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Regulatory affairs – the
Australian and international
landscape
Adj Prof John Skerritt
Deputy Secretary, Australian Department of Health
ARCS Plenary presentation
21 August 2018
“Talk about the current and future regulatory
environment….how it is evolving in response to
global shifts …and challenges faced by regulators”
• Focus is on prescription medicines and medical devices
• The Expert Panel Review of Medicines and Medical Devices Regulation
responded to major international developments
• Where we are up to with implementation of the government-endorsed
recommendations of the Expert Panel Review
• Other changes are coming soon, and some reflections
• Some other responses to the changing international regulatory environment
The global regulatory environment is evolving
• “Regulatory nationalism” – UK Brexit/ Europe/ North America
• Yet worksharing is gaining real momentum for mid-sized regulators
• US working to become first country for submission of device applications
• Slow evolution of Asian systems towards alignment vs African Harmonisation
• “Medicines” have evolved from small molecules to proteins to cells
• More flexible access pathways for medicines and devices
• Move from an NCE to an EOI to a biomarker model ?
• Personalised medicine- more orphan drugs and devices for small populations
• Regulation and innovation more closely linked – initiatives such as SME assist
Prescription medicines
Comparable overseas medicines regulators
• Countries able to specified in regulation
• Guidance documents specify what reports
are needed from each country
– Canada
– Singapore
– Switzerland
– United Kingdom
– United States
– European Union
Two pathways
• TGA will usually only evaluate data generated specifically for Australian context
• COR-A (120 working days) pathway:
– identical medicine and manufacturing site, evidence of compliance with GMP
– foreign marketing approval no older than 1 year
– no additional evaluation of Australian specific data is required other than labels,
product information and consumer medicine information
• COR-B (175 working days) pathway:
– TGA decision still mostly based on review of overseas reports.
– Additional data that may be reviewed include
 updated stability data
 validation data for an additional manufacturing site and
 updates to pivotal clinical studies and new safety data
Reflections - Comparable overseas regulators
• Internal cultural change and trust by our evaluators is critical
• Onus is on the company to provide information
• Hard to obtain un-redacted reviews from the USA although about 1 in 3
medicines are approved by FDA before they are submitted to TGA
• Full eCTD implementation could change submission lag, but is submission lag
deliberate …..
– To see how the review goes with the biggest regulators first ?
– To avoid dealing with several sets of questions at once ?
• Indications also may differ somewhat between countries
• Several applications now received for the COR B pathway, but most
sponsors are submitting full applications to TGA
Expedited pathways for prescription medicines
• Priority Review (max 150 wkg days) of complete data – full approval
• Provisional Approval (max 255 wkg days, but will aim for faster) on the basis
of early data on safety and efficacy
• Some eligibility criteria for Priority Review and Provisional Approval similar:
– serious condition
– major therapeutic advance
– comparison against existing therapeutic goods
• Others are quite different - eligibility for:
– Priority Review based on ‘substantial evidence’
– Provisional Approval based on ‘promising evidence from early clinical
data’
What did we take into account?
• TGA only formerly had a standard pathway
– approval times for this pathway were competitive (200-250 working days)
– faster than EMA approvals and same as FDA standard pathway
• Strong industry and patient calls for new facilitated pathways
• Design considerations
– learnings from other regulators’ facilitated pathways
– as a medium sized regulator we shouldn’t routinely influence development
pathway / clinical trial design, so sponsor interaction can start later
– provision in law that sponsors can seek review of the designation decision
– planned to publish priority designations on the TGA website
Small regulator
syndrome?
Provisional approval pathway
1.
Designation
process
2.
Pre-market
registration
process
3.
Provisional
registration
period
4.
Transition
to fully
registered if
data allows
3-6 months pre-dossier
As quickly as possible
(max. 255 working days)
2 years (with the possibility of 2
extensions)
As quickly as possible
(max. 255 working days)
Reflections – priority review and provisional
medicines designation
• Publication of successful priority review designations has led to pressure for
TGA to publish all NCE submissions
• Many priority designations are for extensions of indications
• We have managed to approve several priority designated medicines well ahead
of the legislated timeframe, but it has put pressure on other timeframes
• TGA provisional pathway constructed to avoid risk of it becoming a pathway
for approval of “medicines that just miss out full approval”
• Government still to consider reimbursement policies for provisional approvals
• Fixed timeframes mean that companies need to be advanced in confirmatory
trial plans and able to implement postmarket monitoring requirements
Enhanced postmarket monitoring
• Better integration and timely analysis of datasets
• Adverse Event Management IT System
• “Black triangle” scheme to alert practitioners and
consumers
• Pharmacovigilance inspection scheme
• RMP Compliance Monitoring Program
• Revision of Product Information (PI) templates
• Enhanced international collaboration
Other major areas of work underway
• Special Access Scheme – online submission portal
• Medicine shortages - mandatory reporting, triage and systematic
management
• Opioids - reducing pack sizes of prescription medicines to treat acute
pain more appropriately, review indications, CMI changes, better
information for healthcare professionals and consumers
• Generic medicines – prioritisation, pathways and GMP clearances
• Good Clinical Practice (GCP) clinical trial inspections
• Fecal microbial transplants
Medical devices
Introduction of multiple device pathways - MMDR
• Conformity Assessment within Australia by TGA (current)
• Conformity Assessment within Australia by a separate body
designated by TGA
• Utilisation of overseas marketing approval accepted in principle
by Government where the device has been:
 Conformity Assessed by a body that has been designated by a
comparable overseas Designating Authority; or
 Approved by a comparable overseas regulatory authority
• Expedited review process for certain novel devices
Accelerated assessment of devices
• Priority Review devices will be allocated front-of-
queue priority, with no truncation of assessment
processes
• Involves faster processing of conformity
assessment and/or ARTG inclusion
• Selected devices will receive a time- limited
priority review designation
• Available from Jan 2018 but no applications
received as of early Aug 2018
Criteria for priority designation
• Device intended for the treatment, prevention or treatment of a life threatening
or seriously debilitating disease or condition; AND
• Device addresses an unmet clinical need in Australian patients; AND
• Breakthrough technology/ clinical advantage/ public health (IVDs only)
• Meets at least one of the following:
– The device represents a breakthrough technology with evidence of a major
clinical advantage (not just engineering) over existing technology; OR
– There is evidence that the device offers a major clinical* advantage over
existing alternatives included in the ARTG; OR
– For IVDs, early availability will result in a major public health benefit
At present conformity assessment can either be
from TGA or an EU Notified Body
• Independent commercial entities in Europe (Notified Bodies) are
authorised by governments in each EU country
– mandatory TGA audits for class III / AIMD devices, certain
contraceptives, device disinfectants, and intraocular devices
– TGA can do audits for other devices if there are concerns
• TGA MUST do conformity assessment
– of devices containing medicines, animal, biological or microbial
tissues and of Class 4 IVDs
– sponsors can also ask TGA to carry out conformity assessment
of other devices
Australian Conformity Assessment bodies
• We now allow bodies designated by the TGA to be able to
undertake conformity assessment certification in Australia
• Requirements for Australian CA bodies draw from both European
arrangements for notified bodies and MDSAP
• Regulations commenced in March 2018 and set out the criteria for
qualifying to become a designated body; how to apply to become a
designated body; and inspection and monitoring requirements.
• Supporting guidance material is being finalised and will be published
soon following incorporation of feedback from industry
Reflections – medical device reforms
• No priority device review applications yet – as the system is not a
provisional/ breakthrough scheme, it may be less attractive to industry
• Still need to see whether there is real demand for Australian CA bodies
– most notified bodies are busy adapting to the changes in Europe
• Maintaining the ability for TGA to carry out Conformity Assessments
was a good move given the pressures on EU notified bodies
• We will continue to streamline application audit processes, but
variability in the quality of clinical evidence remains a challenge
What will the demand for Australian bodies be?
Build it and they may come
Montreal Mirabel International Airport built for the 1976 Olympics
Using other regulators’ evaluations
• Australian system already built on use of EU notified bodies
‒ so a tradition of using other evaluations to support device inclusion
exists
• But some differences in device and IVD regulatory frameworks
between Australia and other countries
• So establishing comparable overseas regulators is more complicated
than with medicines
• Evidence submitted should be for the same medical device as being
applying for in Australia (i.e. same design/ intended purpose/
indications).
Using other regulators’ evaluations
• Specific evidence and documentation, will be considered in abridging TGA
conformity assessments or applications for ARTG inclusion:
– Certificates issued by designated EU Notified Bodies
– Decisions of the United States FDA
– Licences issued by Health Canada
– Pre-market approvals from Japan
– Certificates/reports issued under the Medical Device Single Audit Program
• Detailed guidance on how particular reports could be used has undergone
industry consultation over last few months
• Instruments listing the comparable overseas regulators and preliminary
assessment requirements will be made soon, and the guidance released
Other MMDR device reforms - coming soon
• Strengthened postmarket monitoring
– Better integration and timely analysis of available datasets (including
matched de-identified patient administrative data)
– Electronic reporting of adverse events
– Enhanced information - sharing with overseas regulators
• Target timeframes for all device pathways
• Completion of class I medical device classification review
• Greater alignment with the EU medical device framework
• National Clinical Quality Registry Strategy
Other Device reforms – coming soon (ish)
• Patient cards and product information for implantable devices
• UDI for devices
• New regulatory frameworks for 3D printed devices
• Review of software as a device and cybersecurity
• Other aspects of the medical devices framework will be aligned with
the EU regulations wherever possible
• Companion diagnostic regulatory framework
Conclusion - new pathways – interest thus far
Strong interest from industry
• Priority medicines review
• New orphan medicine pathways
• Notifiable medicines variations
Moderate interest
• Provisional medicines approvals
• Using overseas medicines evaluations
Interest unclear
• Priority medical device pathways
• Australian notified bodies
• Using overseas medicines evaluations
Conclusion
• MMDR brings the most sweeping change to regulation in 25 years
• A range of other reforms are also being implemented
• Importance of consultation on proposed changes
• Communication / education and review of implemented changes
• Consumer engagement will require greater effort
• Business as usual remains critical
– TGA publishes detailed reports on our regulatory performance
– Staff, budget and IT constraints makes carrying out reform while managing
BAU challenging

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Presentation: Regulatory affairs - The Australian and International landscape

  • 1. Regulatory affairs – the Australian and international landscape Adj Prof John Skerritt Deputy Secretary, Australian Department of Health ARCS Plenary presentation 21 August 2018
  • 2. “Talk about the current and future regulatory environment….how it is evolving in response to global shifts …and challenges faced by regulators” • Focus is on prescription medicines and medical devices • The Expert Panel Review of Medicines and Medical Devices Regulation responded to major international developments • Where we are up to with implementation of the government-endorsed recommendations of the Expert Panel Review • Other changes are coming soon, and some reflections • Some other responses to the changing international regulatory environment
  • 3. The global regulatory environment is evolving • “Regulatory nationalism” – UK Brexit/ Europe/ North America • Yet worksharing is gaining real momentum for mid-sized regulators • US working to become first country for submission of device applications • Slow evolution of Asian systems towards alignment vs African Harmonisation • “Medicines” have evolved from small molecules to proteins to cells • More flexible access pathways for medicines and devices • Move from an NCE to an EOI to a biomarker model ? • Personalised medicine- more orphan drugs and devices for small populations • Regulation and innovation more closely linked – initiatives such as SME assist
  • 5. Comparable overseas medicines regulators • Countries able to specified in regulation • Guidance documents specify what reports are needed from each country – Canada – Singapore – Switzerland – United Kingdom – United States – European Union
  • 6. Two pathways • TGA will usually only evaluate data generated specifically for Australian context • COR-A (120 working days) pathway: – identical medicine and manufacturing site, evidence of compliance with GMP – foreign marketing approval no older than 1 year – no additional evaluation of Australian specific data is required other than labels, product information and consumer medicine information • COR-B (175 working days) pathway: – TGA decision still mostly based on review of overseas reports. – Additional data that may be reviewed include  updated stability data  validation data for an additional manufacturing site and  updates to pivotal clinical studies and new safety data
  • 7. Reflections - Comparable overseas regulators • Internal cultural change and trust by our evaluators is critical • Onus is on the company to provide information • Hard to obtain un-redacted reviews from the USA although about 1 in 3 medicines are approved by FDA before they are submitted to TGA • Full eCTD implementation could change submission lag, but is submission lag deliberate ….. – To see how the review goes with the biggest regulators first ? – To avoid dealing with several sets of questions at once ? • Indications also may differ somewhat between countries • Several applications now received for the COR B pathway, but most sponsors are submitting full applications to TGA
  • 8. Expedited pathways for prescription medicines • Priority Review (max 150 wkg days) of complete data – full approval • Provisional Approval (max 255 wkg days, but will aim for faster) on the basis of early data on safety and efficacy • Some eligibility criteria for Priority Review and Provisional Approval similar: – serious condition – major therapeutic advance – comparison against existing therapeutic goods • Others are quite different - eligibility for: – Priority Review based on ‘substantial evidence’ – Provisional Approval based on ‘promising evidence from early clinical data’
  • 9. What did we take into account? • TGA only formerly had a standard pathway – approval times for this pathway were competitive (200-250 working days) – faster than EMA approvals and same as FDA standard pathway • Strong industry and patient calls for new facilitated pathways • Design considerations – learnings from other regulators’ facilitated pathways – as a medium sized regulator we shouldn’t routinely influence development pathway / clinical trial design, so sponsor interaction can start later – provision in law that sponsors can seek review of the designation decision – planned to publish priority designations on the TGA website
  • 11. Provisional approval pathway 1. Designation process 2. Pre-market registration process 3. Provisional registration period 4. Transition to fully registered if data allows 3-6 months pre-dossier As quickly as possible (max. 255 working days) 2 years (with the possibility of 2 extensions) As quickly as possible (max. 255 working days)
  • 12. Reflections – priority review and provisional medicines designation • Publication of successful priority review designations has led to pressure for TGA to publish all NCE submissions • Many priority designations are for extensions of indications • We have managed to approve several priority designated medicines well ahead of the legislated timeframe, but it has put pressure on other timeframes • TGA provisional pathway constructed to avoid risk of it becoming a pathway for approval of “medicines that just miss out full approval” • Government still to consider reimbursement policies for provisional approvals • Fixed timeframes mean that companies need to be advanced in confirmatory trial plans and able to implement postmarket monitoring requirements
  • 13. Enhanced postmarket monitoring • Better integration and timely analysis of datasets • Adverse Event Management IT System • “Black triangle” scheme to alert practitioners and consumers • Pharmacovigilance inspection scheme • RMP Compliance Monitoring Program • Revision of Product Information (PI) templates • Enhanced international collaboration
  • 14. Other major areas of work underway • Special Access Scheme – online submission portal • Medicine shortages - mandatory reporting, triage and systematic management • Opioids - reducing pack sizes of prescription medicines to treat acute pain more appropriately, review indications, CMI changes, better information for healthcare professionals and consumers • Generic medicines – prioritisation, pathways and GMP clearances • Good Clinical Practice (GCP) clinical trial inspections • Fecal microbial transplants
  • 16. Introduction of multiple device pathways - MMDR • Conformity Assessment within Australia by TGA (current) • Conformity Assessment within Australia by a separate body designated by TGA • Utilisation of overseas marketing approval accepted in principle by Government where the device has been:  Conformity Assessed by a body that has been designated by a comparable overseas Designating Authority; or  Approved by a comparable overseas regulatory authority • Expedited review process for certain novel devices
  • 17. Accelerated assessment of devices • Priority Review devices will be allocated front-of- queue priority, with no truncation of assessment processes • Involves faster processing of conformity assessment and/or ARTG inclusion • Selected devices will receive a time- limited priority review designation • Available from Jan 2018 but no applications received as of early Aug 2018
  • 18. Criteria for priority designation • Device intended for the treatment, prevention or treatment of a life threatening or seriously debilitating disease or condition; AND • Device addresses an unmet clinical need in Australian patients; AND • Breakthrough technology/ clinical advantage/ public health (IVDs only) • Meets at least one of the following: – The device represents a breakthrough technology with evidence of a major clinical advantage (not just engineering) over existing technology; OR – There is evidence that the device offers a major clinical* advantage over existing alternatives included in the ARTG; OR – For IVDs, early availability will result in a major public health benefit
  • 19. At present conformity assessment can either be from TGA or an EU Notified Body • Independent commercial entities in Europe (Notified Bodies) are authorised by governments in each EU country – mandatory TGA audits for class III / AIMD devices, certain contraceptives, device disinfectants, and intraocular devices – TGA can do audits for other devices if there are concerns • TGA MUST do conformity assessment – of devices containing medicines, animal, biological or microbial tissues and of Class 4 IVDs – sponsors can also ask TGA to carry out conformity assessment of other devices
  • 20. Australian Conformity Assessment bodies • We now allow bodies designated by the TGA to be able to undertake conformity assessment certification in Australia • Requirements for Australian CA bodies draw from both European arrangements for notified bodies and MDSAP • Regulations commenced in March 2018 and set out the criteria for qualifying to become a designated body; how to apply to become a designated body; and inspection and monitoring requirements. • Supporting guidance material is being finalised and will be published soon following incorporation of feedback from industry
  • 21. Reflections – medical device reforms • No priority device review applications yet – as the system is not a provisional/ breakthrough scheme, it may be less attractive to industry • Still need to see whether there is real demand for Australian CA bodies – most notified bodies are busy adapting to the changes in Europe • Maintaining the ability for TGA to carry out Conformity Assessments was a good move given the pressures on EU notified bodies • We will continue to streamline application audit processes, but variability in the quality of clinical evidence remains a challenge
  • 22. What will the demand for Australian bodies be? Build it and they may come Montreal Mirabel International Airport built for the 1976 Olympics
  • 23. Using other regulators’ evaluations • Australian system already built on use of EU notified bodies ‒ so a tradition of using other evaluations to support device inclusion exists • But some differences in device and IVD regulatory frameworks between Australia and other countries • So establishing comparable overseas regulators is more complicated than with medicines • Evidence submitted should be for the same medical device as being applying for in Australia (i.e. same design/ intended purpose/ indications).
  • 24. Using other regulators’ evaluations • Specific evidence and documentation, will be considered in abridging TGA conformity assessments or applications for ARTG inclusion: – Certificates issued by designated EU Notified Bodies – Decisions of the United States FDA – Licences issued by Health Canada – Pre-market approvals from Japan – Certificates/reports issued under the Medical Device Single Audit Program • Detailed guidance on how particular reports could be used has undergone industry consultation over last few months • Instruments listing the comparable overseas regulators and preliminary assessment requirements will be made soon, and the guidance released
  • 25. Other MMDR device reforms - coming soon • Strengthened postmarket monitoring – Better integration and timely analysis of available datasets (including matched de-identified patient administrative data) – Electronic reporting of adverse events – Enhanced information - sharing with overseas regulators • Target timeframes for all device pathways • Completion of class I medical device classification review • Greater alignment with the EU medical device framework • National Clinical Quality Registry Strategy
  • 26. Other Device reforms – coming soon (ish) • Patient cards and product information for implantable devices • UDI for devices • New regulatory frameworks for 3D printed devices • Review of software as a device and cybersecurity • Other aspects of the medical devices framework will be aligned with the EU regulations wherever possible • Companion diagnostic regulatory framework
  • 27. Conclusion - new pathways – interest thus far Strong interest from industry • Priority medicines review • New orphan medicine pathways • Notifiable medicines variations Moderate interest • Provisional medicines approvals • Using overseas medicines evaluations Interest unclear • Priority medical device pathways • Australian notified bodies • Using overseas medicines evaluations
  • 28. Conclusion • MMDR brings the most sweeping change to regulation in 25 years • A range of other reforms are also being implemented • Importance of consultation on proposed changes • Communication / education and review of implemented changes • Consumer engagement will require greater effort • Business as usual remains critical – TGA publishes detailed reports on our regulatory performance – Staff, budget and IT constraints makes carrying out reform while managing BAU challenging