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DECADE
OF
ACTION
Innovation, Data and Digital Capabilities
UN System Capacity Mapping 2020
February 2021
Context: Next-Generation UN
UNITED NATIONS
DATA STRATEGY UPDATE | JAN 2021
1
DISCLAIMER
The findings, interpretations and conclusions expressed in this material
are those of the various staff members, consultants and advisers to the
United Nations Secretariat who prepared the work and do not necessarily
represent the views of the United Nations or its Member States.
Cross-cutting agendas to build the capabilities of a ‘next-generation UN’
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
UNITED NATIONS
People
& resources
KEY
ENABLERS
driving
impact
Processes
& policies
Partners
& stakeholders
Culture
& incentives
Technology
& tools
Our organization
Key organizational enablers help us
deliver impact if they are sound and
leverage modern capabilities
Strategic foresight capability: How we identify and plan for possible future(s)
Data strategy: How we maximize the value of data as a strategic asset
Innovation agenda: How we discover and implement ideas that create value
Digital transformation: How we use digital technology to change business models
Behavioural science agenda: How we apply behavioural insights to policies and programmes
X-CUTTING
DRIVERS
of
new
capabilities
Cross-cutting drivers
Change agendas help reshape key
organizational enablers so they
support modern capabilities
Our impact
Future
Past Present
• Process
• Results overview
• Implications
• What organizations can do
Capacity Mapping 2020
UNITED NATIONS 3
52 UN entities assessed innovation, data & digital enablers, capabilities & culture
UNITED NATIONS
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Culture attributes (6 questions)
Leadership & performance (4)
Policy and practice (1)
Strategy (4 questions)
People & organization design (6)
Partnerships (3)
Policy and practice (6)
Elements to care about
Results in this mapping reflect inputs provided / cleared by entity heads or their deputies. As a result, they represent a specific perspective
and should not be seen as comprehensive or fully reflective of the organizations as a whole. This mapping is intended as a first entry point
for dialogue, validation and collaboration on key aspects of innovation.
INNOVATION
How we discover and implement new
ideas that create value
DATA
How we maximize the value of data
as a strategic asset
DIGITAL
How we use digital technologies to
change business models
Change we seek What leaders need to drive
4
Enablers and
capabilities
Culture aspects
100
100
10
Capability gap
Culture gap
Leaders
Strugglers
Map of UN System entities based on capability and culture scores (bubble size indicates staff numbers)
Growing gaps: Leading entities pull ahead as change accelerates & complexifies
UNITED NATIONS
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Culture
score
median
Challenged on culture and capability
Stronger on culture, less on capability
Stronger on capability, less on culture
Stronger on culture and capability
Capability score
median 5
Deep dive: Insights
UNITED NATIONS
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
6
● Most entities have clarified their vision, strategies and plans for innovation, data and digital change.
● Less than half have begun shifting significant resources and strengthened internal governance for change initiatives.
● Most executive are putting innovation, data & digital issues on management agendas and are engaging in resource decisions.
● Outside expertise is not sought where it is needed most.
● Accountability of top management is limited.
● Key products, policies & guidelines are in place in less than half of entities.
● Every second entity reports significant internal data sharing challenges, incl. with the UN System.
● Leading entities are far ahead on data sharing capabilities.
● Leading entities can leverage their strong data sharing / integration capabilities to create more value in complex tasks.
● Centres of excellence on digital, data and innovation help top entities race ahead.
● Leading entities have created dedicated leadership (staff) roles on innovation, data and digital topics.
● Unmet staffing needs in data-focused roles are significant across the board.
● Data competencies are not mainstreamed for generalist roles.
● Discouraging risk-taking, fostering hierarchy and limiting delegation are seen as key cultural constraints to change.
● UN Secretariat entities often lag other UN System entities for a large majority of capability and culture elements.
In UN Secretariat, <5% of staff are in data roles; Our initial target is to reach 10% over the next 5 years
UNITED NATIONS
8.1%
4.4%
Humanitarian affairs
2.5%
3.4%
Human rights
Operations and support
Sustainable development
Peace and security
4.0%
Current 4.5%
Target 10%
* Includes information management, geospatial information management, monitoring, statistics. This analysis excludes OICT.
100%
Share of UN Secretariat personnel in data-focused jobs by pillar (Dec. 2019)
7
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Implications in data work: While leads now tackle high-value tasks, strugglers are coping with basics
UNITED NATIONS
Optimize with predictive data models
Forecast & now-cast outcomes
Less
capable
Highly
capable
Model impact & simulate response
Leverage multidimensional ‘big data’
Integrate data pipelines / sets
Provide state-of-art data hubs
Deploy dashboards
Lead
entities
Struggling
entities
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Average scores for assessed data capabilities by entity quadrant
8
average
capability
You cannot jump steps: In data, for example, start with building solid foundations
UNITED NATIONS
Data foundations
Ensuring you have good quality, discoverable
and accessible data that is managed in a
flexible scalable architecture
Analytics
Leveraging your data [on needs, risks, results
and behavior] systematically to understand
what happened, why it happened, etc.
Machine learning / AI
Building systems that can ‘learn’ from data to
deliver ‘intelligent’ experiences and augment
human capacity in processing & decision-making
Adapted from Microsoft Research, UN Data Strategy
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
FOUNDATIONAL SYSTEMATIC TRANSFORMATIONAL
9
What organizations can do: Struggling entities can focus on foundational tasks
UNITED NATIONS
Systematic
elements and tasks
Foundational
elements and tasks
Transformational
elements
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Circles show % of entities having these capability / culture elements, by quadrant
Struggl.
entities
Lead
entities
Struggl.
entities
Lead
entities
2020 status
ENABLERS & CAPABILITIES
Articulate vision
Formulate strategy & identify use cases
Recruit data analysts
Shift resources priorities
Unlock policies for data sharing
Integrate your data pipelines
Prioritize accurate and timely reporting
Initiate partnerships
CULTURE
Commit to evidence-based decisions
Engage personally (agendas, resources, experts)
Resolve data sharing issues
Offer training
Change core competency framework
Foster knowledge communities
Change managers compacts
Engage governance bodies
What organizations can do: As new capabilities emerge, become more systematic…
UNITED NATIONS
Systematic
elements and tasks
Foundational
elements and tasks
Transformational
elements
Circles show % of entities having these capability / culture elements, by quadrant
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Struggl.
entities
Lead
entities
Struggl.
entities
Lead
entities
2020 status
ENABLERS & CAPABILITIES
Recruit data engineers (+ data protection officers)
Create dedicated teams (centres of excellence)
Set up governance group
Focus on integrating internal data hubs
Excel in self-service dashboarding
Excel in external data sharing platforms
Design data sharing agreements w/ partners
CULTURE
Value flat structure over hierarchy
Be risk-permitting
Prize delegation over control
Foster cross-functional collaboration
What organizations can do: As capabilities mature, focus on transformational tasks…
UNITED NATIONS
Systematic
elements and tasks
Foundational
elements and tasks
Transformational
elements and tasks
Circles show % of entities having these capability / culture elements, by quadrant
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Struggl.
entities
Lead
entities
2020 status
Struggl.
entities
Lead
entities
ENABLERS & CAPABILITIES
Recruit data scientists
Make sense of unstructured data
Leverage big data sets
Optimize resources w/ predictive models
Identify risk from complex patterns
Forecast and nowcast outcomes
Model impacts and simulate responses
CULTURE
Create leadership roles (data, digital, innovation)
Emphasize iterative and agile revisions
Be fast to mainstream new methods
Strive to be truly innovative
Constantly challenge the status quo
Tailored advice: Each UN leadership team received a scorecard for their entity
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
UNITED NATIONS 13
● Every entity’s place on the map
● 80 assessment aspects relative to the average and the top-10 per category
● Helps organizations understand what works well already and what to focus on next
DATA
● Secretary-General’s Data Strategy for Action by Everyone, Everywhere
● CEB Roadmap on Data and Statistics
INNOVATION
● UN Innovation Network
● UN Innovation Toolkit
More resources and contacts
UNITED NATIONS
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
14
CONTACTS
● For questions on the innovation, data and digital
assessment, contact datastrategy@un.org
Annex A – Full results
UNITED NATIONS
INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
15
Leading entities show how early investment pays off as innovation, data and digital change accelerate.
Key insights
● This year’s assessment takes a stronger data and digital focus, compared to the emphasis on innovation only in 2018/19.
● Updated capability & culture scores show more dispersion in outliers: Leading entities pull ahead, as they leverage early investment in increasingly complex innovation, data & digital change.
● Most entities have clarified their vision, strategies and plans, but less than half have begun shifting significant resources and increased their internal governance focus.
● Most leaders are putting innovation, data & digital issues on management agendas and are engaging in resource decisions, but outside expertise is not sought where it is needed most.
● Top entities have created dedicated leadership (staff) roles on innovation, data and digital, but accountability of top management is limited, and data competencies are not mainstreamed.
● Discouraging risk-taking, fostering hierarchy and limiting delegation are seen as key cultural constraints to change.
● Centres of excellence on digital, data and innovation help top entities race ahead. Unmet staffing needs in data roles are significant across the board.
● Every second entity reports significant internal data sharing challenges, incl. with the UN System.
● Key products, policies & guidelines are in place in less than half of entities. Top entities are far ahead on data sharing capabilities.
● Top entities can leverage their strong data sharing / integration capabilities to create more value in complex tasks – incl. for predictive analytics, resource optimization, automation.
● UN Secretariat entities lag other CEB entities for a large majority of capability and culture elements.
Initial recommendations
● Entities at risk – or with capability gaps – should reprioritize resources, pool or partner up to capture innovation / data / digital opportunities – or risk being left behind.
● Resources and governance for innovation, data and digital topics still need to be adapted to ambitious plans and visions. Minimizing fragmentation will be key for the UN Secretariat.
● Outside experts should be consulted more frequently by entities with less in-house expertise, to support leaders on strategy and operation issues related to data, digital and innovation.
● Flat hierarchies and delegation of authority should be promoted further to improve organizational culture, paired with smart adaptive governance.
● The setup of centres of excellence should be accelerated to catalyze change. Dedicated plans must be in place to meet the significant staffing needs in data roles across organizations.
● Plans to revise managers’ performance compacts and staff competency frameworks should be implemented fast(er) to create accountability for change.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
16
52 entities participated, delivering an 87% response rate
Expanded in scope, 52 chief executives completed assessment of innovation, data & digital capacity.
>30 aspects mapped, grouped into culture and capability themes
Strategy (4 questions)
Organizational design (6)
Partnerships (3)
Policy and practice (6)
Culture attributes (6)
Leadership & performance (4)
Policy and practice (1)
Capability
Culture
UNITED NATIONS
87% response rate
52 entities
of 60 reported
87%
UN
Secretariat
entities
86%
Other
CEB
entities
Results in this mapping reflect inputs provided / cleared by entity heads or their deputies. As a result, they represent a specific perspective
and should not be seen as comprehensive or fully reflective of the organizations as a whole. This mapping is intended as a first entry point
for dialogue, validation and collaboration on key aspects of innovation.
Stronger data and digital focus, compared to
the emphasis on innovation only in 2018/19.
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
Map of assessed entities across four quadrants, based on capability (x-axis) and culture scores (y-axis)
Bubble size indicates staff numbers (entity names withheld)
More dispersion in edges: Leading entities pull ahead as innovation, data & digital change accelerate.
● Many entities that placed in the
‘leaders’ quadrant in 2018/19, can be
found there again in 2020. Dispersion
between entities is growing.
● Increasingly complex data and digital
challenges favor those who have made
early investments and built capacity.
● Moving forward, knowledge and change
requirements are only likely to grow.
● Entities with smaller / more
fragmented budgets – and those with
larger knowledge / culture gaps – risk
falling behind, if partnerships and/or
pooled resources are neglected.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
18
50
50 80 100
20
80
60
30
40
10
60
70
40 90
90
100
20 30 70
Culture score
Capability score
Capability gap
Culture gap
Leaders
At-risk
Median
Median
Where leaders see most potential arising from innovation, data and digital change
# of mentions
Leaders assess innovation, data & digital capabilities offer large potential for cross-cutting progress.
● When asked where leaders see most
potential in innovation, data and digital
transformations, they cite a broad
range of internally and externally
focused opportunities.
● On process, this includes, for example,
potential in resource optimization,
decision-making, transformation,
stakeholder engagement, and
automation.
● In programming, the potential cuts
across humanitarian, development,
peace and security, as well as human
rights topics.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
19
Entity leaders are establishing foundations for sustainable change
% of entities stating ‘Yes’
Vision, strategies & plans largely in place, but resource priority & governance focus still need to shift.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
20
0%
Data
Data
Innovation
Innovation
Digital
Innovation
Digital
Data
100%
Digital
Innovation
50%
Data
Digital
73%
30%
76% 100%
40%
17%
97%
67%
61%
44%
40%
50%
Vision articulated
Strategy / plan formulated
High resource priority given
Governance group set up
= significant difference between top and other entities
100%
50%
0%
100%
50%
100%
50%
0%
Across all entities, large majorities have clarified their vision
(76%) and strategies / plans (61%) for innovation, data and
digital change.
Compared to bottom-scoring entities, top entities are 3-
times more likely to have formulated plans (97% vs. 40%)
and shifted resources (67% vs. 30%), and twice-as-likely to
ensure governance (73% vs. 17%) – especially on data.
However, less than half of all entities (44%) have begun
shifting resources significantly and fewer (40%) have
setup internal governance mechanisms to oversee and
steer change.
Top
scoring entities only
Bottom
scoring entities
All entities
0%
Leaders engage personally on key aspects to advance change.
Scale from 1-5
Leaders engage on agendas & resource decisions. Outside expertise not sought where needed most.
Most entity leaders are putting innovation, data
and digital issues on senior management
agendas.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
21
Never
Digital
Occasionally Very frequently
Innovation
Data
Innovation
Digital
Data
Digital
Data
Innovation
Putting issues on senior agendas
Consulting outside experts
Engaging in resource allocation
Never Very frequently
Never Very frequently
= significant difference between top and other entities
Top
entities
Bottom
entities
All entities
Frequently, leaders also engage personally in
resourcing decisions for change initiatives.
Outside expertise is often sought, but much
more likely in top-entities, and least likely in
bottom-entities where it is needed most.
Occasionally
Occasionally
Entities making changes in organizational design & performance management to accelerate change
% of entities stating ‘Yes’
Top entities created leadership roles; mgm’t accountability still limited; competency not mainstreamed.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
22
Innovation
Digital
Data
Innovation
Data
50%
Data
0% 100%
Digital
Innovation
Digital
83%
40% 90%
60%
10%
49%
29%
0% 21% 40%
74%
10%
Created dedicated leadership roles
Included indicators in manager’s compacts
Engaged org’s governing bodies
Put data savviness in competency framew’k
= significant difference between top and other entities
Top
entities
Bottom
entities
All entities
About half of all entities (49%) have assigned or
created dedicated leadership roles (i.e. ‘heads of…’) for
innovation, data and digital agendas.
However, compared to the average entity, top-entities
are nearly twice as likely to do so (83% vs. 49%).
Performance indicators on innovation, data and digital
agenda are only present in management compacts of
some entities (29%) – with top entities far ahead (60%).
Data savviness/literacy is part of the staff competency
frameworks in only few cases (21%), though many
entities plan to introduce it.
Governing bodies are being engaged on change
agendas, though bottom-entities are only half-as-likely
to do so than typical entities (40% vs. 74%).
50%
0% 100%
50%
0% 100%
How entities assess their organization's cultural attributes
Scale from 1-5
Discouraging risk, fostering hierarchy & limited delegation hold back cultures. Top entities are agile.
Key constraints include the extent to which
risk-taking is seen as permitted, flat structures
are valued over hierarchy, and delegation is
encouraged over control.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
23
We are risk-permitting
We are fast to adopt new initiatives
We value flat structure over hierarchy
Strongly disagree
We value external partnerships
We seek to be truly innovative
Neutral
We prize delegation over control
We foster cross-functional collaboration
Strongly agree
We nurture knowledge sharing and exchange
We challenge the status quo
We commit to data, innovation, digital change
We emphasize iterative action and agile revisions
We are persistent about evidence-based decisions
= significant difference between top and other entities
Compared to the bottom-entities, top entities
score most highly on ‘iteration and agility’,
‘speed of adoption’, and ‘flat structures over
hierarchy’.
Leaders assess that their organizational
cultures value external partnership, is
committed to change, fosters cross-functional
collaboration and knowledge sharing.
Top
entities
Bottom
entities
All entities
Entities having dedicated units or centres of excellence to support & accelerate change
% of entities stating ‘Yes’
Centres of excellence help top entities race ahead. Unmet staffing needs in data roles are significant.
Most entities report significant or very significant unmet
staffing needs in data-focused roles, including for Data
Analysts (73%), Data Engineers (59%), as well as Data
Scientists (57%).
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
24
12%
19%
21%
15%
21%
21%
60%
44%
42%
13%
15%
15%
50%
Data engineers
Data scientists
Data analysts
Assessment of organization’s unmet staffing needs for the following data-focused roles
(% of entities reporting
100%
0% 50%
Digital
Data
Innovation
37% 100%
66%
Centre of excellence
None / very limited Limited Significant Very significant
= significant difference between top and other entities
Many entities (66%) report establishing centres of
excellence to support and accelerate innovation, data and
digital change. Bottom entities are much less likely to have
done so (37%). Centres for digital change are relatively less
common
Top
entities
Bottom
entities
Of all entities
Entities having standard job profiles for data-focused roles and full-time staff on board
% of respondents stating ‘yes’
Half of all entities are changing job profiles and recruit for data roles. Top entities are far ahead.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
25
Data analyst
Data engineer
Data analyst
Data visualization specialist
0% 100%
Data scientist
Data visualization specialist
Data engineer
Data protection officer
Data scientist
50%
Data protection officer
44%
47%
72%
20% 80%
24%
We have job profiles available
We are on-boarding / recruiting
= significant difference between top and other entities
44% of all entities have built new standard job profiles, with
most prioritizing data analysts. Profiles are rarer for other
roles, incl. data protection. Compared to the bottom entities,
top-entities are much more likely to have new job profiles
(72% vs 24%).
47% of all entities have full-time staff in data-focused roles
onboard or are actively recruiting. Most prioritize data
analysts. Recruitment is lagging for data engineers, scientists
and data protection officers. Compared to the bottom entities,
top-entities are four times as likely to have staff onboard or to
recruit (80% vs 20%).
Top entities
Bottom entities Of all entities
Top
entities
Bottom
entities
Of all entities
50% 100%
0%
Entities experiencing significant internal data-sharing challenges, including with the UN System
% of entities
Half of entities have significant data sharing challenges. Only half offer at least moderate training.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
26
0% 100%
50%
Digital
Data
Innovation
67% 97%
79%
Entities offering data-focused training for specialist and non-specialist colleagues
% of entities
Entities running internal knowledge communities to foster learning
% of entities stating ‘Yes’
Knowledge communities
= significant difference between top and other entities
6% 13% 35% 37% 10%
50%
Significant challenges
Strongly / disagree Neither disagree / agree Agree Strongly agree
4%
10%
12%
10%
39%
10%
40%
33%
70%
20%
12%
20%
20%
50%
All entities
Top entities
Bottom entities
Never / Rarely Occasionally Moderate amount Great deal
While a combined 90% of top entities report offering
moderate or a great deal of training, only 40% of
bottom entities do so. Overall, the training offer is
insufficient.
Nearly half of entities (47%) report significant
challenges in sharing data internally, incl. within the
UN System – with impacts on productivity and value.
Top
entities
Bottom
entities
All entities
Entities with the following data products and policies in place
% of entities stating ‘Yes, and updated in last 3 years’
Key products, policies & guidelines in less than half of entities. Top entities far ahead on data sharing.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
27
Data protection and privacy policy
Guidelines on internal data sharing
0%
Data partnerships with external org’s.
100%
data.yourdomain.org (or similar)
50%
open.yourdomain.org (or similar)
Data exchange portal
Standard external sharing agreements
48%
35%
31%
63%
44%
44%
35%
Where users find centrally provided data
Where users find financial transparency data
Where users can find and contribute data
= significant difference between top and other entities
Top
entities
Bottom
entities
All entities
Compared to bottom entities, top entities are
much more likely to offer tools for efficient
data sharing (incl. data exchanges, standard
agreements internal guidelines and data
portals).
Only about a third of entities, have data
exchanges (35%), transparency portals (35%)
such as open.yourdomain.org, and data
partnerships (31%) with external
organizations in place.
How entities rate their organization’s capability to perform data and analytics work
Scale from 1 to 5
Top entities leverage strong data integration capabilities to create value in more complex tasks.
UNITED NATIONS
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
28
Optimizing supply chains & resources w/ predictive models
Forecasting / nowcasting with non-conventional techniques
Excellent
Offering transparency / accountability for resources & results
Integrating data pipelines within and across organizations
Predicting potential risks based on complex data patterns
Poor Neutral
Making sense of a broad range of unstructured data
Reporting accurate & timely data on results & goal progress
Employing digital platforms to facilitate internal operations
Leverage ‘big data’ for policy, programmes and operations
Offering data to ext. stakeholders via state-of-art data hubs
Supporting stakeholders with better data / digital services
Providing real-time insights on risks, fraud or opportunities
Modelling impact & simulating response to ext’l phenomena
Deploying dashboards on success, results and mgm’t. info
Top
entities
Bottom
entities
All entities
= significant difference between top and other entities
Excellence in data capabilities is rare.
However, overall, entities report good
capabilities in employing digital platforms
internally (e.g. ERP, Office 365) and
performing basic data tasks.
Top entities are more likely to be ‘very good’
at deploying dashboards or offering data
hubs, as well as building and integrating
data pipelines.
Leveraging their strong data sharing /
integration capabilities, top entities are also
more likely to extract more value from data in
complex tasks, incl. predictive analytics and
optimizations.
vs avg.
vs avg.
Avg. # partners by entity 1 >2
partners
<1
<1
Number of organizations with whom entities have ‘joint-venture-type’ partnerships (not transactional)
‘Joint venture’ partners mostly within UN System. Top entities have more private & NGO partners.
Top entities report a significantly
higher number of ‘joint-venture-
type’ partners in private sector and
non-gov’t organizations than all
others.
Bottom entities report the lowest
number of partners across private
sector, non-govt and gov’t
organizations.
UNITED NATIONS 29
Private Sector
Government Non-government UN System
Top entities
Bottom entities
All entities
CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
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UN Capacity Mapping 2020: Innovation, Data and Digital Capabilities

  • 1. DECADE OF ACTION Innovation, Data and Digital Capabilities UN System Capacity Mapping 2020 February 2021
  • 2. Context: Next-Generation UN UNITED NATIONS DATA STRATEGY UPDATE | JAN 2021 1 DISCLAIMER The findings, interpretations and conclusions expressed in this material are those of the various staff members, consultants and advisers to the United Nations Secretariat who prepared the work and do not necessarily represent the views of the United Nations or its Member States.
  • 3. Cross-cutting agendas to build the capabilities of a ‘next-generation UN’ INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 UNITED NATIONS People & resources KEY ENABLERS driving impact Processes & policies Partners & stakeholders Culture & incentives Technology & tools Our organization Key organizational enablers help us deliver impact if they are sound and leverage modern capabilities Strategic foresight capability: How we identify and plan for possible future(s) Data strategy: How we maximize the value of data as a strategic asset Innovation agenda: How we discover and implement ideas that create value Digital transformation: How we use digital technology to change business models Behavioural science agenda: How we apply behavioural insights to policies and programmes X-CUTTING DRIVERS of new capabilities Cross-cutting drivers Change agendas help reshape key organizational enablers so they support modern capabilities Our impact Future Past Present
  • 4. • Process • Results overview • Implications • What organizations can do Capacity Mapping 2020 UNITED NATIONS 3
  • 5. 52 UN entities assessed innovation, data & digital enablers, capabilities & culture UNITED NATIONS INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 Culture attributes (6 questions) Leadership & performance (4) Policy and practice (1) Strategy (4 questions) People & organization design (6) Partnerships (3) Policy and practice (6) Elements to care about Results in this mapping reflect inputs provided / cleared by entity heads or their deputies. As a result, they represent a specific perspective and should not be seen as comprehensive or fully reflective of the organizations as a whole. This mapping is intended as a first entry point for dialogue, validation and collaboration on key aspects of innovation. INNOVATION How we discover and implement new ideas that create value DATA How we maximize the value of data as a strategic asset DIGITAL How we use digital technologies to change business models Change we seek What leaders need to drive 4 Enablers and capabilities Culture aspects
  • 6. 100 100 10 Capability gap Culture gap Leaders Strugglers Map of UN System entities based on capability and culture scores (bubble size indicates staff numbers) Growing gaps: Leading entities pull ahead as change accelerates & complexifies UNITED NATIONS INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 Culture score median Challenged on culture and capability Stronger on culture, less on capability Stronger on capability, less on culture Stronger on culture and capability Capability score median 5
  • 7. Deep dive: Insights UNITED NATIONS INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 6 ● Most entities have clarified their vision, strategies and plans for innovation, data and digital change. ● Less than half have begun shifting significant resources and strengthened internal governance for change initiatives. ● Most executive are putting innovation, data & digital issues on management agendas and are engaging in resource decisions. ● Outside expertise is not sought where it is needed most. ● Accountability of top management is limited. ● Key products, policies & guidelines are in place in less than half of entities. ● Every second entity reports significant internal data sharing challenges, incl. with the UN System. ● Leading entities are far ahead on data sharing capabilities. ● Leading entities can leverage their strong data sharing / integration capabilities to create more value in complex tasks. ● Centres of excellence on digital, data and innovation help top entities race ahead. ● Leading entities have created dedicated leadership (staff) roles on innovation, data and digital topics. ● Unmet staffing needs in data-focused roles are significant across the board. ● Data competencies are not mainstreamed for generalist roles. ● Discouraging risk-taking, fostering hierarchy and limiting delegation are seen as key cultural constraints to change. ● UN Secretariat entities often lag other UN System entities for a large majority of capability and culture elements.
  • 8. In UN Secretariat, <5% of staff are in data roles; Our initial target is to reach 10% over the next 5 years UNITED NATIONS 8.1% 4.4% Humanitarian affairs 2.5% 3.4% Human rights Operations and support Sustainable development Peace and security 4.0% Current 4.5% Target 10% * Includes information management, geospatial information management, monitoring, statistics. This analysis excludes OICT. 100% Share of UN Secretariat personnel in data-focused jobs by pillar (Dec. 2019) 7 INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
  • 9. Implications in data work: While leads now tackle high-value tasks, strugglers are coping with basics UNITED NATIONS Optimize with predictive data models Forecast & now-cast outcomes Less capable Highly capable Model impact & simulate response Leverage multidimensional ‘big data’ Integrate data pipelines / sets Provide state-of-art data hubs Deploy dashboards Lead entities Struggling entities INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 Average scores for assessed data capabilities by entity quadrant 8 average capability
  • 10. You cannot jump steps: In data, for example, start with building solid foundations UNITED NATIONS Data foundations Ensuring you have good quality, discoverable and accessible data that is managed in a flexible scalable architecture Analytics Leveraging your data [on needs, risks, results and behavior] systematically to understand what happened, why it happened, etc. Machine learning / AI Building systems that can ‘learn’ from data to deliver ‘intelligent’ experiences and augment human capacity in processing & decision-making Adapted from Microsoft Research, UN Data Strategy INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 FOUNDATIONAL SYSTEMATIC TRANSFORMATIONAL 9
  • 11. What organizations can do: Struggling entities can focus on foundational tasks UNITED NATIONS Systematic elements and tasks Foundational elements and tasks Transformational elements INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 Circles show % of entities having these capability / culture elements, by quadrant Struggl. entities Lead entities Struggl. entities Lead entities 2020 status ENABLERS & CAPABILITIES Articulate vision Formulate strategy & identify use cases Recruit data analysts Shift resources priorities Unlock policies for data sharing Integrate your data pipelines Prioritize accurate and timely reporting Initiate partnerships CULTURE Commit to evidence-based decisions Engage personally (agendas, resources, experts) Resolve data sharing issues Offer training Change core competency framework Foster knowledge communities Change managers compacts Engage governance bodies
  • 12. What organizations can do: As new capabilities emerge, become more systematic… UNITED NATIONS Systematic elements and tasks Foundational elements and tasks Transformational elements Circles show % of entities having these capability / culture elements, by quadrant INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 Struggl. entities Lead entities Struggl. entities Lead entities 2020 status ENABLERS & CAPABILITIES Recruit data engineers (+ data protection officers) Create dedicated teams (centres of excellence) Set up governance group Focus on integrating internal data hubs Excel in self-service dashboarding Excel in external data sharing platforms Design data sharing agreements w/ partners CULTURE Value flat structure over hierarchy Be risk-permitting Prize delegation over control Foster cross-functional collaboration
  • 13. What organizations can do: As capabilities mature, focus on transformational tasks… UNITED NATIONS Systematic elements and tasks Foundational elements and tasks Transformational elements and tasks Circles show % of entities having these capability / culture elements, by quadrant INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 Struggl. entities Lead entities 2020 status Struggl. entities Lead entities ENABLERS & CAPABILITIES Recruit data scientists Make sense of unstructured data Leverage big data sets Optimize resources w/ predictive models Identify risk from complex patterns Forecast and nowcast outcomes Model impacts and simulate responses CULTURE Create leadership roles (data, digital, innovation) Emphasize iterative and agile revisions Be fast to mainstream new methods Strive to be truly innovative Constantly challenge the status quo
  • 14. Tailored advice: Each UN leadership team received a scorecard for their entity INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 UNITED NATIONS 13 ● Every entity’s place on the map ● 80 assessment aspects relative to the average and the top-10 per category ● Helps organizations understand what works well already and what to focus on next
  • 15. DATA ● Secretary-General’s Data Strategy for Action by Everyone, Everywhere ● CEB Roadmap on Data and Statistics INNOVATION ● UN Innovation Network ● UN Innovation Toolkit More resources and contacts UNITED NATIONS INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 14 CONTACTS ● For questions on the innovation, data and digital assessment, contact datastrategy@un.org
  • 16. Annex A – Full results UNITED NATIONS INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 15
  • 17. Leading entities show how early investment pays off as innovation, data and digital change accelerate. Key insights ● This year’s assessment takes a stronger data and digital focus, compared to the emphasis on innovation only in 2018/19. ● Updated capability & culture scores show more dispersion in outliers: Leading entities pull ahead, as they leverage early investment in increasingly complex innovation, data & digital change. ● Most entities have clarified their vision, strategies and plans, but less than half have begun shifting significant resources and increased their internal governance focus. ● Most leaders are putting innovation, data & digital issues on management agendas and are engaging in resource decisions, but outside expertise is not sought where it is needed most. ● Top entities have created dedicated leadership (staff) roles on innovation, data and digital, but accountability of top management is limited, and data competencies are not mainstreamed. ● Discouraging risk-taking, fostering hierarchy and limiting delegation are seen as key cultural constraints to change. ● Centres of excellence on digital, data and innovation help top entities race ahead. Unmet staffing needs in data roles are significant across the board. ● Every second entity reports significant internal data sharing challenges, incl. with the UN System. ● Key products, policies & guidelines are in place in less than half of entities. Top entities are far ahead on data sharing capabilities. ● Top entities can leverage their strong data sharing / integration capabilities to create more value in complex tasks – incl. for predictive analytics, resource optimization, automation. ● UN Secretariat entities lag other CEB entities for a large majority of capability and culture elements. Initial recommendations ● Entities at risk – or with capability gaps – should reprioritize resources, pool or partner up to capture innovation / data / digital opportunities – or risk being left behind. ● Resources and governance for innovation, data and digital topics still need to be adapted to ambitious plans and visions. Minimizing fragmentation will be key for the UN Secretariat. ● Outside experts should be consulted more frequently by entities with less in-house expertise, to support leaders on strategy and operation issues related to data, digital and innovation. ● Flat hierarchies and delegation of authority should be promoted further to improve organizational culture, paired with smart adaptive governance. ● The setup of centres of excellence should be accelerated to catalyze change. Dedicated plans must be in place to meet the significant staffing needs in data roles across organizations. ● Plans to revise managers’ performance compacts and staff competency frameworks should be implemented fast(er) to create accountability for change. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 16
  • 18. 52 entities participated, delivering an 87% response rate Expanded in scope, 52 chief executives completed assessment of innovation, data & digital capacity. >30 aspects mapped, grouped into culture and capability themes Strategy (4 questions) Organizational design (6) Partnerships (3) Policy and practice (6) Culture attributes (6) Leadership & performance (4) Policy and practice (1) Capability Culture UNITED NATIONS 87% response rate 52 entities of 60 reported 87% UN Secretariat entities 86% Other CEB entities Results in this mapping reflect inputs provided / cleared by entity heads or their deputies. As a result, they represent a specific perspective and should not be seen as comprehensive or fully reflective of the organizations as a whole. This mapping is intended as a first entry point for dialogue, validation and collaboration on key aspects of innovation. Stronger data and digital focus, compared to the emphasis on innovation only in 2018/19. CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020
  • 19. Map of assessed entities across four quadrants, based on capability (x-axis) and culture scores (y-axis) Bubble size indicates staff numbers (entity names withheld) More dispersion in edges: Leading entities pull ahead as innovation, data & digital change accelerate. ● Many entities that placed in the ‘leaders’ quadrant in 2018/19, can be found there again in 2020. Dispersion between entities is growing. ● Increasingly complex data and digital challenges favor those who have made early investments and built capacity. ● Moving forward, knowledge and change requirements are only likely to grow. ● Entities with smaller / more fragmented budgets – and those with larger knowledge / culture gaps – risk falling behind, if partnerships and/or pooled resources are neglected. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 18 50 50 80 100 20 80 60 30 40 10 60 70 40 90 90 100 20 30 70 Culture score Capability score Capability gap Culture gap Leaders At-risk Median Median
  • 20. Where leaders see most potential arising from innovation, data and digital change # of mentions Leaders assess innovation, data & digital capabilities offer large potential for cross-cutting progress. ● When asked where leaders see most potential in innovation, data and digital transformations, they cite a broad range of internally and externally focused opportunities. ● On process, this includes, for example, potential in resource optimization, decision-making, transformation, stakeholder engagement, and automation. ● In programming, the potential cuts across humanitarian, development, peace and security, as well as human rights topics. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 19
  • 21. Entity leaders are establishing foundations for sustainable change % of entities stating ‘Yes’ Vision, strategies & plans largely in place, but resource priority & governance focus still need to shift. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 20 0% Data Data Innovation Innovation Digital Innovation Digital Data 100% Digital Innovation 50% Data Digital 73% 30% 76% 100% 40% 17% 97% 67% 61% 44% 40% 50% Vision articulated Strategy / plan formulated High resource priority given Governance group set up = significant difference between top and other entities 100% 50% 0% 100% 50% 100% 50% 0% Across all entities, large majorities have clarified their vision (76%) and strategies / plans (61%) for innovation, data and digital change. Compared to bottom-scoring entities, top entities are 3- times more likely to have formulated plans (97% vs. 40%) and shifted resources (67% vs. 30%), and twice-as-likely to ensure governance (73% vs. 17%) – especially on data. However, less than half of all entities (44%) have begun shifting resources significantly and fewer (40%) have setup internal governance mechanisms to oversee and steer change. Top scoring entities only Bottom scoring entities All entities 0%
  • 22. Leaders engage personally on key aspects to advance change. Scale from 1-5 Leaders engage on agendas & resource decisions. Outside expertise not sought where needed most. Most entity leaders are putting innovation, data and digital issues on senior management agendas. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 21 Never Digital Occasionally Very frequently Innovation Data Innovation Digital Data Digital Data Innovation Putting issues on senior agendas Consulting outside experts Engaging in resource allocation Never Very frequently Never Very frequently = significant difference between top and other entities Top entities Bottom entities All entities Frequently, leaders also engage personally in resourcing decisions for change initiatives. Outside expertise is often sought, but much more likely in top-entities, and least likely in bottom-entities where it is needed most. Occasionally Occasionally
  • 23. Entities making changes in organizational design & performance management to accelerate change % of entities stating ‘Yes’ Top entities created leadership roles; mgm’t accountability still limited; competency not mainstreamed. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 22 Innovation Digital Data Innovation Data 50% Data 0% 100% Digital Innovation Digital 83% 40% 90% 60% 10% 49% 29% 0% 21% 40% 74% 10% Created dedicated leadership roles Included indicators in manager’s compacts Engaged org’s governing bodies Put data savviness in competency framew’k = significant difference between top and other entities Top entities Bottom entities All entities About half of all entities (49%) have assigned or created dedicated leadership roles (i.e. ‘heads of…’) for innovation, data and digital agendas. However, compared to the average entity, top-entities are nearly twice as likely to do so (83% vs. 49%). Performance indicators on innovation, data and digital agenda are only present in management compacts of some entities (29%) – with top entities far ahead (60%). Data savviness/literacy is part of the staff competency frameworks in only few cases (21%), though many entities plan to introduce it. Governing bodies are being engaged on change agendas, though bottom-entities are only half-as-likely to do so than typical entities (40% vs. 74%). 50% 0% 100% 50% 0% 100%
  • 24. How entities assess their organization's cultural attributes Scale from 1-5 Discouraging risk, fostering hierarchy & limited delegation hold back cultures. Top entities are agile. Key constraints include the extent to which risk-taking is seen as permitted, flat structures are valued over hierarchy, and delegation is encouraged over control. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 23 We are risk-permitting We are fast to adopt new initiatives We value flat structure over hierarchy Strongly disagree We value external partnerships We seek to be truly innovative Neutral We prize delegation over control We foster cross-functional collaboration Strongly agree We nurture knowledge sharing and exchange We challenge the status quo We commit to data, innovation, digital change We emphasize iterative action and agile revisions We are persistent about evidence-based decisions = significant difference between top and other entities Compared to the bottom-entities, top entities score most highly on ‘iteration and agility’, ‘speed of adoption’, and ‘flat structures over hierarchy’. Leaders assess that their organizational cultures value external partnership, is committed to change, fosters cross-functional collaboration and knowledge sharing. Top entities Bottom entities All entities
  • 25. Entities having dedicated units or centres of excellence to support & accelerate change % of entities stating ‘Yes’ Centres of excellence help top entities race ahead. Unmet staffing needs in data roles are significant. Most entities report significant or very significant unmet staffing needs in data-focused roles, including for Data Analysts (73%), Data Engineers (59%), as well as Data Scientists (57%). UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 24 12% 19% 21% 15% 21% 21% 60% 44% 42% 13% 15% 15% 50% Data engineers Data scientists Data analysts Assessment of organization’s unmet staffing needs for the following data-focused roles (% of entities reporting 100% 0% 50% Digital Data Innovation 37% 100% 66% Centre of excellence None / very limited Limited Significant Very significant = significant difference between top and other entities Many entities (66%) report establishing centres of excellence to support and accelerate innovation, data and digital change. Bottom entities are much less likely to have done so (37%). Centres for digital change are relatively less common Top entities Bottom entities Of all entities
  • 26. Entities having standard job profiles for data-focused roles and full-time staff on board % of respondents stating ‘yes’ Half of all entities are changing job profiles and recruit for data roles. Top entities are far ahead. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 25 Data analyst Data engineer Data analyst Data visualization specialist 0% 100% Data scientist Data visualization specialist Data engineer Data protection officer Data scientist 50% Data protection officer 44% 47% 72% 20% 80% 24% We have job profiles available We are on-boarding / recruiting = significant difference between top and other entities 44% of all entities have built new standard job profiles, with most prioritizing data analysts. Profiles are rarer for other roles, incl. data protection. Compared to the bottom entities, top-entities are much more likely to have new job profiles (72% vs 24%). 47% of all entities have full-time staff in data-focused roles onboard or are actively recruiting. Most prioritize data analysts. Recruitment is lagging for data engineers, scientists and data protection officers. Compared to the bottom entities, top-entities are four times as likely to have staff onboard or to recruit (80% vs 20%). Top entities Bottom entities Of all entities Top entities Bottom entities Of all entities 50% 100% 0%
  • 27. Entities experiencing significant internal data-sharing challenges, including with the UN System % of entities Half of entities have significant data sharing challenges. Only half offer at least moderate training. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 26 0% 100% 50% Digital Data Innovation 67% 97% 79% Entities offering data-focused training for specialist and non-specialist colleagues % of entities Entities running internal knowledge communities to foster learning % of entities stating ‘Yes’ Knowledge communities = significant difference between top and other entities 6% 13% 35% 37% 10% 50% Significant challenges Strongly / disagree Neither disagree / agree Agree Strongly agree 4% 10% 12% 10% 39% 10% 40% 33% 70% 20% 12% 20% 20% 50% All entities Top entities Bottom entities Never / Rarely Occasionally Moderate amount Great deal While a combined 90% of top entities report offering moderate or a great deal of training, only 40% of bottom entities do so. Overall, the training offer is insufficient. Nearly half of entities (47%) report significant challenges in sharing data internally, incl. within the UN System – with impacts on productivity and value. Top entities Bottom entities All entities
  • 28. Entities with the following data products and policies in place % of entities stating ‘Yes, and updated in last 3 years’ Key products, policies & guidelines in less than half of entities. Top entities far ahead on data sharing. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 27 Data protection and privacy policy Guidelines on internal data sharing 0% Data partnerships with external org’s. 100% data.yourdomain.org (or similar) 50% open.yourdomain.org (or similar) Data exchange portal Standard external sharing agreements 48% 35% 31% 63% 44% 44% 35% Where users find centrally provided data Where users find financial transparency data Where users can find and contribute data = significant difference between top and other entities Top entities Bottom entities All entities Compared to bottom entities, top entities are much more likely to offer tools for efficient data sharing (incl. data exchanges, standard agreements internal guidelines and data portals). Only about a third of entities, have data exchanges (35%), transparency portals (35%) such as open.yourdomain.org, and data partnerships (31%) with external organizations in place.
  • 29. How entities rate their organization’s capability to perform data and analytics work Scale from 1 to 5 Top entities leverage strong data integration capabilities to create value in more complex tasks. UNITED NATIONS CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 28 Optimizing supply chains & resources w/ predictive models Forecasting / nowcasting with non-conventional techniques Excellent Offering transparency / accountability for resources & results Integrating data pipelines within and across organizations Predicting potential risks based on complex data patterns Poor Neutral Making sense of a broad range of unstructured data Reporting accurate & timely data on results & goal progress Employing digital platforms to facilitate internal operations Leverage ‘big data’ for policy, programmes and operations Offering data to ext. stakeholders via state-of-art data hubs Supporting stakeholders with better data / digital services Providing real-time insights on risks, fraud or opportunities Modelling impact & simulating response to ext’l phenomena Deploying dashboards on success, results and mgm’t. info Top entities Bottom entities All entities = significant difference between top and other entities Excellence in data capabilities is rare. However, overall, entities report good capabilities in employing digital platforms internally (e.g. ERP, Office 365) and performing basic data tasks. Top entities are more likely to be ‘very good’ at deploying dashboards or offering data hubs, as well as building and integrating data pipelines. Leveraging their strong data sharing / integration capabilities, top entities are also more likely to extract more value from data in complex tasks, incl. predictive analytics and optimizations.
  • 30. vs avg. vs avg. Avg. # partners by entity 1 >2 partners <1 <1 Number of organizations with whom entities have ‘joint-venture-type’ partnerships (not transactional) ‘Joint venture’ partners mostly within UN System. Top entities have more private & NGO partners. Top entities report a significantly higher number of ‘joint-venture- type’ partners in private sector and non-gov’t organizations than all others. Bottom entities report the lowest number of partners across private sector, non-govt and gov’t organizations. UNITED NATIONS 29 Private Sector Government Non-government UN System Top entities Bottom entities All entities CEB - INNOVATION, DATA AND DIGITAL CAPABILITY ASSESSMENT 2020 More Fewer