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BB
UATOIN
HOUSE	SEMINAR
ber,	2nd,	2017
aishu MINAMI
Pre-training	and	model	robustness	
and	uncertainty
X37	

July,	6th	2019	Tokyo

bread	house	seminar
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Paper	info
• Title:	Using	Pre-Training	Can	Improve	Model	Robustness	and	Uncertainty	
• Author:	Dan	Hendricks,	Kimin	Lee,	Mantas	Mazeika	
• Belonging:	UC	Berkeley,	KAIST,	Univ.	of	Chicago	
• Published:	ICML	2019

• Targeted	Problem:

to	prove	pre-training	can	improve	model	robustness	and	uncertainty

• Proposed	Summary:	
✓ “Pre-training	does	not	necessarily	help	reduce	overfiVng”	(He+,	2018),	whilst

it	helps	to	improve	model	robustness	and	uncertainty	es]mates.

✓ large	gain	from	pre-training	on	1.	adversarial	examples,	2.	label	corrup]on,	3.	class	
imbalance,	4.	out-of-distribu]on	detec]on,	and	5.	confidence	calibra]on

✓ adversarial	pre-training	reaches	previous	SotA	in	adversarial	robustness
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Recap:	Pre-training
• Pre-training	model	history	
✓ Pre-training	model	[Krizhevsky+,	2012]	
✓ SotA	object	detec]on	and	segmenta]on	[He+,	2017]	
✓ “universal	representa]ons”	that	transfer	to	mul]ple	domains	[Rebuffi+,	2017]	
✓ “pre-train	then	tune”	[Zeiler&Fergus,	2014]

• When	pre-training	model	works?	
✓ the	dataset	for	the	target	task	is	extremely	small	
✴ analyzed	the	proper]es	
❖ fine-tuning	should	stop	[Agrawal+	2014]	
❖ which	layers	should	be	fine-tuned	[Yoshinski+	2014]	
❖ works	on	the	datasets,	including	the	removal	of	classes	[Huh+	2016]
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Recap:	Rethinking	Pre-training
• Rethinking	ImageNet	Pre-training	[He+	2018]	
• Discussion	Point:	
✓ The	results	of	training	from	scratch	are	no	worse	than	their	pre-train+tuning,	

with	the	sole	excep]on	of	increasing	the	number	of	training	itera]ons	
✓ Training	from	random	ini]aliza]on	is	robust:	
✴ using	only	10%	of	the	training	data	
✴ for	deeper	and	wider	models	
✴ for	mul]ple	tasks	and	metrics
train	Mask	R-CNN	with	a	ResNet-50	FPN	and	GroupNorm	backbone

on	the	COCO	set.	The	learning	rate	is	reduced	where	the	accuracy	leaps
Total	numbers	of	images,	instances,	and	pixels	seen	during	all	training

itera]ons
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Recap:	Robustness	&	Uncertainty	es]mates
• Model	robustness	to	
✓ label	corrup5on	[Sukhbaastar	2014,	Patrini	2017,	Zhang&Sabuncu]	
✴ using	a	stochas]c	matrix	encoding	the	label	noise	
✴ two-step	training	to	es]mate	the	stochas]c	matrix	for	corrected	classifier	
✴ networks	overfit	if	trained	too	long	(Fig)

—>	pertaining	only	require	fine-tune	for	a	short	period

✓ class	imbalance	[Japkowicz	2000,	He&Gracia	2008,	Huang	2016]	
✴ sampling	from	the	minority	classes	
✴ supervised	loss	func]on,	re-weigh]ng	each	sample	by	the	inverse	freq.

✓ adversarial	a6acks	[Szegedy	2014]

• Uncertainty	es]mates	for	
✓ out-of-distribu5on	detec5on	

[Hendrycks&Gimpel	2017]	
✓ calibra5on	[Nguyen&O’Connor	2015]







BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Recap:	Adversarial	Asacks
• Nearly	all	adversarial	defenses	have	been	broken.	[Carlini&Wagner	2017]

• Adversarial	robustness	for	large-scale	image	classifier	remains	elusive

[Engstrom,	2018]

• Par]ally	successful	for	defending	small-scale	image	classifiers	agains	L	perturba]on

[Madry	2018]

BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Test	Robustness	to	Adversarial	Perturba]ons
• Training:	
✓ adversarially	pre-training	(with	L	adversarial	perturba]ons)	
✓ learning	rate:	starts	0.1	and	anneals	following	a	cosine	curve	reduc]on	
• Model:	28-10	Wide	ResNet	[Kurakin	2017,	Madry	2018]

• Result:	
✓ An	adversarially	pre-trained	network	can	surpass	the	SotAs.	
✓ There	is	only	a	1.04%	decrease	in	adversarial	accuracy,	pre-trained	with	CIFAR-10-
related	classes	removed.

>	training	on	more	natural	images	will	increase	adversarial	robustness.	
✓ Even	if	we	only	adversarially	tune	last	layer,	it	surpassed	the	SotAs.
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Test	Robustness	to	Label	Corrup]on
• Task:	
✓ to	predict	y	=	argmax	p(y|x)	under	corrupted	label	datasets	D	=	(x,	[y])	
✓ with	a	ground	truth	matrix	of	corrup]on	probabili]es



✓ tested	11	experiments	with	non-diagonal	term	from	0	to	1	in	increments	of	0.1

• Training:	
✓ pre-training:	downsampled	ImageNet	classifier	against	an	untargeted	adversary	
✓ fine-tuning:	CIFAR-10	or	CIFAR-100

• Baseline:	
✓ Forward	[Patrini	2017]:	two-stage	training	procedure

1.	es]mate	the	matrix	C,	2.	train	corrected	classifier	
✓ GLC	[Hendrycks	2018]:	specify	the	"trusted	frac]on"	for	es]ma]ng	the	matrix	
• Result:	
✓ pre-training	with	label	noise	correc]on,	pre-training	model	improves	the	methods	
✓ Pre-training	with	no	correc]on	yields	superior	performance
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Test	Robustness	to	Label	Corrup]on
Each	value	is	an	area	under	the	error	curve	(AUC).	Lower	is	beser.	All	values	are	percentages.
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Test	Robustness	to	Class	Imbalance
• Assumed	the	training	samples	for	a	class	C	is	

imbalanced	with	a	power	law	model



BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Test	Uncertainty	in	Out-of-Distribu]on
• Background:

models	are	tasked	with	assigning	anomaly	scores	to	indicate	whether	a	sample	is

in-	or	out-of-distribu]on

• Training:	
✓ Pre-training:	Downsampled	ImageNet	
✓ fine-tuning:	CIFAR-10,	CIFAR-100,	Tiny	ImageNet

• Result:	
✓ both	the	AUROC	and	AUPR	improve	over	the	baseline
BB
VALUATOIN
PAN	HOUSE	SEMINAR
Date:	December,	2nd,	2017
Presenter:	Kaishu MINAMI
1
Test	Uncertainty	in	Calibra]on
• Background:

deep	neural	network	classifiers	display	severe	overconfidence	in	the	predic]ons,	which	leads	to	
egregious	assessment

• How	to	measure	the	calibra]on	of	a	classifier

-	difference	between	the	classifier’s	confidence	and	its	accuracy	at	the	confidence	level





• Result:	
✓ Large	improvements	in	calibra]on	from	using	pre-training	
✓ The	gains	are	complementary	with	the	temperature	tuning	method	[Guo	2017],

whilst	pre-training	doesn’t	require	collec]ng	extra	data	and	directly	calibra]ng	the	model

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paper repo - pre training for model robustness and uncertainty