This is a brief review of the current state of evidence for nonoperative versus operative care for lumbar disc herniation with radiculopathy. The current NASS guidelines are summarized.
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Nonoperative care versus surgery in lumbar disc herniation with radiculopathy. what is the evidence?
1. Dr. Kshitij Chaudhary, MS, DNB
Consultant Spine Surgeon
Sir HN Reliance Foundation Hospital, Mumbai
N O N O P E R A T I V E V E R S U S S U R G I C A L
M A N A G E M E N T
L U M B A R D I S C H E R N I A T I O N
W H A T I S T H E E V I D E N C E ?
2. Levels of Evidence
Level 1 High quality RCT
Level 2
Prospective
comparative
Low quality RCT
Level 3
Retrospective
comparative
Level 4 Case series
Level 5 Expert opinion
4. RCT
126 patients
Discectomy or Physical therapy
Outcome measures - Unvalidated measure (Poor, Fair, Good, Ex)
10 year FU
1 year - Surgery better
4 year - Surgery equivalent to PT
5. RCT
100 patients failed noninvasive therapy for 6 weeks
Discectomy or ESI
Outcome measures - ODI, VAS, Pt satisfaction
2-3 years FU
Discectomy did better (short term)
No statistical advantage for surgery at the end
Buttermann et al, JBJS Am 2004
6. RCT
56 patients with radicular pain for 6-8 wks
Discectomy or Physical therapy
Outcome measures - ODI and VAS
2 years FU
Discectomy short term benefit
At 2 years → no difference
7. RCT
208 patients
Discectomy or Nonoperative Rx
Outcome measures - ODI and VAS
2 years FU
Discectomy better at 6 months
At 1 and 2 years → no difference
Puel et al, BMJ 2008
8. RCT (multicenter)
501 patients
Discectomy (245) or Nonoperative Rx (256)
Outcome measures - SF36, ODI, Self reported outcome, work
status and satisfaction
2 and 4 years FU
No clinically or statistically significant difference between
discectomy and non-operative treatment.
9. f multiple RCTs over last 2 decades are showing no difference
Then why do discectomy at all ?
13. Prospective cohort
Level 2
Summary Follow up
Spengler et. al. 77% good result with surgery Minimum 1 year
Atlas et. al.
(MAINE STUDY)
Surgical group did better up
to 10 years
1, 5 and 10 years
Weinstein et. al.
(SPORT)
Significantly better outcomes
for surgery at 3mo, 1, 2 and
4 years
2 and 4 years
Guilfoyle et. al.
Significant improvement in
SF-36 and RM scores at 2
years
2 years
14. Retrospective cohort study
Out of 58 patient in conservative group 90% had good results
However, 347 patients were enrolled and only 58 were followed
What happened to the remaining 289 patients?
Saal and Saal, Spine 1989
15. Current Recommendation
Discectomy is suggested to provide more effective
symptom relief than medical/interventional care for
patients with lumbar disc herniation with
radiculopathy whose symptoms warrant surgical
intervention.
In patients with less severe symptoms, surgery or
medical/interventional care appear to be effective for
both short- and long-term relief.
NASS Guidelines 2014
Grade of Recommendation: B
17. Neurological deficit
Complete motor recovery
Weber (1983)
96% non operative cohort
94% operative cohort
Hekelius (1970)
77% non operative cohort
76% operative cohort
Can you really
apply this to
severe deficits?
18. Natural history
severe deficits MRC<3
Buttermann (2004)
100% recovery with surgery
0% with nonoperative treatment
Dubourg (2002)
25% recovery with surgery
32% with nonoperative treatment
0 - 32% recovery for severe deficits
19. Systematic Review
7 studies with 354 patients
Grade 3 or worse
Surgery - 38% recovery (at least MRC 4 in 52%)
Nonoperative treatment - 32% recovery
Timing - inconclusive
Only 6%
difference
22. Grades of Recommendation
Grade A 2 or more consistent Level 1 studies
Grade B Two or more consistent Level 2 or 3 studies
Grade C Two or more consistent Level 4 studies
Grade I
Single study or
multiple studies with inconsistent findings
24. TFESI
(short term)
Grade A
TFESI provide short term
pain relief (2-4 weeks)
TFESI
(long term)
Insufficient evidence
Insufficient evidence for
or against 12 month
efficacy of TFESI
Interlaminar ESI Grade C
Interlaminar ESI may be
considered
25. Nucleoplasty Grade I
Insufficient evidence for
or against
Plasma disc
decompression
Grade I
Insufficient evidence for
or against
Percutaneous
Electrothermal disc
decompression
Grade I
Insufficient evidence for
or against
26. Intradiscal Ozone Grade I
Insufficient evidence for
or against
Automated percutanous
discectomy
(versus open discectomy)
Grade I
Insufficient evidence for
or against
Endoscopic percutaneous
discectomy
(versus open discectomy)
Grade B
Endoscopic discectomy
suggested in carefully
selected patients (lesser
early post pain compared
to open)
Weber from Norway,
At one year surgery better but at 4 year both equivalent (surgery and PT)
Study from minnesota
Similar result - short term surgery better, but no advantage of surgery in the end
Study from Finland
Another RCT and again similar outcome
From Netherlands the Hague Spine study group
Another one - similar result
SPORT, Winstein. Large multicenter study. NIH funded
One of the largest trials. But again similar result.
If one does a randomized controlled study, in an ideal situation you would want all the participants to stick to the same group.
But that does not happen in real life.
Many patients while waiting for surgery, changed their mind (may because they got better) and switched to the conservative group.
Similarly many patients while on conservative treatment switched to surgery group (may be they had more pain and were fed up with non operative care).
However to avoid bias (confounding variables) an RCT is always analyzed with Intent to treat analysis. That means that patients who switched from surgery to non operative group are still considered in surgery group for statistical analysis. Problem is that when there is a very high rate of crossover between the groups (almost 30 to 40% in SPORT) the results don’t make much sense.
When SPORT analyzed the data with “as treated analysis” (that means all patients with surgery compared to all patient to had non operative treatment) then the surgery group did better. However, when as treated analysis is done there is a potential for bias to creep in as the patients who opted for surgery even after assigned the nonoperative group might have more severe baseline pain than the patients who stuck to non operative group. Interestingly, even if this is true (more pain preop for surgery group) in as treated analysis they ended up doing better than nonoperative group.
Due to the high rate of cross over there RCT’s are at best Level 2 studies.
These are the 4 non-randomized prospective cohort studies. All studies (for similar reasons) show better outcomes for surgery.
We often quote to patients that 90% for sciatica episodes are going to do well with nonoperative care. This number comes from this study by Saal and Saal. This is a retrospective comparative study. 58 patients in conservative group. But they started out with 347 patients. What happened to the rest? Selection bias?
From all these studies NASS has recommended the following guideline for discectomy for lumbar disc herniation.
This Grade of recommendation is B (two for more consistent level 2 or level 3 studies)
These studied are often cited when claiming that irrespective of surgery or no surgery, stable neurological deficits recover in similar rates.
However, can one really say this about severe neurological deficits.
When only severe neurological deficits are considered (Grade <3) what do the studies have to say.
Buttermann study says 0% with non operative care and 100% recovery with surgery
In contrast Dubourg study says the recovery rate is kind of similar in both operative and non operative treatment.
Hence controversial.
Systematic review 2014 from Stanmore England
found that with surgery there was 38% recovery and nonoperative treatment 32% recovery of severe deficits.
Only 6% difference.
Hence current studies do not support the notion that surgery has any better rate of recovery for severe deficit compared to nonoperative care.
Systematic review 2014 from Stanmore England
Hence current studies do not support the notion that surgery has any better rate of recovery for severe deficit compared to nonoperative care.
Here is the summary of the guidelines (NASS) for diagnosis and treatment of Lumbar disc herniation with radiculopathy.