1. PANDIYARAJ D
Mobile: +91 9486139236; Email: pandigreat@gmail.com
Objective:
To be part of an Organization that deals with Financial Services that helps me to nurture with the
growth of the organization and accomplish the heights in the Industry. I am also on the lookout for an
organizationthattranslatesmyideasandthoughtsintoactions.
Current Employment:
Working as an Assistant manager – Risk Management (Capital Market, Commodity Market &
CurrencyMarket) in Angel brokingPrivate Ltdfrom11th
Sep2013 to till date.
Risk Management System
Job Responsibilities:
Operations:
 Headinga teamand monitoringthe performancesof the branches.
 Maintaining a one to one CRM by striking a balance between the Client’s comfort levels and the
positionsheldbythemandoffsettingif necessary.
 Determining how much additional exposure (credit) to extend to a client based on the net worth,
type of client and the credit available after takinginto consideration the profit/lossincurred during
the day.
 Checkingoutthe marketriskand creditriskon regularbasisto avoiduncertainty.
 Well versedwithcapital marketlifecycle anditssettlementprocess.
 In depthknowledge incorporate action,Settlementprocess.
 Well versedwithordermanagementandorderslicingmethodology.
 Conductingdetailsriskassessmentsbyanalyzingdocuments,statistics,reportsandMarkettrends
 Providingthe feedbacktothe seniormanagementonthe potential riskof the client.
 Implementthe strategiestominimizethe financial riskfacingbyclient.
 Performdifferentanalysistocontrol risklevel forthe client.
 Manage the functionaccordingto companyriskpolicies.

2. PreviousEmployment:
Worked as Senior Executive – Risk Management System (Capital & Commodity Markets) in Aditya
BirlaMoneyLtd from24th
March 2008 to Sep2013.
Job Responsibilities:
 UploadingpositionfilesandMarginfilesinTradingTerminals.
 Processassociate forLedgerandSpan filestouploadinTradingTerminals.
 Ensuringriskactionsare updatedandtracked.
 Compilingandpresentingreport-backtoline management
 Provide riskreporttothe Riskmanagementteam
 Completely responsible for overall smooth functioning of Risk Management division, which
includes Settinguplimits,squaringoff positionswhenMTMexceeds
 Preparation of Management Information System (MIS) and Span margin file reports on a daily
basis.Thisincludesdetailedanalysisof the creditworthinessof all the clientsof ourentire network.
Analysis:
 Preparing various reports, which include estimation of the comfort levels of clients for the next
trading day based on the current day’s trading. These reports draw conclusions, which help in
decision-making.Andalsopreparationof SPAN reportforDerivativesasperExchange requirement.
 Preparation of Management Information System reports on a daily basis. This includes detailed
analysis of the creditworthiness of all the clients of our entire network. Initiation of Margin calls
whenthe Clients breachingthe Loanto Value (LTV) andnottoppingupthe Maintenance margin.
 Monitoring and analysis of the Value at Risk (VaR) Margin imposed by the Exchanges and taking
decisiononthe fundspay-intothe exchanges.
 Analyzing the Shares pledged(Collateral)against the Positions and implementing VaR margin to
reduce the risk of the portfolio. Analyzing the funds pay-in/payout for the broker in both NSE and
BSE exchangesinbothEquityandDerivativesSegments.
 Participated in Functional Testing - User Acceptance Testing (UAT), Manual Testing for our trading
platforms.
 Analyzing requirements for up gradation of the existing Risk Management and Trader Workstation
software, providing inputs to higher authorities and coordinating with Software developers to
ensure that these inputs are integrated into the software and testing it for adequacy to make it
user-friendly.

3. Certifications
 NISM-SERIES-VII SecuritiesOperationsandRiskManagementCertificationExamination
 BSE CertificationOnDerivatives.
 PG.DCA
Academic Credentials
 Master of BusinessAdministration(Finance withSystems) SCSVMV Universityin2008. (6.2/8)
 PGD PM & IR AlagappaUniversityin2008.(59%)
 Bachelorof BusinessAdministrationUniversityof Madrasin2005.(60%)
Area of interest:
 RiskManagement.
 Investmentbankingoperations.
 AssetManagement.
Notice Period:30 Days
PreferredLocation:Chennai.
Personal Details
FatherName : S. Devendiran
Date of Birth : 15th
September1983
LanguageKnown : English,Tamil, Telugu
CurrentAddress : 08 Sivagnanam Street,KS Nagar,
Poonamalli,Chennai600056.
PermanentAddress : 6/19 Sivanandha Nagar,Thiruvalam,
Vellore DT., Tamil Nadu 632 515.
I hereby declare thatthe above-mentioned particularsaretrueto thebest of my knowledge
Place: Signature,
Date: (D. PANDIYARAJ)