The document summarizes the key features of an online transaction platform that allows investors to access their accounts and purchase mutual funds through independent financial advisors or directly. The platform provides online account access and statements, the ability to purchase funds and set up transactions like SIP, SWP, and switches. It also details the process for onboarding investors, making payments through a payment gateway, and maintaining the security and confidentiality of customer data.

1. Online Transaction platform

2. Investors can access through IFA website

3. Either from Portfolio software

4. or separate login credentials

5. Investor can see online account statement
Note: Application hosted at Payment Gateway server to maintain data
confidentiality and security

6. IFA has to upload scanned copy of investor docs
to CAMS/KARVY; email to FT, Sundaram, DWS

7. Investor profile has to be created on platform

8. Investor can view AMC where SLA signed
between IFA and AMC and enabled

9. Investor can see offer document

10. Investor can enter amount and either add to
Shopping Cart or purchase single scheme
Note: Cut off time for liquid fund is 11:30 am and non liquid 2:00 pm

11. The system redirects to bank payment gateway (PG)
from where account is debited and credited to PG a/c
then to AMC, fees to IFA a/c
Note: For NRI, FIRC certificate is required

12. Wrap allows user to purchase pre configured set
of schemes and weightages along with fees
quickly

13. Investor can sell either units or for specific
amount anytime

14. Investor can schedule STP

15. Investor can schedule SWP

16. Investor can switch

17. Bank wise mandate along with cancelled cheque
is sent to PG. After 22 working days,the SIP
mandate status is shown
Note: It can be open mandate i.e. amount can be unlimited

18. Investor can schedule multiple SIP within mandate
amount and time frame for multiple AMC and schemes
Notes: a) SIP can be cancelled 8 days prior to SIP date
b) Existing offline SIP cannot be converted to online

19. Investor can see personal information

20. Answers to FAQ are available

21. Investors can see Terms and Conditions

22. Offline folio can be converted to online through
simple form at AMC level

23. THANK YOU