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Impacts of EMR on healthcare performance:
  evidence from the Catalonian health care providers


                   Greta Nasi
      SDA Bocconi School of Management
                                   1
Agenda

• EMR systems: an impact assessment model

• The model’s methods for data collection

• Evidence from the Catalonian Health Providers

• Discussion and conclusions
Relevance of impacts of EMR
systems
• Healthcare efficiency and effectiveness is becoming
  increasingly   dependent         on     information   and
  communication technologies
• EMR systems promise to improve health care quality
  to advance inter-organizational integration and data
  sharing across different health care providers, and to
  empower patients through greater access to personal
  data
• However the variety and heterogeneity of potential
  impacts described in literature has not been framed into a
  comprehensive assessment model able to capture all
  relevant dimensions of EMR impacts on health care
  performance
The framework’s main dimensions
Efficiency includes impacts on the level of efficiency of internal processes
which the application of the electronic medical record system has
produced or will produce in the future in terms of time and cost savings
and quality of information;

Effectiveness includes impacts in terms of improvement of the
organisation as a whole measured as process integration, organizational
effectiveness, risk management and better care processes;

Quality of service includes impacts on the overall care process, taking
into account its performance, the continuity of care and the degree of
empowerment of the patient;

Clinical Governance comprises the group of effects produced in terms of
organisational culture, capacity for change as well as overall clinical
performance.
The EMR assessment framework
                  Time savings



   Efficiency     Cost efficiency


                  Information Quality


                  Improvement of diagnostic and
                  therapeutic activities
                                                   Service
                  Risk Management                   Value
  Effectiveness
                  Effectiveness of processes

                  Organizational effectiveness
                                                    Patient
                                                  Empowerment
                  Patient Empowerment
                                                  Efficiency of
                  Quality of service                   care
   Quality of
    service       Continuity of care                Quality
                                                  Improvement
                  Quality systems


                  Accountability

                  Information management
    Clinical
  Governance      Strategic management


                  Clinical Audit
Managing complexity




       Patient workflow

                                  .




                          Diffusion
Methods for data collection

A mix of quali-quantitive methods have been defined and
used for data collection. Here is a summary of the
methodology adopted:
“Self-completion questionnaires”, concerning information about the EMR
system implementation which include:
        • An assessment of the organization’s context;
        • The status of EMR system implementation and its functionalities;
        • Organizational impacts based on the four dimensions perceived by main
          stakeholders including physicians, nurses, CIOs and controllers, Boards,
          patients
Semi-structured interview schemes to be used to interview key actors of
the EMR system’ implementation project;
Document scrutiny and analysis of other relevant information, as
organizational and strategic documents, study reports
Some assumptions

                    EMR system        After 1 year of EMR   After 6 years of EMR   ……. LONG RUN
Pre-EMR system
                                      sys implementation    sys implementation
                    Go Live




                 Efficiency


                                 Effectiveness


                                                     Quality of service


                                                            Clinical governance
Data Collection
• A pilot data collection was carried out during in 2009
  (March – September) in Italy and Spain to:
       • Test the framework and methods;
       • Compare impact of EMR of new comers and
         pioneers.

• An extensive data collection was carried out in 2010
  to assess the impacts of EMR among Catalonian
  healthcare provider:
      • 5 Hospitals and 10 primary care centers
        involved, selected based on network analysis
      • Data collection: March to December 2010.
Organizations involved in the
research
Data about respondents
• Three main specialties were interviewed (*):
      • Cardiology;
      • Gastroenterology;
      • Pneumology
     (*) Internal Medicine for Hospital General de l’Hospitalet

• A total of 220 questionnaires were retrieved:
      • 109 from Physicians;
      • 111 from Nurses.
• Data was gathered, based on network analysis,
  balancing hospital and “their” primary care centers
Findings: an overlook

                  Catalonian Hospitals                                 Catalonian Primary Care Centers



                            EFFICIENCY
                                                                                  EFFICIENCY
     Hospitals
                                 10                     Primary Care
                                 8                                                     10
                               4,7                      Centers
                                 6                                                     8
                                                                                     5,2
                                 4                                                     6
                                 2                                                     4
CLINICAL GOVERNANCE   4,9        0       5,2   EFFECTIVENESS                           2
                                                    CLINICAL GOVERNANCE     5,9        0       6,8   EFFECTIVENESS

                               4,7
                                                                                     5,5


                      QUALITY OF SERVICE
                                                                             QUALITY OF SERVICE
EMR impact:
comparing Italian and Catalonian cases
 ITALIAN HEALTH PROVIDERS               CATALONIAN HEALTH PROVIDERS




                                                            EFFICIENCY


                                                                 10

                                                                 8

                                                               5,0
                                                                 6

                                                                 4

                                                                 2

                            CLINICAL GOVERNANCE   5,4            0           6,0   EFFECTIVENESS




                                                               5,1




                                                        QUALITY OF SERVICE
Findings: Efficiency

                                                                           In the long run, quality of
                                      Time saving                           the information prevails in
                                           10
                                                                            terms of efficiency mainly
                                                                            due to of its clearness and
      Hospitals
      Primary Care Centers
                                           8                                completeness.
                                           6
                                                                           Lower perception of time
                                          3,8
                                            4                               and costs savings might be
                                          3,7                               due to the routinization of
                                            2
                                                                            the EMR in the
                                           0                                respondents’ activities.
                             5,4
                                4,3                 6,3
                                                    6,2


Cost reduction                                            Information quality
Findings: Effectiveness                                                          Great enthusiasm for EMR
                                                                                    enhancement of diagnostic
                                                                                    and therapeutic activities is
                                                                                    enthusiastic in primary care
                                                                                    centers thanks to more
                                                                                    complete and reliable
                Improvement of diagnostic and therapeutic activities                information.
                                           10                                  •    Hospitals' clinicians find that
   Hospitals
                                         7,1
                                           8                                        EMR does not necessarily
   Primary Care Centers                  5,6
                                           6                                        contribute to reduction in the
                                           4                                        number of clinical errors.
                                           2
                                 4,3               5,2
Risk Management           7,1              0             6,0      Organizational effectiveness



                                         5,8                                   •    Overall, organizational and
                                                                                    process is affected by the
                                         7,0                                        enthusiasm about the
                                                                                    standardization of processes,
                                                                                    and interchange of
                                Process effectiveness                               information among hospital
                                                                                    departments and primary
                                                                                    care centers.
Findings: Quality of service
                                                                                            Respondents appreciate
                                                                                             the integration of the
                                   Patient empowerment                                       clinical information
                                                                                             systems and the all-day
                                                10
        Hospitals                                                                            accessibility to the EMR.
        Primary Care Centers                    8

                                                6
                                              3,8
                                                4
                                              2,2                                           Patient empowerment
                                                2
                                 6,0                        4,8
                                                                                             was not a priority in EMR
Quality of service             5,8              0                 6,3   Quality system       implementation in
                                                                                             Catalonia, this explains
                                                                                             the results: patients
                                              5,7                                            cannot access their EMR.
                                              6,2




                                       Continuity of care
Findings: Clinical Governance
                                                                         Increased levels of
                                                                          accountability and good
                                                                          project management of the
                                        Accountability
                                                                          EMR - including training – is
                                               10                         appreciated by the health
                                               8
                                             6,8
                                                                          care providers that took part
     Hospitals
     Primary Care Centers
                                                                          in the study.
                                               6
                                             6,0
                                               4

                                               2

Information management      6,3                0          3,9   Clinical audit
                                  4,6               3,4



                                                                         There is a need for a new
                                             5,7                          wave of EMR to enhance how
                                             6,7
                                                                          information is displayed
                                                                         Clinical audit is effected by
                                  Strategic management                    number of claims that health
                                                                          care providers still face.
Discussion and conclusion 1/3
• Overall the analysis shows positive impacts of
  EMR on organizational performance

• Hospitals and Primary care centers show
  differences in results due to their different focus,
  degree of complexity and mission

• The more time has elapsed since the EMR
  implementation, the more evident is the evolution
  in impact perceived

• Different EMR implementation approaches have
  an overall effect on organization performance
  results
Discussion and conclusion 2/3
• Overall, Catalonian health care providers state that
  EMR contributes to:
  • More reliable, comprehensive and complete
    information about patient health history;
  • Standardized,      integrated    and      efficient
    processes;
  • Continuity      of    care     and      enhanced
    communication;
  • Holding people more accountable for their
    activities

   This leads to greater organizational effectiveness
Discussion and conclusion 3/3

• Short term impacts tend to be forgotten and taken for
  granted

• Some less enthusiastic respondents actually look
  forward to new developments of the EMR systems

• Key actors are willing to further steps in ehealth

• A systematic assessment of EMR and complex
  ehealth projects’ impacts might suggest the nature
  and direction of health care providers’ priorities and
  future strategies

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Impacts of EMR on healthcare performance: an assessment framework and evidence from the Catalonian health providers

  • 1. Impacts of EMR on healthcare performance: evidence from the Catalonian health care providers Greta Nasi SDA Bocconi School of Management 1
  • 2. Agenda • EMR systems: an impact assessment model • The model’s methods for data collection • Evidence from the Catalonian Health Providers • Discussion and conclusions
  • 3. Relevance of impacts of EMR systems • Healthcare efficiency and effectiveness is becoming increasingly dependent on information and communication technologies • EMR systems promise to improve health care quality to advance inter-organizational integration and data sharing across different health care providers, and to empower patients through greater access to personal data • However the variety and heterogeneity of potential impacts described in literature has not been framed into a comprehensive assessment model able to capture all relevant dimensions of EMR impacts on health care performance
  • 4. The framework’s main dimensions Efficiency includes impacts on the level of efficiency of internal processes which the application of the electronic medical record system has produced or will produce in the future in terms of time and cost savings and quality of information; Effectiveness includes impacts in terms of improvement of the organisation as a whole measured as process integration, organizational effectiveness, risk management and better care processes; Quality of service includes impacts on the overall care process, taking into account its performance, the continuity of care and the degree of empowerment of the patient; Clinical Governance comprises the group of effects produced in terms of organisational culture, capacity for change as well as overall clinical performance.
  • 5. The EMR assessment framework Time savings Efficiency Cost efficiency Information Quality Improvement of diagnostic and therapeutic activities Service Risk Management Value Effectiveness Effectiveness of processes Organizational effectiveness Patient Empowerment Patient Empowerment Efficiency of Quality of service care Quality of service Continuity of care Quality Improvement Quality systems Accountability Information management Clinical Governance Strategic management Clinical Audit
  • 6. Managing complexity Patient workflow . Diffusion
  • 7. Methods for data collection A mix of quali-quantitive methods have been defined and used for data collection. Here is a summary of the methodology adopted: “Self-completion questionnaires”, concerning information about the EMR system implementation which include: • An assessment of the organization’s context; • The status of EMR system implementation and its functionalities; • Organizational impacts based on the four dimensions perceived by main stakeholders including physicians, nurses, CIOs and controllers, Boards, patients Semi-structured interview schemes to be used to interview key actors of the EMR system’ implementation project; Document scrutiny and analysis of other relevant information, as organizational and strategic documents, study reports
  • 8. Some assumptions EMR system After 1 year of EMR After 6 years of EMR ……. LONG RUN Pre-EMR system sys implementation sys implementation Go Live Efficiency Effectiveness Quality of service Clinical governance
  • 9. Data Collection • A pilot data collection was carried out during in 2009 (March – September) in Italy and Spain to: • Test the framework and methods; • Compare impact of EMR of new comers and pioneers. • An extensive data collection was carried out in 2010 to assess the impacts of EMR among Catalonian healthcare provider: • 5 Hospitals and 10 primary care centers involved, selected based on network analysis • Data collection: March to December 2010.
  • 11. Data about respondents • Three main specialties were interviewed (*): • Cardiology; • Gastroenterology; • Pneumology (*) Internal Medicine for Hospital General de l’Hospitalet • A total of 220 questionnaires were retrieved: • 109 from Physicians; • 111 from Nurses. • Data was gathered, based on network analysis, balancing hospital and “their” primary care centers
  • 12. Findings: an overlook Catalonian Hospitals Catalonian Primary Care Centers EFFICIENCY EFFICIENCY Hospitals 10 Primary Care 8 10 4,7 Centers 6 8 5,2 4 6 2 4 CLINICAL GOVERNANCE 4,9 0 5,2 EFFECTIVENESS 2 CLINICAL GOVERNANCE 5,9 0 6,8 EFFECTIVENESS 4,7 5,5 QUALITY OF SERVICE QUALITY OF SERVICE
  • 13. EMR impact: comparing Italian and Catalonian cases ITALIAN HEALTH PROVIDERS CATALONIAN HEALTH PROVIDERS EFFICIENCY 10 8 5,0 6 4 2 CLINICAL GOVERNANCE 5,4 0 6,0 EFFECTIVENESS 5,1 QUALITY OF SERVICE
  • 14. Findings: Efficiency  In the long run, quality of Time saving the information prevails in 10 terms of efficiency mainly due to of its clearness and Hospitals Primary Care Centers 8 completeness. 6  Lower perception of time 3,8 4 and costs savings might be 3,7 due to the routinization of 2 the EMR in the 0 respondents’ activities. 5,4 4,3 6,3 6,2 Cost reduction Information quality
  • 15. Findings: Effectiveness  Great enthusiasm for EMR enhancement of diagnostic and therapeutic activities is enthusiastic in primary care centers thanks to more complete and reliable Improvement of diagnostic and therapeutic activities information. 10 • Hospitals' clinicians find that Hospitals 7,1 8 EMR does not necessarily Primary Care Centers 5,6 6 contribute to reduction in the 4 number of clinical errors. 2 4,3 5,2 Risk Management 7,1 0 6,0 Organizational effectiveness 5,8 • Overall, organizational and process is affected by the 7,0 enthusiasm about the standardization of processes, and interchange of Process effectiveness information among hospital departments and primary care centers.
  • 16. Findings: Quality of service  Respondents appreciate the integration of the Patient empowerment clinical information systems and the all-day 10 Hospitals accessibility to the EMR. Primary Care Centers 8 6 3,8 4 2,2  Patient empowerment 2 6,0 4,8 was not a priority in EMR Quality of service 5,8 0 6,3 Quality system implementation in Catalonia, this explains the results: patients 5,7 cannot access their EMR. 6,2 Continuity of care
  • 17. Findings: Clinical Governance  Increased levels of accountability and good project management of the Accountability EMR - including training – is 10 appreciated by the health 8 6,8 care providers that took part Hospitals Primary Care Centers in the study. 6 6,0 4 2 Information management 6,3 0 3,9 Clinical audit 4,6 3,4  There is a need for a new 5,7 wave of EMR to enhance how 6,7 information is displayed  Clinical audit is effected by Strategic management number of claims that health care providers still face.
  • 18. Discussion and conclusion 1/3 • Overall the analysis shows positive impacts of EMR on organizational performance • Hospitals and Primary care centers show differences in results due to their different focus, degree of complexity and mission • The more time has elapsed since the EMR implementation, the more evident is the evolution in impact perceived • Different EMR implementation approaches have an overall effect on organization performance results
  • 19. Discussion and conclusion 2/3 • Overall, Catalonian health care providers state that EMR contributes to: • More reliable, comprehensive and complete information about patient health history; • Standardized, integrated and efficient processes; • Continuity of care and enhanced communication; • Holding people more accountable for their activities This leads to greater organizational effectiveness
  • 20. Discussion and conclusion 3/3 • Short term impacts tend to be forgotten and taken for granted • Some less enthusiastic respondents actually look forward to new developments of the EMR systems • Key actors are willing to further steps in ehealth • A systematic assessment of EMR and complex ehealth projects’ impacts might suggest the nature and direction of health care providers’ priorities and future strategies