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Yusuf Misau PhD, MPH
Child Health And Mortality Prevention Surveillance
College of Medical Sciences, ATBU Bauchi
Designing Population-based Surveys
Lecture Contents:
Designing Population-based Surveys
 All studies should start with a research
question that addresses what the investigator
would like to know
 Goal is to find an important research question
that can be developed into a feasible and
valid study plan
 Usual format (analytic studies):
“In a population of [study population], is
[predictor variable] associated with [outcome
variable]?”
 In a population of injection drug users with
HIV infection, is HAART use associated with
slower progression of chronic hepatitis B ?
 In a population of children with falciparum
malaria, is HIV associated with higher
mortality ?
 In a population of truck drivers, is
unprotected sex with sex workers
associated with HIV infection ?
 Format for descriptive study
 Most studies will have more than one
research question
 In descriptive studies:
“In a population of [study population], what is
the prevalence (or mean, median, etc.) of
[outcome variable]?”
Acute respiratory tract infections caused by
Streptococcus pneumoniae are a leading cause
of morbidity and mortality in young children. We
evaluated the efficacy of a 9-valent
pneumococcal conjugate vaccine in a
randomized, double-blind study in Soweto,
South Africa. At 6, 10 and 14 weeks of age,
19,922 children received the 9-valent
pneumococcal polysaccharide vaccine
conjugated to a noncatalytic cross-reacting
mutant of diphtheria toxin (CRM197), and
19,914 received placebo…
Klugman KP, Madhi SA, Huebner RE, et al. A trial of 9-valent
pneumococcal conjugate vaccine in children with and without HIV
infection.
In a population of South African infants is
immunization with a 9-valent
pneumococcal conjugate vaccine
associated with invasive pneumococcal
disease ?
In a population of [study population] is [predictor
variable] associated with [outcome variable]?
 Mastering the literature
◦ Scholarship -- be a scholar and know the literature
◦ Get a mentor
 Be alert to new ideas and techniques
◦ Importance of teaching
 Be imaginative
 Feasible
 Interesting to the investigator
 Novel
 Ethical
 Relevant
 Adequate number of subjects
 Adequate technical expertise
 Affordable in time and money
 Manageable in scope
 Confirms or refutes previous findings
 Extends previous findings
 Provides new findings
 To scientific knowledge
 To clinic, public health or health policy
 To future research directions
Designing Population-based surveys
 A population is a complete set of people or
objects (e.g., clinics, neighborhoods) with a
specified set of characteristics
◦ Clinical
◦ Demographic
◦ Geographic
◦ Period of time
 A sample is a subset of the population
 The target population is the group of all people
in the world to which results will apply (e.g.,
inpatients Ahmadu Bello University Teaching
Hospital)
 The accessible population is the subset of the
target population that is potentially available to
the investigator for study (e.g., O&G inpatients
with postpartum hemorrhage at Ahmadu Bello
University Teaching Hospital)
 The study population or study sample is the
subset of the accessible population that is asked
to participate in the study (e.g., a random 20%
sample of all O&G inpatients with postpartum
hemorrhage at Ahmadu Bello University Teaching
Hospital)
 In the research question, the population
refers to the target population
◦ Defined by clinical, demographic and geographic
characteristics
 The research plan specifies the accessible
population and how to sample it to get the
study population
 Findings in the study sample are inferred to
be present in the accessible population and,
by extension, in the target population
 Study findings are generalized from the study
sample to the accessible population to the
target population
 Rather than selecting participants from the
entire accessible population, we often
define a subset of participants for the
study using inclusion and exclusion criteria
and then choose participants
 Inclusion criteria are the main
characteristics of the target population -
demographic, clinical, geographic and
temporal
 Exclusion criteria are the subset of
individuals in the accessible population
that should not be included (other causes
for outcomes, poor data quality)
◦ The fewer the exclusion criteria, the more
generalizable the results
 Demographic
characteristics
 Clinical
characteristics
 Geographic
characteristics
 Temporal
characteristics
 Male injection drug
users 20-40 years
old
 HIV infection
 Attending
investigator’s clinic
 Seen between
January 1 and
December 31, 2006
 A high likelihood of
being lost to follow up
 An inability to provide
good data
 Being at high risk for
side effects
 Characteristics that
make it unethical to
withhold study
treatment
 Not a permanent
resident of the study
area
 History of
encephalopathy or
meningitis
 ≥2 failed HAART
regimens
 Applies primarily to
experiments
Study sample or study population, further defined by inclusion and
exclusion criteria
Accessible
population
Feasibility
Accessibility
Cost
Time/Efficiency
Generalizability
Accuracy
Diversity
Adequate Size
At the end, will I believe the findings and will others believe me?
 External validity?
◦ How different are those invited to participate
from those eligible to participate in the accessible
population but not invited, that is, not selected
for the sample (demographics, illness status,
geography, risk profile)?
 Internal validity?
◦ How different are those who choose to participate
in comparison to those who are invited but
decline?
Acute respiratory tract infections caused by
Streptococcus pneumoniae are a leading cause of
morbidity and mortality in young children. We
evaluated the efficacy of a 9-valent pneumococcal
conjugate vaccine in a randomized, double-blind study
in Soweto, South Africa. At 6, 10 and 14 weeks of age,
19,922 children received the 9-valent pneumococcal
polysaccharide vaccine conjugated to a noncatalytic
cross-reacting mutant of diphtheria toxin (CRM197),
and 19,914 received placebo…
Klugman KP, Madhi SA, Huebner RE, et al. A trial of 9-valent
pneumococcal conjugate vaccine in children with and without HIV
infection. N Engl J Med 2003; 349:1341-8.
“The 9-valent pneumococcal conjugate
vaccine is currently under development
for licensure in both developed and
developing countries but has not yet
been licensed for use. Our study
provides evidence to support the wider
development and use of this vaccine to
prevent invasive pneumococcal disease,
reduce antibiotic resistance among
pneumococcal strains, and diminish the
incidence of pneumonia in children.”
 Successful recruitment generally means…
◦  response, generalizable sample, adequate size
 For database only studies (Not usually a big
problem)
 For hands-on studies (e.g., surveys, cohorts, trials)
◦ Expect that it will be harder than you think!
◦ Use reasonable inclusion/exclusion criteria
◦ Acceptable burden to subjects with potential
benefits
◦ Try to minimize subject non-response (non-
response bias)
 Advantage of sampling (as opposed to
including everyone in the target
population)
◦ Efficiency
◦ Allows investigator to draw inferences about a
large population by examining a sample at
relatively small cost in time and effort
 Disadvantages of sampling
◦ Introduces error
◦ If sample is insufficiently representative of
target population, findings may not
generalize to target population
 Non-probability sampling
 Quasi-probability sampling
 Probability sampling
 Convenience sample
◦ Population accessible to investigator
◦ No need to randomly select participants
◦ Representativeness? Selection bias?
 Consecutive sample
◦ All members of target population accessible to
investigator recruited as they present for care, etc.
◦ Minimizes selection bias
 Chain-referral or snowball sample
 Quasi-probability sampling
◦ Respondent-driven sampling
◦ Time-location sampling
 Probability sampling
◦ Each unit of population has equal chance of being
selected to participate
 Simple random sample
 Stratified random sample
 Cluster sample
 Systematic sample
 Simple random sample
 Stratified random sample
 Cluster sample
 Systematic sample
 RQ: Among patients admitted with PPH is
there an association between induction of
labor/labor augmentation and excessive
bleeding (blood loss >1000ml)?
◦ What is the target population?
 ?
◦ What is the accessible population?
 ?
 Sampling frame: …….(including dead
patients)?
 Inclusion criteria: all vs. subset?
◦ Demography:?
◦ Geography/administrative:
◦ Clinical:?
◦ Time period: one year, one month?
 Previously diagnosed with…. (presence of
chronic diseases)
 Any other ???
Remember: exclusion criteria are applied to a subset of individuals in
the accessible population that should not be included (other causes
for outcomes, poor data quality), and the fewer the exclusion criteria,
the more generalizable the results to the accessible and target
populations.
 You decide you need to include 500
patients and approximately 1500 patients
passed by the O&G services and meet the
major inclusion criteria.
 Name three sampling strategies and their
advantages and disadvantages:
◦ …
◦ …
◦ …
◦ assess household composition and characteristics;
◦ assess characteristics of respondents and women’s
status;
◦ measure fertility levels and preferences;
◦ assess knowledge, attitudes and use of family planning
methods;
◦ assess family planning and maternal health services
accessibility and availability;
◦ assess maternal mortality, morbidity and women’s
reproductive health status; and
◦ produce a report that characterizes the reproductive
health status of the study population that will serve as
baseline for reproductive health program priority
setting and development of public health interventions
 Is the problem a major public health concern?
 Is there a high demand for a solution?
 Is there a readily available (or can be developed)
solution?
 Will the solution have a significant impact on
correcting the problem
 Is the solution feasible to implement (i.e. will it
reach the most vulnerable population)
 Are the limitations of the solution acceptable?
Deciding on Interventions:
Designing_Population_based_Surveys_Yusuf_Misau.pptx

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Designing_Population_based_Surveys_Yusuf_Misau.pptx

  • 1. Yusuf Misau PhD, MPH Child Health And Mortality Prevention Surveillance College of Medical Sciences, ATBU Bauchi
  • 4.  All studies should start with a research question that addresses what the investigator would like to know  Goal is to find an important research question that can be developed into a feasible and valid study plan
  • 5.  Usual format (analytic studies): “In a population of [study population], is [predictor variable] associated with [outcome variable]?”
  • 6.  In a population of injection drug users with HIV infection, is HAART use associated with slower progression of chronic hepatitis B ?  In a population of children with falciparum malaria, is HIV associated with higher mortality ?  In a population of truck drivers, is unprotected sex with sex workers associated with HIV infection ?
  • 7.  Format for descriptive study  Most studies will have more than one research question
  • 8.  In descriptive studies: “In a population of [study population], what is the prevalence (or mean, median, etc.) of [outcome variable]?”
  • 9. Acute respiratory tract infections caused by Streptococcus pneumoniae are a leading cause of morbidity and mortality in young children. We evaluated the efficacy of a 9-valent pneumococcal conjugate vaccine in a randomized, double-blind study in Soweto, South Africa. At 6, 10 and 14 weeks of age, 19,922 children received the 9-valent pneumococcal polysaccharide vaccine conjugated to a noncatalytic cross-reacting mutant of diphtheria toxin (CRM197), and 19,914 received placebo… Klugman KP, Madhi SA, Huebner RE, et al. A trial of 9-valent pneumococcal conjugate vaccine in children with and without HIV infection.
  • 10. In a population of South African infants is immunization with a 9-valent pneumococcal conjugate vaccine associated with invasive pneumococcal disease ? In a population of [study population] is [predictor variable] associated with [outcome variable]?
  • 11.  Mastering the literature ◦ Scholarship -- be a scholar and know the literature ◦ Get a mentor  Be alert to new ideas and techniques ◦ Importance of teaching  Be imaginative
  • 12.  Feasible  Interesting to the investigator  Novel  Ethical  Relevant
  • 13.  Adequate number of subjects  Adequate technical expertise  Affordable in time and money  Manageable in scope
  • 14.  Confirms or refutes previous findings  Extends previous findings  Provides new findings
  • 15.  To scientific knowledge  To clinic, public health or health policy  To future research directions
  • 17.  A population is a complete set of people or objects (e.g., clinics, neighborhoods) with a specified set of characteristics ◦ Clinical ◦ Demographic ◦ Geographic ◦ Period of time  A sample is a subset of the population
  • 18.  The target population is the group of all people in the world to which results will apply (e.g., inpatients Ahmadu Bello University Teaching Hospital)  The accessible population is the subset of the target population that is potentially available to the investigator for study (e.g., O&G inpatients with postpartum hemorrhage at Ahmadu Bello University Teaching Hospital)  The study population or study sample is the subset of the accessible population that is asked to participate in the study (e.g., a random 20% sample of all O&G inpatients with postpartum hemorrhage at Ahmadu Bello University Teaching Hospital)
  • 19.  In the research question, the population refers to the target population ◦ Defined by clinical, demographic and geographic characteristics  The research plan specifies the accessible population and how to sample it to get the study population
  • 20.  Findings in the study sample are inferred to be present in the accessible population and, by extension, in the target population  Study findings are generalized from the study sample to the accessible population to the target population
  • 21.  Rather than selecting participants from the entire accessible population, we often define a subset of participants for the study using inclusion and exclusion criteria and then choose participants
  • 22.  Inclusion criteria are the main characteristics of the target population - demographic, clinical, geographic and temporal  Exclusion criteria are the subset of individuals in the accessible population that should not be included (other causes for outcomes, poor data quality) ◦ The fewer the exclusion criteria, the more generalizable the results
  • 23.  Demographic characteristics  Clinical characteristics  Geographic characteristics  Temporal characteristics  Male injection drug users 20-40 years old  HIV infection  Attending investigator’s clinic  Seen between January 1 and December 31, 2006
  • 24.  A high likelihood of being lost to follow up  An inability to provide good data  Being at high risk for side effects  Characteristics that make it unethical to withhold study treatment  Not a permanent resident of the study area  History of encephalopathy or meningitis  ≥2 failed HAART regimens  Applies primarily to experiments
  • 25. Study sample or study population, further defined by inclusion and exclusion criteria Accessible population
  • 27.  External validity? ◦ How different are those invited to participate from those eligible to participate in the accessible population but not invited, that is, not selected for the sample (demographics, illness status, geography, risk profile)?  Internal validity? ◦ How different are those who choose to participate in comparison to those who are invited but decline?
  • 28. Acute respiratory tract infections caused by Streptococcus pneumoniae are a leading cause of morbidity and mortality in young children. We evaluated the efficacy of a 9-valent pneumococcal conjugate vaccine in a randomized, double-blind study in Soweto, South Africa. At 6, 10 and 14 weeks of age, 19,922 children received the 9-valent pneumococcal polysaccharide vaccine conjugated to a noncatalytic cross-reacting mutant of diphtheria toxin (CRM197), and 19,914 received placebo… Klugman KP, Madhi SA, Huebner RE, et al. A trial of 9-valent pneumococcal conjugate vaccine in children with and without HIV infection. N Engl J Med 2003; 349:1341-8.
  • 29. “The 9-valent pneumococcal conjugate vaccine is currently under development for licensure in both developed and developing countries but has not yet been licensed for use. Our study provides evidence to support the wider development and use of this vaccine to prevent invasive pneumococcal disease, reduce antibiotic resistance among pneumococcal strains, and diminish the incidence of pneumonia in children.”
  • 30.  Successful recruitment generally means… ◦  response, generalizable sample, adequate size  For database only studies (Not usually a big problem)  For hands-on studies (e.g., surveys, cohorts, trials) ◦ Expect that it will be harder than you think! ◦ Use reasonable inclusion/exclusion criteria ◦ Acceptable burden to subjects with potential benefits ◦ Try to minimize subject non-response (non- response bias)
  • 31.  Advantage of sampling (as opposed to including everyone in the target population) ◦ Efficiency ◦ Allows investigator to draw inferences about a large population by examining a sample at relatively small cost in time and effort  Disadvantages of sampling ◦ Introduces error ◦ If sample is insufficiently representative of target population, findings may not generalize to target population
  • 32.  Non-probability sampling  Quasi-probability sampling  Probability sampling
  • 33.  Convenience sample ◦ Population accessible to investigator ◦ No need to randomly select participants ◦ Representativeness? Selection bias?  Consecutive sample ◦ All members of target population accessible to investigator recruited as they present for care, etc. ◦ Minimizes selection bias  Chain-referral or snowball sample  Quasi-probability sampling ◦ Respondent-driven sampling ◦ Time-location sampling
  • 34.  Probability sampling ◦ Each unit of population has equal chance of being selected to participate  Simple random sample  Stratified random sample  Cluster sample  Systematic sample
  • 35.  Simple random sample  Stratified random sample  Cluster sample  Systematic sample
  • 36.  RQ: Among patients admitted with PPH is there an association between induction of labor/labor augmentation and excessive bleeding (blood loss >1000ml)? ◦ What is the target population?  ? ◦ What is the accessible population?  ?
  • 37.  Sampling frame: …….(including dead patients)?  Inclusion criteria: all vs. subset? ◦ Demography:? ◦ Geography/administrative: ◦ Clinical:? ◦ Time period: one year, one month?
  • 38.  Previously diagnosed with…. (presence of chronic diseases)  Any other ??? Remember: exclusion criteria are applied to a subset of individuals in the accessible population that should not be included (other causes for outcomes, poor data quality), and the fewer the exclusion criteria, the more generalizable the results to the accessible and target populations.
  • 39.  You decide you need to include 500 patients and approximately 1500 patients passed by the O&G services and meet the major inclusion criteria.  Name three sampling strategies and their advantages and disadvantages: ◦ … ◦ … ◦ …
  • 40.
  • 41. ◦ assess household composition and characteristics; ◦ assess characteristics of respondents and women’s status; ◦ measure fertility levels and preferences; ◦ assess knowledge, attitudes and use of family planning methods; ◦ assess family planning and maternal health services accessibility and availability; ◦ assess maternal mortality, morbidity and women’s reproductive health status; and ◦ produce a report that characterizes the reproductive health status of the study population that will serve as baseline for reproductive health program priority setting and development of public health interventions
  • 42.  Is the problem a major public health concern?  Is there a high demand for a solution?  Is there a readily available (or can be developed) solution?  Will the solution have a significant impact on correcting the problem  Is the solution feasible to implement (i.e. will it reach the most vulnerable population)  Are the limitations of the solution acceptable? Deciding on Interventions: