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HDA16 - Predicting 30-day
unplanned hospital readmissions
Martin Rennhackkamp
Chief Data Scientist, PBT Australia
www.pbtaustralia.com
blog: www.martinsights.com
Dr Graeme Hart
Director Dept Intensive Care
Austin Health
Victoria
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Agenda
1. The project
2. Unplanned readmissions predictive model
3. Operationalising predictive analytics
4. Next steps
2
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Health Insights Challenge
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Mark Petty
Austin Health
Project sponsor
Dr Graeme Hart
Austin Health
Team lead
Sanjiv Govind
Deakin University
Research student
Martin
Rennhackkamp
PBT Australia
Team lead
Susan Walker
Entity Three
Team lead / SME
Jenni Doore
Entity Three
SME
Damminda
Alahakoon
Deakin University
Assoc Prof
Ali Tamaddoni
Deakin University
Assoc Prof
Amy McKimm
CHI
Dir of
Transformation
Ray Robbins
Austin Health
Snr Data Analyst
Ronald Ma
Austin Health
Snr Data Analyst
Mark Brown
PBT Australia
DBA
Project Team
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Timeline
5
PHASE 1 - POC Model & Preliminary Insights PHASE 2 - Final Model & Actionable Insights
Dec '14 Jan '15 Feb '15 Mar '15 Apr '15 May '15 June '15 July '15
ACTIVITY w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4
HIC Finalist Announced
Kick-off Meeting – Austin Health
Literature Review
Review Board Meeting 1
Received Datasets from AH
Data Cleansing & Preparation
Data Preparation Review (AH)
Review Board Meeting 2
HIC Progress Meeting 1 with AH
Data Exploration & Visualisation
1
Review Board Meeting 3
HIC Progress Meeting 2 with AH
POC Predictive Model
Review Board Meeting 4
HIC Progress Meeting 3 with AH
HIC Breakfast Event 1 @ CHI
Received Validation Dataset
(AH)
Data Exploration & Visualisation
2
Final Predictive Model &
Validation
Review Board Meeting 5
HIC Progress Meeting 4 with AH
HIC Executive Workshop with
AH
HIC Breakfast Event 2 @ CHI
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Our Approach
6
Problem
Definition
Literature
Review
Data
Preparation
Data
Exploration
Predictive
Modelling
Model
Assessment
Implement
Model
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Problem Definition
7
Practical Outcomes Analytical Tasks
To be the exemplar amongst its peers in
deploying effective predictive models that
reduce unplanned readmissions.
Identify drivers of unplanned hospital
readmission.
Predict the likely impact of avoidable bed days
on financial outcomes, throughput and waiting
lists.
Identify the most “at risk” patient groups for 30-
day unplanned readmissions.
Improve operational and human resources
planning.
Improve patient discharge planning processes.
Predict likelihood of 30-day unplanned
readmissions occurring.
Evaluate the impact of the predicted 30-day
unplanned readmissions.
“Austin Health plans to develop a validated business and quality
improvement case to justify expenditure to redesign its discharge planning
process and reduce unplanned readmissions”
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Variables Identified in Research
8
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Data Preparation
9
Training dataset: 5 years data from the period 1 July 2009 to 31 October 2014
No. Activity Data Tables Extract Filename No. of Records PoC
1 Emergency department ed_episode 382,936
2 Inpatient "spells" ip_spell 291,068 x
3 Inpatient episodes ip_episode 308,069 x
4 Inpatient co-morbidities ip_episode_comorbidity 308,069 x
5 Inpatient ICD coding ip_episode_icd_code 2,194,635
6 Inpatient ward transfers ip_episode_ward_transfer 527,096
7 Inpatient transfer detail ip_episode_transfer_detail 1,044,914
No. Reference Tables Extract Filename No. of Records PoC
8 Ward ward 67 x
9 Clinical unit unit 136 x
10 Hospital campus hospital_campus 396 x
No. External Reference Tables Extract Filename No. of Records PoC
11 ICD-10 code descriptions external 5373 (used) x
12 DRG code descriptions external (AR-DRG) 679 x
13 Language code descriptions external 85 (used) x
14 Ethnic code descriptions external 9 (used) x
Initial Data
Extract
308,069
Minus Regular Attenders +
Dr. Fosters Business Rules
280,317 280,078
Filtered data
to match FY
11,952
Unplanned 30-day
Readmissions
56,831
Unplanned
Readmissions
Episode Data
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Unplanned Readmissions – 5 year trend
10
Austin Health’s 30-Day ‘all-cause’ unplanned
readmissions 5-year average = 4.51%
Austin’s 30-Day unplanned readmission rates appear to
be decreasing year-on-year
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
ICD10 (Roll-Up) by Age Group
11
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Journeys of Frequent Readmitting Patients
12
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Journeys of Frequent Readmitting Patients by First
Admit ICD-10 Roll-Up
13
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Model Validation Technique Incorporating Validation
Dataset
14
• Dataset partitioned into
“training” and “validation”
datasets.
• Several variable selection
techniques are performed;
• Followed by multiple
variable transformations;
• Missing values are
imputed.
• Modeling techniques:
• Forward Regression;
• Backward Regression;
• Decision Trees.
• Models are
compared;
• Best model
selected.
• Out-of-sample dataset
is used to validate the
model’s discriminative
ability on “unseen” data
and to test for overfit
1 2 3 5 6
• Dataset of 280,000 IP
episodes, 141 variables;
• Used variables that were
available at admissions;
SAS Enterprise Miner Report
Process Flow Diagram
4
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Significant Predictor Variables
15
Number of ED Episodes *
Total number of Spells (Lifetime) *
Total Length of Stay Days (Lifetime) *
Admissions Ward *
Charlson Score at Admission
Admissions Unit *
Length of Stay Days **
Length of Stay Type **
Age *
Mild Liver Disease Flag at Admission
Renal Disease Flag at Admission
Malignancy Flag at Admission
COPD Flag at Admission
Moderate – Severe Liver Disease Flag at Admission
Number of Spells
Admission Source
Care Type
Cerebrovascular Disease Flag at Admission
Non Chronic Diabetes Flag at Admission
Dementia Flag at Admission
20 Significant Variables
SAS Enterprise Miner Report
Selected Variable Importance
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Predicted Unplanned Readmissions within 30 Days
16
Key Finding: Many predicted unplanned readmissions occurred after 30 days
“Most flexible model allowed users to define their own risk threshold”
Predicted Unplanned Readmissions after 30 Days
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Model Comparison to Literature Review
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Model Performance – Out of Sample dataset
18
Key Metrics POC Model Description
Sensitivity 70% Probability of identifying patients who are likely to readmit (event)
Specificity 74% Probability of identifying who are not likely to readmit (non-event)
Accuracy 74% Accuracy of events & non-events as a % of total episodes
Misclassification Rate 26% Overall prediction error
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Predicted Likelihood of Unplanned Readmissions as
an Alert
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Potential Impact of Acting on High-Likelihood Readmissions
20
Managing 6 patients per day will affect
1,132 unique patients per year and their
2,227 episodes per year, which if all were effective would have had
a potential opportunity of 9,287 bed-days
that had direct costs of $9,007,799 in FY2014
“The approach is continuing to get attraction although quantification of intervention is lacking”
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Analytical Outcomes Integrated in Operational
Systems
21
PAS
EMR
Pharma
cy
Patholog
y
Analytical model process
Reports and dashboards
BI Ecosystem
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
Next Steps
Tactical Strategic
Model Deployment
• Implement model to redesign
discharge planning
• Visualisation / dashboard
design
• AaaS options
• Early Adopter Hospital
Data & Analytics Strategy
• Analytics Roadmap
• Data governance
• Other quality improvement
models / simulations
Model Refinement
• Localise for hospital datasets
• Input additional data
(pharmacy, pathology, etc.) to
improve model’s
discriminative ability
National / State Exemplar
• Publication based on applied
model
• Impact on public policy
• State-level model validation
PBT Group Australia – Predicting 30-day unplanned hospital readmissions
23
www.martinsights.com
martin.rennhackkamp@pbtaustralia.com
au.linkedin.com/in/rennhackkamp
@Rennhackkamp
info@PBTAustralia.com
www.PBTAustralia.com
Thank
You

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Predicting 30-day Unplanned Hospital Readmissions

  • 1. HDA16 - Predicting 30-day unplanned hospital readmissions Martin Rennhackkamp Chief Data Scientist, PBT Australia www.pbtaustralia.com blog: www.martinsights.com Dr Graeme Hart Director Dept Intensive Care Austin Health Victoria
  • 2. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Agenda 1. The project 2. Unplanned readmissions predictive model 3. Operationalising predictive analytics 4. Next steps 2
  • 3. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Health Insights Challenge
  • 4. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Mark Petty Austin Health Project sponsor Dr Graeme Hart Austin Health Team lead Sanjiv Govind Deakin University Research student Martin Rennhackkamp PBT Australia Team lead Susan Walker Entity Three Team lead / SME Jenni Doore Entity Three SME Damminda Alahakoon Deakin University Assoc Prof Ali Tamaddoni Deakin University Assoc Prof Amy McKimm CHI Dir of Transformation Ray Robbins Austin Health Snr Data Analyst Ronald Ma Austin Health Snr Data Analyst Mark Brown PBT Australia DBA Project Team
  • 5. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Timeline 5 PHASE 1 - POC Model & Preliminary Insights PHASE 2 - Final Model & Actionable Insights Dec '14 Jan '15 Feb '15 Mar '15 Apr '15 May '15 June '15 July '15 ACTIVITY w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 w1 w2 w3 w4 HIC Finalist Announced Kick-off Meeting – Austin Health Literature Review Review Board Meeting 1 Received Datasets from AH Data Cleansing & Preparation Data Preparation Review (AH) Review Board Meeting 2 HIC Progress Meeting 1 with AH Data Exploration & Visualisation 1 Review Board Meeting 3 HIC Progress Meeting 2 with AH POC Predictive Model Review Board Meeting 4 HIC Progress Meeting 3 with AH HIC Breakfast Event 1 @ CHI Received Validation Dataset (AH) Data Exploration & Visualisation 2 Final Predictive Model & Validation Review Board Meeting 5 HIC Progress Meeting 4 with AH HIC Executive Workshop with AH HIC Breakfast Event 2 @ CHI
  • 6. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Our Approach 6 Problem Definition Literature Review Data Preparation Data Exploration Predictive Modelling Model Assessment Implement Model
  • 7. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Problem Definition 7 Practical Outcomes Analytical Tasks To be the exemplar amongst its peers in deploying effective predictive models that reduce unplanned readmissions. Identify drivers of unplanned hospital readmission. Predict the likely impact of avoidable bed days on financial outcomes, throughput and waiting lists. Identify the most “at risk” patient groups for 30- day unplanned readmissions. Improve operational and human resources planning. Improve patient discharge planning processes. Predict likelihood of 30-day unplanned readmissions occurring. Evaluate the impact of the predicted 30-day unplanned readmissions. “Austin Health plans to develop a validated business and quality improvement case to justify expenditure to redesign its discharge planning process and reduce unplanned readmissions”
  • 8. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Variables Identified in Research 8
  • 9. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Data Preparation 9 Training dataset: 5 years data from the period 1 July 2009 to 31 October 2014 No. Activity Data Tables Extract Filename No. of Records PoC 1 Emergency department ed_episode 382,936 2 Inpatient "spells" ip_spell 291,068 x 3 Inpatient episodes ip_episode 308,069 x 4 Inpatient co-morbidities ip_episode_comorbidity 308,069 x 5 Inpatient ICD coding ip_episode_icd_code 2,194,635 6 Inpatient ward transfers ip_episode_ward_transfer 527,096 7 Inpatient transfer detail ip_episode_transfer_detail 1,044,914 No. Reference Tables Extract Filename No. of Records PoC 8 Ward ward 67 x 9 Clinical unit unit 136 x 10 Hospital campus hospital_campus 396 x No. External Reference Tables Extract Filename No. of Records PoC 11 ICD-10 code descriptions external 5373 (used) x 12 DRG code descriptions external (AR-DRG) 679 x 13 Language code descriptions external 85 (used) x 14 Ethnic code descriptions external 9 (used) x Initial Data Extract 308,069 Minus Regular Attenders + Dr. Fosters Business Rules 280,317 280,078 Filtered data to match FY 11,952 Unplanned 30-day Readmissions 56,831 Unplanned Readmissions Episode Data
  • 10. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Unplanned Readmissions – 5 year trend 10 Austin Health’s 30-Day ‘all-cause’ unplanned readmissions 5-year average = 4.51% Austin’s 30-Day unplanned readmission rates appear to be decreasing year-on-year
  • 11. PBT Group Australia – Predicting 30-day unplanned hospital readmissions ICD10 (Roll-Up) by Age Group 11
  • 12. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Journeys of Frequent Readmitting Patients 12
  • 13. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Journeys of Frequent Readmitting Patients by First Admit ICD-10 Roll-Up 13
  • 14. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Model Validation Technique Incorporating Validation Dataset 14 • Dataset partitioned into “training” and “validation” datasets. • Several variable selection techniques are performed; • Followed by multiple variable transformations; • Missing values are imputed. • Modeling techniques: • Forward Regression; • Backward Regression; • Decision Trees. • Models are compared; • Best model selected. • Out-of-sample dataset is used to validate the model’s discriminative ability on “unseen” data and to test for overfit 1 2 3 5 6 • Dataset of 280,000 IP episodes, 141 variables; • Used variables that were available at admissions; SAS Enterprise Miner Report Process Flow Diagram 4
  • 15. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Significant Predictor Variables 15 Number of ED Episodes * Total number of Spells (Lifetime) * Total Length of Stay Days (Lifetime) * Admissions Ward * Charlson Score at Admission Admissions Unit * Length of Stay Days ** Length of Stay Type ** Age * Mild Liver Disease Flag at Admission Renal Disease Flag at Admission Malignancy Flag at Admission COPD Flag at Admission Moderate – Severe Liver Disease Flag at Admission Number of Spells Admission Source Care Type Cerebrovascular Disease Flag at Admission Non Chronic Diabetes Flag at Admission Dementia Flag at Admission 20 Significant Variables SAS Enterprise Miner Report Selected Variable Importance
  • 16. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Predicted Unplanned Readmissions within 30 Days 16 Key Finding: Many predicted unplanned readmissions occurred after 30 days “Most flexible model allowed users to define their own risk threshold” Predicted Unplanned Readmissions after 30 Days
  • 17. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Model Comparison to Literature Review
  • 18. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Model Performance – Out of Sample dataset 18 Key Metrics POC Model Description Sensitivity 70% Probability of identifying patients who are likely to readmit (event) Specificity 74% Probability of identifying who are not likely to readmit (non-event) Accuracy 74% Accuracy of events & non-events as a % of total episodes Misclassification Rate 26% Overall prediction error
  • 19. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Predicted Likelihood of Unplanned Readmissions as an Alert
  • 20. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Potential Impact of Acting on High-Likelihood Readmissions 20 Managing 6 patients per day will affect 1,132 unique patients per year and their 2,227 episodes per year, which if all were effective would have had a potential opportunity of 9,287 bed-days that had direct costs of $9,007,799 in FY2014 “The approach is continuing to get attraction although quantification of intervention is lacking”
  • 21. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Analytical Outcomes Integrated in Operational Systems 21 PAS EMR Pharma cy Patholog y Analytical model process Reports and dashboards BI Ecosystem
  • 22. PBT Group Australia – Predicting 30-day unplanned hospital readmissions Next Steps Tactical Strategic Model Deployment • Implement model to redesign discharge planning • Visualisation / dashboard design • AaaS options • Early Adopter Hospital Data & Analytics Strategy • Analytics Roadmap • Data governance • Other quality improvement models / simulations Model Refinement • Localise for hospital datasets • Input additional data (pharmacy, pathology, etc.) to improve model’s discriminative ability National / State Exemplar • Publication based on applied model • Impact on public policy • State-level model validation
  • 23. PBT Group Australia – Predicting 30-day unplanned hospital readmissions 23 www.martinsights.com martin.rennhackkamp@pbtaustralia.com au.linkedin.com/in/rennhackkamp @Rennhackkamp info@PBTAustralia.com www.PBTAustralia.com Thank You