1. Gilbert Castillo, Jr.
CRPC.
SWBC Wealth Mgmt.
9311 San Pedro Ave, Suite 600
San Antonio, TX 78216
(210) 321-7258
The ultimate purpose of the plan
is to help your participants secure
retirement income. At SWBC, our
ultimate purpose is to help you
optimize your plan to achieve that
goal. We do that by providing a
host of unbiased and proactive
solutions including the ones
shown to the right.
WEALTH ADVISOR
NEEDS ASSESSMENT
l Evaluate your organization's retirement program needs
l Monitor industry trends
l Make recommendations
INVESTMENT STRATEGIST
l Promote investment diversification
l Quarterly meetings to assess overall investment program health
l Updates on new investment options and product offerings that may benefit your plan
participants
PARTICIPANT COUNSELOR
l Highly interactive enrollment and participant education meetings
l One-on-one planning
l On call by email and telephone
FIDUCIARY OVERSIGHT
l Help mitigate risk by assisting you in understanding and meeting your fiduciary
obligations
l Assist in design and review of your Investment Policy Statement
l Yearly Investment Policy Statement compliance
l Perform regularly scheduled plan audits
PROVIDER DUE DILIGENCE
l Evaluate your plan provider's products and services relative to your organization's
needs
l Provider selection experience and state-of-the-art benchmarking tools, together with
plan transition services
l Yearly detailed cost-benefit analysis
PERFORMANCE MONITOR/EVALUATOR/BENCHMARKER
l Monitor, evaluate and report performance with administration, employee education,
fees, investment options and recordkeeping
l Formal feedback and evaluation procedure so we may constantly improve our services
l Quarterly, semi-annual or annual reviews, as appropriate
CREDENTIALS
Education:
B.S. Business Administration, Wayland Baptist University
CRPC- Chartered Retirement Planning Counselor designation, College for Financial
Planning
Disclosure:
Securities offered through SWBC Investment Services, LLC, a registered broker/dealer. Member FINRA & SIPC.
Advisory services offered through SWBC Investment Company, a Registered Investment Advisor.
RS4048a
C:15867-02