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Standards Coordination Office
WOLD METROLOGY DAY
Ecuador
May 20, 2016
Standards Coordination Office
WTO Agreement on
Technical Barriers To
Trade (TBT)
Today’s Discussion
• A general understanding of the World
Trade Organization Agreement on
Technical Barriers to Trade
• Good practices for the implementation of
the obligations of the WTO TBT
Agreement
3
The World Trade Organization
• The World Trade Organization (WTO) is
the global international organization
dealing with the rules of trade among
nations.
• At its heart are the WTO agreements,
negotiated and signed by 159 nations and
ratified in their legislatures.
4
Purpose of the WTO TBT Agreement
• To prevent unnecessary obstacles to
trade.
• To provide transparency in the
development and implementation of WTO
Member technical regulations.
• Is a “procedural agreement.”
• Applies primarily to technical regulations
and conformity assessment procedures.
5
Core Provisions of the TBT Agreement (1)
• Regulations should only address
legitimate objectives.
• The Agreement defines legitimate
objectives.
• Regulations should not have the effect of
creating obstacles to trade.
• Regulations should not be more restrictive
than necessary.
6
Core Provisions of the TBT Agreement (2)
• Introduce conformity assessment
procedures only when positive assurance
of conformity is required.
• As for regulations, conformity assessment
procedures should not have the effect of
creating obstacles to trade.
• Treat foreign and domestic products
equally.
7
Core Provisions of the TBT Agreement (3)
• Procedures should be undertaken as
expeditiously as possible.
• Provisions relate to processing time,
information requirements, fees,
complaints, etc.
• Protect confidentiality and legitimate
business interests.
8
Core Provisions of the TBT Agreement (4)
• Transparency – notify proposed technical
regulations to other members and take
comments into consideration.
• Use international standards as a basis for
regulation and conformity assessment
procedures (unless ineffective and
inappropriate).
9
WTO TBT Committee
• WTO Secretariat administers a TBT Committee
that meets 3 times a year.
• The Committee discusses Specific Trade
Concerns and the implementation of the
Agreement. It publishes a Triennial Review.
• The TBT Committee also publishes Decisions
and Recommendations and addresses topics
such as Good Regulatory Practice (GRP).
10
Good Regulatory Practices
• GRP refer to the practical implementation of
all provisions of the Agreement, not just
regulations.
• TBT Committee has stressed importance of
GRP since the beginning.
• APEC, OECD and many countries have
guidance on good regulatory practices.
• Overarching principles
• Transparency and Proportionality 11
GRP Core Principles (1)
• Establish the need to regulate
• Define problem and set policy objectives
• Inform on the intent to regulate
• Consider a variety of alternatives (including not
regulate), identify options and their costs
• Conduct impact assessment (economic, trade and
societal). IA must be evidence-based.
12
GRP Core Principles (2)
• Have a national coordination mechanism
• Publish final regulation and allow a
reasonable interval for entry into force
• Consider providing guidance on
compliance
• Periodically review regulations for
effectiveness and adequacy
13
Standards
• Article 4 of the TBT Agreement: members
(governments) shall ensure that the Code
is accepted and observed
• The WTO TBT Agreement makes a very
clear distinction between a regulation and
a standard (Annex 1 – Definitions)
• TBT Committee Decision on what
constitutes an international standard
14
Good Practices on Standards (1)
• Code of Good Practice for the Preparation,
Adoption and Application of Standards – Annex
3 of the TBT Agreement
• Substantive provisions of the Code mirror many
of the provisions of the Agreement:
• Treat national and foreign products the same
• Standards should not create unnecessary obstacles to
trade
• Use international standards and participate in their
development 15
Good Practices on Standards (2)
• Express requirements in terms of performance rather
than design
• Submit standards to a 60-day comment period and
take comments into consideration (for regulations, the
Agreement does not provide a time period)
Other substantive provisions of the Code
– Avoid duplication
– Achieve national consensus
– Publish a work program (transparency)
16
Good Conformity Assessment Practices (1)
• TBT Agreement provisions
• ISO/IEC Guide 60
• APEC – including the report on “Good
Regulatory Practices for Conformity
Assessment in APEC Member Economies”
(2013)
17
Good Conformity Assessment Practices (2)
• TBT Agreement provisions
• Accept, whenever possible, CA results from
other members
• Ensure technical competence of CAB’s
• May require demonstration of technical
competence, for instance, thru accreditation
• Accreditation provides confidence in continued
reliability of CA results
18
Good Conformity Assessment Practices (3)
ISO/IEC Guide 60
• Promotes openness, transparency,
confidentiality, coherence and effectiveness
of conformity assessment practices
• Addresses normative documents, activities,
systems and schemes and conformity
assessment results
19
Measurement Science (Metrology)
• Many conformity assessment results are based
on testing
• Confidence in testing results must be
underpinned by a competent measurement
system that supports accurate calibration,
appropriate measurement certainty and suitable
reference materials
• Helps address deceptive practices (a legitimate
objective)
20
Quality Infrastructure – Beyond Trade
• While QI is key for facilitating international
trade, it has many more benefits
• QI supports national economies, growth and
competitiveness
• QI crucial for the welfare of citizens –
confidence in goods and services in the
marketplace, including health-related services
21
In conclusion
• The TBT Agreement provides an excellent
framework to leverage the national Quality
Infrastructure
• The fundamentals for a QI in the Americas are
in place
• It needs continuous attention to expand its
scope and maintain its accomplishments
22
Ileana Martinez
International Affairs Advisor
Standards Coordination Office
and
National Voluntary Laboratory Accreditation Program NVLAP
NIST
ileana.martinez@nist.gov

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Ileana Martinez

  • 1. Standards Coordination Office WOLD METROLOGY DAY Ecuador May 20, 2016
  • 2. Standards Coordination Office WTO Agreement on Technical Barriers To Trade (TBT)
  • 3. Today’s Discussion • A general understanding of the World Trade Organization Agreement on Technical Barriers to Trade • Good practices for the implementation of the obligations of the WTO TBT Agreement 3
  • 4. The World Trade Organization • The World Trade Organization (WTO) is the global international organization dealing with the rules of trade among nations. • At its heart are the WTO agreements, negotiated and signed by 159 nations and ratified in their legislatures. 4
  • 5. Purpose of the WTO TBT Agreement • To prevent unnecessary obstacles to trade. • To provide transparency in the development and implementation of WTO Member technical regulations. • Is a “procedural agreement.” • Applies primarily to technical regulations and conformity assessment procedures. 5
  • 6. Core Provisions of the TBT Agreement (1) • Regulations should only address legitimate objectives. • The Agreement defines legitimate objectives. • Regulations should not have the effect of creating obstacles to trade. • Regulations should not be more restrictive than necessary. 6
  • 7. Core Provisions of the TBT Agreement (2) • Introduce conformity assessment procedures only when positive assurance of conformity is required. • As for regulations, conformity assessment procedures should not have the effect of creating obstacles to trade. • Treat foreign and domestic products equally. 7
  • 8. Core Provisions of the TBT Agreement (3) • Procedures should be undertaken as expeditiously as possible. • Provisions relate to processing time, information requirements, fees, complaints, etc. • Protect confidentiality and legitimate business interests. 8
  • 9. Core Provisions of the TBT Agreement (4) • Transparency – notify proposed technical regulations to other members and take comments into consideration. • Use international standards as a basis for regulation and conformity assessment procedures (unless ineffective and inappropriate). 9
  • 10. WTO TBT Committee • WTO Secretariat administers a TBT Committee that meets 3 times a year. • The Committee discusses Specific Trade Concerns and the implementation of the Agreement. It publishes a Triennial Review. • The TBT Committee also publishes Decisions and Recommendations and addresses topics such as Good Regulatory Practice (GRP). 10
  • 11. Good Regulatory Practices • GRP refer to the practical implementation of all provisions of the Agreement, not just regulations. • TBT Committee has stressed importance of GRP since the beginning. • APEC, OECD and many countries have guidance on good regulatory practices. • Overarching principles • Transparency and Proportionality 11
  • 12. GRP Core Principles (1) • Establish the need to regulate • Define problem and set policy objectives • Inform on the intent to regulate • Consider a variety of alternatives (including not regulate), identify options and their costs • Conduct impact assessment (economic, trade and societal). IA must be evidence-based. 12
  • 13. GRP Core Principles (2) • Have a national coordination mechanism • Publish final regulation and allow a reasonable interval for entry into force • Consider providing guidance on compliance • Periodically review regulations for effectiveness and adequacy 13
  • 14. Standards • Article 4 of the TBT Agreement: members (governments) shall ensure that the Code is accepted and observed • The WTO TBT Agreement makes a very clear distinction between a regulation and a standard (Annex 1 – Definitions) • TBT Committee Decision on what constitutes an international standard 14
  • 15. Good Practices on Standards (1) • Code of Good Practice for the Preparation, Adoption and Application of Standards – Annex 3 of the TBT Agreement • Substantive provisions of the Code mirror many of the provisions of the Agreement: • Treat national and foreign products the same • Standards should not create unnecessary obstacles to trade • Use international standards and participate in their development 15
  • 16. Good Practices on Standards (2) • Express requirements in terms of performance rather than design • Submit standards to a 60-day comment period and take comments into consideration (for regulations, the Agreement does not provide a time period) Other substantive provisions of the Code – Avoid duplication – Achieve national consensus – Publish a work program (transparency) 16
  • 17. Good Conformity Assessment Practices (1) • TBT Agreement provisions • ISO/IEC Guide 60 • APEC – including the report on “Good Regulatory Practices for Conformity Assessment in APEC Member Economies” (2013) 17
  • 18. Good Conformity Assessment Practices (2) • TBT Agreement provisions • Accept, whenever possible, CA results from other members • Ensure technical competence of CAB’s • May require demonstration of technical competence, for instance, thru accreditation • Accreditation provides confidence in continued reliability of CA results 18
  • 19. Good Conformity Assessment Practices (3) ISO/IEC Guide 60 • Promotes openness, transparency, confidentiality, coherence and effectiveness of conformity assessment practices • Addresses normative documents, activities, systems and schemes and conformity assessment results 19
  • 20. Measurement Science (Metrology) • Many conformity assessment results are based on testing • Confidence in testing results must be underpinned by a competent measurement system that supports accurate calibration, appropriate measurement certainty and suitable reference materials • Helps address deceptive practices (a legitimate objective) 20
  • 21. Quality Infrastructure – Beyond Trade • While QI is key for facilitating international trade, it has many more benefits • QI supports national economies, growth and competitiveness • QI crucial for the welfare of citizens – confidence in goods and services in the marketplace, including health-related services 21
  • 22. In conclusion • The TBT Agreement provides an excellent framework to leverage the national Quality Infrastructure • The fundamentals for a QI in the Americas are in place • It needs continuous attention to expand its scope and maintain its accomplishments 22
  • 23. Ileana Martinez International Affairs Advisor Standards Coordination Office and National Voluntary Laboratory Accreditation Program NVLAP NIST ileana.martinez@nist.gov