromthe
Top (Panel) (May2013)
Keynote - ICQP’sGeneral CounselExchange,ValuesBasedLeadershipandThe
Effective Legal Department(June2013)
PLI Corporate Counsel Institute 2013, Legal as a “Strategic”AssetforYour Business(Panel)
(October2013)
LeadershipCouncil onLegal Diversity –guestspeaker(January14,2014)
LeadershipCouncil onLegal Diversity –guestspeaker(October22,2014)
Hogan Lovells –Panel PresentationOnDiversity andInclusion(Panel) (July7,2015)
PLI Corporate Counsel Institute 2015, InnovationandTechnology(PanelModerator) (October6,
2015)
SandpiperPartners,Reinventingthe Legal Function(Panel)(November4,2015)
LegalTech2016, TransformingYourLegal DepartmenttoContribute StrategicandEconomic
Value (Panel) (February3,2016)

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Securities,SEC and Regulatory Issues
The U.S. Approachto InsiderTradingandMarket Manipulation,Shanghai StockExchange
International Conference OnSecurities Regulation,Shanghai,PRC,(June2002)
Sarbanes-OxleyandIn-HouseCounsel –BetterYouThan Me, Delaware ValleyChapter,
Associationof Corporate Counselof America(March2003)
Rulesof Professional ConductandSarbanes-Oxley,PBIProfessional Conduct Committee
(September2003)
Andersen,Enron,Global Crossing,HealthSouth –Where Are TheyNow – PBI Annual Business
Lawyers’Institute (October2003)
SEC Speaksin2004 (SECv. Morgan Stanley DW,Inc., Rule 10b-10, Revenue SharingandMutual
FundShare ClassDisclosure,PLI(Panel) (March2004)
Federal SecuritiesLawForum,PBI(Panel) (January,2004)
Compliance andEnforcementPanel,InvestmentCompanyInstitute 2004 Mutual Fundsand
InvestmentManagementConference(March2004)
Mutual FundsandInvestmentAdvisersInCrisis –the SEC Response,PBI(Panel) (April 2004)
Keynote Address,ManagingDifficultReportingMatters,Chief Legal Executive Magazine (April
2004)
InstitutionalInvestorEventsMutual FundRegulationandCompliance Forum, SECEnforcement
Update (May 2004)
SEC Variable ProductEnforcementUpdate,National AssociationforVariableAnnuitiesAnnual
Compliance Conference (June2004)
IssuesandEggs – Sarbanes-OxleyQ& A withCongressmanMichael Oxley(July2004)
Sarbanes-OxleyTwoYearsLater– Window DressingorReal Reform(PanelistandEnforcement
Prioritiespresentation) PBI (October2004)
InstitutionalInvestorEventsHedge FundBestPracticesForum(Twopanels:SECInspections;
SoftDollarUpdate) (February2005)
ALI-ABA Conference onFinancial ServicesandInsurance IndustryLitigation(Panel:Broker
Commissions,CompensationPracticesandMarketTiming) (March2005)
Annual Federal SecuritiesLawForum, PBI(Introductoryspeechandpanel discussion) (April
2005)
BIO 2005 BeyondSOX:The GrowingScrutinyof Market Disclosures(Panel) (June 2005)

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Keynote address,IA WeekAnnualFall ComplianceConference(September2005)
Co-keynote address,The Pharmaceutical Conference onSustainingSarbanesOxleyand404
Compliance,Cbi-net,(September,2005)
Brokerage IssuesPanel,InvestmentCompanyInstitute 2006 Mutual FundsandInvestment
ManagementConference(March2006)
SEC/NASDCompliance:DesigningandImplementinganEffective Compliance Programfor
Mutual Funds,InvestmentAdvisers,andBroker-Dealers(June 2006)
NASDAnnual EnforcementConference;Life onthe OtherSide panel (September2006)
Annual Fall ComplianceConference,IA Week –SEC examinations(Panel)(September2006)
IndependentDirectorsCouncil Annual InvestmentCompanyDirectorsConference,The Future of
CommunicationsWithShareholders(panels) (November2,2006 (San Francisco) andNovember
14, 2006 (Washington,DC))
FosteringFinancial Learning:The Impactof Financial DisclosureandEducationonInvestors
(VillanovaUniversitySchool of Business,VanguardGroup),moderator,panel onLegal
ChallengesandRecommendationsToDisclosure Development(January2007)
PennsylvaniaAssociationof RetiredBankOfficersAnnual Meeting,AmericanSavingandSaving
America(or,AmericanRetirementSecuritySecuringAmericanRetirement –the Pension
ProtectionAct) (May2007)
National Associationof Corporate Directors,PhiladelphiaChapter,Corporate Governance –By
Carrot or Stick? HowMarket and RegulatoryForcesDrive MeaningfulReforms(September
2007)
PrincetonUniversity,WoodrowWilsonSchool CenterforLaw and PublicAffairs,Executive
Compensation –OughtThere To Be A Law? (Panel) (September2009)
IndependentDirectorsCouncil Annual InvestmentCompanyDirectorsConference,KeyIssues
for InvestmentCompanyDirectors(Panel)(November,2009)
InvestmentCompanyInstituteAnnual SecuritiesLaw DevelopmentsConference,
SEC and Private Litigation(Panel) (December2010)
Associationof Corporate Counsel,AnnualMeeting
General Counsel Roundtable (Panel) (October2011)
InvestmentCompanyInstitute2012 DerivativesRoundtable
Counterparty Risk,Compliance TestingandValuationIssues(Panel) (February2012)

4. 4
Societyof Quantitative Analysts,Model Risk,Quantsandthe Law (Panel) (April2012)
InvestmentCompanyInstituteAnnual Mutual FundsandInvestmentManagementConference,
The New EnforcementPhilosophyatthe SEC: Are Routine ComplianceInspectionsaThingof the
Past?(Panel) (March2012)
Mutual FundDirectorsForum2012 PolicyConference,EmergingIssuesinFundGovernance
(Panel) (June2012)
AmericanConference Institute Third Annual ForumonSecuritiesLitigationAndEnforcement,In-
House Roundtable (Panel) (February27,2014)
ICI Mutual Fundsand InvestmentManagementConference,OCIEandEnforcement:Same Old
Wine ina DifferentBottle,oraNewVintage?(Moderator) (March 19, 2014)
PLI Corporate Counsel Institute 2014, DealingwithCompliance andRegulatoryRisk(Panel)
(October1, 2014)
RIMS, the RiskManagementSociety,2014 Annual Conference andExhibition,AnOunce of
Prevention:SurvivingThe CurrentTrendsinRegulatoryEnforcement(co-presenter)(April 29,
2014)
PUBLICATIONS
Gabinet,A., TheSEC’s EnforcementProgrammeon Biotechnology’sCommunicationswith the
InvestmentCommunity (12Journal of Commercial Biotechnology182 (2006)
Gabinet,A.,Gowen,G., The Pastand Futureof Implied Causesof Action underthe Investment
Company Actof 1940, 3 VillanovaJ.L. andInv. Mgmt. 45 (2002)
Gabinet,A.,Kerns,K., Do Exculpation ClausesProvideProtection to Directors in Suits BroughtBy
CreditorsIn Bankruptcy? 10 Corp.Governance Advisor4(2002)
The Compliance Challenge Roundtable (Institutional InvestorNews,2004) (participant)