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Analysis of institutional capacity gaps of
              local health CSOs in Kenya;
           Challenges and Lessons learned

                               Author: Purity Njagi
                             Presenter: Henry Kilonzo




FANIKISHA Institutional Strengthening Project           1
Back ground

•     Goal: Sustained improvement in the health and well-being
      of all Kenyans
•     Aim: to ensure and sustain CSO contribution in the
      health sector
•     Target: 10 national-level CSOs and their affiliates
     Expected results;
     Strengthen leadership, management, and governance of
      CSOs
     Increase access and use of quality data for evidence-based
      decision making
     Improve quality of institutional strengthening for CSOs
FANIKISHA Institutional Strengthening Project                 2
Description of context

• The growth of CSOs in Kenya has been very rapid
• A significant proportion of community health grants
  have been channeled through international CSOs
• Why international NGOs?
  • Capacity of the local CSOs remains low
      •       Weak national coordination and regulation structures
              for CSOs
      •       Organisational capacity is a key eligibility criterion for
              funding to local CSOs.


FANIKISHA Institutional Strengthening Project                              3
Approaches adopted




FANIKISHA Institutional Strengthening Project   4
Methodology used;




FANIKISHA Institutional Strengthening Project   5
Click to edit
CSO Scoring                                      Master
Matrix style
 title
Score Level Definition
 Score 1:              The CSO does not have the relevant tool and/or function in
                       this subcategory
 Score 2:              The CSO has a tool and/or function but does not meet the
                       desired quality or it is incomplete – whether applied or not

 Score 3:              The CSO has the desired tool or function, is complete, is of
                       good quality but is not applied at all or consistently to
                       support the CSO institutional processes.

 Score 4:              The CSO has a tool or function, is complete, is of good quality
                       and is applied consistently to carry out the CSO institutional
                       processes. This is the desired standard for the subcategory


 FANIKISHA Institutional Strengthening Project                                        6
Findings
 • The assessment revealed critical capacity gaps
   that require strengthening
 • Institutional strength varied amongst CSOs
   and across the 10 capacity categories.
 • Seven CSOs demonstrated overall
   satisfactory capacity, while six CSOs
   demonstrated low capacity.
 • Grant management emerged as the weakest;
   where all CSOs scored 1 or 2.

FANIKISHA Institutional Strengthening Project       7
Challenges and counter-strategies
employed

Challenges                                       Counter strategies
CSOs perception on capacity                      Held pre- assessment meeting to manage
assessments as a selection                       expectations and clarify objectives of the
criteria                                         Assessment
Divergent views between staff                    FANIKISHA technical advisors were present
and management on capacity                       to provide technical guidance on the
status                                           expected standard
CSOs overrating their capacity                   Onsite review of documents and systems
                                                 provided tangible evidence to guide on the
                                                 actual gaps
Lack of disclosure in presence of Assurance to all participants of the need
key stakeholders.                 for confidentially on the process and any
                                  information disclosed

 FANIKISHA Institutional Strengthening Project                                                8
Evidence of success and
   achievements
• Accelerated performance
  by    CSOs,    as     some                      “This is an honest evaluation. We have heard comments in
                                                   “This is an honest evaluation. We have heard comments in
  commenced                                       the past from members saying NEPHAK does not have
                                                   the past from members saying NEPHAK does not have
                                                  adequate capacity. Now we have the confirmation. We
                                                   adequate capacity. Now we have the confirmation. We
  implementation of the OCA                       will work to fill the gaps identified and also move this to
                                                   will work to fill the gaps identified and also move this to
  recommendations prior to                        our constituent community levels.”
                                                   our constituent community levels.”
                                                  ---Rahab Mwaniki, Resource Mobilization Manager,
                                                   ---Rahab Mwaniki, Resource Mobilization Manager,
  award                                           NEPHAK
                                                   NEPHAK


“This process has been aagreat learning for
 “This process has been great learning for
us. …………………….. ……..which has been very
 us. …………………….. ……..which has been very              “After we concluded the organizational capacity
                                                      “After we concluded the organizational capacity
comprehensive all the way from systems
 comprehensive all the way from systems              assessment with FANIKISHA, we immediately
                                                      assessment with FANIKISHA, we immediately
assessment and the final discussions on our
 assessment and the final discussions on our         developed aaresource mobilization strategy, which
                                                      developed resource mobilization strategy, which
organization’s capacity. Even ififwe are not
 organization’s capacity. Even we are not            is one of the key gaps that we identified during the
                                                      is one of the key gaps that we identified during the
selected to partner with FANIKISHA, we will
 selected to partner with FANIKISHA, we will         process.”
                                                      process.”
definitely address the gaps that you have
 definitely address the gaps that you have
helped us identify.”
 helped us identify.”
                                                     Philip Waweru, Executive Director,
                                                      Philip Waweru, Executive Director,
-- Wilfred Owuor,
 -- Wilfred Owuor,                                   National Organization of Peer Educators
                                                      National Organization of Peer Educators
CEO of Omega Foundation, Kisumu
 CEO of Omega Foundation, Kisumu                     (NOPE)
                                                      (NOPE)

  FANIKISHA Institutional Strengthening Project                                                          9
Lessons learnt
• Engaging and participation of stakeholders
  ensured objectivity in the assessment
• Leveraged resources as stakeholders were
  made aware of existing capacity
• The approach stimulated reflection, learning,
  and dialogue among CSO staff
• The approach ensures gaps and opportunities
  are examined, and ideas for addressing them
  generated real time.
FANIKISHA Institutional Strengthening Project     10
Conclusion
• The OCA was a participatory tool designed
  to assist CSOs to identify their strengths,
  weaknesses and institutional strengthening
  needs
• The participatory approach stimulated
  ownership of the findings by all (staff,
  management and board)
• The approach has facilitated positive uptake
  of technical assistance and mentorship to
  CSOs.
FANIKISHA Institutional Strengthening Project    11
Enabling Kenyan Civil
                                                           Society Organizations for
                                                           Lasting Health Impact




                Funding was provided by the United States President’s Emergency Plan for AIDS Relief
                (PEPFAR) and the United States Agency for International Development (USAID) under
                Cooperative Agreement AID-623-A-11-00029.




FANIKISHA Institutional Strengthening Project                                                          12

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Purity Njagi - MSH Kenya

  • 1. Analysis of institutional capacity gaps of local health CSOs in Kenya; Challenges and Lessons learned Author: Purity Njagi Presenter: Henry Kilonzo FANIKISHA Institutional Strengthening Project 1
  • 2. Back ground • Goal: Sustained improvement in the health and well-being of all Kenyans • Aim: to ensure and sustain CSO contribution in the health sector • Target: 10 national-level CSOs and their affiliates  Expected results;  Strengthen leadership, management, and governance of CSOs  Increase access and use of quality data for evidence-based decision making  Improve quality of institutional strengthening for CSOs FANIKISHA Institutional Strengthening Project 2
  • 3. Description of context • The growth of CSOs in Kenya has been very rapid • A significant proportion of community health grants have been channeled through international CSOs • Why international NGOs? • Capacity of the local CSOs remains low • Weak national coordination and regulation structures for CSOs • Organisational capacity is a key eligibility criterion for funding to local CSOs. FANIKISHA Institutional Strengthening Project 3
  • 6. Click to edit CSO Scoring Master Matrix style title Score Level Definition Score 1: The CSO does not have the relevant tool and/or function in this subcategory Score 2: The CSO has a tool and/or function but does not meet the desired quality or it is incomplete – whether applied or not Score 3: The CSO has the desired tool or function, is complete, is of good quality but is not applied at all or consistently to support the CSO institutional processes. Score 4: The CSO has a tool or function, is complete, is of good quality and is applied consistently to carry out the CSO institutional processes. This is the desired standard for the subcategory FANIKISHA Institutional Strengthening Project 6
  • 7. Findings • The assessment revealed critical capacity gaps that require strengthening • Institutional strength varied amongst CSOs and across the 10 capacity categories. • Seven CSOs demonstrated overall satisfactory capacity, while six CSOs demonstrated low capacity. • Grant management emerged as the weakest; where all CSOs scored 1 or 2. FANIKISHA Institutional Strengthening Project 7
  • 8. Challenges and counter-strategies employed Challenges Counter strategies CSOs perception on capacity Held pre- assessment meeting to manage assessments as a selection expectations and clarify objectives of the criteria Assessment Divergent views between staff FANIKISHA technical advisors were present and management on capacity to provide technical guidance on the status expected standard CSOs overrating their capacity Onsite review of documents and systems provided tangible evidence to guide on the actual gaps Lack of disclosure in presence of Assurance to all participants of the need key stakeholders. for confidentially on the process and any information disclosed FANIKISHA Institutional Strengthening Project 8
  • 9. Evidence of success and achievements • Accelerated performance by CSOs, as some “This is an honest evaluation. We have heard comments in “This is an honest evaluation. We have heard comments in commenced the past from members saying NEPHAK does not have the past from members saying NEPHAK does not have adequate capacity. Now we have the confirmation. We adequate capacity. Now we have the confirmation. We implementation of the OCA will work to fill the gaps identified and also move this to will work to fill the gaps identified and also move this to recommendations prior to our constituent community levels.” our constituent community levels.” ---Rahab Mwaniki, Resource Mobilization Manager, ---Rahab Mwaniki, Resource Mobilization Manager, award NEPHAK NEPHAK “This process has been aagreat learning for “This process has been great learning for us. …………………….. ……..which has been very us. …………………….. ……..which has been very “After we concluded the organizational capacity “After we concluded the organizational capacity comprehensive all the way from systems comprehensive all the way from systems assessment with FANIKISHA, we immediately assessment with FANIKISHA, we immediately assessment and the final discussions on our assessment and the final discussions on our developed aaresource mobilization strategy, which developed resource mobilization strategy, which organization’s capacity. Even ififwe are not organization’s capacity. Even we are not is one of the key gaps that we identified during the is one of the key gaps that we identified during the selected to partner with FANIKISHA, we will selected to partner with FANIKISHA, we will process.” process.” definitely address the gaps that you have definitely address the gaps that you have helped us identify.” helped us identify.” Philip Waweru, Executive Director, Philip Waweru, Executive Director, -- Wilfred Owuor, -- Wilfred Owuor, National Organization of Peer Educators National Organization of Peer Educators CEO of Omega Foundation, Kisumu CEO of Omega Foundation, Kisumu (NOPE) (NOPE) FANIKISHA Institutional Strengthening Project 9
  • 10. Lessons learnt • Engaging and participation of stakeholders ensured objectivity in the assessment • Leveraged resources as stakeholders were made aware of existing capacity • The approach stimulated reflection, learning, and dialogue among CSO staff • The approach ensures gaps and opportunities are examined, and ideas for addressing them generated real time. FANIKISHA Institutional Strengthening Project 10
  • 11. Conclusion • The OCA was a participatory tool designed to assist CSOs to identify their strengths, weaknesses and institutional strengthening needs • The participatory approach stimulated ownership of the findings by all (staff, management and board) • The approach has facilitated positive uptake of technical assistance and mentorship to CSOs. FANIKISHA Institutional Strengthening Project 11
  • 12. Enabling Kenyan Civil Society Organizations for Lasting Health Impact Funding was provided by the United States President’s Emergency Plan for AIDS Relief (PEPFAR) and the United States Agency for International Development (USAID) under Cooperative Agreement AID-623-A-11-00029. FANIKISHA Institutional Strengthening Project 12