In this presentation, I show the culmination of my PhD thesis work in the lab of Dr. Kevin Bender, examining dopamine D3 receptor modulation of prefrontal cells and circuits. This work provides a framework for understanding the cellular and subcellular substrates of prefrontal dopaminergic modulation, both conceptually as well as through technical advancements in cellular classification techniques for this region.
Dopamine D3 receptor modulation of prefrontal cells and circuits
1. Dopamine D3 receptor modulation of
prefrontal cells and circuits
N E U R O S C I E N C E T H E S I S S E M I N A R
F R I D A Y , S E P T E M B E R 2 2 , 2 0 1 7
R E B E C C A C L A R K S O N
B E N D E R L A B
2. Prefrontal cortex supports high level cognitive processes
Adapted from Arias-Carrión et al., 2010
Prefrontal
cortex
• Working memory
• Attention
• Decision-making
3. Adapted from Arias-Carrión et al., 2010
Prefrontal
cortex
Prefrontal cortex is a central hub in a distributed system
• Prefrontal circuits integrate
information about internal and
external conditions to guide
decision-making.
4. Adapted from Arias-Carrión et al., 2010
Nucleus
accumbens
Thalamus
Amygdala
Prefrontal
cortex
Spinal cord
VTA
Prefrontal cortex is a central hub in a distributed system
• Prefrontal circuits integrate
information about internal and
external conditions to guide
decision-making.
• Prefrontal cortex is extensively
interconnected with other brain
regions.
5. Prefrontal dopamine is critical for normal cognitive function
• Dopaminergic input is essential for
both fear and reward-related
learning.
Adapted from Arias-Carrión et al., 2010
VTA
Prefrontal
cortex
source of prefrontal
dopamine input
fibers that release dopamine
6. Dysfunctional prefrontal
dopamine signaling à
• Schizophrenia
• Depression
• Parkinson’s
• Drug addiction
Prefrontal dopamine is critical for normal cognitive function
Adapted from Arias-Carrión et al., 2010
VTA
Prefrontal
cortex
source of prefrontal
dopamine input
fibers that release dopamine
7. PFC pyramidal neurons receive dense dopaminergic input
VTA
Adapted from Arias-Carrión et al., 2010
source of prefrontal
dopamine input
fibers that release dopamine
Neurons: highly specialized
cells within the brain that
communicate with each other
Prefrontal
cortex
21. D3R role in prefrontal function
Dysfunction in prefrontal D3R signaling may play a major role in
neuropsychiatric disorders
D3Rs
Schwartz et al., 2000; Newman et al., 2012;
Joyce and Millan, 2005; Gross et al., 2013;
Glickstein et al., 2005; Loiseau and Millan,
2009; Watson et al., 2012
22. D3Rs
D3R role in prefrontal function
• Many antipsychotics have equal affinity for
D3R and D2R
Dysfunction in prefrontal D3R signaling may play a major role in
neuropsychiatric disorders
Schwartz et al., 2000; Newman et al., 2012;
Joyce and Millan, 2005; Gross et al., 2013;
Glickstein et al., 2005; Loiseau and Millan,
2009; Watson et al., 2012
23. D3Rs
D3R role in prefrontal function
• Many antipsychotics have equal affinity for
D3R and D2R
• Pro-cognitive effect of decreased prefrontal
D3R activation
Dysfunction in prefrontal D3R signaling may play a major role in
neuropsychiatric disorders
Schwartz et al., 2000; Newman et al., 2012;
Joyce and Millan, 2005; Gross et al., 2013;
Glickstein et al., 2005; Loiseau and Millan,
2009; Watson et al., 2012
24. D3Rs
D3R role in prefrontal function
• Many antipsychotics have equal affinity for
D3R and D2R
• Pro-cognitive effect of decreased prefrontal
D3R activation
• Very high D3R affinity for dopamine (>20x
higher than D2R)
Dysfunction in prefrontal D3R signaling may play a major role in
neuropsychiatric disorders
Schwartz et al., 2000; Newman et al., 2012;
Joyce and Millan, 2005; Gross et al., 2013;
Glickstein et al., 2005; Loiseau and Millan,
2009; Watson et al., 2012
25. D3Rs
D3R role in prefrontal function
• Many antipsychotics have equal affinity for
D3R and D2R
• Pro-cognitive effect of decreased prefrontal
D3R activation
• Very high D3R affinity for dopamine (>20x
higher than D2R)
Dysfunction in prefrontal D3R signaling may play a major role in
neuropsychiatric disorders
The cellular mechanisms by which
D3Rs modulate prefrontal function
remain unclear Schwartz et al., 2000; Newman et al., 2012;
Joyce and Millan, 2005; Gross et al., 2013;
Glickstein et al., 2005; Loiseau and Millan,
2009; Watson et al., 2012
26. D3Rs
D3R role in prefrontal function
Dysfunction in prefrontal D3R signaling may play a major role in
neuropsychiatric disorders
Thalamus
Amygdala
Spinal cord
VTA
Nucleus
accumbens
• Many antipsychotics have equal affinity for
D3R and D2R
• Pro-cognitive effect of decreased prefrontal
D3R activation
• Very high D3R affinity for dopamine (>20x
higher than D2R)
The cellular mechanisms by which
D3Rs modulate prefrontal
OUTPUT remain unclear Schwartz et al., 2000; Newman et al., 2012;
Joyce and Millan, 2005; Gross et al., 2013;
Glickstein et al., 2005; Loiseau and Millan,
2009; Watson et al., 2012
27. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
28. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of D3R-
expressing neurons?
29. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of D3R-
expressing neurons?
Electrophysiology = electrical properties of
biological cells and tissues
Action potentials (APs)
30. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of D3R-
expressing neurons?
3) What are the downstream targets of these D3+ neurons?
31. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of D3R-
expressing neurons?
3) What are the downstream targets of these D3+ neurons?
4) How do D3Rs modulate prefrontal neurons?
32. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of D3R-
expressing neurons?
3) What are the downstream targets of these D3+ neurons?
4) How do D3Rs modulate prefrontal neurons?
5) What are the functional consequences of D3R signaling
on neural activity?
33. D3Rs
Key questions remain concerning mPFC D3R function
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of D3R-
expressing neurons?
3) What are the downstream targets of these D3+ neurons?
4) How do D3Rs modulate prefrontal neurons?
5) What are the functional consequences of D3R signaling
on neural activity?
What do we already know
about D1R and D2R
expression?
42. Prefrontal cortical circuits contain diverse cell types
Pyramidal neurons send
excitatory projections across
the brain
Nucleus
accumbens
Prefrontal
cortex Thalamus
Amygdala
Spinal cord
VTA
43. Two major classes of prefrontal projection neuron
Pyramidal neurons send
excitatory projections
throughout the brain
Spinal cordAmygdala
StriatumCortex
44. Two major classes of prefrontal projection neuron
Two major classes:
Pyramidal neurons send
excitatory projections
throughout the brain
45. Two major classes of prefrontal projection neuron
1) Pyramidal tract (PT) = subcortical
Two major classes:
Pyramidal neurons send
excitatory projections
throughout the brain
46. Two major classes of prefrontal projection neuron
1) Pyramidal tract (PT)
2) Intratelencephalic (IT) = cortical
Two major classes:
Pyramidal neurons send
excitatory projections
throughout the brain
1) Pyramidal tract (PT) = subcortical
47. Two major classes of prefrontal projection neuron
1) Pyramidal tract (PT)
2) Intratelencephalic (IT)
Two major classes:
Pyramidal neurons send
excitatory projections
throughout the brain
48. What do we know about D1R and D2R expression in L5 PFC?
49. D1
D1
Contralateral cortex
D1R is expressed on
callosally-projecting (IT)
pyramidal neurons
Gee, Ellwood et al., 2012
Projection targets of D1R- and D2R-expressing L5 neurons
50. Thalamus
D2
D2
D2R is expressed on
subcortically-projecting (PT)
pyramidal neurons
Gee, Ellwood et al., 2012
Projection targets of D1R- and D2R-expressing L5 neurons
51. D1R- and D2R-dependent modulation in PFC
D1R- and D2R-expressing
neuron populations are
electrophysiologically distinct
D2
D2
D1
D1 D1+ D2+
Gee, Ellwood et al., 2012
52. D1R- and D2R-dependent modulation in PFC
D1R- and D2R-expressing
neuron populations are
differentially affected by
dopamine
D2
D2
D1
D1
53. D1R- and D2R-dependent modulation in PFC
D1-receptor dependent:
• Increase in AP firing
• Depolarization
• Increase in input resistance
Seong and Carter 2012
D1
D1
54. D1R- and D2R-dependent modulation in PFC
D2-receptor dependent:
• Increase in AP firing
• Requires synaptic stimulation
Gee, Ellwood et al., 2012; Robinson and Sohal 2017
D2
D2
55. D1R/D2R
D1R and D2R role in prefrontal cortex
1) Where are they in the prefrontal cortex?
2) What are their electrophysiological properties?
3) What are their downstream targets?
4) How do these receptors modulate prefrontal neurons?
5) What are the functional consequences?
56. D1R/D2R
D1R and D2R role in prefrontal cortex
1) Where are they in the prefrontal cortex?
2) What are their electrophysiological properties?
3) What are their downstream targets?
4) How do these receptors modulate prefrontal neurons?
5) What are the functional consequences?
Layer 5
Distinct properties
IT vs PT
Increase AP firing via different
mechanisms
57. 1 How are D3Rs distributed
anatomically?
Results Outline
D3R DISTRIBUTION
58. 1 How are D3Rs distributed
anatomically?
2
ELECTROPHYSIOLOGICAL
PROPERTIES OF
D3R-EXPRESSING NEURONS
Results Outline
What are the electrophysiological
characteristics of these neurons? Do
they differ from neighboring neurons?
D3R DISTRIBUTION
59. 3
Are D3Rs expressed on a
specific class of projection
neuron?
PROJECTION
PATTERNS
60. 3
4
Are D3Rs expressed on a
specific class of projection
neuron?
PROJECTION
PATTERNS
D3R-DEPENDENT
MODULATION
Do D3R-expressing pyramidal
neurons undergo subtype-
specific modulation?
61. 3
4
5
Are D3Rs expressed on a
specific class of projection
neuron?
PROJECTION
PATTERNS
Do D3R-expressing pyramidal
neurons undergo subtype-
specific modulation?
What are the functional
consequences of D3R
modulation?
D3R IMPACT ON
NEURONAL
OUTPUT
D3R-DEPENDENT
MODULATION
88. 1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
1) Are these separate populations?
2) Can we use electrophysiology to predict dopamine receptor
expression in unlabelled neurons?
Cannot be distinguished by latency to peak rebound
D1+ and D3+ neurons have overlapping sag/rebound properties
92. Using AP firing properties to distinguish D1+ and D3+ neurons
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Can AP firing properties
help distinguish D1R- and
D3R-expressing pyramidal
neurons?
93. 1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
• AP bursting
• Spike train shape
• AP waveform shape
Can AP firing properties
help distinguish D1R- and
D3R-expressing pyramidal
neurons?
Using AP firing properties to distinguish D1+ and D3+ neurons
94. 1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
• AP bursting
• Spike train shape
• AP waveform shape
Can AP firing properties
help distinguish D1R- and
D3R-expressing pyramidal
neurons?
Using AP firing properties to distinguish D1+ and D3+ neurons
96. 1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
• AP bursting
• Spike train shape
• AP waveform shape
Can AP firing properties
help distinguish D1R- and
D3R-expressing pyramidal
neurons?
Using AP firing properties to distinguish D1+ and D3+ neurons
100. 1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
• AP bursting
• Spike train shape
• AP waveform shape
Can AP firing properties
help distinguish D1R- and
D3R-expressing pyramidal
neurons?
Using AP firing properties to distinguish D1+ and D3+ neurons
101. 1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
• AP bursting
• Spike train shape
• AP waveform shape
Can AP firing properties
help distinguish D1R- and
D3R-expressing pyramidal
neurons?
Using AP firing properties to distinguish D1+ and D3+ neurons
104. No single variable completely separates the populations
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
105. No single variable completely separates the populations
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
1) Are these separate populations?
2) Can we use electrophysiology to predict dopamine receptor
expression in unlabelled neurons?
106. No single variable completely separates the populations
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Combining information from all 5
variables might be more effective at
discriminating D1+ and D3+ neuronal
phenotypes…
107. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
108. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
109. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
110. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
111. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
112. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
113. Supervised machine learning for classification
Multiple
Electrophysiological
Features
D1 or D3 receptor expression
?
Use Linear Discriminant Analysis to see if classification can
be done through a linear combination of features.
1
2
3
4
5
ELECTROPHYSIOLOGICAL
PROPERTIES
Feature 1
Feature2
130. ELECTROPHYSIOLOGICAL
PROPERTIES
1
2
3
4
5
DOPAMINE RECEPTOR
DISTRIBUTION
D3R-expressing pyramidal neurons
comprise a distinct cell class from
D1R- and D2R-expressing neurons:
• Different L5 laminar distribution
• Distinct electrophysiological phenotype
(Type 3 vs. Type 1/Type 2)
• Anatomically separate from D1R+ neurons
What are the projection patterns of
D3R-expressing pyramidal neurons?
Recap: mPFC D3R distribution and electrophysiology
141. Prefrontal D3+ neurons have cortical and subcortical targets
PROJECTION
PATTERNS
1
2
3
4
5
142. Prefrontal D3+ cells are transfected with DIO-ChR2-EYFP
PROJECTION
PATTERNS
1
2
3
4
5
Cells transfected across cortical layers
143. Experimental technique: Retrograde viral tracing
PROJECTION
PATTERNS
1
2
3
4
5
D3-Cre::Ai14 transgenic mouse
Ctb-488
Inject into cortical or subcortical region
Amygdala
+ retrograde tracer in downstream
brain regions
144. Experimental technique: Retrograde viral tracing
PROJECTION
PATTERNS
1
2
3
4
5
Ctb-488
Inject into cortical or subcortical region
Amygdala
D3-Cre::Ai14 transgenic mouse
+ retrograde tracer in downstream
brain regions
145. Experimental technique: Retrograde viral tracing
PROJECTION
PATTERNS
1
2
3
4
5
Ctb-488
Inject into cortical or subcortical region
Amygdala
D3-Cre::Ai14 transgenic mouse
+ retrograde tracer in downstream
brain regions
146. Experimental technique: Retrograde viral tracing
PROJECTION
PATTERNS
1
2
3
4
5
Ctb-488
Inject into cortical or subcortical region
Virus is trafficked from axon terminal to cell body
Amygdala
D3-Cre::Ai14 transgenic mouse
+ retrograde tracer in downstream
brain regions
174. D3R IMPACT ON
NEURONAL
OUTPUT
Functional impact of D3R modulation
1
2
3
4
5
Does D3R modulation at the AIS affect neuronal output?
Experimental methods:
Evoke APs in D3R-expressing neurons à
1) Bath application of quinpirole (D2-family agonist)
2) Local application of Ni to AIS (approximates modulatory affect)
OR
175. D3R IMPACT ON
NEURONAL
OUTPUT
Functional impact of D3R modulation
1
2
3
4
5
Does D3R modulation at the AIS affect neuronal output?
Experimental methods:
Evoke APs in D3R-expressing neurons à
1) Bath application of quinpirole (D2-family agonist)
2) Local application of Ni to AIS (approximates modulatory affect)
OR
187. D1
D1
D2
D2
PT IT IT
Conclusions
1
2
3
4
5
D3R IMPACT ON
NEURONAL
OUTPUT
PROJECTION
PATTERNS
D3R
MODULATION
ELECTROPHYSIOLOGICAL
PROPERTIES
DOPAMINE RECEPTOR
DISTRIBUTION
1) Where is the D3R in the prefrontal cortex?
2) What are the electrophysiological properties of
D3R-expressing neurons?
3) What are the downstream targets of these D3+
neurons?
D3
IT cell type
• Projections to contralateral
cortex and nucleus accumbens
191. Thank you!
Bender lab
Kevin Bender
Current Members
Jiggy Athilingam
Roy Ben-Shalom
Ken Burke
Caroline Keeshen
Anna Lipkin
Perry Spratt
Former Members
Alayna Liptak
Gina Rinetti Vargas
Sungchil Yang
Funding sources: NSF, NIDA, NIMH
Sohal Lab
Steven Gee
Thesis Committee
Stephan Lammel
Roger Nicoll
Vikaas Sohal