The document provides information about an international training course on physical protection of nuclear facilities and materials held in Albuquerque, New Mexico. It discusses the course structure and methodology, as well as logistical details. The course is designed to teach participants a three-step methodology for designing and evaluating physical protection systems: 1) define requirements, 2) design the system, and 3) evaluate the design. Participants learn through lectures and applying the material in subgroup exercises using a hypothetical facility case study. The overall goal is for participants to learn how to apply principles of performance-based methodology to physical protection.
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International Training Course on Physical Protection of Nuclear Facilities
1. The Twenty-Sixth International Training Course 1-1
1. Introduction to the International
Training Course
Abstract. In 1978, the US Department of Energy selected Sandia National Laboratories as
the organization to conduct the International Training Course on the Physical Protection of
Nuclear Facilities and Materials. The course is designed to transfer technical information for
the prevention of radiological sabotage and the theft of nuclear materials. It is organized
around a three-step methodology for the design and analysis of a physical protection
system: (1) define the physical protection system requirements, (2) design the physical
protection system, and (3) evaluate the physical protection system design. The course
structure presents the material to the participants through lecture sessions and gives the
participants, divided into groups, an opportunity to apply the material through subgroup
exercises. They are also given the opportunity to examine equipment in demonstrations.
Finally, each subgroup works through a major physical protection design and evaluation
exercise. Each subgroup presents their results. Although the course contains detailed
information on physical protection, participants need not master all the material to learn and
to use the design and evaluation methodology. It is presumed that participants reach
different levels of understanding based primarily on their backgrounds and the subject
matter’s relevance to their country’s needs.
1.1 General Information
1.1.1 Location
Description of
Albuquerque, NM,
USA
The International Training Course is
held in Albuquerque, the largest city
in New Mexico. Albuquerque lies
in the Chihuahuan Desert at the
crossroads of Interstate 40 and
Interstate 25 in central New Mexico.
The city lies on a plain along the
banks of the Rio Grande River at the
base of the Sandia Mountains.
Albuquerque has approximately
500,000 residents and is situated at
5,000 feet (1,524 meters) above sea
level.
Settlement History In 1706, Albuquerque was founded by a group of colonists who had been
granted permission by King Philip of Spain to establish a new villa (city) on
the banks of the Rio Grande (which means “big river”). The colonists
chose a place along the river where it made a wide curve. The river
provided water to irrigate the crops and the Bosque (cottonwoods, willows
and olive trees) provided a source of wood. The site also provided
protection from and the opportunity for trade with the Indians from the
pueblos in the area. The early Spanish settlers were religious people, and
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1-2 The Twenty-Sixth International Training Course
the first building erected was a small adobe chapel. Its plaza was
surrounded by small adobe homes, built close together for mutual protection
against any threats posed by hostile forces in this vast and dangerous
country. That church, San Felipe de Neri, still stands. The building itself
has been enlarged several times and remodeled, but its original thick adobe
walls are still intact. The church is the hub of Old Town, the historic and
sentimental heart of Albuquerque, with activities such as shopping and
dining. To this day, special holidays and feast days are still commemorated
as part of the year-round attractions of this "original" Albuquerque.
Cultural Aspects Albuquerque represents a synergy of
Native American, Hispanic, and
Anglo cultures where traditional and
modern cultures co-exist. The
University of New Mexico is
centered in Albuquerque. Native
American reservations and pueblos
exist near the city. Sandia National
Laboratories brings science and
technology to the city.
Aerial View of Sandia National
Laboratories
Climate Albuquerque is renowned for its year-round, pleasant climate. Low
humidity and warm temperatures combine to make Albuquerque an
enjoyable destination during any season.
Albuquerque Average Temparatures
20
30
40
50
60
70
80
90
100
JAN FEB MAR APR MAY JUN JUL AUG SEP OCT NOV DEC
Fahrenheit
-6.7
-1.7
3.3
8.3
13.3
18.3
23.3
28.3
33.3
Celsius
Avg High
Avg Low
Dress Southwestern informality prevails. Business occasions and theatrical events
offer opportunities to dress more formally. During Albuquerque's warmer
season, sweaters or jackets are advisable in higher-altitude areas.
Temperatures
3. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-3
1.1.2 Facilities
Sheraton Uptown
Hotel
Sandia National
Laboratories
Sleeping accommodations are located at the Sheraton Uptown Hotel in
Albuquerque.
The Sheraton Uptown is located at the northeast corner of
Menaul Blvd. and Louisiana Blvd. NE.
Address:
2600 Louisiana Blvd NE
Albuquerque, NM 87110
Phone number is 1 (505) 881-0000
FAX number is 1 (505) 881-3736
The lecture room and subgroup rooms are located at Sandia National
Laboratories(SNL) in the International Program’s Building (IPB) and the
Innovation Parkway Office Center (IPOC). Transportation to and from the
Sheraton Uptown and SNL will be provided on a daily basis.
1.1.3 Financial Responsibilities
IAEA
Responsibilities
IAEA will pay for the participant’s room and associated tax for designated
countries.
4. Define Physical Protection System Requirements
1-4 The Twenty-Sixth International Training Course
Participant
Responsibilities
The participant is responsible for paying these charges:
Local and long distance phone calls
In-room movies
Room service
Mini-bar
Any other items charged to your room
Evening meals not stated on the ITC Schedule
Meals Hotel provides:
Breakfast: Monday through Friday at 7:30 AM
Lunch: Monday through Friday at the IPB Bistro.
The participant pays for:
Evening and weekend meals, except where specified in the ITC
schedule.
Transportation Transportation to all course-related activities, including group meals and
weekend activities, will be provided to the participant. Transportation for
non-course activities is the responsibility of the participant. Hotel reception
can help with most transportation questions. Some useful phone numbers
are:
Yellow Cab (Taxi): 247-8888
Albuquerque Cab Company (Taxi): 883-4888
City of Albuquerque Bus Schedules are available from the hotel
concierge
Health Care For minor healthcare problems:
Sandia’s medical organization and ITC Staff can help with colds, aches,
pains, and minor accidents.
For major or emergency care:
Obtain assistance from local doctors and hospitals. The IAEA has provided
temporary insurance. If you become ill, you need to:
obtain the necessary services,
pay for the services yourself, and then
submit a claim to the insurance company when you return home.
For a non-emergency problem, contact:
Greg Baum
Cell phone: 505-717-6340
Robert Otero
Cell phone: 505-814-4363
In an emergency, call 911.
You may also wish to contact the front desk for help.
5. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-5
1.1.4 Be On Time
Please Participate The ITC presents a great deal of information to the participants. For the
participants to have the best possible learning experience and to avoid
interfering with the learning environment, we ask that every participant be on
time. Lecture start and break times will be clearly stated and each participant
is expected to be seated and ready to proceed at the appropriate times.
1.2 Course Introduction
Sponsors This course is conducted by Sandia National Laboratories (SNL) on behalf
of the US Department of Energy (DOE). It is funded by the US Department
of State under the auspices of the International Atomic Energy Agency
(IAEA).
1.2.1 History
DOE Commits to
Transferring
Physical Protection
Information
When the United States Congress passed the Nuclear Non-Proliferation Act
of 1978, it committed the DOE to provide training in physical security
techniques and technology to Member States of the IAEA. The DOE
selected one of its national laboratories, Sandia National Laboratories, to
fulfill this U.S. commitment. In 1978, the International Training Course
(ITC) on the Physical Protection of Nuclear Facilities and Materials was
initiated. Course participants learn a methodology for designing and
evaluating physical protection systems to guard nuclear facilities and
materials against the threats of radiological sabotage and theft.
1.2.2 Sandia National Laboratories
Sandia’s Origin Sandia National Laboratories began in 1945 on Sandia Base in Albuquerque,
New Mexico, as the Z Division of what is now Los Alamos National
Laboratory. Both labs were born out of America’s atomic bomb
development effort—the Manhattan Project. Sandia began as an ordnance
design, testing, and assembly facility, and was located on Kirtland Air Force
Base to be near an airfield and to work closely with the military. In 1949,
President Harry Truman wrote a letter to the American Telephone and
Telegraph Company president offering the company “an opportunity to
render an exceptional service in the national interest” by managing Sandia.
AT&T accepted, began managing the Labs on Nov. 1, 1949, and continued
in that role for nearly 44 years.
Sandia’s Mission
and Customers
Sandia’s original mission—providing engineering design for all non-nuclear
components of the nation’s nuclear weapons—continues today, but Sandia
now also performs a wide variety of national security research and
development. The Lockheed Martin Corp. has managed Sandia since
October 1, 1993, for the U.S. Department of Energy. DOE’s National
Nuclear Security Administration (NNSA) sponsors most of Sandia’s work,
but we also work for other federal agencies, including the Department of
Defense, the Department of Homeland Security, and others. We work
cooperatively with government, industry, and academic partners to
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1-6 The Twenty-Sixth International Training Course
accomplish our missions. Today Sandia employs about 7,900 people and has
two primary facilities, a large laboratory and headquarters in Albuquerque
and a smaller laboratory in Livermore, Calif.
Sandia’s Expertise Sandia National Laboratories staff has performed many evaluations and
upgrades of nuclear facilities in the United States and abroad. A
methodology for accomplishing these evaluations and upgrades has evolved.
In addition, Sandia National Laboratories is the lead DOE laboratory in
physical protection.
Because of this capability, Sandia has presented this course since 1978 to
participants from 68 different countries. Table 1-1 lists the countries that
have participated in this training since 1978. It is the proven methodology
developed and used by Sandia National Laboratories, coupled with
supporting physical protection technology information, which has served as
the basis for the courses.
Table 1-1. Participating Countries of Past ITCs
Albania
Algeria
Argentina
Armenia
Australia
Austria
Bangladesh
Belarus
Belgium
Brazil
Bulgaria
Canada
Chile
China
Croatia
Cuba
Czech Republic
Denmark
DR of the Congo
Egypt
Finland
France
Germany
Ghana
Greece
Hungary
India
Indonesia
Iran
Iraq
Israel
Italy
Jamaica
Japan
Jordan
Kazakhstan
Korea
Latvia
Lithuania
Malaysia
Mexico
Morocco
Netherlands
Nigeria
Norway
Pakistan
Philippines
Poland
Portugal
Romania
Russia
Saudi Arabia
Serbia
Slovakia
Slovenia
South Africa
Spain
Sweden
Switzerland
Syria
Thailand
Tunisia
Turkey
Ukraine
Uzbekistan
Venezuela
Vietnam
Zaire
ITC Logo The course logo, an incomplete circle surrounding an atom, represents the
mission of Physical Protection of Nuclear Facilities and Materials. If a
nuclear facility could be completely enclosed with an impenetrable barrier,
then the problem of physical protection would be very simple. Unfortunately,
barriers are not impenetrable, and people and materials must move in and out
of the facility. These imperfections in the barrier are represented by the
opening in the circle. It is the goal of a physical protection system, then, to
counteract or minimize the effect of having this opening in the barrier of a
nuclear facility. The physical protection system is represented by the plug
being placed in the opening of the barrier. We all recognize that in an actual
7. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-7
facility, the plug cannot completely fill the hole in the barrier. Thus, the goal
of this ITC is to teach participants to design a system that comes as close as
is economically and operationally possible to filling the hole and to use
evaluation tools that give a quantitative measure of how well the hole is
filled.
Figure 1-1. International Training Course Logo
1.2.3 Course Objective
Course Objective At the end of this training course, participants will be able to apply the
principles of a performance-based methodology to design and evaluate the
physical protection of nuclear facilities and material against theft or
sabotage.
1.2.4 Methodology
Design and Analysis
Methodology
The design and analysis methodology presented in this course is reflected in
the structure of the course. The methodology consists of three major steps:
1. Define physical protection system requirements—First, study the
existing facility and its plans to learn all of the operations, conditions, and
important physical features that affect the physical protection system.
Then conduct a detailed study of the range of adversaries that the physical
protection system must successfully counter. Finally, identify the most
important areas or materials that must be protected from the adversary.
2. Design a physical protection system—Either identify the existing
physical protection elements for potential upgrading or design a new
protection system using elements of detection, delay, and response that
are effective against the capabilities of the potential adversary.
3. Evaluate the physical protection system design—Given the information
about the facility, threat, targets, and physical protection system, use
accepted analysis techniques to obtain a measure of the protection
system’s effectiveness. Redesign and reanalysis may be required if the
measure of effectiveness is not satisfactory.
1.2.5 Course Structure
Mapping Course
Structure to the
Methodology
Table 1-2 lists all the lectures arranged in relation to the three major steps of
the design and evaluation methodology, including sections covering the
introduction, supporting information, application, and course summary.
Course Elements Three elements are used in the ITC to present the material, to give
8. Define Physical Protection System Requirements
1-8 The Twenty-Sixth International Training Course
participants an opportunity to use the material, and to allow examination of
equipment and security installations. The three mechanisms are
lectures
subgroup exercises
equipment demonstration
1.2.5.1 Lecture Sessions
Technical Experts
Present Lectures
The ITC introduces each subject with a lecture developed by technical
experts at Sandia National Laboratories. A technical expert will present the
material and will be available for questions at the conclusion of each lecture.
The participant notebooks contain reference material and copies of the slides
used in the presentation. All participants attend the lectures as a group.
Guest Speakers The ITC also features guest lectures from the International Atomic Energy
Agency, physical protection experts from other Member States, the US
Nuclear Regulatory Commission, the US Department of State, and the US
Department of Energy.
1.2.5.2 Subgroup Exercises
Subgroups Are
Team Efforts
The course participants will be divided into teams of six people to work
together in subgroup exercises. A subgroup exercise follows a lecture or
group of lectures. Table 1-2 shows the schedule of all lectures and subgroup
activities. The subgroup exercise consists of a review of the lecture material,
structured exercises for solving problems, and questions for discussion.
Participants Apply
Information from
Lectures to
Subgroup Exercises
The subgroup sessions provide the participants with the opportunity to work
problems using the hypothetical facility data (found in the Exercise Data
Book) and to ask questions in a small group environment. The teams
complete the exercises, thus giving each participant the opportunity to apply
the lecture material to practical situations. After the exercises are completed,
more subjective and advanced questions on the actual application of the
technology are discussed if time permits. As the course progresses,
subgroup problems build on data and conclusions from earlier problems. A
hypothetical facility, the Lagassi Institute of Medicine and Physics (LIMP),
is introduced, and one of the center’s facilities, the research reactor, is used
throughout the subgroup exercises.
Subgroups Form
Teams
Members of each team are carefully selected to ensure that all groups are
balanced with respect to physical protection responsibilities and experience
and that the participants will be able to work well together. The subgroup
instructor is a member of the Sandia National Laboratories staff who has
been specially trained for this assignment. Each team will remain with the
same subgroup instructor during the entire course. The subgroup instructor’s
role is to answer questions about the material and to help the team complete
the exercises.
9. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-9
Final Exercise
Incorporates
Material from Entire
Course
The final subgroup exercise is a major design and analysis problem in which
the teams use the course methodology to design and analyze the physical
protection system for a facility at the LIMP. With the completion of this
design and analysis problem, the participants will have used the
methodology several times in problems of increasing difficulty. The
participants will then be prepared to take this methodology back to their own
country and apply it to the most difficult problem, their own facility.
Each subgroup will make an oral presentation of their final exercise solution
to a panel of physical protection experts from Sandia National Laboratories’
technical management. The panel will discuss the solutions and offer
suggestions.
Table 1-2. The Twenty-Third International Training Course
Design Steps Lectures Subgroups
— Introduction 1. Introduction to the International Training Course
and DEPO
I. Define Physical Protection
System Requirements
2. Facility Characterization and Target Identification
3. Introduction to Hypothetical Facility
4. Threat Definition
5. Risk Management and Regulatory Requirements
Subgroup 3S
Subgroup 4S
II. Design a Physical Protection
System
6. Design of Physical Protection Systems
7. Intrusion Detection Sensors
8. Entry Control Systems
9. Contraband Detection
10. Alarm Assessment
11. Access Delay
12. Response Force
13. Alarm Communication and Display
14. Performance Testing
15. Performance Testing Response
Subgroup 7S
Subgroup 8S
Subgroup 9S
Subgroup 10S
Subgroup 11S
Subgroup 12S
Subgroup 13S
Subgroup 15S
III. Evaluate the Physical Protection
System Design
16. Evaluation of Physical Protection Systems
17. Path Interruption Analysis
18. Adversary Sequence Diagram
19. Multipath Analysis
20. Neutralization Analysis
21. Scenario Analysis
22. Tabletop Analysis
23. Insider Analysis
Subgroup 17S
Subgroup 18S
Subgroup 19S
Subgroup 20S
Subgroup 21S
Subgroup 22S
Subgroup 23S
— Application 24. Transportation Security
25. Cyber Security
26. Introduction to the Final Exercise
Presentation of Subgroup Results
Subgroup 24S
Subgroup 26S
Comment [SJA1]: Shelly, do the subgroups
listed in this table need to correspond to the modules
or exercises?
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1-10 The Twenty-Sixth International Training Course
1.2.5.3 Equipment Demonstration
Test Field
Demonstrations
Before the final subgroup exercise, the entire group will take a field trip to
observe examples of physical protection system components. Technical
personnel who work with physical protection equipment at Sandia National
Laboratories will show equipment to the class for exhibition and
demonstration.
1.3 Scope
Data Is
Hypothetical;
Facilities Need to
Develop Their Own
Databases
The International Training Course is designed to present detailed information
on the physical protection of nuclear facilities and materials. It provides a
basic methodology for the design and evaluation of a security system. The
data tables included throughout the written material are approximate and
should be used only as estimates in working the exercises for this course.
Each facility should run its own tests and experiments to obtain data for
application at the specific facility.
Participants from All
Areas of Physical
Protection
The course material was designed for participants with a wide range of
technical backgrounds and experience. It is not essential that all of the
material in the course be mastered by all participants.
1.4 INFCIRC/225
INFCIRC/225 Rev. 5
Provides Basis for
Reference
Information Circular 225, Rev. 5, The Physical Protection of Nuclear
Material and Nuclear Facilities (INFCIRC/225/Rev.5), contains
recommendations issued by the International Atomic Energy Agency (the
IAEA or the Agency) for the information of all Member States.
Throughout the ITC, references are made to the recommendations in
INFCIRC/225/Rev.5. INFCIRC/225 explicitly states that its recommenda-
tions should be reviewed and updated periodically to reflect the state of the
art in the physical protection of nuclear material. The recommendations
quoted in the ITC material are current and consistent with Revision 5 of
INFCIRC/225, but may be superseded by future revisions of INFCIRC/225.
INFCIRC/225 has become the primary basis for implementation of national
systems of physical protection by Member States. States do not formally
notify the IAEA of their adherence to or acceptance of the recommendations
of INFCIRC/225. Member States reflect their acceptance through their
national laws, regulations, bilateral agreements for cooperation, specific
assurances between supplier and recipient states involved in nuclear
transfers, and implementation practices at nuclear facilities.
1.5 Course Conclusion
Help Us Improve the
Course
Improvements are made each time the course is presented and reflect the
result of a series of evaluation questionnaires that the participants are asked
11. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-11
to complete each day, rating the sessions and providing suggestions on how
to improve the material for the next course. These comments are important
because the material is revised each year. You are benefiting from the input
of all previous course participants. For the benefit of those in future courses,
you will be asked to critique this course very seriously.
Course
Methodology
In this session, we have introduced the design and evaluation methodology
used successfully by Sandia National Laboratories and explained that the
course is structured around this methodology. The use of lectures,
subgroups, field trips, and equipment demonstrations was explained. Table
1-2 is a schedule of the entire course.
1.6 Process of Physical Protection System Design
and Evaluation
1.6.1 Overview
Creating an effective physical protection system includes the determination
of the physical protection system requirements, the design of a new physical
protection system or characterization of an existing physical protection
system, the evaluation of the design or system, and, most likely, a redesign
or refinement of the system. To develop the requirements, the designer must
begin by gathering information about facility operations and conditions, such
as a comprehensive description of the facility, operating states, and physical
protection requirements as well as regulatory requirements. The designer
then needs to define the threat, which involves considering factors about
potential adversaries: types of adversaries, the adversary’s capabilities, and
the range of the adversary’s tactics. Next, the designer should identify
targets. Determination of whether nuclear materials are attractive targets is
based mainly on the type and quantity of material and the ultimate goal of
the adversary threat. Finally, the designer must identify the regulatory
requirements and risk management considerations. The designer now
knows the objectives of the physical protection system, that is, “what to
protect against whom.” The next step is to design the new system or
characterize the existing system. If designing a new system, one must
determine how best to combine the components and elements that provide
the three functions of detection, delay, and response to meet the objectives of
the system. After a physical protection system is designed or characterized,
it must be analyzed and evaluated to ensure it meets the physical protection
requirements. Evaluation must consider the effectiveness of a system of
elements that work together to assure protection rather than regarding each
element separately. Due to the complexity of protection systems, an
evaluation usually requires modeling techniques. If significant
vulnerabilities are found, the initial system must be redesigned to correct the
vulnerabilities and a reevaluation must be conducted.
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1-12 The Twenty-Sixth International Training Course
1.6.2. Introduction
Balanced PPS
Ensures Best Use
of Resources
The implementation of an effective physical protection system (PPS)
requires a methodical approach in which the designer or analyst evaluates
the effectiveness of a proposed or existing PPS against the objectives or
requirements for the PPS. Without this type of careful assessment, the PPS
might waste valuable resources on unnecessary protection or, worse yet, fail
to provide adequate protection at critical points of the facility. For example,
it would probably be unwise to protect a facility’s employee cafeteria with
the same level of protection as the facility’s fuel storage area. However,
sophisticated and expensive security features at a facility’s main entrance
would be wasted if uncontrolled entry were possible through a cafeteria
loading dock.
1.7 Security Design and Evaluation Approaches
Use System
Performance to
Evaluate
Effectiveness
Any design process must have criteria for evaluating elements of the design.
INFCIRC/225 Rev.5 states “The State should define requirements for the
physical protection of nuclear material in use and storage and during
transport and for nuclear facilities…” A design process based on
performance requirements will select elements and procedures according to
the contribution they make to overall system performance. The
effectiveness measure will be overall system performance.
Other Design and
Analysis Methods:
Expert Opinion and
Standards
Historical approaches to security design and analysis have included the use
of expert opinion and the development of standards and associated design
features. Expert opinion relies on the experience and abilities of a person or
persons to correctly evaluate and suggest design improvements. The
process is subjective, inconsistent, and biased towards the particular
experiences of the people involved.
Feature-Based
Approach uses
Presence of
Elements
Standards development is one way to build consistency and repeatability
into evaluation of system design. Often, a set of “features” is required to be
present to meet those standards.
A feature-based approach selects elements or procedures to satisfy
requirements that certain items are present. The feature-based approach can
lead to the use of a “check list” method to determine system effectiveness
based on the presence or absence of required features.
For example, a performance criterion for the perimeter detection system
would be that the system be able to detect an intruder using any attack
method. A feature criterion for the same detection system might be that the
system has two specific sensor types, which might not detect one of the
adversary’s attack methods.
The use of a feature-based approach in regulations or requirements that
apply to physical protection systems should generally be avoided or handled
with extreme care.
13. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-13
RTC Emphasizes
Performance-Based
Approach
The conceptual design techniques that are presented in this course are based
on a performance approach to meeting the physical protection system
requirements. Much of the component technology material will, however,
be applicable to either performance-based or feature-based design methods.
Analysts should evaluate overall system performance, rather than the mere
presence or absence of system features or components. This means that the
PPS is designed and evaluated to ensue it provides a required level of
performance or protection.
1.7.1 Define Physical Protection System Requirements
Characterize the
Facility, Define the
Threat, and Identify
the Targets
The first step in the development and evaluation of a PPS design, as shown
in Figure 1-3, is to determine the requirements of the protection system. To
formulate these requirements, the designer must
Characterize the facility operations and conditions
Define the threat spectrum
Identify the targets of the adversary
Identify regulatory requirements
Describe Physical
Features,
Processes, and
Current PPS
Characterizing facility operations and conditions requires:
developing a thorough description of the facility, including the location
of the site boundary, building locations, floor plans, structure elevations,
and access points
describing the processes and operations within the facility
identifying existing physical protection system elements
Sources of
Information
Characterization information can be obtained from existing documentation
and personal contacts, such as:
facility design blueprints
process descriptions
safety analysis reports
environmental impact statements
site tours
interviews with facility personnel
These sources help provide an understanding of the physical protection
interface requirements for the facility and an appreciation for the
operational and safety constraints. An effective physical protection system
design must balance the often conflicting objectives of safety, operations,
and security.
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1-14 The Twenty-Sixth International Training Course
Legal and Cultural
Issues
Another important consideration during facility characterization is the
cultural, legal, and regulatory environment. Regulatory requirements may
impose specific design approaches that must be met while achieving desired
performance levels. Legal and cultural issues may constrain the options
available to the designer in trying to meet PPS goals.
Determine the
Design Basis
Threat (DBT)
Next, a threat definition for the facility must be made. INFCIRC/225 Rev
5. states that “A design basis threat developed from an evaluation by the
State of the threat of unauthorized removal of nuclear material and of
sabotage of nuclear material and nuclear facilities is an essential element of
a State's system of physical protection.”
Information must be collected to answer these questions about the
adversary:
What types of adversaries need to be considered?
What are the adversaries’ intentions and motivations?
What tactics will the adversary use?
What are the adversary’s capabilities?
How many adversaries may attack?
Define PPS
Requirem ents
Design
PPS
Evaluate
PPS
Final PPS
Design
Redesign
PPS
Figure 1-3. Design and Evaluation Cycle
Classes of
Adversaries
Adversaries can be separated into three classes: outsiders, insiders, and
outsiders in collusion with insiders.
For each class of adversary, the designer should consider the full range of
tactics, including combinations of the following:
Deceit is the covert attempt to defeat of a physical protection system by
using false identification.
Force is the overt attempt to defeat a physical protection system by
physical force.
Stealth is the covert attempt to defeat a physical protection system by
technically defeating the intrusion detection sub-system.
Understanding the
Adversary
Important capabilities for an effective adversary to have include:
knowledge of the PPS,
any skills that would be useful in the attack, and
tools and weapons that could be used in the attack.
15. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-15
Because it is generally not possible to test and evaluate all possible
capabilities of an unknown adversary, the designer and analyst must make
assumptions. These assumptions can be based on published information
about human performance and the tested performance of physical protection
elements.
Target Identification Adversary target identification must be performed for the facility. At most
nuclear facilities, nuclear materials appear in several different physical and
chemical forms. The attractiveness of these materials as theft or sabotage1
targets depends greatly on their form, since the form of the material
determines its ease of acquisition by the potential thief, as well as the ease
of subsequent malicious use. In light water reactors, for example, nuclear
material appears in four forms: fuel assemblies, solid wastes, liquid wastes,
and gaseous wastes. These materials rank differently in terms of their
attractiveness to a potential saboteur or thief.
Knowledge of Vital
Areas Is Used in
Preventing
Sabotage
In a nuclear reactor, the greatest concern in the design of a PPS is to prevent
radioactive release from the reactor that may be caused by sabotage. Vital
areas (those areas within a reactor complex that contain equipment,
systems, devices, or material whose failure, destruction, or misuse could
result in a radiological release endangering the public) are of particular
concern. For example, the containment building that houses the reactor, the
steam generators, and the primary coolant loops will always be designated a
vital area. Other locations containing machinery and safety systems
designed to decrease the severity of accidental damage to nuclear facilities
may also require designation as vital areas.
Adversary and
targets are not
Independent
The three topics for defining PPS requirements – characterize facility,
define threat, and identify target – are not totally independent. Thus each
must be considered while taking into account knowledge of the others. For
example, the types of adversary are probably dependent on the types of
facility targets.
Protection
Objectives
Given the information obtained through facility characterization, threat
definition, and target identification, the designer or regulator can determine
the protection requirements of the PPS. An example of a protection
requirement might be to “interrupt and neutralize a well-equipped, criminal
adversary before he can remove nuclear material from a vault.”
1
Sabotage is “…Any deliberate act directed against a nuclear facility or nuclear material in use, storage or
transport which could directly or indirectly endanger the health and safety of personnel, the public and the
environment by exposure to radiation or release of radioactive substances.” INFCIRC/225
16. Define Physical Protection System Requirements
1-16 The Twenty-Sixth International Training Course
1.7.2 Design a Physical Protection System (PPS)
Combining
Elements of a PPS
The second step in the development of a PPS design (Fig. 1-3) is to
determine how best to combine such elements as fences, vaults, sensors,
procedures, communication devices, and response force personnel into a
PPS that can satisfy the protection requirements. The resultant PPS design
should meet these requirements within the operational, safety, and
economic constraints of the facility. When characterizing an existing PPS,
the next step the process is to describe the configuration of its elements.
Primary Functions
of a PPS
The primary functions of a PPS are
detection of an adversary,
delay of that adversary, and
response by the response force.
General Guidelines
for PPS Design
Several general guidelines should be observed during the PPS design, as
follows:
Detection should be placed far from the target.
Delay should be placed near the target.
The response force should be reliably notified early enough to have time
to respond to an alarm.
PPS designers should take advantage of the strengths of each piece of
equipment and use equipment in combinations that complement the
strengths of each and protect against any weaknesses.
Additional
Considerations in
PPS Design
While being concerned about the performance of the individual components
and of the total system, the designer must also consider:
Purchase costs
Installation issues and costs
Maintenance of equipment costs
Staffing costs
Consider Long-
Term Costs
Full Life-cycle costs must be considered instead of only initial purchase and
installation costs. Initially low-cost, high-performance components may,
over their expected lifetimes, require extensive maintenance that will result
in high continuing costs and the possibility of degraded performance.
Long-term economic and performance impacts must be understood while
considering alternatives for a physical protection system design.
17. 1. Introduction to the International Training Course
The Twenty-Sixth International Training Course 1-17
1.7.3 Evaluate the Physical Protection System Design
Feature-based
Evaluation vs.
Performance-based
Evaluation
The third step evaluation of the PPS design, begins with a review and
thorough understanding of the protection requirements the system must
satisfy. This can be done simply by checking for required features of a
PPS, such as intrusion detection, entry control, access delay, response
communications, and a response force. However, a PPS design based on
required features cannot be expected to lead to a high-performance system
unless those features, when used together, are sufficient to assure adequate
levels of protection. Rigorous analysis and evaluation techniques are used
to estimate the minimum performance levels achieved by a PPS. This is a
necessary step for a performance-based approach to PPS evaluation.
Full System Tests
May Be Impractical
An existing PPS at an operational facility cannot normally be tested
comprehensively as a system due to operation and funding constraints.
Evaluation techniques are based on performance tests of component
subsystems. Component performance estimates are combined into system
performance estimates by the application of system modeling techniques.
Analysis and Re-
evaluation Are a
Cyclic Process
Evaluation of the PPS design will either find that the design effectively
achieved the protection requirements, or it will identify weaknesses. If the
protection requirements are achieved, then the design and evaluation
process is completed. However, the PPS should be re-evaluated
periodically to ensure that the original protection requirements remain valid
and that the protection system continues to meet them.
1.7.4 Redesign of the Physical Protection System
Redesigns or
Upgrades Are
Based on
Vulnerability
Assessments
The result of the evaluation phase is a system effectiveness evaluation. If
the PPS is found to be ineffective, vulnerabilities in the system can be
identified. The next step in the design and evaluation cycle is to iterate or
upgrade the initial protection system design to correct the noted
vulnerabilities. It is possible that the PPS requirements and constraints also
need to be reevaluated. An analysis of the redesigned system is performed.
This cycle (Fig. 1-3) continues until the results indicate that the PPS meets
the protection requirements.
1.8 Summary
A process for the design and analysis of a PPS has been presented. Figure
1-3 and Figure 1-4 show this process with references to the specific lecture
sessions in the course.
18. Define Physical Protection System Requirements
1-18 The Twenty-Sixth International Training Course
Figure 1-4. ITC Design and Evaluation Process Outline (DEPO)