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Emerging Ethical Challenges
in a Changing Landscape




  Michael Winters, PhD & Kristin Scheel, JD
Technology and
    Ethics
Is there guidance?
Emerging Ethical Challenges in a Changing
               Landscape
What is the Internet?
US Supreme Court, Reno v.
American Civil Liberties Union,
(paraphrase):
  “The internet is an international
  network of interconnected
  computers.”
  “Email enables an individual to
  send an electronic message -
  generally akin to a note or letter.”
  “Cyberspace is located in no
  particular geographic location but
  available to anyone, anywhere in
  the world.”
What is the Legal Test?
Client’s Reasonable Expectation
Factors to Consider:
   Customary Practices in Your
   Profession
   Your Pattern of Conduct
   Disclaimers
   Informed Consent
   Plain Language
What technology?
Telephone
 Teleconferencing
 Voicemails
 Text Messages
 PDAs: Calendaring + Email
Internet
 Skype
 Facebook, LinkedIn, Twitter
 Websites, Blogs and Forums
Have I considered?
Type of Communication

Jurisdiction / Licensing

Patient Privacy / Confidentiality

Quality of Care / Duty

Informed Consent / Capacity

Nature of Relationship
Types of Communication

Administrative Communications

Administering Psychological Services
or Treatment

Marketing (Advertising, Platform for
Public Statements, Display of
Credentials)
Jurisdiction / Licensing
Under the laws governing personal jurisdiction, a
psychologist who travels beyond the borders of his/her
home state to provide services to out-of-state residents
may be subject to suit in those states’s courts. US
Supreme Court says this applies even if someone has
never physically been in a particular state.

Rules of Texas Board of Examiners of Psychologists:
An individual physically located in another state is
considered practicing psychology in Texas if a
recipient of psychological services in located in Texas.
Texas license is required.

Duty to Warn: Texas vs. California (and Other States)

Limited knowledge of distant community resources,
cultural norms, local traumatic events.

Particularly helpful for clients prematurely
terminating therapy due to relocation, childcare
Patient Privacy / Confidentiality
Providing mental health care services online and
transferring client data electronically clearly implicates
HIPAA’s privacy requirements.

  Access to electronically stored health information must
  be limited to those who have a legitimate business need
  to access data.

  Psychologists must obtain a client’s authorization prior
  to allowing anyone to use or disclose the information.

  Psychologists must insure the integrity of the data.

  Psychologists must confirm identities of people with
  whom they communicate.

  Health information transmitted over open networks
  must be protected from interception.

Involuntary disclosures. Privilege is limited to protection
from disclosure of confidential information during course
of treatment.
Quality of Care / Duty
Can you give competent advice through the
internet?

Lack of vocal, visual and other sensory cues

Potential for equipment failures leading to
undue client anxiety, especially in crisis
situation

Periodic face to face encounters are helpful

Duty to Protect

 Imminent Harm

 24 Hour Hotline or Forums
Informed Consent
Only competent adults can give
informed consent.
 How to verify age, affect, demeanor
 and legal mental capacity of
 anonymous online user.
Use of language that is reasonably
understandable to the client
Time
Shifts in the relationship
Nature of the Relationship
Mutually Established Therapeutic
Relationship

Client’s Community

Advertising Prior to Establish Relationship

Peers

Anonymous Internet Users

When providing comments via internet, or
electronic transmission, ensure that
statements are (1) based on your professional
knowledge, training or experience; (2)
consistent with Ethics Code; and (3) do not
indicate that a professional relationship has
been established with the recipient.

  Consider generic responses, suggesting
  community resources or follow up.
Takeaways
Technology is rapidly changing.

Can’t rely on law and ethical codes to
provide guidance.

We have to use discretion. A good
practice is to rely on a thoughtful
process for evaluating ethical
considerations and legal liabilities in
the use of modern technology.
Resources
Behnke, S. (2008). Ethics in the age of the internet. APA monitor
http://www.apa.org/monitor/2008/07-08/ethics.aspx

Clay, R. A. (2010) Expanding your reach: Facebook, Twitter and other social media tools
bring new advocacy opportunities but also new challenges. APA Monitor
http://www.apa.org/monitor/2010/05/slc-social-media.aspx

DeAngelis, T. (2012) Practicing distance therapy, legally and ethically. APA Monitor
http://www.apa.org/monitor/2012/03/virtual.aspx

Degusta, M. (2012) Are smart phones spreading faster than any technology in human
history? Technology Review
http://www.technologyreview.com/news/427787/are-smart-phones-spreading-faster-than-
any/
Resources

Draft of APA Guidelines on Telepsychology
   http://apacustomout.apa.org/commentcentral/commentcentralPDF/Site26_Telepsychol
   ogy%20Guidelines%20Draft_July2012_posted.pdf


Holland, C. (date not given) The Psychologists Legal Update 14: Psychology in the
  Electronic Age.
  http://www.e-psychologist.org/index.iml?mdl=exam/show_article.mdl&Material_ID=16

Spottd-Dr Lazzer, A. (2012) Losing your “mind”: What would you do in your mobile device
  went missing? Psychotherapy Networker, July/August p 17-18

Zur, O. (2012). Therapeutic ethics in the digital age. Psychotherapy Networker
   July/August, 26 -33.

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Houston Psychological Association Presentation on Emerging Ethical Challanges in a Changing Landscape

  • 1. Emerging Ethical Challenges in a Changing Landscape Michael Winters, PhD & Kristin Scheel, JD
  • 2.
  • 3.
  • 4.
  • 5. Technology and Ethics
  • 6. Is there guidance? Emerging Ethical Challenges in a Changing Landscape
  • 7. What is the Internet? US Supreme Court, Reno v. American Civil Liberties Union, (paraphrase): “The internet is an international network of interconnected computers.” “Email enables an individual to send an electronic message - generally akin to a note or letter.” “Cyberspace is located in no particular geographic location but available to anyone, anywhere in the world.”
  • 8. What is the Legal Test? Client’s Reasonable Expectation Factors to Consider: Customary Practices in Your Profession Your Pattern of Conduct Disclaimers Informed Consent Plain Language
  • 9. What technology? Telephone Teleconferencing Voicemails Text Messages PDAs: Calendaring + Email Internet Skype Facebook, LinkedIn, Twitter Websites, Blogs and Forums
  • 10. Have I considered? Type of Communication Jurisdiction / Licensing Patient Privacy / Confidentiality Quality of Care / Duty Informed Consent / Capacity Nature of Relationship
  • 11. Types of Communication Administrative Communications Administering Psychological Services or Treatment Marketing (Advertising, Platform for Public Statements, Display of Credentials)
  • 12. Jurisdiction / Licensing Under the laws governing personal jurisdiction, a psychologist who travels beyond the borders of his/her home state to provide services to out-of-state residents may be subject to suit in those states’s courts. US Supreme Court says this applies even if someone has never physically been in a particular state. Rules of Texas Board of Examiners of Psychologists: An individual physically located in another state is considered practicing psychology in Texas if a recipient of psychological services in located in Texas. Texas license is required. Duty to Warn: Texas vs. California (and Other States) Limited knowledge of distant community resources, cultural norms, local traumatic events. Particularly helpful for clients prematurely terminating therapy due to relocation, childcare
  • 13. Patient Privacy / Confidentiality Providing mental health care services online and transferring client data electronically clearly implicates HIPAA’s privacy requirements. Access to electronically stored health information must be limited to those who have a legitimate business need to access data. Psychologists must obtain a client’s authorization prior to allowing anyone to use or disclose the information. Psychologists must insure the integrity of the data. Psychologists must confirm identities of people with whom they communicate. Health information transmitted over open networks must be protected from interception. Involuntary disclosures. Privilege is limited to protection from disclosure of confidential information during course of treatment.
  • 14. Quality of Care / Duty Can you give competent advice through the internet? Lack of vocal, visual and other sensory cues Potential for equipment failures leading to undue client anxiety, especially in crisis situation Periodic face to face encounters are helpful Duty to Protect Imminent Harm 24 Hour Hotline or Forums
  • 15. Informed Consent Only competent adults can give informed consent. How to verify age, affect, demeanor and legal mental capacity of anonymous online user. Use of language that is reasonably understandable to the client Time Shifts in the relationship
  • 16. Nature of the Relationship Mutually Established Therapeutic Relationship Client’s Community Advertising Prior to Establish Relationship Peers Anonymous Internet Users When providing comments via internet, or electronic transmission, ensure that statements are (1) based on your professional knowledge, training or experience; (2) consistent with Ethics Code; and (3) do not indicate that a professional relationship has been established with the recipient. Consider generic responses, suggesting community resources or follow up.
  • 17. Takeaways Technology is rapidly changing. Can’t rely on law and ethical codes to provide guidance. We have to use discretion. A good practice is to rely on a thoughtful process for evaluating ethical considerations and legal liabilities in the use of modern technology.
  • 18. Resources Behnke, S. (2008). Ethics in the age of the internet. APA monitor http://www.apa.org/monitor/2008/07-08/ethics.aspx Clay, R. A. (2010) Expanding your reach: Facebook, Twitter and other social media tools bring new advocacy opportunities but also new challenges. APA Monitor http://www.apa.org/monitor/2010/05/slc-social-media.aspx DeAngelis, T. (2012) Practicing distance therapy, legally and ethically. APA Monitor http://www.apa.org/monitor/2012/03/virtual.aspx Degusta, M. (2012) Are smart phones spreading faster than any technology in human history? Technology Review http://www.technologyreview.com/news/427787/are-smart-phones-spreading-faster-than- any/
  • 19. Resources Draft of APA Guidelines on Telepsychology http://apacustomout.apa.org/commentcentral/commentcentralPDF/Site26_Telepsychol ogy%20Guidelines%20Draft_July2012_posted.pdf Holland, C. (date not given) The Psychologists Legal Update 14: Psychology in the Electronic Age. http://www.e-psychologist.org/index.iml?mdl=exam/show_article.mdl&Material_ID=16 Spottd-Dr Lazzer, A. (2012) Losing your “mind”: What would you do in your mobile device went missing? Psychotherapy Networker, July/August p 17-18 Zur, O. (2012). Therapeutic ethics in the digital age. Psychotherapy Networker July/August, 26 -33.

Editor's Notes

  1. New technologies are being adopted at much faster rates than in the past.
  2. Saturation means that most people use the technology. This slide has the internet as taking more than 10 years to reach saturation – but that is a bit misleading as well. Ten years ago the internet was a different entity – in 2002 it took 12.5 minutes to download a song using a 56k modem, now it takes 18 seconds. http://venturebeat.com/2012/08/14/the-internet-2002-2012-infographic/