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The Law of 
Whistleblowing 
Washington University – Fall 2014 
class # 17
A. 
Demoted in-house L seeks 
assistance. 
What options are available?
B. 
In a proceeding, 
may L use information 
learned at company 
(including 
communications)?
MO Rule 1.6 - exceptions 
• Client’s informed consent 
• Impliedly authorized 
• Prevent death / substantial bodily 
harm 
• Secure legal advice re: rules 
• Establish claim or defense / respond 
to allegations 
• Comply with law / court order
MR 1.6(b)(2) 
to prevent client 
from committing crime or fraud 
reasonably certain to result in 
substantial injury to financial interests 
/property of another & 
in furtherance of which 
client has used / is using 
lawyer's services
MR 1.6(b)(2) 
to prevent client 
from committing crime or fraud 
reasonably certain to result in 
substantial injury to financial interests 
/property of another & 
in furtherance of which 
client has used / is using 
lawyer's services
MR 1.6(b)(2) 
to prevent client 
from committing crime or fraud
MR 1.6(b)(3) 
to prevent / mitigate / rectify 
substantial injury to 
financial interests / property of another 
that is reasonably certain to result / has 
resulted from 
client's commission of crime / fraud 
in furtherance of which 
client has used lawyer's services
MR 1.6(b)(3) 
to prevent / mitigate / rectify 
substantial injury to 
financial interests / property of another 
that is reasonably certain to result / has 
resulted from 
client's commission of crime / fraud 
in furtherance of which 
client has used lawyer's services
MR 1.6(b)(3) 
to prevent / mitigate / rectify 
a crime / fraud 
that client has already committed

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Law of whistleblowing class # 17

  • 1. The Law of Whistleblowing Washington University – Fall 2014 class # 17
  • 2. A. Demoted in-house L seeks assistance. What options are available?
  • 3. B. In a proceeding, may L use information learned at company (including communications)?
  • 4. MO Rule 1.6 - exceptions • Client’s informed consent • Impliedly authorized • Prevent death / substantial bodily harm • Secure legal advice re: rules • Establish claim or defense / respond to allegations • Comply with law / court order
  • 5. MR 1.6(b)(2) to prevent client from committing crime or fraud reasonably certain to result in substantial injury to financial interests /property of another & in furtherance of which client has used / is using lawyer's services
  • 6. MR 1.6(b)(2) to prevent client from committing crime or fraud reasonably certain to result in substantial injury to financial interests /property of another & in furtherance of which client has used / is using lawyer's services
  • 7. MR 1.6(b)(2) to prevent client from committing crime or fraud
  • 8. MR 1.6(b)(3) to prevent / mitigate / rectify substantial injury to financial interests / property of another that is reasonably certain to result / has resulted from client's commission of crime / fraud in furtherance of which client has used lawyer's services
  • 9. MR 1.6(b)(3) to prevent / mitigate / rectify substantial injury to financial interests / property of another that is reasonably certain to result / has resulted from client's commission of crime / fraud in furtherance of which client has used lawyer's services
  • 10. MR 1.6(b)(3) to prevent / mitigate / rectify a crime / fraud that client has already committed