2. The strength of WE empowers the network of ME
Our Team
• Industry veterans
Our Clients
• Wealth advisors consisting of registered
representatives and registered investment
advisors (RIAs)
Our Advantage
• Access to best-in-class products, services,
and support
• Community of advisors for collaboration
• Help capture the elusive Economies of scale
• Greater operational efficiencies
• Decreased expenses
• Increased earnings
• Greater business and enterprise value
• Membership benefits
We are a Wealth Advisor FinTech membership organization that provides advisor
members exclusive access to a fully integrated shared services technology platform
designed to maximize outcomes for advisors and their clients.
Shared
Services
Chalice ft
Platform
Wealth
Advisors
Broker
Dealer
Capital
Solutions
Alt
Investments
Chalice Wealth Partners
3. We offer a Software-as-a Service (SaaS) model to Wealth Advisors – we aggregate and integrate all of
the Chalice companies along with products and services needed for advisors to run their business
more efficiently and profitably through Chalice ft – FinTech platform.
Chalice Revenue Model
Chalice ft – Advisor Technology Platform – Single Sign-On
Chalice Capital
Partners
Chalice Wealth
Advisors
Chalice Enterprise
Solutions
Chalice Capital
Solutions
Chalice Family
Office
We receive % of revenue, commission split, placement fees, revenue sharing and subscription fees
4. Business Solutions Advisor Solutions
Chalice Enterprise
Solutions LLC
Capital Solutions Chalice Financial
Technologies LLC
Chalice Wealth
Advisors LLC
Chalice Capital
Partners LLC
Corporate Shared
Services
FinTech Platform Alt Investment
Member Network Distribution
Network
RIA Friendly Broker
Dealer
White Label TAMP
RIA Affiliation
Chalice Ecosystem
5. Chalice Wealth Partners, LLC
• Holding company that owns and operates multiple businesses as part of the wealth management
ecosystem and Chalice FinTech platform
Chalice Financial Technology, LLC
• Integrated FinTech platform for all Chalice companies and products & services for RRs and RIAs
Chalice Capital Partners, LLC (aka Niagara International Capital Limited – NICL)
• Full Service Securities Brokerage and Investment Bank serving RRs and Investment Bankers (IB)
Chalice Wealth Advisors, LLC
• Registered Investment Advisor and Turn Key Asset Management Platform (TAMP)
Chalice Enterprise Solutions, LLC
• Corporate shared services for small business financial services companies and RIAs
Chalice Overview
6. A vast network of critical and core advisor resources, tools and services in a single, unified setting
available on multiple devices with a single sign-on.
Collective buying power of a membership organization.
Access to best-in-class solutions that are available on an a la carte basis – optionality to select only
the products and services that are important to the advisor and the advisor clients.
Access to resources that enable independent advisors to achieve efficiencies and economies of scale
typical of larger firms and wirehouses.
Assures advisors the latest, most competitive solutions and most cost effective way to render
excellent service to their clients.
Value Proposition Summary
7. Amount
$3,000,000
Investment Structure
Cumulative Convertible Preferred
Units
6% Cumulative Dividend
Unit Price
$3.40
Conversion Option
3 Years
Pre-money Valuation $7 - $10
million
Series A Convertible Preferred Units convertible on a formula basis into the Company’s Common Units. During
the first 5 years until the Conversion Ratio can be calculated, the Series A Preferred Units will be considered on
a one-to-one basis.
The Offering
Capital Needs
G&A $1,250,000
ft Platform $500,000
Working Capital $650,000
Marketing $300,000
Total $2,700,000