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Shoulder Dystocia:
Incidence and Risk
Factors
JOSEPH G. OUZOUNIAN, MD
University of Southern California, Keck School of Medicine,
Los Angeles, California
Abstract: Shoulder dystocia complicates B1% of
vaginal births. Although fetal macrosomia and ma-
ternal diabetes are risk factors for shoulder dystocia,
for the most part its occurrence remains largely
unpredictable and unpreventable.
Key words: macrosomia, shoulder dystocia, gesta-
tional diabetes
The most common definition for should-
er dystocia is a delivery that requires
additional obstetric maneuvers after gen-
tle downward traction on the fetal head is
unsuccessful in delivery of the shoulders.1
Careful review of 29 peer-reviewed stud-
ies published from 1985 to 2016 demon-
strates an incidence of shoulder dystocia
ranging from 0.1% to 3.0% of all deliv-
eries, with a clinically useful average
incidence of about 1%.1–29
This wide
range may be attributable to variations
in the study populations analyzed, incon-
sistencies in shoulder dystocia diagnosis,
and methodologic variation (eg, reliance
on medical record coding vs. direct med-
ical record review, etc.).
Although the majority of shoulder
dystocia cases occur in infants with birth-
weight less than 4000 g, fetal macrosomia
increases the risk for shoulder dysto-
cia.1,18
In 2013, Ouzounian et al18
studied
221 cases of shoulder dystocia from a
cohort of 13,277 vaginal deliveries, and
demonstrated that more than half
(50.7%) occurred in infants that weighed
<4000 g. However, the mean birthweight
in the shoulder dystocia group was
4011 Β± 452 versus 3390 Β± 447 g in the
no shoulder dystocia group (P<0.001).
Furthermore, <1% of the nonshoulder
dystocia patients had a birthweight
>4500 g, compared with 14.5% in the
shoulder dystocia group (P<0.001). Oth-
er investigators have demonstrated sim-
ilar trends. For example, at least 2 studies
showed that the incidence of shoulder
dystocia increases with every 500 g of
birthweight, with a 10-fold increased
incidence when birthweight was over
4500 g.30,31
In fact, in Stotland’s
study, the incidence of shoulder dystocia
was 23% when birthweight was over
5000 g.31
Although the association of high birth-
weight and shoulder dystocia is indeedThe author declares that they have nothing to disclose.
Correspondence: Joseph G. Ouzounian, MD, Univer-
sity of Southern California, Keck School of Medicine,
Los Angeles, CA. E-mail: joseph.ouzounian@med.
usc.edu
CLINICAL OBSTETRICS AND GYNECOLOGY / VOLUME 59 / NUMBER 4 / DECEMBER 2016
www.clinicalobgyn.com | 791
CLINICAL OBSTETRICS AND GYNECOLOGY
Volume 59, Number 4, 791–794
Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.
Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.
compelling, it remains a clinical conun-
drum for contemporaneous patient man-
agement, in light of our continued
inability to predict birthweight accurately
using either ultrasound or clinical meth-
ods. Typically, ultrasound estimates of
fetal weight are within 20% of the actual
birthweight in 95% of cases. In the
remaining 5%, the estimate will have an
error rate >20%.32,33
Clinical estimates
using abdominal palpation, fundal height,
or maternal estimation do not perform
any better. In a recent study evaluating
the effects of suspected macrosomia on
outcome, King and colleagues demon-
strated that the sensitivity of ultrasound
and abdominal palpation for identifying
macrosomia before delivery was 40.2%
and 15.1%, respectively. Furthermore,
most studies evaluating the relationship
between fetal macrosomia and birth-
weight use actual birthweight to describe
the association.
To help clarify this matter further, in
2016 Ouzounian et al2
studied clinical
risk factors for shoulder dystocia and
compared risk factor prediction models
using estimated fetal weight versus actual
birthweight. The risk factor models were
analyzed rigorously using multivariable
logistic regression techniques, and neither
model demonstrated clinically useful sen-
sitivity or positive predictive value for
unequivocal prediction of shoulder dys-
tocia before delivery.2
Even with these
limitations in mind, it is generally helpful
to have a good faith estimate of fetal
weight before delivery to assist with
patient counseling, delivery planning,
and intrapartum management. The
American College of Obstetricians and
Gynecologists has set forth clinical
thresholds of 4500 and 5000 g (for dia-
betics and nondiabetics, respectively).34
Thus, in a hypothetical example where a
patient has a clinical fetal weight estimate
of 4400 g, after appropriate counseling
vaginal delivery might still be attempted,
but the estimate may trigger an informed
consent discussion before delivery, and
may also preclude an attempt at opera-
tive vaginal delivery with forceps or
vacuum intrapartum.
Maternal diabetes is another risk fac-
tor for shoulder dystocia.35
Maternal
diabetes, whether gestational or pregesta-
tional, can result in fetal macrosomia,
which is a risk factor for shoulder dysto-
cia in and of itself as discussed above. In
addition, when compared side by side,
infants of diabetic mothers have an in-
creased risk for shoulder dystocia even
with normal birthweight, due to the
potential dysmorphic features often seen
in these infants. Physiologically, infants
of diabetic mothers have thicker upper
extremity skinfolds, higher body fat, and
broader shoulders. They also have an
increased incidence of asymmetric growth
patterns. These findings, taken together,
can result in an increased risk for should-
er dystocia.36–41
Although the diagnosis
of maternal diabetes does not preclude
vaginal delivery in and of itself, it may
warrant careful fetal weight estimation,
informed consent, and individualized
delivery planning.
A history of prior shoulder dystocia is
an important risk factor for recurrence.
Studies of recurrent shoulder dystocia
consistently have demonstrated increased
rates of shoulder dystocia in subsequent
pregnancies. The rate may be even higher
than reported, given that many patients
who had shoulder dystocia in a prior
pregnancy may not have additional chil-
dren, or may deliver through cesarean
section in a subsequent pregnancy. Thus,
while the true rate for recurrence may not
be completely evident, studies have dem-
onstrated a range from 1% to 17%, with
most studies citing an incidence of at least
10%.42,43
Although a history of prior
shoulder dystocia is not an absolute
contraindication to subsequent vaginal
delivery, these patients must be evaluated
carefully, taking into account patient
autonomy, prior pregnancy history, and
792 Ouzounian
www.clinicalobgyn.com
Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.
future reproductive plans, and providing
thorough informed consent counseling
before delivery.
Other purported obstetric risk factors
for shoulder dystocia include excessive
maternal weight or weight gain, operative
vaginal delivery, oxytocin use, multipar-
ity, epidural use, and abnormal labor.1
Most of these factors may lead to or
actually result from excess fetal weight.
Moreover, while many of them have been
described in conjunction with shoulder
dystocia, that association cannot be
equated as a causative link. For example,
the rate of epidural use for pain relief in
labor continues to increase in the United
States, but the rate of shoulder dystocia
has remained essentially constant. Equally
important, recent studies that have ana-
lyzed these risk factors alone or in com-
bination have shown that they are poor
predictors for the occurrence of shoulder
dystocia.44,45
For example, in a 2005
study of over 1600 cases of shoulder
dystocia, Ouzounian and Gherman45
showed that the clinical triad of labor
induction, oxytocin use, and birthweight
greater than 4500 g had a sensitivity and
positive predictive value of 12.4% and
3.4%, respectively, for the occurrence of
shoulder dystocia.
For the most part, shoulder dystocia
remains an unpredictable and unprevent-
able event. Although prophylactic cesar-
ean section to avoid shoulder dystocia
may be an option in some cases, policies
of planned cesarean section for suspected
macrosomia have not been practical, and
can result in unnecessary cost as well as
increased maternal morbidity.46
Patients
with one or more risk factors should be
counseled, monitored and managed care-
fully, however, to maximize maternal and
neonatal outcomes.
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Shoulder dystocia

  • 1. Shoulder Dystocia: Incidence and Risk Factors JOSEPH G. OUZOUNIAN, MD University of Southern California, Keck School of Medicine, Los Angeles, California Abstract: Shoulder dystocia complicates B1% of vaginal births. Although fetal macrosomia and ma- ternal diabetes are risk factors for shoulder dystocia, for the most part its occurrence remains largely unpredictable and unpreventable. Key words: macrosomia, shoulder dystocia, gesta- tional diabetes The most common definition for should- er dystocia is a delivery that requires additional obstetric maneuvers after gen- tle downward traction on the fetal head is unsuccessful in delivery of the shoulders.1 Careful review of 29 peer-reviewed stud- ies published from 1985 to 2016 demon- strates an incidence of shoulder dystocia ranging from 0.1% to 3.0% of all deliv- eries, with a clinically useful average incidence of about 1%.1–29 This wide range may be attributable to variations in the study populations analyzed, incon- sistencies in shoulder dystocia diagnosis, and methodologic variation (eg, reliance on medical record coding vs. direct med- ical record review, etc.). Although the majority of shoulder dystocia cases occur in infants with birth- weight less than 4000 g, fetal macrosomia increases the risk for shoulder dysto- cia.1,18 In 2013, Ouzounian et al18 studied 221 cases of shoulder dystocia from a cohort of 13,277 vaginal deliveries, and demonstrated that more than half (50.7%) occurred in infants that weighed <4000 g. However, the mean birthweight in the shoulder dystocia group was 4011 Β± 452 versus 3390 Β± 447 g in the no shoulder dystocia group (P<0.001). Furthermore, <1% of the nonshoulder dystocia patients had a birthweight >4500 g, compared with 14.5% in the shoulder dystocia group (P<0.001). Oth- er investigators have demonstrated sim- ilar trends. For example, at least 2 studies showed that the incidence of shoulder dystocia increases with every 500 g of birthweight, with a 10-fold increased incidence when birthweight was over 4500 g.30,31 In fact, in Stotland’s study, the incidence of shoulder dystocia was 23% when birthweight was over 5000 g.31 Although the association of high birth- weight and shoulder dystocia is indeedThe author declares that they have nothing to disclose. Correspondence: Joseph G. Ouzounian, MD, Univer- sity of Southern California, Keck School of Medicine, Los Angeles, CA. E-mail: joseph.ouzounian@med. usc.edu CLINICAL OBSTETRICS AND GYNECOLOGY / VOLUME 59 / NUMBER 4 / DECEMBER 2016 www.clinicalobgyn.com | 791 CLINICAL OBSTETRICS AND GYNECOLOGY Volume 59, Number 4, 791–794 Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved. Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.
  • 2. compelling, it remains a clinical conun- drum for contemporaneous patient man- agement, in light of our continued inability to predict birthweight accurately using either ultrasound or clinical meth- ods. Typically, ultrasound estimates of fetal weight are within 20% of the actual birthweight in 95% of cases. In the remaining 5%, the estimate will have an error rate >20%.32,33 Clinical estimates using abdominal palpation, fundal height, or maternal estimation do not perform any better. In a recent study evaluating the effects of suspected macrosomia on outcome, King and colleagues demon- strated that the sensitivity of ultrasound and abdominal palpation for identifying macrosomia before delivery was 40.2% and 15.1%, respectively. Furthermore, most studies evaluating the relationship between fetal macrosomia and birth- weight use actual birthweight to describe the association. To help clarify this matter further, in 2016 Ouzounian et al2 studied clinical risk factors for shoulder dystocia and compared risk factor prediction models using estimated fetal weight versus actual birthweight. The risk factor models were analyzed rigorously using multivariable logistic regression techniques, and neither model demonstrated clinically useful sen- sitivity or positive predictive value for unequivocal prediction of shoulder dys- tocia before delivery.2 Even with these limitations in mind, it is generally helpful to have a good faith estimate of fetal weight before delivery to assist with patient counseling, delivery planning, and intrapartum management. The American College of Obstetricians and Gynecologists has set forth clinical thresholds of 4500 and 5000 g (for dia- betics and nondiabetics, respectively).34 Thus, in a hypothetical example where a patient has a clinical fetal weight estimate of 4400 g, after appropriate counseling vaginal delivery might still be attempted, but the estimate may trigger an informed consent discussion before delivery, and may also preclude an attempt at opera- tive vaginal delivery with forceps or vacuum intrapartum. Maternal diabetes is another risk fac- tor for shoulder dystocia.35 Maternal diabetes, whether gestational or pregesta- tional, can result in fetal macrosomia, which is a risk factor for shoulder dysto- cia in and of itself as discussed above. In addition, when compared side by side, infants of diabetic mothers have an in- creased risk for shoulder dystocia even with normal birthweight, due to the potential dysmorphic features often seen in these infants. Physiologically, infants of diabetic mothers have thicker upper extremity skinfolds, higher body fat, and broader shoulders. They also have an increased incidence of asymmetric growth patterns. These findings, taken together, can result in an increased risk for should- er dystocia.36–41 Although the diagnosis of maternal diabetes does not preclude vaginal delivery in and of itself, it may warrant careful fetal weight estimation, informed consent, and individualized delivery planning. A history of prior shoulder dystocia is an important risk factor for recurrence. Studies of recurrent shoulder dystocia consistently have demonstrated increased rates of shoulder dystocia in subsequent pregnancies. The rate may be even higher than reported, given that many patients who had shoulder dystocia in a prior pregnancy may not have additional chil- dren, or may deliver through cesarean section in a subsequent pregnancy. Thus, while the true rate for recurrence may not be completely evident, studies have dem- onstrated a range from 1% to 17%, with most studies citing an incidence of at least 10%.42,43 Although a history of prior shoulder dystocia is not an absolute contraindication to subsequent vaginal delivery, these patients must be evaluated carefully, taking into account patient autonomy, prior pregnancy history, and 792 Ouzounian www.clinicalobgyn.com Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.
  • 3. future reproductive plans, and providing thorough informed consent counseling before delivery. Other purported obstetric risk factors for shoulder dystocia include excessive maternal weight or weight gain, operative vaginal delivery, oxytocin use, multipar- ity, epidural use, and abnormal labor.1 Most of these factors may lead to or actually result from excess fetal weight. Moreover, while many of them have been described in conjunction with shoulder dystocia, that association cannot be equated as a causative link. For example, the rate of epidural use for pain relief in labor continues to increase in the United States, but the rate of shoulder dystocia has remained essentially constant. Equally important, recent studies that have ana- lyzed these risk factors alone or in com- bination have shown that they are poor predictors for the occurrence of shoulder dystocia.44,45 For example, in a 2005 study of over 1600 cases of shoulder dystocia, Ouzounian and Gherman45 showed that the clinical triad of labor induction, oxytocin use, and birthweight greater than 4500 g had a sensitivity and positive predictive value of 12.4% and 3.4%, respectively, for the occurrence of shoulder dystocia. For the most part, shoulder dystocia remains an unpredictable and unprevent- able event. Although prophylactic cesar- ean section to avoid shoulder dystocia may be an option in some cases, policies of planned cesarean section for suspected macrosomia have not been practical, and can result in unnecessary cost as well as increased maternal morbidity.46 Patients with one or more risk factors should be counseled, monitored and managed care- fully, however, to maximize maternal and neonatal outcomes. References 1. Gherman RB, Chauhan S, Ouzounian JG, et al. Shoulder dystocia: the unpreventable obstetric emergency with empiric management guidelines. Am J Obstet Gynecol. 2006;195:657–672. 2. Ouzounian JG, Korst LM, Sanchez M, et al. Clinical risk factors do not predict shoulder dystocia. J Reprod Med. 2016. (In press). 3. Soni AL, Mir NA, Kishan J, et al. Brachial plexus injuries in babies born in hospital: an appraisal of risk factors in a developing country. Ann Trop Paediatr. 1985;5:69–71. 4. Jennett RJ, Tarby TJ, Kreinick CJ. Brachial plexus palsy: an old problem revisited. Am J Obstet Gynecol. 1992;166:1673–1676. Discussion 1676–1677. 5. Nocon JJ, McKenzie DK, Thomas LJ, et al. Shoulder dystocia: an analysis of risks and obstetric maneuvers. Am J Obstet Gynecol. 1993;168:1732–1737. Discussion 1737–1739]. 6. Gonen R, Spiegel D, Abend M. Is macrosomia predictable, and are shoulder dystocia and birth trauma preventable? Obstet Gynecol. 1996;88: 526–529. 7. Bahar AM. Risk factors and fetal outcome in cases of shoulder dystocia compared with normal deliveries of a similar birth-weight. Br J Obstet Gynaecol. 1996;103:868–872. 8. Gherman RB, Goodwin TM, Ouzounian JG, et al. Brachial plexus palsy associated with cesarean section: an in utero injury? Am J Obstet Gynecol. 1997;177:1162–1164. 9. Ecker JL, Greenberg JA, Norwitz ER, et al. Birth weight as a predictor of brachial plexus injury. Obstet Gynecol. 1997;89:643–647. 10. Gherman RB, Ouzounian JG, Goodwin TM. Obstetric maneuvers for shoulder dystocia and associated fetal morbidity. Am J Obstet Gynecol. 1998;178:1126–1130. 11. Draycott TJ, Crofts JF, Ash JP, et al. Improving neonatal outcome through practical shoulder dystocia training. Obstet Gynecol. 2008;112: 14–20. 12. Foad SL, Mehlman CT, Ying J. The epidemiol- ogy of neonatal brachial plexus palsy in the United States. J Bone Joint Surg Am. 2008;90: 1258–1264. 13. Melendez J, Bhatia R, Callis L, et al. Severe shoulder dystocia leading to neonatal injury: a case control study. Arch Gynecol Obstet. 2009; 279:47–51. 14. Grobman WA, Miller D, Burke C, et al. Out- comes associated with introduction of a shoulder dystocia protocol. Am J Obstet Gynecol. 2011; 205:513–517. 15. Inglis SR, Feier N, Chetiyaar JB, et al. Effects of shoulder dystocia training on the incidence of brachial plexus injury. Am J Obstet Gynecol. 2011;204:e1–e6. 16. Walsh JM, Kandamany N, Ni Shuibhne N, et al. Neonatal brachial plexus injury: comparison of Shoulder Dystocia 793 www.clinicalobgyn.com Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.
  • 4. incidence and antecedents between 2 decades. Am J Obstet Gynecol. 2011;204:e1–e6. 17. Paris AE, Greenberg JA, Ecker JL, et al. Is an episiotomy necessary with a shoulder dystocia? Am J Obstet Gynecol. 2011;205:e1–e3. 18. Ouzounian JG, Korst LM, Miller DA, et al. Brachial plexus palsy and shoulder dystocia: obstetric risk factors remain elusive. Am J Peri- natol. 2013;30:303–307. 19. Tsur A, Sergienko R, Wiznitzer A, et al. Critical analysis of risk factors for shoulder dystocia. Arch Gynecol Obstet. 2012;285:1225–1229. 20. Overland EA, Vatten LJ, Eskild A. Risk of shoulder dystocia: associations with parity and offspring birthweight. A popu-lation study of 1,914,544 deliveries. Acta Obstet Gynecol Scand. 2012;91:483–488. 21. Turrentine MA, Ramirez MM. Adverse perinatal events and subsequent cesarean rate. Obstet Gynecol. 1999;94:185–188. 22. Olugbile A, Mascarenhas L. Review of shoulder dystocia at the Birmingham Women’s Hospital. J Obstet Gynaecol. 2000;20:267–270. 23. Kees S, Margalit V, Schiff E, et al. Features of shoulder dystocia in a busy obstetric unit. J Reprod Med. 2001;46:583–588. 24. Gudmundsson S, Henningsson AC, Lindqvist P. Correlation of birth injury with maternal height and birthweight. BJOG. 2005;112:764–767. 25. Mollberg M, Hagberg H, Bager B, et al. High birthweight and shoulder dystocia: the strongest risk factors for obstetrical brachial plexus palsy in a Swedish population-based study. Acta Obstet Gynecol Scand. 2005;84:654–659. 26. Gurewitsch ED, Johnson E, Hamzehzadeh S, et al. Risk factors for brachial plexus injury with and without shoulder dystocia. Am J Obstet Gynecol. 2006;194:486–492. 27. MacKenzie IZ, Shah M, Lean K, et al. Manage- ment of shoulder dystocia: trends in incidence and maternal and neonatal morbidity. Obstet Gynecol. 2007;110:1059–1068. 28. Ford AA, Bateman BT, Simpson LL, et al. Nationwide data confirms absence of β€˜β€˜July phe- nomenon’’ in obstetrics: it’ssafe to deliver in July. J Perinatol. 2007;27:73–76. 29. Backe B, Magnussen EB, Johansen OJ, et al. Obstetric brachial plexus palsy: a birth injury not explained by the known risk factors. Acta Obstet Gynecol Scand. 2008;87:1027–1032. 30. Acker DB, Sachs BP, Friedman EA. Risk factors for shoulder dystocia. Obstet Gynecol. 1985;66: 762–768. 31. Stotland NE, Caughey AB, Breed EM, et al. Risk factors and obstetric complications associated with macrosomia. Int J Gynaecol Obstet. 2004; 87:200–206. 32. Dudley NJ. A systematic review of the ultra- sound estimation of fetal weight. Ultrasound Obstet Gynecol. 2005;25:80–89. 33. American College of Obstetricians and Gynecol- ogists. Practice Bulletin 134, Intrauterine Growth Restriction. Washington DC: Lippincott & Wil- liams; 2013. 34. American College of Obstetricians and Gynecol- ogists. Practice Bulletin 40, Shoulder Dystocia. Washington DC: Lippincott & Williams; 2010. 35. Langer O, Berkus MD, Huff RW, et al. Shoulder dystocia: should the fetus weighing greater than or equal to 4000 grams be delivered by cesarean section? Am J Obstet Gynecol. 1991;165:831–837. 36. Cohen B, Penning S, Major C, et al. Sonographic prediction of shoulder dystocia in infants of diabetic mothers. Obstet Gynecol. 1996;88:10–13. 37. Cohen BF, Penning S, Ansley D, et al. The incidence and severity of shoulder dystocia cor- relates with a songraphic measurement of asym- metry in patients with diabetes. Am J Perinatol. 1999;16:197–201. 38. Modanlou HD, Komatsu G, Dorchester W, et al. Large-for-gestational age neonates; anthropo- metric rea-sons for shoulder dystocia. Obstet Gynecol. 1982;60:417–423. 39. McFarland MB, Trylovich CG, Langer O. Anthropometric differences in macrosomic in- fants of diabetic and nondiabetic mothers. J Maternal Fetal Med. 1998;7:292–295. 40. Casey BM, Lucas MJ, Mcintire DD, et al. Preg- nancy outcomes in women with gestational dia- betes compared with the general obstetric population. Obstet Gynecol. 1997;90:869–873. 41. Keller JD, Lopez-Zeno JA, Dooley SL, et al. Shoulder dystocia and birth trauma in gesta- tional diabetes: a five-year experience. Am J Obstet Gynecol. 1991;165:928–930. 42. Bingham J, Chauhan SP, Hayes E, et al. Recur- rent shoulder dystocia: A review. Obstet Gynecol Surv. 2010;65:183–188. 43. Ouzounian JG, Gherman RB, Chauhan S, et al. Recurrent shoulder dystocia: analysis of inci- dence and risk factors. Am J Perinatol. 2012;29: 515–518. 44. Revicky V, Mukhopadhyay S, Morris EP, et al. Can we predict shoulder dystocia? Arch Gynecol Obstet. 2012;285:291–295. 45. Ouzounian JG, Gherman RB. Shoulder dystocia: are historic risk factors reliable predictors? Am J Obstet Gynecol. 2005;192:1933–1938. 46. Rouse DJ, Sonography Owen J. suspected macro- somia, and prophylactic cesarean: a limited part- nership. Clin Obstet Gynecol. 2000;43:326–334. 794 Ouzounian www.clinicalobgyn.com Copyright r 2016 Wolters Kluwer Health, Inc. All rights reserved.