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Threat	
  Perception	
  and	
  the	
  Guatemalan	
  Genocide	
  
John	
  Gallant	
  10025373	
  
POLS	
  838	
  
Dr.	
  Oded	
  Haklai	
  
December	
  7th
	
  2016	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Gallant	
  
	
  
2	
  
Table	
  of	
  Contents	
  	
  
Introduction	
   	
   	
   	
   	
   	
   	
   	
   	
   3	
  
	
  
Literature	
  Review	
  
	
   Symbolic	
  Politics	
   	
   	
   	
   	
   	
   	
   4	
  
	
   Historical	
  Context	
   	
   	
   	
   	
   	
   	
   5	
  
	
  
Analysis	
  
	
   Majority/Minority	
  Relations	
  in	
  Guatemala	
   	
   	
   	
   7	
  
	
   Symbolic	
  Politics	
  and	
  Threat	
  Perception	
   	
   	
   	
   8	
  
	
  
Conclusion	
   	
   	
   	
   	
   	
   	
   	
   	
   15	
  
	
  
Index	
   	
   	
   	
   	
   	
   	
   	
   	
   	
   17	
  
	
  
Notes	
   	
   	
   	
   	
   	
   	
   	
   	
   	
   18	
  
	
  
Bibliography	
   	
   	
   	
   	
   	
   	
   	
   	
   21	
  
	
   	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Gallant	
  
	
  
3	
  
The	
  historical	
  trend	
  of	
  Guatemalan	
  politics	
  is	
  one	
  best	
  characterized	
  by	
  state	
  terror	
  and	
  
responses	
  to	
  it.	
  This	
  began	
  with	
  the	
  events	
  leading	
  up	
  to	
  the	
  36-­‐year	
  Guatemalan	
  civil	
  war,	
  
eventually	
  erupting	
  later	
  into	
  genocide.	
  Created	
  with	
  the	
  purpose	
  of	
  a	
  proxy	
  war	
  between	
  
central	
  powers	
  of	
  the	
  Cold	
  War,	
  this	
  civil	
  war	
  capitalized	
  on	
  legacies	
  of	
  racism	
  crystallized	
  by	
  
capitalist	
  shift	
  in	
  the	
  Guatemalan	
  economy.	
  Chief	
  aggressors	
  in	
  this	
  conflict	
  began	
  as	
  leftist	
  
forces	
  in	
  rural	
  Guatemala	
  against	
  the	
  military	
  controlled	
  state,	
  but	
  gradually	
  moved	
  into	
  a	
  
conflict	
  along	
  racial	
  lines.	
  This	
  conflict	
  against	
  guerilla	
  leftists	
  in	
  the	
  countryside	
  was	
  a	
  direct	
  
product	
  of	
  communist	
  fears	
  instilled	
  by	
  the	
  1954	
  American-­‐backed	
  coup	
  of	
  Jacobo	
  Arbenz’s	
  
left-­‐wing	
  government.1
	
  What	
  ensued	
  was	
  an	
  authoritarian	
  pattern	
  of	
  military	
  leadership,	
  
defined	
  by	
  active	
  suppression	
  of	
  opposition	
  under	
  the	
  pretext	
  of	
  eliminating	
  communist	
  
subversives.	
  However,	
  the	
  genocide	
  itself	
  did	
  not	
  formally	
  occur	
  until	
  the	
  coup	
  and	
  subsequent	
  
assumption	
  of	
  leadership	
  by	
  Efrain	
  Rios	
  Montt	
  and	
  the	
  Guatemalan	
  Republican	
  Front	
  (GRF)	
  who	
  
began	
  violent	
  counterinsurgency	
  operations	
  against	
  Mayans	
  in	
  countryside	
  in	
  fear	
  of	
  leftwing	
  
challenges	
  to	
  the	
  Ladino	
  majority	
  and	
  state	
  legitimacy.2
	
  
It	
  is	
  important	
  to	
  establish	
  that	
  the	
  central	
  object	
  of	
  analysis	
  for	
  this	
  paper	
  is	
  the	
  
Guatemalan	
  genocide,	
  rather	
  than	
  the	
  civil	
  war	
  itself.	
  Consequently,	
  the	
  following	
  discussion	
  
will	
  attempt	
  to	
  answer	
  the	
  question	
  how	
  can	
  one	
  explain	
  the	
  extremity	
  of	
  violence	
  against	
  the	
  
Mayans	
  during	
  the	
  Guatemalan	
  genocide?	
  This	
  paper	
  will	
  use	
  the	
  context	
  of	
  the	
  Guatemalan	
  
civil	
  war	
  to	
  account	
  for	
  several	
  elements	
  present	
  in	
  the	
  genocide.	
  To	
  elaborate,	
  the	
  context	
  of	
  
the	
  Guatemalan	
  civil	
  war	
  will	
  be	
  used	
  to	
  analyze	
  the	
  genocide	
  and	
  determine	
  how	
  threat	
  
perception	
  of	
  the	
  Mayans	
  by	
  the	
  Ladino	
  majority	
  is	
  concerned	
  and	
  the	
  utility	
  this	
  has	
  for	
  elites	
  
involved	
  in	
  Guatemala’s	
  authoritarian	
  patterns.	
  In	
  order	
  to	
  understand	
  the	
  rationale	
  behind	
  the	
  
Gallant	
  
	
  
4	
  
Mayan	
  genocide	
  it	
  is	
  necessary	
  to	
  observe	
  the	
  historical	
  treatment	
  of	
  Mayans	
  in	
  Guatemala,	
  as	
  
an	
  object	
  of	
  a	
  relationship	
  defined	
  through	
  control.	
  Consequently,	
  the	
  analysis	
  will	
  endeavor	
  to	
  
apply	
  a	
  model	
  of	
  threat	
  perception	
  to	
  the	
  case	
  of	
  the	
  Guatemalan	
  genocide	
  and	
  argue	
  that	
  
there	
  was	
  a	
  strategic	
  deployment	
  of	
  symbolic	
  politics	
  on	
  part	
  of	
  the	
  Guatemalan	
  elite,	
  leading	
  
up	
  to	
  and	
  into	
  the	
  genocide	
  itself.	
  This	
  investigation	
  will	
  begin	
  first	
  with	
  a	
  literature	
  review	
  
surrounding	
  the	
  Guatemalan	
  civil	
  war,	
  followed	
  by	
  a	
  contextualization	
  of	
  the	
  relationship	
  
between	
  the	
  Ladino	
  majority	
  and	
  Mayan	
  minority,	
  and	
  lastly	
  an	
  analysis	
  of	
  the	
  genocide	
  
through	
  a	
  theoretical	
  lens	
  in	
  a	
  specific	
  case	
  study	
  as	
  well	
  as	
  in	
  the	
  elite	
  context.	
  To	
  begin,	
  the	
  
scholarship	
  regarding	
  the	
  Guatemalan	
  genocide	
  would	
  suggest	
  there	
  is	
  a	
  gap	
  in	
  literature	
  
surrounding	
  the	
  application	
  of	
  a	
  threat	
  perception	
  model,	
  and	
  further	
  defining	
  state	
  behavior	
  
as	
  terror	
  instead	
  of	
  repression.	
  	
  
Literature	
  Review	
  
Symbolic	
  Politics	
  
	
   Stuart	
  Kaufman’s	
  Nationalist	
  Passions	
  and	
  Modern	
  Hatreds	
  provide	
  a	
  theoretical	
  basis	
  
for	
  this	
  analysis	
  in	
  the	
  utility	
  of	
  threat	
  perception	
  models	
  for	
  studying	
  ethnic	
  conflict.34
	
  
Kaufman’s	
  work	
  argues	
  that	
  prejudice	
  is	
  a	
  long	
  term	
  product	
  of	
  stereotypes	
  and	
  attitudes	
  that	
  
are	
  communicated	
  in	
  the	
  narratives	
  and	
  stories	
  told	
  defining	
  the	
  ethnic	
  group.5
	
  Specifically	
  this	
  
is	
  done	
  so	
  through	
  the	
  manipulation	
  of	
  symbolic	
  predispositions	
  (SYPs)	
  that	
  function	
  as	
  
“durable	
  inclinations	
  people	
  have	
  to	
  feel	
  positively	
  or	
  negatively	
  about	
  an	
  object,	
  
corresponding	
  to	
  an	
  emotion	
  and	
  can	
  be	
  specific	
  or	
  more	
  abstract”.6
	
  Relevant	
  to	
  the	
  analysis	
  of	
  
this	
  paper	
  however	
  Kaufman’s	
  work	
  argues	
  that	
  social	
  threat	
  to	
  a	
  majority	
  is	
  less	
  likely	
  to	
  
encourage	
  violence	
  when	
  compared	
  to	
  a	
  physical	
  threat,	
  and	
  therefore	
  provides	
  the	
  basis	
  of	
  
Gallant	
  
	
  
5	
  
distinction	
  for	
  the	
  Guatemalan	
  state	
  as	
  an	
  agent	
  of	
  terror	
  instead	
  of	
  repression	
  during	
  the	
  civil	
  
war.	
  This	
  however	
  comes	
  in	
  contrast	
  to	
  scholarship	
  regarding	
  rational	
  choice	
  explanations	
  for	
  
ethnic	
  conflict,	
  something	
  that	
  will	
  be	
  used	
  for	
  this	
  paper.	
  In	
  particular	
  Russell	
  Hardin’s	
  One	
  for	
  
All:	
  The	
  Logic	
  of	
  Group	
  Conflict	
  provides	
  an	
  account	
  for	
  group	
  conflict	
  informed	
  by	
  rational	
  
choice	
  approaches	
  that	
  is	
  relevant	
  to	
  this	
  analysis.7
	
  This	
  work	
  argues	
  among	
  other	
  approaches	
  
in	
  favour	
  of	
  a	
  ‘hard-­‐rationalist’	
  approach	
  defining	
  ethnic	
  war	
  as	
  a	
  rational	
  pursuit	
  of	
  personal	
  
security,	
  not	
  consistently	
  yielding	
  material	
  benefits.8
	
  Based	
  on	
  majority	
  fears	
  of	
  loss	
  of	
  control	
  
to	
  Mayan	
  minorities	
  in	
  Guatemala,	
  this	
  understanding	
  of	
  rational	
  choice	
  yields	
  explanatory	
  
capacity	
  to	
  the	
  actions	
  of	
  state	
  elites	
  during	
  the	
  civil	
  war	
  and	
  subsequent	
  genocide.	
  
History	
  of	
  the	
  Guatemalan	
  Civil	
  War/Genocide	
  	
  
Barbara	
  Levenson’s	
  Adios	
  Niño	
  provides	
  a	
  historical	
  account	
  of	
  Guatemala	
  with	
  relation	
  
to	
  the	
  behaviour	
  of	
  the	
  state	
  in	
  it’s	
  role	
  as	
  the	
  primary	
  generator	
  of	
  social	
  inequality	
  into	
  the	
  
country’s	
  contemporary	
  society.9
	
  Levenson	
  argues	
  that	
  the	
  conditions	
  of	
  state	
  inequality	
  are	
  
rooted	
  in	
  strict	
  adherence	
  to	
  Weberian	
  notions	
  of	
  state	
  function	
  and	
  as	
  a	
  result	
  gave	
  way	
  to	
  
increased	
  criminal	
  activity	
  in	
  Guatemala,	
  a	
  direct	
  product	
  of	
  the	
  civil	
  war	
  and	
  genocide.10
	
  
Levenson’s	
  analysis	
  provides	
  a	
  valuable	
  historical	
  overview	
  for	
  this	
  paper	
  in	
  the	
  critical	
  historical	
  
overview	
  of	
  Guatemala.	
  Specifically	
  Adios	
  Niño	
  provides	
  a	
  broader	
  context	
  for	
  the	
  creation	
  and	
  
function	
  of	
  civilian	
  defense	
  units	
  (PACs)	
  in	
  the	
  country,	
  an	
  important	
  element	
  in	
  the	
  analysis	
  
this	
  paper	
  will	
  execute.11
	
  From	
  an	
  anthropological	
  standpoint	
  however	
  there	
  is	
  a	
  need	
  to	
  
properly	
  contextualize	
  race	
  relations	
  in	
  Guatemala	
  between	
  the	
  Ladino	
  majority	
  and	
  Mayan	
  
minority.	
  The	
  Evolution	
  of	
  Racism	
  in	
  Guatemala:	
  Hegemony,	
  Science,	
  and	
  Anti-­‐hegemony	
  by	
  
Richard	
  N.	
  Adams	
  is	
  an	
  anthropological	
  study	
  that	
  provides	
  valuable	
  insight	
  into	
  racism	
  in	
  
Gallant	
  
	
  
6	
  
Guatemala	
  and	
  it’s	
  historical	
  variations.12
	
  Adams’	
  work	
  addresses	
  continuities	
  and	
  variations	
  in	
  
the	
  use	
  of	
  ‘race’	
  and	
  ‘racism’,	
  recognizing	
  a	
  slow	
  evolution	
  to	
  challenge	
  the	
  hegemonic	
  ideas	
  of	
  
racism	
  in	
  Guatemala	
  towards	
  Mayans.13
	
  This	
  analysis	
  is	
  relevant	
  to	
  the	
  paper	
  as	
  it	
  provides	
  the	
  
sociological	
  basis	
  for	
  a	
  model	
  of	
  threat	
  perception	
  for	
  the	
  Guatemalan	
  genocide.	
  Given	
  
anthropological	
  accounts	
  of	
  minority-­‐majority	
  relations	
  in	
  Guatemala,	
  this	
  would	
  serve	
  to	
  
explain	
  to	
  a	
  degree	
  the	
  behaviour	
  of	
  the	
  state	
  in	
  response.	
  Carlos	
  Figueroa-­‐Ibarra’s	
  Genocide	
  
and	
  State	
  Terrorism	
  in	
  Guatemala,	
  1954-­‐1996:	
  An	
  Interpretation	
  provides	
  a	
  compelling	
  analysis	
  
of	
  state	
  violence	
  in	
  the	
  country.	
  Figueroa-­‐Ibarra	
  contends	
  that	
  the	
  state	
  undermined	
  it’s	
  own	
  
legality	
  in	
  the	
  enactment	
  of	
  genocide,	
  specifically	
  in	
  the	
  decision	
  to	
  move	
  from	
  clandestine	
  
state	
  terror	
  to	
  open	
  violence.14
	
  This	
  analysis	
  is	
  of	
  relevance	
  to	
  this	
  paper	
  in	
  that	
  it	
  provides	
  
support	
  for	
  the	
  application	
  of	
  threat	
  perception	
  models	
  to	
  describe	
  the	
  civil	
  war.	
  	
  
Given	
  the	
  overview	
  there	
  is	
  a	
  gap	
  regarding	
  application	
  of	
  threat	
  perception	
  models	
  to	
  
the	
  Guatemalan	
  genocide.	
  Explanatory	
  capacity	
  has	
  been	
  given	
  to	
  historical	
  legacies	
  and	
  the	
  
behavior	
  of	
  the	
  state	
  and	
  in	
  turn	
  accounts	
  have	
  been	
  broad	
  in	
  their	
  overview	
  and	
  explanation.	
  
This	
  paper	
  will	
  attempt	
  to	
  bridge	
  the	
  theoretical	
  and	
  practical	
  gap	
  by	
  applying	
  a	
  model	
  of	
  threat	
  
perception	
  to	
  the	
  case	
  of	
  Guatemala.	
  
Analysis	
  
Majority-­‐Minority	
  Relations	
  in	
  Guatemala	
  
Regarding	
  the	
  composition	
  of	
  Guatemalan	
  society,	
  it	
  is	
  divided	
  principally	
  between	
  the	
  
Ladino	
  majority	
  and	
  the	
  Mayan	
  minority.	
  Comprising	
  59.4%	
  of	
  Guatemalan	
  demographics,	
  
Ladino	
  is	
  the	
  name	
  given	
  to	
  the	
  majority	
  population	
  characterized	
  by	
  Mestizo-­‐Amerindian	
  
heritage.15
	
  This	
  Mestizo	
  majority	
  is	
  of	
  mixed	
  birth	
  and	
  is	
  a	
  product	
  of	
  Spain’s	
  colonial	
  legacy	
  in	
  
Gallant	
  
	
  
7	
  
Latin	
  America,	
  therefore	
  explaining	
  their	
  presence	
  as	
  the	
  dominant	
  ethnic	
  group.	
  In	
  contrast,	
  
the	
  Mayan	
  community	
  of	
  Guatemala	
  is	
  composed	
  of	
  several	
  indigenous	
  groups:	
  K’iche	
  9.1%	
  of	
  
the	
  population,	
  8.4%	
  is	
  Kaqchikel,	
  7.9%	
  Mam,	
  6.3%	
  Q’eqcji,	
  and	
  lastly	
  8.6%	
  being	
  other	
  Mayan	
  
categories.16
	
  To	
  begin	
  to	
  explain	
  the	
  reason	
  for	
  the	
  extremity	
  of	
  violence	
  enacted	
  towards	
  the	
  
Mayan	
  population	
  of	
  Guatemala	
  in	
  the	
  1980s	
  there	
  is	
  a	
  need	
  to	
  understand	
  the	
  racial	
  
hierarchies	
  in	
  place	
  that	
  were	
  manipulated	
  in	
  the	
  Guatemalan	
  civil	
  war.	
  Specifically,	
  racism	
  in	
  
Guatemala	
  towards	
  the	
  indigenous	
  population	
  was	
  informed	
  by	
  a	
  biological	
  context,	
  that	
  is	
  to	
  
say	
  it	
  was	
  backed	
  by	
  a	
  created	
  scientific	
  discourse.	
  	
  Borrowing	
  from	
  Euro-­‐American	
  colonial	
  
understandings	
  of	
  race,	
  the	
  Maya	
  were	
  understood	
  to	
  be	
  unquestionably	
  depraved,	
  requiring	
  
of	
  forced	
  labor	
  and	
  guidance	
  from	
  the	
  principally	
  white/Mestizo	
  Ladino	
  population.17
	
  
Anthropological	
  work	
  has	
  indicated	
  that	
  in	
  the	
  1960s	
  leading	
  up	
  to	
  the	
  civil	
  war	
  that	
  these	
  racist	
  
structures	
  have	
  moved	
  into	
  a	
  more	
  non-­‐hegemonic	
  significance,	
  meaning	
  racist	
  modes	
  of	
  
relation	
  have	
  moved	
  further	
  into	
  cultural	
  spheres	
  and	
  are	
  horizontally	
  disseminated	
  instead	
  of	
  
solely	
  vertical.18
	
  However,	
  in	
  doing	
  so	
  these	
  attitudes	
  have	
  given	
  way	
  to	
  fears	
  that	
  Mayan	
  
accommodation	
  poses	
  a	
  threat	
  to	
  established	
  Ladino	
  power	
  and	
  thus	
  a	
  negotiation	
  is	
  required	
  
to	
  maintain	
  a	
  democratic	
  model	
  where	
  the	
  Ladino	
  majority	
  remains	
  at	
  an	
  advantage.19
	
  In	
  
response	
  to	
  poor	
  representation	
  within	
  the	
  Guatemalan	
  state,	
  Mayan	
  social	
  movements	
  
demanding	
  land	
  and	
  wage	
  reform	
  formed	
  in	
  the	
  1960s	
  while	
  facing	
  repression.20
	
  This	
  
repression	
  culminated	
  in	
  the	
  burning	
  down	
  of	
  the	
  Spanish	
  Embassy	
  on	
  January	
  1st
	
  1980,	
  when	
  a	
  
group	
  of	
  Mayan	
  civil	
  rights	
  leaders	
  were	
  trapped	
  inside,	
  laying	
  groundwork	
  for	
  the	
  URNG	
  to	
  
mobilize	
  in	
  the	
  Mayan	
  countryside	
  leading	
  into	
  the	
  Guatemalan	
  civil	
  war.21
	
  The	
  historical	
  trend	
  
Gallant	
  
	
  
8	
  
in	
  the	
  relationship	
  between	
  Guatemala’s	
  Ladino	
  majority	
  and	
  Mayan	
  minority	
  indicates	
  an	
  
established	
  basis	
  of	
  tension,	
  that	
  if	
  manipulated	
  can	
  evolve	
  into	
  a	
  perception	
  of	
  threat.	
  	
  
Symbolic	
  Politics	
  and	
  Threat	
  Perception	
  
Threat	
  perception	
  here	
  is	
  best	
  indicated	
  by	
  counterinsurgency	
  campaign	
  initiated	
  by	
  
General	
  Lucas	
  Garcia	
  and	
  later	
  Rios	
  Montt	
  against	
  perceived	
  communist	
  subversives	
  in	
  
Guatemalan	
  countryside.	
  Referred	
  to	
  as	
  Operacion	
  Limpieza	
  (Cleanup)	
  –an	
  offshoot	
  of	
  the	
  
broader	
  Operation	
  Sofia	
  counterinsurgency	
  campaign,	
  the	
  military’s	
  development	
  and	
  
deployment	
  of	
  civil	
  defense	
  patrols	
  (PACs)	
  in	
  the	
  1980s	
  to	
  confront	
  guerilla	
  presence	
  of	
  the	
  
Guatemalan	
  National	
  Revolutionary	
  Unit	
  (URNG)	
  in	
  the	
  countryside	
  is	
  influenced	
  by	
  a	
  rational	
  
calculus	
  on	
  the	
  part	
  of	
  the	
  Guatemalan	
  military	
  and	
  state	
  through	
  manipulation	
  of	
  symbolic	
  
politics.22
	
  
Comprised	
  of	
  civilians	
  armed	
  with	
  rifles	
  and	
  machetes,	
  these	
  troops	
  were	
  mobilized	
  to	
  
support	
  already	
  established	
  public	
  presence	
  of	
  the	
  military	
  in	
  Guatemala	
  while	
  being	
  
conscripted	
  into	
  the	
  atrocities	
  that	
  later	
  became	
  known	
  as	
  the	
  Mayan	
  genocide.	
  These	
  patrols	
  
were	
  comprised	
  mainly	
  of	
  Ladino	
  men	
  in	
  addition	
  to	
  captured	
  Mayans	
  in	
  order	
  to	
  destabilize	
  
guerilla	
  opposition	
  and	
  consolidate	
  military	
  power	
  in	
  the	
  Guatemalan	
  state.23
	
  While	
  created	
  by	
  
the	
  military	
  with	
  the	
  intention	
  of	
  protecting	
  the	
  rural	
  population	
  from	
  communist	
  guerillas,	
  
these	
  patrols	
  became	
  the	
  main	
  actor	
  aside	
  from	
  the	
  military	
  in	
  over	
  200,000	
  deaths	
  with	
  83%	
  of	
  
them	
  Mayan	
  and	
  17%	
  Ladino.24
	
  	
  
	
   Given	
  the	
  extreme	
  behavior	
  of	
  civil	
  defense	
  patrols	
  as	
  an	
  extension	
  of	
  the	
  Guatemalan	
  
military	
  under	
  Lucas	
  Garcia	
  and	
  later	
  Rios	
  Montt,	
  some	
  analysis	
  can	
  be	
  offered	
  regarding	
  the	
  
role	
  symbolic	
  politics	
  has	
  played.	
  In	
  particular,	
  the	
  pretext	
  of	
  suppressing	
  communist	
  guerillas	
  is	
  
Gallant	
  
	
  
9	
  
an	
  insufficient	
  explanation	
  for	
  the	
  Mayan	
  death	
  toll	
  of	
  the	
  Guatemalan	
  Civil	
  War	
  and	
  genocide,	
  
suggesting	
  that	
  there	
  is	
  something	
  distinctly	
  irrational	
  at	
  least	
  in	
  part	
  explaining	
  this	
  action.	
  This	
  
irrationality	
  motivating	
  the	
  violence	
  is	
  a	
  product	
  of	
  historical	
  grievances	
  fusing	
  with	
  perception	
  
of	
  threat,	
  turning	
  the	
  perception	
  of	
  Mayans	
  in	
  the	
  country	
  into	
  a	
  symbolic	
  predisposition	
  (SYP).	
  
A	
  pivotal	
  event	
  in	
  the	
  usage	
  of	
  symbolic	
  predispositions	
  (SYPs)	
  began	
  with	
  the	
  outset	
  of	
  the	
  
Guatemalan	
  civil	
  war	
  with	
  American	
  funding	
  of	
  counterinsurgency	
  efforts	
  against	
  the	
  
communist	
  insurgency	
  MR-­‐13	
  (Movimiento	
  Revolucionario	
  13	
  Noviembre)	
  that	
  had	
  previously	
  
staged	
  failed	
  coups	
  against	
  the	
  Guatemalan	
  state	
  in	
  1960.	
  In	
  particular,	
  this	
  American	
  funding	
  
and	
  sharing	
  of	
  troops	
  came	
  in	
  response	
  to	
  MR-­‐13	
  forging	
  relationships	
  with	
  pro-­‐Soviet	
  Partido	
  
Guatemalteco	
  del	
  Trabajo	
  (PGT).25
	
  While	
  these	
  revolutionary	
  movements	
  were	
  unsuccessful,	
  
they	
  were	
  indicative	
  of	
  an	
  authoritarian	
  pattern	
  that	
  when	
  combined	
  with	
  pre-­‐existing	
  racisms	
  
in	
  Guatemala	
  erupted	
  into	
  the	
  subsequent	
  Mayan	
  genocide.	
  In	
  simpler	
  terms,	
  the	
  fear	
  of	
  
communism	
  became	
  conflated	
  with	
  the	
  fear	
  of	
  Maya	
  which	
  provided	
  a	
  strong	
  impetus	
  for	
  
mobilization	
  of	
  the	
  Ladino	
  majority.	
  
	
   It	
  is	
  here	
  that	
  a	
  model	
  of	
  threat	
  perception	
  possesses	
  utility	
  for	
  the	
  Guatemalan	
  case,	
  
specifically	
  the	
  role	
  SYPs	
  play.	
  Specifically,	
  the	
  pre-­‐existing	
  image	
  of	
  Mayans	
  in	
  Guatemala	
  as	
  
inferior	
  to	
  Ladinos	
  functions	
  as	
  a	
  symbol	
  to	
  which	
  certain	
  emotions	
  are	
  associated.	
  In	
  this	
  case	
  
these	
  emotions	
  associated	
  with	
  Mayans	
  well	
  into	
  the	
  1990s	
  were	
  ones	
  of	
  fear,	
  and	
  the	
  
perception	
  that	
  accommodation	
  would	
  mean	
  unfathomable	
  concessions	
  on	
  the	
  part	
  of	
  Ladinos.	
  
However,	
  in	
  order	
  for	
  SYPs	
  to	
  be	
  manipulated,	
  a	
  process	
  of	
  framing	
  of	
  the	
  Mayan	
  threat	
  was	
  
also	
  necessary	
  by	
  the	
  Guatemalan	
  elite.	
  Framing	
  of	
  Mayans	
  by	
  the	
  Guatemalan	
  state	
  was	
  one	
  
that	
  occurred	
  via	
  the	
  exploitation	
  of	
  pre-­‐existing	
  animosities	
  coupled	
  with	
  authoritarian	
  
Gallant	
  
	
  
10	
  
traditions.	
  This	
  move	
  to	
  authoritarianism	
  has	
  been	
  through	
  the	
  introduction	
  of	
  increasingly	
  
capitalist	
  economics	
  in	
  Guatemala,	
  resulting	
  largely	
  uneven	
  development.26
	
  What	
  ensued	
  was	
  a	
  
crystallization	
  of	
  class	
  divisions	
  across	
  the	
  country,	
  increasing	
  the	
  likelihood	
  of	
  political	
  violence	
  
as	
  a	
  result.	
  Introduction	
  of	
  right-­‐wing	
  authoritarianism	
  in	
  Guatemala	
  took	
  pre-­‐existing	
  
Mayan/Ladino	
  divisions	
  and	
  magnified	
  them	
  through	
  the	
  lens	
  of	
  capitalist	
  development.27
	
  
Indications	
  of	
  this	
  shift	
  towards	
  increased	
  capitalism	
  can	
  be	
  found	
  in	
  the	
  international	
  response	
  
to	
  state	
  terror	
  in	
  Guatemala,	
  including	
  US	
  funding	
  for	
  the	
  national	
  intelligence	
  apparatus.28
	
  
Further	
  evidence	
  of	
  this	
  is	
  indicated	
  by	
  Israel’s	
  support	
  for	
  the	
  Guatemalan	
  state	
  beginning	
  in	
  
1971	
  through	
  the	
  support	
  of	
  counter-­‐insurgency	
  advice,	
  as	
  well	
  as	
  the	
  supplying	
  of	
  arms	
  to	
  the	
  
Guatemalan	
  military.29
Framing	
  of	
  the	
  relationship	
  between	
  Mayans	
  and	
  Ladinos	
  then	
  occurred	
  
first	
  through	
  the	
  magnification	
  of	
  class	
  divisions	
  between	
  the	
  two,	
  and	
  then	
  through	
  
international	
  support	
  for	
  this	
  established	
  frame.	
  The	
  historical	
  context	
  would	
  then	
  suggest	
  that	
  
Maya	
  were	
  perceived	
  to	
  pose	
  a	
  social	
  threat	
  in	
  addition	
  to	
  an	
  economic	
  one,	
  given	
  the	
  civil	
  war	
  
and	
  genocide	
  was	
  enacted	
  under	
  the	
  pretext	
  of	
  suppressing	
  communist	
  subversives.	
  	
  	
  
	
   This	
  SYP	
  combined	
  with	
  civilian	
  defense	
  patrols,	
  best	
  illustrates	
  the	
  perception	
  of	
  the	
  
Mayan	
  threat	
  through	
  the	
  example	
  of	
  their	
  deployment	
  in	
  Southern	
  Quiché	
  by	
  the	
  Rios	
  Montt	
  
presidency,	
  specifically	
  the	
  town	
  of	
  Joyabaj.30
	
  This	
  town	
  was	
  subject	
  to	
  violence	
  from	
  the	
  
Guerilla	
  Army	
  of	
  the	
  Poor	
  in	
  1981,	
  who	
  kidnapped	
  a	
  Ladino	
  mayor	
  and	
  killed	
  his	
  son	
  in	
  the	
  
process.31
	
  This	
  provoked	
  outrage	
  from	
  the	
  town’s	
  Ladino	
  population	
  and	
  provided	
  the	
  
necessary	
  impetus	
  for	
  the	
  military	
  and	
  PACs	
  to	
  intervene.32
	
  The	
  military	
  set	
  up	
  bases	
  in	
  Joyabaj	
  
and	
  shortly	
  after	
  coordinated	
  the	
  use	
  of	
  civil	
  defense	
  patrols	
  to	
  conduct	
  massacres	
  in	
  the	
  
countryside	
  surrounding	
  the	
  town,	
  targeting	
  indigenous	
  Mayan	
  communities.33
	
  These	
  civil	
  
Gallant	
  
	
  
11	
  
patrols	
  were	
  often	
  made	
  up	
  of	
  local	
  Ladino	
  members	
  who	
  had	
  close	
  family	
  and	
  military	
  ties	
  that	
  
existed	
  long	
  before	
  the	
  civil	
  war.34
	
  The	
  mode	
  of	
  violence	
  enacted	
  upon	
  rural	
  communities	
  like	
  
Joyabaj	
  has	
  been	
  described	
  as	
  a	
  form	
  of	
  ‘collective	
  torture’	
  in	
  that	
  it	
  is	
  dictated	
  by	
  a	
  policy	
  of	
  
‘scorched	
  earth’	
  in	
  which	
  the	
  PACs	
  and	
  military	
  actively	
  seek	
  to	
  eliminate	
  methods	
  of	
  
reproducing	
  and	
  maintaining	
  life	
  through	
  their	
  massacres.35
However,	
  after	
  the	
  initial	
  massacres	
  
in	
  the	
  early	
  1980s	
  the	
  violence	
  in	
  Joyabaj	
  and	
  the	
  surrounding	
  hamlets	
  became	
  less	
  
discriminatory,	
  with	
  massacres	
  of	
  both	
  Ladino	
  and	
  Mayan	
  communities	
  at	
  the	
  hands	
  of	
  the	
  
military	
  and	
  PACs.36
	
  This	
  would	
  indicate	
  that	
  the	
  pretext	
  of	
  exterminating	
  communist	
  
subversives	
  in	
  Southern	
  Quiché	
  for	
  the	
  military	
  waned	
  in	
  favor	
  of	
  more	
  ad	
  hoc	
  interests	
  of	
  the	
  
commanders	
  therein;	
  often	
  issues	
  with	
  family	
  ties	
  and	
  rivalries.37
	
  Towards	
  the	
  end	
  of	
  the	
  
Guatemalan	
  civil	
  war	
  in	
  1986	
  these	
  groups	
  became	
  less	
  centralized	
  and	
  more	
  regional	
  in	
  
violence,	
  with	
  selective	
  killings	
  against	
  local	
  challenges	
  to	
  PACs.38
	
  
	
   The	
  events	
  in	
  Joyabaj	
  and	
  the	
  surrounding	
  area	
  provide	
  a	
  strong	
  case	
  for	
  the	
  role	
  of	
  
symbolic	
  predispositions	
  (SYPs)	
  in	
  the	
  Guatemalan	
  genocide,	
  with	
  relation	
  to	
  how	
  Maya	
  are	
  
perceived	
  as	
  a	
  threat	
  by	
  Ladinos.	
  The	
  presence	
  of	
  an	
  immediate	
  physical	
  threat	
  in	
  Joyabaj	
  
inferred	
  by	
  the	
  murder	
  of	
  a	
  Ladino	
  citizen	
  provided	
  sufficient	
  impetus	
  by	
  the	
  Ladino	
  population	
  
of	
  the	
  town	
  to	
  support	
  the	
  military/PACs	
  and	
  encourage	
  their	
  involvement	
  through	
  subsequent	
  
massacres.	
  This	
  can	
  be	
  compared	
  to	
  broader	
  instances	
  of	
  threat	
  perception	
  in	
  Guatemala	
  
insofar	
  as	
  Mayans	
  became	
  conflated	
  with	
  communist	
  guerillas	
  over	
  the	
  course	
  of	
  the	
  civil	
  war	
  
thus	
  American	
  imperialism	
  would	
  suggest	
  the	
  perceptions	
  of	
  Mayans	
  as	
  a	
  threat	
  would	
  be	
  more	
  
of	
  an	
  economic	
  nature.	
  	
  
Gallant	
  
	
  
12	
  
However,	
  this	
  case	
  presents	
  a	
  conundrum	
  in	
  terms	
  of	
  explaining	
  how	
  SYPs	
  are	
  involved	
  in	
  
the	
  eventual	
  breakdown	
  of	
  relations	
  for	
  the	
  PACs	
  and	
  the	
  Guatemalan	
  military	
  in	
  Southern	
  
Quiché.	
  In	
  particular,	
  what	
  has	
  happened	
  to	
  symbolic	
  predispositions	
  relating	
  to	
  Mayans	
  in	
  
Joyabaj	
  that	
  the	
  objective	
  of	
  racial	
  extermination	
  was	
  shed	
  in	
  favor	
  or	
  pursuing	
  more	
  personal	
  
interests?	
  Using	
  a	
  threat	
  perception	
  model	
  with	
  this	
  case,	
  it	
  appears	
  that	
  the	
  sustainability	
  of	
  
SYPs	
  can	
  be	
  called	
  into	
  question	
  when	
  the	
  ability	
  to	
  enforce	
  it	
  becomes	
  diminished.	
  It	
  appears	
  
that	
  absence	
  of	
  consistent	
  and	
  regular	
  reinforcement	
  of	
  SYPs	
  for	
  the	
  civil	
  defense	
  patrols	
  and	
  
Guatemalan	
  military	
  in	
  the	
  case	
  of	
  Joyabaj	
  resulted	
  in	
  the	
  gradual	
  shift	
  in	
  focus	
  away	
  from	
  
racially-­‐motivated	
  violence	
  and	
  movement	
  towards	
  more	
  rational	
  interests.	
  This	
  is	
  to	
  say	
  that	
  
the	
  more	
  splintered	
  this	
  aspect	
  of	
  the	
  genocide	
  became,	
  the	
  harder	
  is	
  was	
  to	
  maintain	
  the	
  
initial	
  motivation.	
  Indeed,	
  this	
  continued	
  well	
  into	
  the	
  resolution	
  of	
  the	
  Guatemalan	
  civil	
  war	
  as	
  
civil	
  defense	
  patrols	
  continued	
  to	
  enact	
  more	
  localized	
  forms	
  of	
  violence	
  that	
  served	
  
community	
  interests	
  instead.39
	
  To	
  wit,	
  it	
  seems	
  that	
  on	
  a	
  low	
  enough	
  level	
  symbolic	
  politics	
  has	
  
a	
  tendency	
  to	
  give	
  way	
  to	
  more	
  a	
  more	
  rational	
  calculus	
  of	
  interests	
  as	
  the	
  sustainability	
  of	
  
symbolic	
  predispositions	
  becomes	
  weaker.	
  While	
  the	
  antithesis	
  of	
  symbolic	
  politics,	
  theories	
  of	
  
rationality	
  are	
  also	
  applicable	
  to	
  the	
  Guatemalan	
  genocide	
  insofar	
  as	
  the	
  actions	
  of	
  elites	
  are	
  
concerned	
  in	
  the	
  initiation	
  of	
  these	
  atrocities.40
	
  	
  
While	
  symbolic	
  politics	
  and	
  symbolic	
  predispositions	
  explain	
  the	
  actions	
  of	
  Guatemalans	
  
during	
  the	
  genocide,	
  the	
  actions	
  of	
  the	
  elite	
  leading	
  up	
  to	
  and	
  during	
  the	
  genocide	
  suggest	
  
more	
  of	
  a	
  calculation.	
  Specifically,	
  the	
  circumstances	
  surrounding	
  the	
  behavior	
  of	
  the	
  
Guatemalan	
  state	
  and	
  later	
  Rios	
  Montt’s	
  GRF	
  indicate	
  a	
  more	
  deliberate	
  approach	
  to	
  perceiving	
  
Mayans	
  as	
  a	
  threat	
  and	
  how	
  this	
  can	
  be	
  used	
  for	
  political	
  gain.	
  In	
  particular,	
  the	
  decision	
  to	
  
Gallant	
  
	
  
13	
  
alternate	
  between	
  open	
  state	
  terror	
  and	
  clandestine	
  violence	
  illustrates	
  an	
  approach	
  by	
  the	
  
Guatemalan	
  state	
  that	
  is	
  informed	
  by	
  maintaining	
  legitimacy.	
  Following	
  the	
  CIA-­‐backed	
  1954	
  
coup	
  the	
  USA	
  praised	
  Guatemala	
  as	
  a	
  model	
  of	
  development,	
  funding	
  their	
  agricultural	
  and	
  
manufacturing	
  sector	
  as	
  well	
  as	
  the	
  security	
  apparatus.41
	
  This	
  government	
  under	
  Julio	
  Cesar	
  
Mendez	
  Montenegro	
  became	
  characterized	
  by	
  a	
  more	
  clandestine	
  violence,	
  in	
  which	
  activists	
  
and	
  civil	
  rights	
  leaders	
  were	
  murdered	
  or	
  imprisoned.42
	
  Indeed,	
  this	
  behavior	
  often	
  involved	
  
death	
  squads	
  and	
  violence	
  that	
  carried	
  more	
  of	
  a	
  psychological	
  significance	
  for	
  Guatemalans	
  
than	
  a	
  tangible	
  physical	
  one.	
  For	
  the	
  Montenegro	
  presidency	
  then	
  violent	
  action	
  occurred	
  only	
  
insofar	
  as	
  it	
  did	
  not	
  call	
  into	
  question	
  the	
  legitimacy	
  of	
  the	
  state	
  in	
  a	
  more	
  official	
  sense.43
	
  
However,	
  this	
  1954	
  coup	
  marked	
  a	
  change	
  into	
  a	
  more	
  authoritarian	
  cycle	
  of	
  leadership	
  in	
  
which	
  the	
  Guatemalan	
  state	
  was	
  subject	
  to	
  several	
  coups,	
  eventually	
  installing	
  General	
  Efrain	
  
Rios	
  Montt	
  and	
  the	
  GRF	
  in	
  the	
  1980s.	
  From	
  here	
  onward	
  into	
  the	
  Guatemalan	
  genocide,	
  state	
  
violence	
  moved	
  from	
  clandestine	
  beginnings	
  into	
  overt	
  state	
  terror.	
  This	
  state	
  violence	
  was	
  
comprised	
  of	
  Rios	
  Montt’s	
  counterinsurgency	
  campaign	
  Operation	
  Sofia	
  and	
  other	
  sub-­‐
operations	
  characterized	
  by	
  massacres	
  like	
  the	
  aforementioned	
  ones	
  in	
  rural	
  Quiché.44
	
  	
  The	
  
shift	
  towards	
  state	
  terror	
  however	
  suggests	
  that	
  legitimacy	
  has	
  become	
  more	
  difficult	
  to	
  
maintain	
  for	
  the	
  Guatemalan	
  state,	
  and	
  thus	
  different	
  measures	
  need	
  to	
  be	
  adapted.	
  In	
  terms	
  
of	
  threat	
  perception	
  then	
  it	
  would	
  appear	
  that	
  Rios	
  Montt’s	
  presidency	
  has	
  taken	
  a	
  rational	
  
choice	
  approach	
  to	
  maintaining	
  legitimacy	
  and	
  confronting	
  challenges	
  to	
  the	
  state.	
  On	
  the	
  
surface	
  this	
  economic	
  rational	
  choice	
  approach	
  is	
  indicated	
  by	
  the	
  prioritization	
  of	
  eliminating	
  
communist	
  subversives	
  in	
  Guatemala	
  in	
  that	
  they	
  pose	
  a	
  threat	
  to	
  the	
  national	
  economy	
  and	
  
capitalist	
  ideals.	
  However,	
  this	
  would	
  indicate	
  another	
  aspect	
  to	
  the	
  rational	
  calculus	
  of	
  the	
  
Gallant	
  
	
  
14	
  
Guatemalan	
  state	
  in	
  the	
  decision	
  to	
  ‘play	
  ball’	
  with	
  American	
  interests	
  looking	
  to	
  preserve	
  a	
  
Cold	
  War	
  foothold	
  against	
  communism.	
  On	
  the	
  level	
  of	
  political	
  parties	
  then	
  the	
  decision	
  to	
  
move	
  towards	
  open	
  state	
  violence	
  by	
  the	
  GRF	
  was	
  one	
  underpinned	
  at	
  first	
  by	
  the	
  
extermination	
  of	
  communist	
  subversives,	
  and	
  secondly	
  by	
  the	
  manipulation	
  of	
  pre-­‐existing	
  
prejudices	
  against	
  the	
  Mayan	
  community.	
  Given	
  the	
  racial	
  dimension	
  to	
  the	
  counterinsurgency	
  
operations,	
  the	
  GRF’s	
  decision	
  to	
  launch	
  Operation	
  Sofia	
  was	
  one	
  informed	
  by	
  maintaining	
  
legitimacy	
  through	
  manipulation	
  of	
  ethnic	
  prejudices	
  in	
  Guatemala.	
  In	
  theoretical	
  terms,	
  the	
  
Guatemalan	
  genocide	
  was	
  informed	
  by	
  a	
  strategic	
  deployment	
  of	
  SYPs	
  in	
  order	
  to	
  maintain	
  
legitimacy	
  through	
  avoiding	
  falling	
  victim	
  to	
  the	
  authoritarian	
  pattern	
  of	
  coup	
  d’états	
  that	
  
defined	
  politics	
  until	
  then.	
  Given	
  the	
  analysis,	
  the	
  symbolic	
  predispositions	
  present	
  up	
  into	
  the	
  
Guatemalan	
  civil	
  war	
  and	
  genocide	
  were	
  ones	
  informed	
  by	
  attempts	
  by	
  the	
  state	
  to	
  maintain	
  
legitimacy.	
  	
  
However,	
  it	
  would	
  be	
  dismissive	
  to	
  not	
  acknowledge	
  possible	
  modifications	
  or	
  objections	
  to	
  
the	
  argument	
  this	
  paper	
  has	
  presented.	
  To	
  elaborate,	
  an	
  analysis	
  of	
  manipulating	
  ethnic	
  
hatreds	
  runs	
  the	
  risk	
  of	
  being	
  informed	
  by	
  oversimplification	
  of	
  actors	
  and	
  elements	
  involved.	
  
Some	
  argue	
  that	
  the	
  Guatemalan	
  genocide	
  was	
  not	
  in	
  fact	
  a	
  genocide	
  but	
  rather	
  a	
  politicide.45
	
  
This	
  is	
  because	
  there	
  was	
  a	
  period	
  during	
  the	
  Guatemalan	
  civil	
  war	
  in	
  which	
  Mayans	
  ceased	
  to	
  
be	
  the	
  single	
  target	
  of	
  state	
  terror,	
  and	
  Ladinos	
  were	
  incorporated	
  into	
  the	
  program	
  of	
  
violence.	
  A	
  similar	
  criticism	
  can	
  be	
  levelled	
  at	
  the	
  fact	
  that	
  PACs	
  both	
  in	
  Southern	
  Quiché	
  and	
  
beyond	
  were	
  comprised	
  of	
  groups	
  beyond	
  simply	
  Ladinos,	
  but	
  rather	
  Mayans	
  who	
  were	
  
conscripted	
  to	
  participate	
  in	
  their	
  own	
  atrocities	
  as	
  well.46
	
  In	
  response	
  then	
  we	
  can	
  return	
  to	
  
the	
  utility	
  of	
  the	
  threat	
  perception	
  model	
  and	
  how	
  SYPs	
  are	
  concerned.	
  This	
  fact	
  that	
  the	
  
Gallant	
  
	
  
15	
  
genocide	
  didn’t	
  function	
  with	
  a	
  consistently	
  targeted	
  minority	
  would	
  perhaps	
  mean	
  that	
  the	
  
sustainability	
  of	
  SYPs	
  with	
  relation	
  to	
  the	
  majority	
  was	
  undermined.	
  The	
  crisis	
  of	
  sustaining	
  
symbolic	
  predispositions	
  into	
  the	
  civil	
  war	
  then	
  can	
  be	
  attributed	
  to	
  the	
  leadership	
  in	
  question,	
  
in	
  the	
  eventual	
  failure	
  to	
  continually	
  frame	
  SYPs	
  in	
  such	
  a	
  way	
  that	
  maintained	
  a	
  cohesion	
  of	
  
effort	
  on	
  part	
  of	
  the	
  security	
  apparatus.47
	
  What	
  ensued	
  was	
  a	
  breakdown	
  in	
  the	
  GRF	
  and	
  
previous	
  leaderships’	
  framing	
  of	
  communist	
  subversives	
  eventually	
  as	
  Mayan	
  minorities;	
  
replaced	
  with	
  more	
  regional	
  motivations	
  and	
  attempts	
  at	
  self-­‐preservation.	
  Being	
  aware	
  of	
  this	
  
flaw	
  regarding	
  SYPs	
  in	
  explaining	
  the	
  Guatemalan	
  case,	
  other	
  theories	
  could	
  then	
  compensate	
  
for	
  this	
  deficit	
  in	
  explanation	
  possibly.	
  Indeed,	
  different	
  aspects	
  of	
  Kaufman’s	
  theory	
  of	
  
symbolic	
  politics	
  could	
  explain	
  the	
  deviation	
  from	
  consistent	
  targeting	
  of	
  Mayans	
  during	
  the	
  
genocide	
  due	
  to	
  a	
  manipulation	
  of	
  the	
  myth-­‐symbol	
  complex.48
	
  This	
  approach	
  could	
  explain	
  the	
  
change	
  as	
  a	
  voluntary	
  abandonment	
  from	
  following	
  national	
  myths	
  regarding	
  Mayans	
  in	
  favor	
  
of	
  more	
  rational	
  interests,	
  suggesting	
  that	
  the	
  dominant	
  narrative	
  used	
  by	
  leaders	
  in	
  Guatemala	
  
possesses	
  some	
  inherent	
  weaknesses	
  in	
  its	
  enforcement.	
  	
  
Conclusion	
  
This	
  paper	
  has	
  endeavored	
  to	
  strike	
  a	
  balance	
  in	
  the	
  relationship	
  between	
  two	
  opposing	
  
theories	
  of	
  ethnic	
  conflict.	
  That	
  is	
  to	
  say	
  symbolic	
  politics	
  accounts	
  of	
  threat	
  perception	
  
function	
  as	
  responses	
  to	
  rational	
  choice	
  approaches	
  in	
  that	
  they	
  explain	
  accounts	
  of	
  ethnic	
  
violence	
  that	
  defy	
  rationality.	
  The	
  Guatemalan	
  civil	
  war	
  and	
  subsequent	
  genocide	
  present	
  an	
  
example	
  of	
  a	
  complementary	
  relationship	
  between	
  the	
  two,	
  and	
  the	
  nuances	
  therein.	
  
Guatemala	
  illustrates	
  how	
  the	
  manipulation	
  of	
  symbolic	
  predispositions	
  can	
  function	
  for	
  
political	
  gain,	
  albeit	
  in	
  the	
  short	
  term.	
  Specifically,	
  the	
  use	
  of	
  SYPs	
  served	
  as	
  a	
  bulwark	
  against	
  
Gallant	
  
	
  
16	
  
challenges	
  to	
  the	
  legitimacy	
  of	
  the	
  Guatemalan	
  state	
  and	
  the	
  Ladino	
  majority,	
  although	
  these	
  
degraded	
  as	
  the	
  civil	
  war	
  continued	
  and	
  ultimately	
  devolved	
  into	
  more	
  regional	
  concerns.	
  
Further	
  aspects	
  of	
  research	
  could	
  be	
  directed	
  to	
  this	
  change	
  and	
  how	
  it	
  relates	
  to	
  overall	
  quality	
  
of	
  the	
  Guatemalan	
  state	
  in	
  turn.	
  Indeed,	
  how	
  this	
  primacy	
  of	
  localized	
  interests	
  relates	
  to	
  
contemporary	
  notions	
  of	
  stability	
  in	
  Guatemalan	
  politics	
  and	
  how	
  this	
  could	
  shape	
  the	
  quality	
  
of	
  democracy	
  for	
  Guatemalans	
  in	
  the	
  future.	
  	
  
	
   	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Gallant	
  
	
  
17	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Index	
  
Guatemalan	
  Republican	
  Front	
   	
   	
   GRF	
  
	
  
Symbolic	
  Predispositions	
   	
   	
   	
   SYPs	
  
	
  
Civilian	
  Defense	
  Patrols	
  (Spanish	
  translation)	
   PACs	
  
	
  
Guatemalan	
  Revolutionary	
  Unit	
   	
   	
   URNG	
  
	
  
Movimiento	
  Revolucionario	
  13	
  Noviembre	
   	
   MR-­‐13	
  
	
  
Partido	
  Guatemalteco	
  del	
  Trabajo	
   	
   	
   PGT	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Gallant	
  
	
  
18	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Notes	
  
1
	
  “MAR	
  Data	
  |	
  Assessment	
  for	
  Indigenous	
  Peoples	
  in	
  Guatemala."	
  The	
  Minorities	
  at	
  Risk	
  
Project.	
  December	
  31,	
  2006.	
  Accessed	
  November	
  6,	
  2016.	
  
http://www.mar.umd.edu/assessment.asp?groupId=9002.	
  
2
	
  Deborah,	
  Levenson-­‐Estrada.	
  Adiós	
  Niño:	
  The	
  Gangs	
  of	
  Guatemala	
  City	
  and	
  the	
  Politics	
  of	
  
Death.	
  Durham:	
  Duke	
  University	
  Press,	
  2013.	
  
3
	
  Stuart	
  J.	
  Kaufman	
  Nationalist	
  Passions.	
  Ithaca:	
  Cornell	
  University	
  Press,	
  2015.	
  
4
	
  Stuart	
  J.	
  Kaufman	
  Modern	
  Hatreds:	
  The	
  Symbolic	
  Politics	
  of	
  Ethnic	
  War.	
  New	
  York:	
  Cornell	
  
University	
  Press,	
  2001.	
  
5
	
  Ibid.	
  
6
	
  	
  Stuart	
  J.	
  Kaufman	
  Nationalist	
  Passions.	
  Ithaca:	
  Cornell	
  University	
  Press,	
  2015.	
  
7
	
  Hardin,	
  Russell.	
  One	
  for	
  All:	
  The	
  Logic	
  of	
  Group	
  Conflict.	
  Princeton,	
  NJ:	
  Princeton	
  University	
  
Press,	
  1995.	
  
8
	
  Ibid.	
  
9
	
  Deborah	
  Levenson-­‐Estrada.	
  Adiós	
  Niño:	
  The	
  Gangs	
  of	
  Guatemala	
  City	
  and	
  the	
  Politics	
  of	
  
Death.	
  Durham:	
  Duke	
  University	
  Press,	
  2013.	
  
10
	
  Ibid.	
  
11
	
  Ibid.	
  
12
	
  Richard	
  N.	
  Adams.	
  "6.	
  The	
  Evolution	
  of	
  Racism	
  in	
  Guatemala:	
  Hegemony,	
  Science,	
  and	
  
Antihegemony."	
  Histories	
  of	
  Anthropology	
  Annual	
  1,	
  no.	
  1	
  (2005):	
  132-­‐180.	
  
Https://muse.jhu.edu/	
  (accessed	
  November	
  6,	
  2016).	
  
13
	
  Ibid.	
  
14
	
  	
  Carlos	
  Figueroa	
  Ibarra.	
  "Genocide	
  and	
  State	
  Terrorism	
  in	
  Guatemala,	
  1954-­‐1996:	
  An	
  
Interpretation."	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  32,	
  no.	
  S1	
  (2013):	
  151-­‐73.	
  Accessed	
  
November	
  06,	
  2016.	
  doi:10.1111/blar.12111.	
  
15
	
  Central	
  Intelligence	
  Agency.	
  "The	
  World	
  Factbook-­‐	
  Central	
  America	
  And	
  Caribbean:	
  
Guatemala."	
  Central	
  Intelligence	
  Agency.	
  November	
  10,	
  2016.	
  Accessed	
  November	
  21,	
  2016.	
  
https://www.cia.gov/library/publications/the-­‐world-­‐factbook/geos/gt.html.	
  
16
	
  Ibid.	
  
17
	
  Richard	
  N.	
  Adams.	
  "6.	
  The	
  Evolution	
  of	
  Racism	
  in	
  Guatemala:	
  Hegemony,	
  Science,	
  and	
  
Antihegemony."	
  Histories	
  of	
  Anthropology	
  Annual	
  1,	
  no.	
  1	
  (2005):	
  132-­‐180.	
  
Https://muse.jhu.edu/	
  (accessed	
  November	
  6,	
  2016).	
  
	
  
18
	
  Ibid.	
  
19
	
  	
  Mario	
  Roberto,	
  Morales.	
  "Ladino	
  Es	
  El	
  Que	
  No	
  Quiere	
  Ser	
  Indio,	
  Y	
  Punto."	
  Siglo	
  Veintiuno,	
  
no.	
  15	
  (June	
  23,	
  1997).	
  
20
	
  Richard	
  N.	
  Adams.	
  "6.	
  The	
  Evolution	
  of	
  Racism	
  in	
  Guatemala:	
  Hegemony,	
  Science,	
  and	
  
Antihegemony."	
  Histories	
  of	
  Anthropology	
  Annual	
  1,	
  no.	
  1	
  (2005):	
  132-­‐180.	
  
Https://muse.jhu.edu/	
  (accessed	
  November	
  6,	
  2016).	
  
	
  
21
	
  "Maya	
  -­‐	
  Minority	
  Rights	
  Group."	
  Minority	
  Rights	
  Group.	
  July	
  2008.	
  Accessed	
  November	
  06,	
  
2016.	
  http://minorityrights.org/minorities/maya-­‐2/.	
  
Gallant	
  
	
  
19	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
22
Simone	
  Remijnse.	
  "Remembering	
  Civil	
  Patrols	
  in	
  Joyabaj,	
  Guatemala."	
  Bull	
  Latin	
  American	
  
Research	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  20,	
  no.	
  4	
  (2001):	
  454-­‐69.	
  Accessed	
  November	
  06,	
  
2016.	
  doi:10.1111/1470-­‐9856.00025.	
  
23
	
  	
  Jeremy	
  Ross,	
  and	
  Betsy	
  Konefal.	
  "Civil	
  Patrols,	
  Race,	
  and	
  Repression	
  in	
  Guatemala,	
  1982-­‐
1996."	
  Undergraduate	
  thesis,	
  College	
  of	
  William	
  and	
  Mary,	
  2016.	
  
24
	
  "Truth	
  Commission:	
  Guatemala."	
  United	
  States	
  Institute	
  of	
  Peace.	
  Accessed	
  November	
  06,	
  
2016.	
  http://www.usip.org/publications/truth-­‐commission-­‐guatemala.	
  
25
,	
  G.	
  De	
  la	
  Peña	
  "Rural	
  Mobilizations	
  in	
  Latin	
  America	
  since	
  C.	
  1920’."	
  In	
  The	
  Cambridge	
  History	
  
of	
  Latin	
  America,	
  379-­‐482.	
  Cambridge	
  University	
  Press,	
  1995.	
  
26
	
  Carlos	
  Figueroa	
  Ibarra	
  “Genocide	
  and	
  State	
  Terorrism	
  in	
  Guatemala”	
  
27
	
  Ibid.	
  
28
	
  Ibid.	
  
29
	
  Cheryl,	
  Rubenberg.	
  "Israel	
  and	
  Guatemala	
  |	
  Middle	
  East	
  Research	
  and	
  Information	
  Project."	
  
Middle	
  East	
  Research	
  and	
  Information	
  Project.	
  Accessed	
  November	
  27,	
  2016.	
  
http://www.merip.org/mer/mer140/israel-­‐guatemala.	
  
	
  
30
Simone	
  Remijnse.	
  "Remembering	
  Civil	
  Patrols	
  in	
  Joyabaj,	
  Guatemala."	
  Bull	
  Latin	
  American	
  
Research	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  20,	
  no.	
  4	
  (2001):	
  454-­‐69.	
  Accessed	
  November	
  06,	
  
2016.	
  doi:10.1111/1470-­‐9856.00025	
  
31
	
  Ibid.	
  
32
	
  Ibid.	
  
33
	
  Ibid.	
  
34
	
  Ibid.	
  
35
	
  Deborah	
  Levenson-­‐Estrada.	
  Adiós	
  Niño:	
  The	
  Gangs	
  of	
  Guatemala	
  City	
  and	
  the	
  Politics	
  of	
  
Death.	
  Durham:	
  Duke	
  University	
  Press,	
  2013.	
  
	
  
36
	
  Simone	
  Remijnse.	
  "Remembering	
  Civil	
  Patrols	
  in	
  Joyabaj,	
  Guatemala."	
  Bull	
  Latin	
  American	
  
Research	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  20,	
  no.	
  4	
  (2001):	
  454-­‐69.	
  Accessed	
  November	
  06,	
  
2016.	
  doi:10.1111/1470-­‐9856.00025	
  
37
	
  Ibid.	
  
38
	
  Ibid.	
  
39
	
  Ibid.	
  
40
	
  	
  Stuart	
  J.	
  Kaufman	
  Modern	
  Hatreds:	
  The	
  Symbolic	
  Politics	
  of	
  Ethnic	
  War.	
  New	
  York:	
  Cornell	
  
University	
  Press,	
  2001.	
  
41
	
  Deborah	
  Levenson-­‐Estrada.	
  Adiós	
  Niño:	
  The	
  Gangs	
  of	
  Guatemala	
  City	
  and	
  the	
  Politics	
  of	
  
Death.	
  Durham:	
  Duke	
  University	
  Press,	
  2013.	
  
42
	
  Ibid.	
  
43
	
  Carlos	
  Figueroa	
  Ibarra.	
  "Genocide	
  and	
  State	
  Terrorism	
  in	
  Guatemala,	
  1954-­‐1996:	
  An	
  
Interpretation."	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  32,	
  no.	
  S1	
  (2013):	
  151-­‐73.	
  Accessed	
  
November	
  06,	
  2016.	
  doi:10.1111/blar.12111.	
  
44
	
  Simone	
  Remijnse.	
  "Remembering	
  Civil	
  Patrols	
  in	
  Joyabaj,	
  Guatemala."	
  Bull	
  Latin	
  American	
  
Research	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  20,	
  no.	
  4	
  (2001):	
  454-­‐69.	
  Accessed	
  November	
  06,	
  
2016.	
  doi:10.1111/1470-­‐9856.00025	
  
Gallant	
  
	
  
20	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
45
	
  	
  Carlos	
  Figueroa	
  Ibarra.	
  "Genocide	
  and	
  State	
  Terrorism	
  in	
  Guatemala,	
  1954-­‐1996:	
  An	
  
Interpretation."	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  32,	
  no.	
  S1	
  (2013):	
  151-­‐73.	
  Accessed	
  
November	
  06,	
  2016.	
  doi:10.1111/blar.12111.	
  
46
,	
  Deborah	
  Levenson-­‐Estrada.	
  Adiós	
  Niño:	
  The	
  Gangs	
  of	
  Guatemala	
  City	
  and	
  the	
  Politics	
  of	
  
Death.	
  Durham:	
  Duke	
  University	
  Press,	
  2013.	
  
47
	
  	
  Stuart	
  J.	
  Kaufman	
  Nationalist	
  Passions.	
  Ithaca:	
  Cornell	
  University	
  Press,	
  2015.	
  
47
	
  Stuart	
  J.	
  Kaufman,	
  Modern	
  Hatreds	
  2001	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
	
  
Gallant	
  
	
  
21	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
Bibliography	
  	
  
	
  
Richard	
  N.	
  Adams.	
  "6.	
  The	
  Evolution	
  of	
  Racism	
  in	
  Guatemala:	
  Hegemony,	
  Science,	
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Antihegemony."	
  Histories	
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  Annual	
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Https://muse.jhu.edu/	
  (accessed	
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  2016).	
  
	
  
"MAR	
  Data	
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  Assessment	
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December	
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  2016.	
  
http://www.mar.umd.edu/assessment.asp?groupId=9002.	
  
	
  
Hardin,	
  Russell.	
  One	
  for	
  All:	
  The	
  Logic	
  of	
  Group	
  Conflict.	
  Princeton,	
  NJ:	
  Princeton	
  University	
  
Press,	
  1995.	
  
	
  
Ibarra,	
  Carlos	
  Figueroa.	
  "Genocide	
  and	
  State	
  Terrorism	
  in	
  Guatemala,	
  1954-­‐1996:	
  An	
  
Interpretation."	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  32,	
  no.	
  S1	
  (2013):	
  151-­‐73.	
  Accessed	
  
November	
  06,	
  2016.	
  doi:10.1111/blar.12111.	
  
	
  
Kaufman,	
  Stuart	
  J.	
  Modern	
  Hatreds:	
  The	
  Symbolic	
  Politics	
  of	
  Ethnic	
  War.	
  New	
  York:	
  Cornell	
  
University	
  Press,	
  2001.	
  
	
  
Kaufman,	
  Stuart	
  J.	
  Nationalist	
  Passions.	
  Ithaca:	
  Cornell	
  University	
  Press,	
  2015.	
  	
  
	
  
Levenson-­‐Estrada,	
  Deborah.	
  Adiós	
  Niño:	
  The	
  Gangs	
  of	
  Guatemala	
  City	
  and	
  the	
  Politics	
  of	
  Death.	
  
Durham:	
  Duke	
  University	
  Press,	
  2013.	
  
	
  
"Maya	
  -­‐	
  Minority	
  Rights	
  Group."	
  Minority	
  Rights	
  Group.	
  July	
  2008.	
  Accessed	
  November	
  06,	
  
2016.	
  http://minorityrights.org/minorities/maya-­‐2/.	
  
	
  
Morales,	
  Mario	
  Roberto.	
  "Ladino	
  Es	
  El	
  Que	
  No	
  Quiere	
  Ser	
  Indio,	
  Y	
  Punto."	
  Siglo	
  Veintiuno,	
  no.	
  
15	
  (June	
  23,	
  1997).	
  
	
  
"Truth	
  Commission:	
  Guatemala."	
  United	
  States	
  Institute	
  of	
  Peace.	
  Accessed	
  November	
  06,	
  
2016.	
  http://www.usip.org/publications/truth-­‐commission-­‐guatemala.	
  
Remijnse,	
  Simone.	
  "Remembering	
  Civil	
  Patrols	
  in	
  Joyabaj,	
  Guatemala."	
  Bull	
  Latin	
  American	
  
Research	
  Bulletin	
  of	
  Latin	
  American	
  Research	
  20,	
  no.	
  4	
  (2001):	
  454-­‐69.	
  Accessed	
  November	
  06,	
  
2016.	
  doi:10.1111/1470-­‐9856.00025.	
  
	
  
Ross,	
  Jeremy,	
  and	
  Betsy	
  Konefal.	
  "Civil	
  Patrols,	
  Race,	
  and	
  Repression	
  in	
  Guatemala,	
  1982-­‐1996."	
  
Master's	
  thesis,	
  College	
  of	
  William	
  and	
  Mary,	
  2016.	
  
	
  
Cheryl,	
  Rubenberg.	
  "Israel	
  and	
  Guatemala	
  |	
  Middle	
  East	
  Research	
  and	
  Information	
  Project."	
  
Middle	
  East	
  Research	
  and	
  Information	
  Project.	
  Accessed	
  November	
  27,	
  2016.	
  
http://www.merip.org/mer/mer140/israel-­‐guatemala.	
  
	
  
Gallant	
  
	
  
22	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
De	
  la	
  Peña,	
  G.	
  "Rural	
  Mobilizations	
  in	
  Latin	
  America	
  since	
  C.	
  1920’."	
  In	
  The	
  Cambridge	
  History	
  of	
  
Latin	
  America,	
  379-­‐482.	
  Cambridge	
  University	
  Press,	
  1995.	
  
	
  
Central	
  Intelligence	
  Agency.	
  "The	
  World	
  Factbook-­‐	
  Central	
  America	
  And	
  Caribbean:	
  
Guatemala."	
  Central	
  Intelligence	
  Agency.	
  November	
  10,	
  2016.	
  Accessed	
  November	
  21,	
  2016.	
  
https://www.cia.gov/library/publications/the-­‐world-­‐factbook/geos/gt.html.	
  
	
  
	
  

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Threat Perception and the Guatemalan Genocide

  • 1.                   Threat  Perception  and  the  Guatemalan  Genocide   John  Gallant  10025373   POLS  838   Dr.  Oded  Haklai   December  7th  2016                                                                
  • 2. Gallant     2   Table  of  Contents     Introduction                   3     Literature  Review     Symbolic  Politics               4     Historical  Context               5     Analysis     Majority/Minority  Relations  in  Guatemala         7     Symbolic  Politics  and  Threat  Perception         8     Conclusion                   15     Index                     17     Notes                     18     Bibliography                   21                                                    
  • 3. Gallant     3   The  historical  trend  of  Guatemalan  politics  is  one  best  characterized  by  state  terror  and   responses  to  it.  This  began  with  the  events  leading  up  to  the  36-­‐year  Guatemalan  civil  war,   eventually  erupting  later  into  genocide.  Created  with  the  purpose  of  a  proxy  war  between   central  powers  of  the  Cold  War,  this  civil  war  capitalized  on  legacies  of  racism  crystallized  by   capitalist  shift  in  the  Guatemalan  economy.  Chief  aggressors  in  this  conflict  began  as  leftist   forces  in  rural  Guatemala  against  the  military  controlled  state,  but  gradually  moved  into  a   conflict  along  racial  lines.  This  conflict  against  guerilla  leftists  in  the  countryside  was  a  direct   product  of  communist  fears  instilled  by  the  1954  American-­‐backed  coup  of  Jacobo  Arbenz’s   left-­‐wing  government.1  What  ensued  was  an  authoritarian  pattern  of  military  leadership,   defined  by  active  suppression  of  opposition  under  the  pretext  of  eliminating  communist   subversives.  However,  the  genocide  itself  did  not  formally  occur  until  the  coup  and  subsequent   assumption  of  leadership  by  Efrain  Rios  Montt  and  the  Guatemalan  Republican  Front  (GRF)  who   began  violent  counterinsurgency  operations  against  Mayans  in  countryside  in  fear  of  leftwing   challenges  to  the  Ladino  majority  and  state  legitimacy.2   It  is  important  to  establish  that  the  central  object  of  analysis  for  this  paper  is  the   Guatemalan  genocide,  rather  than  the  civil  war  itself.  Consequently,  the  following  discussion   will  attempt  to  answer  the  question  how  can  one  explain  the  extremity  of  violence  against  the   Mayans  during  the  Guatemalan  genocide?  This  paper  will  use  the  context  of  the  Guatemalan   civil  war  to  account  for  several  elements  present  in  the  genocide.  To  elaborate,  the  context  of   the  Guatemalan  civil  war  will  be  used  to  analyze  the  genocide  and  determine  how  threat   perception  of  the  Mayans  by  the  Ladino  majority  is  concerned  and  the  utility  this  has  for  elites   involved  in  Guatemala’s  authoritarian  patterns.  In  order  to  understand  the  rationale  behind  the  
  • 4. Gallant     4   Mayan  genocide  it  is  necessary  to  observe  the  historical  treatment  of  Mayans  in  Guatemala,  as   an  object  of  a  relationship  defined  through  control.  Consequently,  the  analysis  will  endeavor  to   apply  a  model  of  threat  perception  to  the  case  of  the  Guatemalan  genocide  and  argue  that   there  was  a  strategic  deployment  of  symbolic  politics  on  part  of  the  Guatemalan  elite,  leading   up  to  and  into  the  genocide  itself.  This  investigation  will  begin  first  with  a  literature  review   surrounding  the  Guatemalan  civil  war,  followed  by  a  contextualization  of  the  relationship   between  the  Ladino  majority  and  Mayan  minority,  and  lastly  an  analysis  of  the  genocide   through  a  theoretical  lens  in  a  specific  case  study  as  well  as  in  the  elite  context.  To  begin,  the   scholarship  regarding  the  Guatemalan  genocide  would  suggest  there  is  a  gap  in  literature   surrounding  the  application  of  a  threat  perception  model,  and  further  defining  state  behavior   as  terror  instead  of  repression.     Literature  Review   Symbolic  Politics     Stuart  Kaufman’s  Nationalist  Passions  and  Modern  Hatreds  provide  a  theoretical  basis   for  this  analysis  in  the  utility  of  threat  perception  models  for  studying  ethnic  conflict.34   Kaufman’s  work  argues  that  prejudice  is  a  long  term  product  of  stereotypes  and  attitudes  that   are  communicated  in  the  narratives  and  stories  told  defining  the  ethnic  group.5  Specifically  this   is  done  so  through  the  manipulation  of  symbolic  predispositions  (SYPs)  that  function  as   “durable  inclinations  people  have  to  feel  positively  or  negatively  about  an  object,   corresponding  to  an  emotion  and  can  be  specific  or  more  abstract”.6  Relevant  to  the  analysis  of   this  paper  however  Kaufman’s  work  argues  that  social  threat  to  a  majority  is  less  likely  to   encourage  violence  when  compared  to  a  physical  threat,  and  therefore  provides  the  basis  of  
  • 5. Gallant     5   distinction  for  the  Guatemalan  state  as  an  agent  of  terror  instead  of  repression  during  the  civil   war.  This  however  comes  in  contrast  to  scholarship  regarding  rational  choice  explanations  for   ethnic  conflict,  something  that  will  be  used  for  this  paper.  In  particular  Russell  Hardin’s  One  for   All:  The  Logic  of  Group  Conflict  provides  an  account  for  group  conflict  informed  by  rational   choice  approaches  that  is  relevant  to  this  analysis.7  This  work  argues  among  other  approaches   in  favour  of  a  ‘hard-­‐rationalist’  approach  defining  ethnic  war  as  a  rational  pursuit  of  personal   security,  not  consistently  yielding  material  benefits.8  Based  on  majority  fears  of  loss  of  control   to  Mayan  minorities  in  Guatemala,  this  understanding  of  rational  choice  yields  explanatory   capacity  to  the  actions  of  state  elites  during  the  civil  war  and  subsequent  genocide.   History  of  the  Guatemalan  Civil  War/Genocide     Barbara  Levenson’s  Adios  Niño  provides  a  historical  account  of  Guatemala  with  relation   to  the  behaviour  of  the  state  in  it’s  role  as  the  primary  generator  of  social  inequality  into  the   country’s  contemporary  society.9  Levenson  argues  that  the  conditions  of  state  inequality  are   rooted  in  strict  adherence  to  Weberian  notions  of  state  function  and  as  a  result  gave  way  to   increased  criminal  activity  in  Guatemala,  a  direct  product  of  the  civil  war  and  genocide.10   Levenson’s  analysis  provides  a  valuable  historical  overview  for  this  paper  in  the  critical  historical   overview  of  Guatemala.  Specifically  Adios  Niño  provides  a  broader  context  for  the  creation  and   function  of  civilian  defense  units  (PACs)  in  the  country,  an  important  element  in  the  analysis   this  paper  will  execute.11  From  an  anthropological  standpoint  however  there  is  a  need  to   properly  contextualize  race  relations  in  Guatemala  between  the  Ladino  majority  and  Mayan   minority.  The  Evolution  of  Racism  in  Guatemala:  Hegemony,  Science,  and  Anti-­‐hegemony  by   Richard  N.  Adams  is  an  anthropological  study  that  provides  valuable  insight  into  racism  in  
  • 6. Gallant     6   Guatemala  and  it’s  historical  variations.12  Adams’  work  addresses  continuities  and  variations  in   the  use  of  ‘race’  and  ‘racism’,  recognizing  a  slow  evolution  to  challenge  the  hegemonic  ideas  of   racism  in  Guatemala  towards  Mayans.13  This  analysis  is  relevant  to  the  paper  as  it  provides  the   sociological  basis  for  a  model  of  threat  perception  for  the  Guatemalan  genocide.  Given   anthropological  accounts  of  minority-­‐majority  relations  in  Guatemala,  this  would  serve  to   explain  to  a  degree  the  behaviour  of  the  state  in  response.  Carlos  Figueroa-­‐Ibarra’s  Genocide   and  State  Terrorism  in  Guatemala,  1954-­‐1996:  An  Interpretation  provides  a  compelling  analysis   of  state  violence  in  the  country.  Figueroa-­‐Ibarra  contends  that  the  state  undermined  it’s  own   legality  in  the  enactment  of  genocide,  specifically  in  the  decision  to  move  from  clandestine   state  terror  to  open  violence.14  This  analysis  is  of  relevance  to  this  paper  in  that  it  provides   support  for  the  application  of  threat  perception  models  to  describe  the  civil  war.     Given  the  overview  there  is  a  gap  regarding  application  of  threat  perception  models  to   the  Guatemalan  genocide.  Explanatory  capacity  has  been  given  to  historical  legacies  and  the   behavior  of  the  state  and  in  turn  accounts  have  been  broad  in  their  overview  and  explanation.   This  paper  will  attempt  to  bridge  the  theoretical  and  practical  gap  by  applying  a  model  of  threat   perception  to  the  case  of  Guatemala.   Analysis   Majority-­‐Minority  Relations  in  Guatemala   Regarding  the  composition  of  Guatemalan  society,  it  is  divided  principally  between  the   Ladino  majority  and  the  Mayan  minority.  Comprising  59.4%  of  Guatemalan  demographics,   Ladino  is  the  name  given  to  the  majority  population  characterized  by  Mestizo-­‐Amerindian   heritage.15  This  Mestizo  majority  is  of  mixed  birth  and  is  a  product  of  Spain’s  colonial  legacy  in  
  • 7. Gallant     7   Latin  America,  therefore  explaining  their  presence  as  the  dominant  ethnic  group.  In  contrast,   the  Mayan  community  of  Guatemala  is  composed  of  several  indigenous  groups:  K’iche  9.1%  of   the  population,  8.4%  is  Kaqchikel,  7.9%  Mam,  6.3%  Q’eqcji,  and  lastly  8.6%  being  other  Mayan   categories.16  To  begin  to  explain  the  reason  for  the  extremity  of  violence  enacted  towards  the   Mayan  population  of  Guatemala  in  the  1980s  there  is  a  need  to  understand  the  racial   hierarchies  in  place  that  were  manipulated  in  the  Guatemalan  civil  war.  Specifically,  racism  in   Guatemala  towards  the  indigenous  population  was  informed  by  a  biological  context,  that  is  to   say  it  was  backed  by  a  created  scientific  discourse.    Borrowing  from  Euro-­‐American  colonial   understandings  of  race,  the  Maya  were  understood  to  be  unquestionably  depraved,  requiring   of  forced  labor  and  guidance  from  the  principally  white/Mestizo  Ladino  population.17   Anthropological  work  has  indicated  that  in  the  1960s  leading  up  to  the  civil  war  that  these  racist   structures  have  moved  into  a  more  non-­‐hegemonic  significance,  meaning  racist  modes  of   relation  have  moved  further  into  cultural  spheres  and  are  horizontally  disseminated  instead  of   solely  vertical.18  However,  in  doing  so  these  attitudes  have  given  way  to  fears  that  Mayan   accommodation  poses  a  threat  to  established  Ladino  power  and  thus  a  negotiation  is  required   to  maintain  a  democratic  model  where  the  Ladino  majority  remains  at  an  advantage.19  In   response  to  poor  representation  within  the  Guatemalan  state,  Mayan  social  movements   demanding  land  and  wage  reform  formed  in  the  1960s  while  facing  repression.20  This   repression  culminated  in  the  burning  down  of  the  Spanish  Embassy  on  January  1st  1980,  when  a   group  of  Mayan  civil  rights  leaders  were  trapped  inside,  laying  groundwork  for  the  URNG  to   mobilize  in  the  Mayan  countryside  leading  into  the  Guatemalan  civil  war.21  The  historical  trend  
  • 8. Gallant     8   in  the  relationship  between  Guatemala’s  Ladino  majority  and  Mayan  minority  indicates  an   established  basis  of  tension,  that  if  manipulated  can  evolve  into  a  perception  of  threat.     Symbolic  Politics  and  Threat  Perception   Threat  perception  here  is  best  indicated  by  counterinsurgency  campaign  initiated  by   General  Lucas  Garcia  and  later  Rios  Montt  against  perceived  communist  subversives  in   Guatemalan  countryside.  Referred  to  as  Operacion  Limpieza  (Cleanup)  –an  offshoot  of  the   broader  Operation  Sofia  counterinsurgency  campaign,  the  military’s  development  and   deployment  of  civil  defense  patrols  (PACs)  in  the  1980s  to  confront  guerilla  presence  of  the   Guatemalan  National  Revolutionary  Unit  (URNG)  in  the  countryside  is  influenced  by  a  rational   calculus  on  the  part  of  the  Guatemalan  military  and  state  through  manipulation  of  symbolic   politics.22   Comprised  of  civilians  armed  with  rifles  and  machetes,  these  troops  were  mobilized  to   support  already  established  public  presence  of  the  military  in  Guatemala  while  being   conscripted  into  the  atrocities  that  later  became  known  as  the  Mayan  genocide.  These  patrols   were  comprised  mainly  of  Ladino  men  in  addition  to  captured  Mayans  in  order  to  destabilize   guerilla  opposition  and  consolidate  military  power  in  the  Guatemalan  state.23  While  created  by   the  military  with  the  intention  of  protecting  the  rural  population  from  communist  guerillas,   these  patrols  became  the  main  actor  aside  from  the  military  in  over  200,000  deaths  with  83%  of   them  Mayan  and  17%  Ladino.24       Given  the  extreme  behavior  of  civil  defense  patrols  as  an  extension  of  the  Guatemalan   military  under  Lucas  Garcia  and  later  Rios  Montt,  some  analysis  can  be  offered  regarding  the   role  symbolic  politics  has  played.  In  particular,  the  pretext  of  suppressing  communist  guerillas  is  
  • 9. Gallant     9   an  insufficient  explanation  for  the  Mayan  death  toll  of  the  Guatemalan  Civil  War  and  genocide,   suggesting  that  there  is  something  distinctly  irrational  at  least  in  part  explaining  this  action.  This   irrationality  motivating  the  violence  is  a  product  of  historical  grievances  fusing  with  perception   of  threat,  turning  the  perception  of  Mayans  in  the  country  into  a  symbolic  predisposition  (SYP).   A  pivotal  event  in  the  usage  of  symbolic  predispositions  (SYPs)  began  with  the  outset  of  the   Guatemalan  civil  war  with  American  funding  of  counterinsurgency  efforts  against  the   communist  insurgency  MR-­‐13  (Movimiento  Revolucionario  13  Noviembre)  that  had  previously   staged  failed  coups  against  the  Guatemalan  state  in  1960.  In  particular,  this  American  funding   and  sharing  of  troops  came  in  response  to  MR-­‐13  forging  relationships  with  pro-­‐Soviet  Partido   Guatemalteco  del  Trabajo  (PGT).25  While  these  revolutionary  movements  were  unsuccessful,   they  were  indicative  of  an  authoritarian  pattern  that  when  combined  with  pre-­‐existing  racisms   in  Guatemala  erupted  into  the  subsequent  Mayan  genocide.  In  simpler  terms,  the  fear  of   communism  became  conflated  with  the  fear  of  Maya  which  provided  a  strong  impetus  for   mobilization  of  the  Ladino  majority.     It  is  here  that  a  model  of  threat  perception  possesses  utility  for  the  Guatemalan  case,   specifically  the  role  SYPs  play.  Specifically,  the  pre-­‐existing  image  of  Mayans  in  Guatemala  as   inferior  to  Ladinos  functions  as  a  symbol  to  which  certain  emotions  are  associated.  In  this  case   these  emotions  associated  with  Mayans  well  into  the  1990s  were  ones  of  fear,  and  the   perception  that  accommodation  would  mean  unfathomable  concessions  on  the  part  of  Ladinos.   However,  in  order  for  SYPs  to  be  manipulated,  a  process  of  framing  of  the  Mayan  threat  was   also  necessary  by  the  Guatemalan  elite.  Framing  of  Mayans  by  the  Guatemalan  state  was  one   that  occurred  via  the  exploitation  of  pre-­‐existing  animosities  coupled  with  authoritarian  
  • 10. Gallant     10   traditions.  This  move  to  authoritarianism  has  been  through  the  introduction  of  increasingly   capitalist  economics  in  Guatemala,  resulting  largely  uneven  development.26  What  ensued  was  a   crystallization  of  class  divisions  across  the  country,  increasing  the  likelihood  of  political  violence   as  a  result.  Introduction  of  right-­‐wing  authoritarianism  in  Guatemala  took  pre-­‐existing   Mayan/Ladino  divisions  and  magnified  them  through  the  lens  of  capitalist  development.27   Indications  of  this  shift  towards  increased  capitalism  can  be  found  in  the  international  response   to  state  terror  in  Guatemala,  including  US  funding  for  the  national  intelligence  apparatus.28   Further  evidence  of  this  is  indicated  by  Israel’s  support  for  the  Guatemalan  state  beginning  in   1971  through  the  support  of  counter-­‐insurgency  advice,  as  well  as  the  supplying  of  arms  to  the   Guatemalan  military.29 Framing  of  the  relationship  between  Mayans  and  Ladinos  then  occurred   first  through  the  magnification  of  class  divisions  between  the  two,  and  then  through   international  support  for  this  established  frame.  The  historical  context  would  then  suggest  that   Maya  were  perceived  to  pose  a  social  threat  in  addition  to  an  economic  one,  given  the  civil  war   and  genocide  was  enacted  under  the  pretext  of  suppressing  communist  subversives.         This  SYP  combined  with  civilian  defense  patrols,  best  illustrates  the  perception  of  the   Mayan  threat  through  the  example  of  their  deployment  in  Southern  Quiché  by  the  Rios  Montt   presidency,  specifically  the  town  of  Joyabaj.30  This  town  was  subject  to  violence  from  the   Guerilla  Army  of  the  Poor  in  1981,  who  kidnapped  a  Ladino  mayor  and  killed  his  son  in  the   process.31  This  provoked  outrage  from  the  town’s  Ladino  population  and  provided  the   necessary  impetus  for  the  military  and  PACs  to  intervene.32  The  military  set  up  bases  in  Joyabaj   and  shortly  after  coordinated  the  use  of  civil  defense  patrols  to  conduct  massacres  in  the   countryside  surrounding  the  town,  targeting  indigenous  Mayan  communities.33  These  civil  
  • 11. Gallant     11   patrols  were  often  made  up  of  local  Ladino  members  who  had  close  family  and  military  ties  that   existed  long  before  the  civil  war.34  The  mode  of  violence  enacted  upon  rural  communities  like   Joyabaj  has  been  described  as  a  form  of  ‘collective  torture’  in  that  it  is  dictated  by  a  policy  of   ‘scorched  earth’  in  which  the  PACs  and  military  actively  seek  to  eliminate  methods  of   reproducing  and  maintaining  life  through  their  massacres.35 However,  after  the  initial  massacres   in  the  early  1980s  the  violence  in  Joyabaj  and  the  surrounding  hamlets  became  less   discriminatory,  with  massacres  of  both  Ladino  and  Mayan  communities  at  the  hands  of  the   military  and  PACs.36  This  would  indicate  that  the  pretext  of  exterminating  communist   subversives  in  Southern  Quiché  for  the  military  waned  in  favor  of  more  ad  hoc  interests  of  the   commanders  therein;  often  issues  with  family  ties  and  rivalries.37  Towards  the  end  of  the   Guatemalan  civil  war  in  1986  these  groups  became  less  centralized  and  more  regional  in   violence,  with  selective  killings  against  local  challenges  to  PACs.38     The  events  in  Joyabaj  and  the  surrounding  area  provide  a  strong  case  for  the  role  of   symbolic  predispositions  (SYPs)  in  the  Guatemalan  genocide,  with  relation  to  how  Maya  are   perceived  as  a  threat  by  Ladinos.  The  presence  of  an  immediate  physical  threat  in  Joyabaj   inferred  by  the  murder  of  a  Ladino  citizen  provided  sufficient  impetus  by  the  Ladino  population   of  the  town  to  support  the  military/PACs  and  encourage  their  involvement  through  subsequent   massacres.  This  can  be  compared  to  broader  instances  of  threat  perception  in  Guatemala   insofar  as  Mayans  became  conflated  with  communist  guerillas  over  the  course  of  the  civil  war   thus  American  imperialism  would  suggest  the  perceptions  of  Mayans  as  a  threat  would  be  more   of  an  economic  nature.    
  • 12. Gallant     12   However,  this  case  presents  a  conundrum  in  terms  of  explaining  how  SYPs  are  involved  in   the  eventual  breakdown  of  relations  for  the  PACs  and  the  Guatemalan  military  in  Southern   Quiché.  In  particular,  what  has  happened  to  symbolic  predispositions  relating  to  Mayans  in   Joyabaj  that  the  objective  of  racial  extermination  was  shed  in  favor  or  pursuing  more  personal   interests?  Using  a  threat  perception  model  with  this  case,  it  appears  that  the  sustainability  of   SYPs  can  be  called  into  question  when  the  ability  to  enforce  it  becomes  diminished.  It  appears   that  absence  of  consistent  and  regular  reinforcement  of  SYPs  for  the  civil  defense  patrols  and   Guatemalan  military  in  the  case  of  Joyabaj  resulted  in  the  gradual  shift  in  focus  away  from   racially-­‐motivated  violence  and  movement  towards  more  rational  interests.  This  is  to  say  that   the  more  splintered  this  aspect  of  the  genocide  became,  the  harder  is  was  to  maintain  the   initial  motivation.  Indeed,  this  continued  well  into  the  resolution  of  the  Guatemalan  civil  war  as   civil  defense  patrols  continued  to  enact  more  localized  forms  of  violence  that  served   community  interests  instead.39  To  wit,  it  seems  that  on  a  low  enough  level  symbolic  politics  has   a  tendency  to  give  way  to  more  a  more  rational  calculus  of  interests  as  the  sustainability  of   symbolic  predispositions  becomes  weaker.  While  the  antithesis  of  symbolic  politics,  theories  of   rationality  are  also  applicable  to  the  Guatemalan  genocide  insofar  as  the  actions  of  elites  are   concerned  in  the  initiation  of  these  atrocities.40     While  symbolic  politics  and  symbolic  predispositions  explain  the  actions  of  Guatemalans   during  the  genocide,  the  actions  of  the  elite  leading  up  to  and  during  the  genocide  suggest   more  of  a  calculation.  Specifically,  the  circumstances  surrounding  the  behavior  of  the   Guatemalan  state  and  later  Rios  Montt’s  GRF  indicate  a  more  deliberate  approach  to  perceiving   Mayans  as  a  threat  and  how  this  can  be  used  for  political  gain.  In  particular,  the  decision  to  
  • 13. Gallant     13   alternate  between  open  state  terror  and  clandestine  violence  illustrates  an  approach  by  the   Guatemalan  state  that  is  informed  by  maintaining  legitimacy.  Following  the  CIA-­‐backed  1954   coup  the  USA  praised  Guatemala  as  a  model  of  development,  funding  their  agricultural  and   manufacturing  sector  as  well  as  the  security  apparatus.41  This  government  under  Julio  Cesar   Mendez  Montenegro  became  characterized  by  a  more  clandestine  violence,  in  which  activists   and  civil  rights  leaders  were  murdered  or  imprisoned.42  Indeed,  this  behavior  often  involved   death  squads  and  violence  that  carried  more  of  a  psychological  significance  for  Guatemalans   than  a  tangible  physical  one.  For  the  Montenegro  presidency  then  violent  action  occurred  only   insofar  as  it  did  not  call  into  question  the  legitimacy  of  the  state  in  a  more  official  sense.43   However,  this  1954  coup  marked  a  change  into  a  more  authoritarian  cycle  of  leadership  in   which  the  Guatemalan  state  was  subject  to  several  coups,  eventually  installing  General  Efrain   Rios  Montt  and  the  GRF  in  the  1980s.  From  here  onward  into  the  Guatemalan  genocide,  state   violence  moved  from  clandestine  beginnings  into  overt  state  terror.  This  state  violence  was   comprised  of  Rios  Montt’s  counterinsurgency  campaign  Operation  Sofia  and  other  sub-­‐ operations  characterized  by  massacres  like  the  aforementioned  ones  in  rural  Quiché.44    The   shift  towards  state  terror  however  suggests  that  legitimacy  has  become  more  difficult  to   maintain  for  the  Guatemalan  state,  and  thus  different  measures  need  to  be  adapted.  In  terms   of  threat  perception  then  it  would  appear  that  Rios  Montt’s  presidency  has  taken  a  rational   choice  approach  to  maintaining  legitimacy  and  confronting  challenges  to  the  state.  On  the   surface  this  economic  rational  choice  approach  is  indicated  by  the  prioritization  of  eliminating   communist  subversives  in  Guatemala  in  that  they  pose  a  threat  to  the  national  economy  and   capitalist  ideals.  However,  this  would  indicate  another  aspect  to  the  rational  calculus  of  the  
  • 14. Gallant     14   Guatemalan  state  in  the  decision  to  ‘play  ball’  with  American  interests  looking  to  preserve  a   Cold  War  foothold  against  communism.  On  the  level  of  political  parties  then  the  decision  to   move  towards  open  state  violence  by  the  GRF  was  one  underpinned  at  first  by  the   extermination  of  communist  subversives,  and  secondly  by  the  manipulation  of  pre-­‐existing   prejudices  against  the  Mayan  community.  Given  the  racial  dimension  to  the  counterinsurgency   operations,  the  GRF’s  decision  to  launch  Operation  Sofia  was  one  informed  by  maintaining   legitimacy  through  manipulation  of  ethnic  prejudices  in  Guatemala.  In  theoretical  terms,  the   Guatemalan  genocide  was  informed  by  a  strategic  deployment  of  SYPs  in  order  to  maintain   legitimacy  through  avoiding  falling  victim  to  the  authoritarian  pattern  of  coup  d’états  that   defined  politics  until  then.  Given  the  analysis,  the  symbolic  predispositions  present  up  into  the   Guatemalan  civil  war  and  genocide  were  ones  informed  by  attempts  by  the  state  to  maintain   legitimacy.     However,  it  would  be  dismissive  to  not  acknowledge  possible  modifications  or  objections  to   the  argument  this  paper  has  presented.  To  elaborate,  an  analysis  of  manipulating  ethnic   hatreds  runs  the  risk  of  being  informed  by  oversimplification  of  actors  and  elements  involved.   Some  argue  that  the  Guatemalan  genocide  was  not  in  fact  a  genocide  but  rather  a  politicide.45   This  is  because  there  was  a  period  during  the  Guatemalan  civil  war  in  which  Mayans  ceased  to   be  the  single  target  of  state  terror,  and  Ladinos  were  incorporated  into  the  program  of   violence.  A  similar  criticism  can  be  levelled  at  the  fact  that  PACs  both  in  Southern  Quiché  and   beyond  were  comprised  of  groups  beyond  simply  Ladinos,  but  rather  Mayans  who  were   conscripted  to  participate  in  their  own  atrocities  as  well.46  In  response  then  we  can  return  to   the  utility  of  the  threat  perception  model  and  how  SYPs  are  concerned.  This  fact  that  the  
  • 15. Gallant     15   genocide  didn’t  function  with  a  consistently  targeted  minority  would  perhaps  mean  that  the   sustainability  of  SYPs  with  relation  to  the  majority  was  undermined.  The  crisis  of  sustaining   symbolic  predispositions  into  the  civil  war  then  can  be  attributed  to  the  leadership  in  question,   in  the  eventual  failure  to  continually  frame  SYPs  in  such  a  way  that  maintained  a  cohesion  of   effort  on  part  of  the  security  apparatus.47  What  ensued  was  a  breakdown  in  the  GRF  and   previous  leaderships’  framing  of  communist  subversives  eventually  as  Mayan  minorities;   replaced  with  more  regional  motivations  and  attempts  at  self-­‐preservation.  Being  aware  of  this   flaw  regarding  SYPs  in  explaining  the  Guatemalan  case,  other  theories  could  then  compensate   for  this  deficit  in  explanation  possibly.  Indeed,  different  aspects  of  Kaufman’s  theory  of   symbolic  politics  could  explain  the  deviation  from  consistent  targeting  of  Mayans  during  the   genocide  due  to  a  manipulation  of  the  myth-­‐symbol  complex.48  This  approach  could  explain  the   change  as  a  voluntary  abandonment  from  following  national  myths  regarding  Mayans  in  favor   of  more  rational  interests,  suggesting  that  the  dominant  narrative  used  by  leaders  in  Guatemala   possesses  some  inherent  weaknesses  in  its  enforcement.     Conclusion   This  paper  has  endeavored  to  strike  a  balance  in  the  relationship  between  two  opposing   theories  of  ethnic  conflict.  That  is  to  say  symbolic  politics  accounts  of  threat  perception   function  as  responses  to  rational  choice  approaches  in  that  they  explain  accounts  of  ethnic   violence  that  defy  rationality.  The  Guatemalan  civil  war  and  subsequent  genocide  present  an   example  of  a  complementary  relationship  between  the  two,  and  the  nuances  therein.   Guatemala  illustrates  how  the  manipulation  of  symbolic  predispositions  can  function  for   political  gain,  albeit  in  the  short  term.  Specifically,  the  use  of  SYPs  served  as  a  bulwark  against  
  • 16. Gallant     16   challenges  to  the  legitimacy  of  the  Guatemalan  state  and  the  Ladino  majority,  although  these   degraded  as  the  civil  war  continued  and  ultimately  devolved  into  more  regional  concerns.   Further  aspects  of  research  could  be  directed  to  this  change  and  how  it  relates  to  overall  quality   of  the  Guatemalan  state  in  turn.  Indeed,  how  this  primacy  of  localized  interests  relates  to   contemporary  notions  of  stability  in  Guatemalan  politics  and  how  this  could  shape  the  quality   of  democracy  for  Guatemalans  in  the  future.                                                                                                                                                                                
  • 17. Gallant     17                                                                                                                                                                                                                                                                                                                                                                         Index   Guatemalan  Republican  Front       GRF     Symbolic  Predispositions         SYPs     Civilian  Defense  Patrols  (Spanish  translation)   PACs     Guatemalan  Revolutionary  Unit       URNG     Movimiento  Revolucionario  13  Noviembre     MR-­‐13     Partido  Guatemalteco  del  Trabajo       PGT                                                                  
  • 18. Gallant     18                                                                                                                                                                                                                                                                                                                                                                         Notes   1  “MAR  Data  |  Assessment  for  Indigenous  Peoples  in  Guatemala."  The  Minorities  at  Risk   Project.  December  31,  2006.  Accessed  November  6,  2016.   http://www.mar.umd.edu/assessment.asp?groupId=9002.   2  Deborah,  Levenson-­‐Estrada.  Adiós  Niño:  The  Gangs  of  Guatemala  City  and  the  Politics  of   Death.  Durham:  Duke  University  Press,  2013.   3  Stuart  J.  Kaufman  Nationalist  Passions.  Ithaca:  Cornell  University  Press,  2015.   4  Stuart  J.  Kaufman  Modern  Hatreds:  The  Symbolic  Politics  of  Ethnic  War.  New  York:  Cornell   University  Press,  2001.   5  Ibid.   6    Stuart  J.  Kaufman  Nationalist  Passions.  Ithaca:  Cornell  University  Press,  2015.   7  Hardin,  Russell.  One  for  All:  The  Logic  of  Group  Conflict.  Princeton,  NJ:  Princeton  University   Press,  1995.   8  Ibid.   9  Deborah  Levenson-­‐Estrada.  Adiós  Niño:  The  Gangs  of  Guatemala  City  and  the  Politics  of   Death.  Durham:  Duke  University  Press,  2013.   10  Ibid.   11  Ibid.   12  Richard  N.  Adams.  "6.  The  Evolution  of  Racism  in  Guatemala:  Hegemony,  Science,  and   Antihegemony."  Histories  of  Anthropology  Annual  1,  no.  1  (2005):  132-­‐180.   Https://muse.jhu.edu/  (accessed  November  6,  2016).   13  Ibid.   14    Carlos  Figueroa  Ibarra.  "Genocide  and  State  Terrorism  in  Guatemala,  1954-­‐1996:  An   Interpretation."  Bulletin  of  Latin  American  Research  32,  no.  S1  (2013):  151-­‐73.  Accessed   November  06,  2016.  doi:10.1111/blar.12111.   15  Central  Intelligence  Agency.  "The  World  Factbook-­‐  Central  America  And  Caribbean:   Guatemala."  Central  Intelligence  Agency.  November  10,  2016.  Accessed  November  21,  2016.   https://www.cia.gov/library/publications/the-­‐world-­‐factbook/geos/gt.html.   16  Ibid.   17  Richard  N.  Adams.  "6.  The  Evolution  of  Racism  in  Guatemala:  Hegemony,  Science,  and   Antihegemony."  Histories  of  Anthropology  Annual  1,  no.  1  (2005):  132-­‐180.   Https://muse.jhu.edu/  (accessed  November  6,  2016).     18  Ibid.   19    Mario  Roberto,  Morales.  "Ladino  Es  El  Que  No  Quiere  Ser  Indio,  Y  Punto."  Siglo  Veintiuno,   no.  15  (June  23,  1997).   20  Richard  N.  Adams.  "6.  The  Evolution  of  Racism  in  Guatemala:  Hegemony,  Science,  and   Antihegemony."  Histories  of  Anthropology  Annual  1,  no.  1  (2005):  132-­‐180.   Https://muse.jhu.edu/  (accessed  November  6,  2016).     21  "Maya  -­‐  Minority  Rights  Group."  Minority  Rights  Group.  July  2008.  Accessed  November  06,   2016.  http://minorityrights.org/minorities/maya-­‐2/.  
  • 19. Gallant     19                                                                                                                                                                                                                                                                                                                                                                         22 Simone  Remijnse.  "Remembering  Civil  Patrols  in  Joyabaj,  Guatemala."  Bull  Latin  American   Research  Bulletin  of  Latin  American  Research  20,  no.  4  (2001):  454-­‐69.  Accessed  November  06,   2016.  doi:10.1111/1470-­‐9856.00025.   23    Jeremy  Ross,  and  Betsy  Konefal.  "Civil  Patrols,  Race,  and  Repression  in  Guatemala,  1982-­‐ 1996."  Undergraduate  thesis,  College  of  William  and  Mary,  2016.   24  "Truth  Commission:  Guatemala."  United  States  Institute  of  Peace.  Accessed  November  06,   2016.  http://www.usip.org/publications/truth-­‐commission-­‐guatemala.   25 ,  G.  De  la  Peña  "Rural  Mobilizations  in  Latin  America  since  C.  1920’."  In  The  Cambridge  History   of  Latin  America,  379-­‐482.  Cambridge  University  Press,  1995.   26  Carlos  Figueroa  Ibarra  “Genocide  and  State  Terorrism  in  Guatemala”   27  Ibid.   28  Ibid.   29  Cheryl,  Rubenberg.  "Israel  and  Guatemala  |  Middle  East  Research  and  Information  Project."   Middle  East  Research  and  Information  Project.  Accessed  November  27,  2016.   http://www.merip.org/mer/mer140/israel-­‐guatemala.     30 Simone  Remijnse.  "Remembering  Civil  Patrols  in  Joyabaj,  Guatemala."  Bull  Latin  American   Research  Bulletin  of  Latin  American  Research  20,  no.  4  (2001):  454-­‐69.  Accessed  November  06,   2016.  doi:10.1111/1470-­‐9856.00025   31  Ibid.   32  Ibid.   33  Ibid.   34  Ibid.   35  Deborah  Levenson-­‐Estrada.  Adiós  Niño:  The  Gangs  of  Guatemala  City  and  the  Politics  of   Death.  Durham:  Duke  University  Press,  2013.     36  Simone  Remijnse.  "Remembering  Civil  Patrols  in  Joyabaj,  Guatemala."  Bull  Latin  American   Research  Bulletin  of  Latin  American  Research  20,  no.  4  (2001):  454-­‐69.  Accessed  November  06,   2016.  doi:10.1111/1470-­‐9856.00025   37  Ibid.   38  Ibid.   39  Ibid.   40    Stuart  J.  Kaufman  Modern  Hatreds:  The  Symbolic  Politics  of  Ethnic  War.  New  York:  Cornell   University  Press,  2001.   41  Deborah  Levenson-­‐Estrada.  Adiós  Niño:  The  Gangs  of  Guatemala  City  and  the  Politics  of   Death.  Durham:  Duke  University  Press,  2013.   42  Ibid.   43  Carlos  Figueroa  Ibarra.  "Genocide  and  State  Terrorism  in  Guatemala,  1954-­‐1996:  An   Interpretation."  Bulletin  of  Latin  American  Research  32,  no.  S1  (2013):  151-­‐73.  Accessed   November  06,  2016.  doi:10.1111/blar.12111.   44  Simone  Remijnse.  "Remembering  Civil  Patrols  in  Joyabaj,  Guatemala."  Bull  Latin  American   Research  Bulletin  of  Latin  American  Research  20,  no.  4  (2001):  454-­‐69.  Accessed  November  06,   2016.  doi:10.1111/1470-­‐9856.00025  
  • 20. Gallant     20                                                                                                                                                                                                                                                                                                                                                                         45    Carlos  Figueroa  Ibarra.  "Genocide  and  State  Terrorism  in  Guatemala,  1954-­‐1996:  An   Interpretation."  Bulletin  of  Latin  American  Research  32,  no.  S1  (2013):  151-­‐73.  Accessed   November  06,  2016.  doi:10.1111/blar.12111.   46 ,  Deborah  Levenson-­‐Estrada.  Adiós  Niño:  The  Gangs  of  Guatemala  City  and  the  Politics  of   Death.  Durham:  Duke  University  Press,  2013.   47    Stuart  J.  Kaufman  Nationalist  Passions.  Ithaca:  Cornell  University  Press,  2015.   47  Stuart  J.  Kaufman,  Modern  Hatreds  2001                                                                                
  • 21. Gallant     21                                                                                                                                                                                                                                                                                                                                                                         Bibliography       Richard  N.  Adams.  "6.  The  Evolution  of  Racism  in  Guatemala:  Hegemony,  Science,  and   Antihegemony."  Histories  of  Anthropology  Annual  1,  no.  1  (2005):  132-­‐180.   Https://muse.jhu.edu/  (accessed  November  6,  2016).     "MAR  Data  |  Assessment  for  Indigenous  Peoples  in  Guatemala."  The  Minorities  at  Risk  Project.   December  31,  2006.  Accessed  November  6,  2016.   http://www.mar.umd.edu/assessment.asp?groupId=9002.     Hardin,  Russell.  One  for  All:  The  Logic  of  Group  Conflict.  Princeton,  NJ:  Princeton  University   Press,  1995.     Ibarra,  Carlos  Figueroa.  "Genocide  and  State  Terrorism  in  Guatemala,  1954-­‐1996:  An   Interpretation."  Bulletin  of  Latin  American  Research  32,  no.  S1  (2013):  151-­‐73.  Accessed   November  06,  2016.  doi:10.1111/blar.12111.     Kaufman,  Stuart  J.  Modern  Hatreds:  The  Symbolic  Politics  of  Ethnic  War.  New  York:  Cornell   University  Press,  2001.     Kaufman,  Stuart  J.  Nationalist  Passions.  Ithaca:  Cornell  University  Press,  2015.       Levenson-­‐Estrada,  Deborah.  Adiós  Niño:  The  Gangs  of  Guatemala  City  and  the  Politics  of  Death.   Durham:  Duke  University  Press,  2013.     "Maya  -­‐  Minority  Rights  Group."  Minority  Rights  Group.  July  2008.  Accessed  November  06,   2016.  http://minorityrights.org/minorities/maya-­‐2/.     Morales,  Mario  Roberto.  "Ladino  Es  El  Que  No  Quiere  Ser  Indio,  Y  Punto."  Siglo  Veintiuno,  no.   15  (June  23,  1997).     "Truth  Commission:  Guatemala."  United  States  Institute  of  Peace.  Accessed  November  06,   2016.  http://www.usip.org/publications/truth-­‐commission-­‐guatemala.   Remijnse,  Simone.  "Remembering  Civil  Patrols  in  Joyabaj,  Guatemala."  Bull  Latin  American   Research  Bulletin  of  Latin  American  Research  20,  no.  4  (2001):  454-­‐69.  Accessed  November  06,   2016.  doi:10.1111/1470-­‐9856.00025.     Ross,  Jeremy,  and  Betsy  Konefal.  "Civil  Patrols,  Race,  and  Repression  in  Guatemala,  1982-­‐1996."   Master's  thesis,  College  of  William  and  Mary,  2016.     Cheryl,  Rubenberg.  "Israel  and  Guatemala  |  Middle  East  Research  and  Information  Project."   Middle  East  Research  and  Information  Project.  Accessed  November  27,  2016.   http://www.merip.org/mer/mer140/israel-­‐guatemala.    
  • 22. Gallant     22                                                                                                                                                                                                                                                                                                                                                                         De  la  Peña,  G.  "Rural  Mobilizations  in  Latin  America  since  C.  1920’."  In  The  Cambridge  History  of   Latin  America,  379-­‐482.  Cambridge  University  Press,  1995.     Central  Intelligence  Agency.  "The  World  Factbook-­‐  Central  America  And  Caribbean:   Guatemala."  Central  Intelligence  Agency.  November  10,  2016.  Accessed  November  21,  2016.   https://www.cia.gov/library/publications/the-­‐world-­‐factbook/geos/gt.html.