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Original Article
Relationship between side of hemiparesis and
functional independence using activities of daily
living index
Neetu Rani Dhiman a,*
, Girdhari Lal Shah a
, Deepika Joshi b
,
Vyom Gyanpuri c
a
Department of Anatomy, Institute of Medical Sciences, Banaras Hindu University, Varanasi, Uttar Pradesh, India
b
Department of Neurology, Institute of Medical Sciences, Banaras Hindu University, Varanasi, Uttar Pradesh, India
c
Kings Physiotherapy Clinic, Varanasi, Uttar Pradesh, India
a r t i c l e i n f o
Article history:
Received 29 April 2014
Accepted 9 October 2014
Available online xxx
Keywords:
Stroke
Barthel (ADL) Index
Hemiparesis
a b s t r a c t
Introduction: Stroke is the third most common cause of death in the Western Hemisphere
and the most common cause of adult disability and balance problems. The purpose of this
study was to find the relation between dependency of performing functional activities of
daily living (ADL) with side of hemiparesis in patients with stroke using Barthel Index.
Materials and methods: This was a study of 130 patients with onset of first stroke in their life.
Barthel (ADL) Index was used to assess functional ability and independence of stroke pa-
tients. The Barthel Index consists of 10 items assessing the ability to achieve certain ac-
tivities without assistance. This scale gives a score between 0 and 20 in one point
increments. The top score of 20 implies functional independence (slight dependency), not
necessarily normality. Patients were divided into 5 categories according to their score:
totally dependent (0e4), severely dependent (5e9), moderately dependent (10e14), mildly
or slightly dependent (15e19) and independent (20). Then, we analyzed the results to find
the relation between side of hemiparesis and functional independence.
Results: Of 130 patients with stroke, 61 patients were having right-sided hemiparesis and 69
had left sided. Out of 69 patients with left-sided hemiparesis, 16 were independent (mildly
and moderately dependent) and out of 61 with right-sided hemiparesis, 35 were inde-
pendent (mildly and moderately dependent). Cross tabulation and chi-square tests
revealed significant relationship between side of hemiparesis and functional independence
in patients with stroke (c2
¼ 18.779, p < 0.001). Phi-square test value (0.380) is also signif-
icant (p < 0.001).
Discussions: This suggests that side of hemiparesis/weakness could be taken into consid-
eration as a factor in functional independence assessment and further retraining of
hemiparetic stroke survivors. Strong relationship exists between side of hemiparesis and
functional independence in patients with stroke.
Copyright © 2014, Anatomical Society of India. Published by Reed Elsevier India Pvt. Ltd. All
rights reserved.
* Corresponding author. Tel.: þ91 8765759806.
E-mail address: gyanpurineetu@gmail.com (N.R. Dhiman).
Available online at www.sciencedirect.com
ScienceDirect
journal homepage: www.elsevier.com/locate/jasi
j o u r n a l o f t h e a n a t o m i c a l s o c i e t y o f i n d i a x x x ( 2 0 1 4 ) 1 e6
Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence
using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
http://dx.doi.org/10.1016/j.jasi.2014.10.002
0003-2778/Copyright © 2014, Anatomical Society of India. Published by Reed Elsevier India Pvt. Ltd. All rights reserved.
1. Introduction
Stroke is the third most common cause of death in the
Western Hemisphere and the most common cause of adult
disability; of the survivors, about 50% will have a significant
long-term disability.1
Balance problems are thought to be
common after stroke, and they have been implicated in the
poor recovery of activities of daily living (ADL) and mobility
and an increased risk of falls.2e5
Stroke often results in impaired balance. Balance is
essential for optimal functioning of the locomotor system and
the performance of many activities of daily living. Accurate
evaluation of balance is important for prescribing appropriate
mobility aids, determining the most effective treatment in-
terventions, and identifying safe and unsafe activities after
stroke. Because balance changes over time after stroke, it is
also important to have a quantifiable measure that clinicians
can use to monitor these changes and adjust treatment
accordingly.6
Hemiparesis is the most frequent neurological deficit after
stroke. Hemiparesis is weakness on one side of the body.
Hemiparetic stroke patients frequently present balance ab-
normalities. Balance problems in hemiparetic patients after
stroke can be caused by different impairments in the physio-
logical systems involved in postural control, including sensory
afferents, movement strategies, biomechanical constraints,
cognitive processing, and perception of verticality.5,7
Two main mechanisms result in stroke. Strokes can be
ischemic, the result of a thrombus, embolism or conditions
that produce low systemic perfusion pressures. The resulting
lack of cerebral blood flow (CBF) deprives the brain of needed
glucose and oxygen, disrupts cellular metabolism and leads to
injury and death of tissues (Infarction). Strokes can also be
hemorrhagic, with abnormal bleeding into extra vascular
areas of the brain secondary to aneurysm or trauma. Hem-
orrhage results in increased intracranial pressures with injury
to brain tissues and restriction of distal blood flow.8
A severe stroke will cause the absence of righting and
equilibrium reactions; however, after a mild stroke, these re-
actions are present but decreased in quality and timing or
delayed. Good sitting balance is a prerequisite for functional
transfers, standing balance, and ambulation of stroke pa-
tients. Visual, proprioceptive, vestibular, and auditory input
are important to help a patient regain good sitting balance.9
Sitting balance is not a functional activity, but the ability to
maintain or attain sitting balance is believed to be necessary to
perform functional activities such as dressing and transferring
and eating in a seated position. Sitting balance is a crucial
component to perform ADL.10e13
Some studies have found that
sitting balance at an early stage could predict activities of daily
living outcome at a late stage in patients after a stroke.10e15
Outcome of mobility one year after stroke can be predicted
validly by including functional status, sitting balance,
moment of admission to the rehabilitation centre after stroke
onset and age.16
Age, sitting balance and bowel control were predictive
factors for the walking item of the Barthel Index (BI) at
discharge from the hospital.16
The Barthel Activities of Daily Living Index is used to assess
the functional ability and independence of chronically ill pa-
tients with neuromuscular or musculoskeletal disorders dur-
ing inpatient rehabilitation. It comprises scores for feeding,
mobility, personal care, ambulation or wheelchair skills,
bowel and bladder abilities, and dressing skills.17
In this paper we present a study aimed at providing evi-
dence concerning interhemispheric differences in controlling
the functional independence of patients with stroke, not only
for simple motor functions but also for the patient's ability to
achieve those functional motor skills which are part of the
normal behavior necessary for an individual to function
independently in our society.
2. Materials and methods
This study was performed on 130 patients having right-sided
dominancy with stroke and hemiparesis. Patients were
recruited from the Department of Neurology, Sir Sunderlal
Hospital, Banaras Hindu University, Varanasi according to
inclusion and exclusion criteria after signing the informed
consent form. Inclusion criteria: (1) Confirmed diagnosis of
hemiparesis secondary to first cerebrovascular attack in their
life. (2) Medically stable and able to give informed consent. (3)
No other documented vestibular, orthopedic disorder and
previous motor disability that can affect balance. (4) Both
genders included. (5) Stroke onset within 7 days before
assessment. We excluded volunteers if they had Subarach-
noid hemorrhage diagnosed using laboratory tests, unable to
understand simple verbal instructions or having Mini Mental
Status Examination (MMSE) <23 and subjects taking any
drugs currently causing dizziness, drowsiness and light
headedness.
2.1. Instruments
2.1.1. Barthel (ADL) Index
Barthel (ADL) Index was used to assess functional ability and
independence of stroke patients. The Barthel Index consists of
10 items assessing the ability to achieve certain activities
without assistance. It evaluates the ability of feeding, moving
from wheelchair to bed and returning, doing personal toilet,
getting on and off toilet, bathing self, walking on level surface,
ascending and descending stairs, dressing, controlling bowels
and controlling bladder. Scoring ranges from 0 (completely
dependent) to 20 (completely independent). Patients scoring
20 points could have abilities ranging from barely being able to
perform the activities of daily living to being able to earn a
salary in skilled employment. Therefore, patients can
continue to improve after scoring 20 points. Similarly, the
patient scoring 0 can emerge from a coma and be conscious
though helpless in bed without a change in his score.
Although abilities of patients with scores at either end of the
scale can vary considerably, the functioning of patients with
identical intermediate scores differs less. The lower the pa-
tient's score, the more severe is his physical impairment; a rise
in score indicates an improvement in his physical
functioning.18e20
journal of the anatomical society of india xxx (2014) 1e62
Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence
using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
2.1.2. Procedure
Patients were recruited from the Department of Neurology, Sir
Sunderlal Hospital, Banaras Hindu University according to
inclusion and exclusion criteria. Informed Consent form was
obtained from each patient to avoid any ethical issue. Sam-
pling method used was purposive non-probability sampling.
Complete neurological examination (Table 1) of each subject
was done for which we obtained a complete assessment form.
We took the Manual Muscle Testing (MMT) Score so that we
can come to know the exact state of muscle power of the
patients. Assignment of the patients to be hemiparetic was
based on the severity of paralysis that is patients having MMT
score 2e4. All the radiological medical reports of the patients
were analyzed. Side of hemiparesis and type of stroke were
determined after studying the reports weather it is
hemorrhagic or ischemic stroke. Functional ability and inde-
pendence of the patients was determined within one week of
patients' admission to the hospital by using the Barthel Index
for activities of daily living (ADL). This scale gives a score be-
tween 0 and 20 in one point increments. The top score of 20
implies functional independence (slight dependency), not
necessarily normality. Patients were divided into 5 categories
according to their score: totally dependent (0e4), severely
dependent (5e9), moderately dependent (10e14), mildly or
slightly dependent (15e19) and independent (20). Information
about function was recorded for the 24 h before the assess-
ment, and was taken from the best available source (for
example, nurses, relatives, and the patient). Patients were not
asked to demonstrate ability on each item instead they
demonstrated what they do.19,20
Table 1 e Complete neurological examination.
NAME-
DATE-
AGE-
GENDER-
HANDEDNESS-
OCCUPATION BEFORE THE ONSET-
ADDRESS-
PNONE NO-.
DATE AND MODE OF ONSET (sudden or gradual)-…………
…………………………………………………………………..
Family history
Similar symptoms among relatives
Vital signs
Temprature
Blood pressure
Respiratory rate
Complaints
Pain
Weakness
External appliances
Catheter
IV lines
Drainage tubes
Aphasia (expressive, receptive)
Agnosia (visual, auditory)
Anosagnosia
ADL Difficulty
Ambulation difficulty
Bed activity diffulty
Dressing difficulty
Eating difficulty
Toilet activities difficulty
Cranial nerve examination
Associating Symptoms
Headache
Nausea
Vomiting
Seizures
Sensory disturbance if any
Motor examination
Normal
Hypotonic
Hypertonic
Past Medical History
Onset of present illness:
Infection
Fever
Weight loss
History of:
Diabetes mellitus
Hypertention
Trauma/injury
HOSPITALIZATIONS
OPERATIONS
MEDICATIONS
Personal History
Personal habits:
Smoking
Alcohol
Marital status:
Married
MMT Grading
MUSCLE
GROUP
0 1 2 3 4 5
Shoulder flexors
Shoulder extensors
Shoulder abductors
Shoulder adductors
Elbow flexors
Elbow extensors
Wrist flexors
Wrist extensors
Hip flexors
Hip extensors
Hip abductors
Hip adductors
Hip internal rotators
Hip external rotators
Knee flexors
n.r. dhiman et al. / relationship between side of hemiparesis and functional independence 3
Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence
using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
2.2. Data analysis
The data was analyzed by using Statistical Package of Social
Science-SPSS software (version 16) for windows. The arith-
metic mean and standard deviation of the age of patients was
calculated. Relationship between side of hemiparesis and
functional (ADL) independence was analyzed using cross
tabulation and Chi-Square test was used to find whether the
results were statistically significant or not. The strength of
this relationship was calculated using phi-square test. The
significant level was set at 5% (p  0.05).
3. Results
Table 2 summarizes the mean and standard deviation of age
of patients and number of patients with hemorrhagic stroke
and ischemic stroke. Cross tabulation and chi-square revealed
strong relationship between side of hemiparesis and
functional (ADL) independence in patients with stroke
(c2
¼ 18.779, p  0.001). Phi-square test value (0.380) is also
significant (p  0.001).
Of 130 patients, 78 were male and 52 were female and 69
were having left-sided hemiparesis and 61 were having right-
sided hemiparesis. Out of 69 patients with left-sided hemi-
paresis, 16 were independent (mildly and moderately depen-
dent) and out of 61 with right-sided hemiparesis, 35 were
independent (mildly and moderately dependent) (Table 3).
4. Discussion
In this study, we investigated the relationship between side of
hemiparesis and level of functional independence in ADL. We
found that patients with left-sided hemiparesis were more
dependent functionally than patients with right-sided hemi-
paresis. That means patients with right-sided hemiparesis
were functionally independent. This suggests that side of
Knee extensors
Planter flexors
Dorsiflexors
REFLEXES
Absent Diminished Normal Exaggerated
Biceps
Knee
Patellar
MINI-MENTAL STATUS EXAMINATION
Orientation
5 ( ) What is the (year) (season) (date) (day) (month)?
5 ( ) Where are we (state) (country) (town) (hospital) (floor)?
Registration (Immediate memory)
3 ( ) Name 3 objects: 1 second to say each. Then ask the patient all 3 after
you have said them. Give 1 point for each correct answer.
Then repeat them until he/she learns all 3. Count trials and record.
Trials ___________
Attention and Calculation
5 ( ) Serial 7’s. 1 point for each correct answer. Stop after 5 answers.
Alternatively spell “world” backward. WORLD
Recall (short-term memory)
3 ( ) Ask for the 3 objects repeated above. Give 1 point for each correct
answer.
Language
2 ( ) Name a pencil and watch.
1 ( ) Repeat the following “No ifs, ands, or buts”
3 ( ) Follow a 3-stage command:
“Take a paper in your hand, fold it in half, and put it on the floor.”
1 ( ) Read and obey the following: CLOSE YOUR EYES
1 ( ) Write a sentence.
1 ( ) Copy the design shown.
Total Score - /30
THE BARTHEL INDEX
Bowels
0 = incontinent (or needs to be given enemata)
1 = occasional accident (once/week)
2 = continent
Bladder
0 = incontinent, or catheterized and unable to manage
1 = occasional accident (max. once per 24 hours)
2 = continent (for over 7 days)
Grooming
0 = needs help with personal care
1 = independent face/hair/teeth/shaving (implements
provided)
Toilet use
0 = dependent
1 = needs some help, but can do something alone
2 = independent (on and off, dressing, wiping)
Feeding
0 = unable
1 = needs help cutting, spreading butter, etc.
2 = independent (food provided within reach)
Transfer
0 = unable – no sitting balance
1 = major help (one or two people, physical), can sit
2 = minor help (verbal or physical)
3 = independent
Mobility
0 = immobile
1 = wheelchair independent, including corners, etc.
2 = walks with help of one person (verbal or physical)
3 = independent (but may use any aid, e.g., stick)
Dressing
0 = dependent
1 = needs help, but can do about half unaided
2 = independent (including buttons, zips, laces, etc.)
Stairs
0 = unable
1 = needs help (verbal, physical, carrying aid)
2 = independent up and down
Bathing
0 = dependent
1 = independent (or in shower)
Total Score:
journal of the anatomical society of india xxx (2014) 1e64
Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence
using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
hemiparesis is related to the independence in activities of
daily living and can be taken into consideration as a factor in
assessment of functional (ADL) independence and further
retraining of stroke survivors. M Kotila et al21
did a study to
analyze the influence of different neurological and neuro-
psychological deficits, as well as the influence of premorbid
factors, on the outcomes at specific points in time. They found
that patients with right hemispheric lesion did not differ
functionally from patients with left hemispheric lesion. Re-
sults of this study are not in support with the outcome of our
study and the reason might be the measure of ADL assess-
ment as they haven't used any specific and reliable method for
ADL assessment while we have used a very reliable and valid
scale.
M Kaste and O Waltimo22
did a study on the Prognosis of
patients with MCA (middle cerebral artery) occlusion and they
reported that left-sided occlusion of the MCA was more
common among those who were able to return to work, and
right-sided occlusion among those who required assistance in
ADL. Results of this study are in support to that of our study.
Marquardsen23
suggested the reason for this was that the le-
sions of the right hemisphere affect the functions of visuo-
motor, temporal and spatial concepts that are responsible
maintaining balance and also for a number of functional ac-
tivities of our day to day life. Our findings are also similar to
the findings of Lehman24
who reported that patients with right
hemispheric lesions have less favorable functional outcomes
than patients with left hemispheric lesions.
5. Conclusion
Out of the 130 patients whose records we examined, 69 were
having left-sided hemiparesis and 61 were having right-sided
hemiparesis. Out of 69 patients with left-sided hemiparesis, 16
were independent (mildly and moderately dependent) and out
of 61 with right-sided hemiparesis, 35 were independent
(mildly and moderately dependent). Patients with right-sided
hemiparesis were independent functionally. So, it can be
clearly concluded that there is a strong relationship exists
between functional independence of patients and their side of
hemiparesis.
Conflicts of interest
All authors have none to declare.
r e f e r e n c e s
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2. Tyson SF, Hanley M, Chillala J, Selley A, Tallis RC. Balance
disability after stroke. Phys Ther. 2006;86:30e38.
3. Loewen S, Andeson BA. Predictors of stroke outcome using
objective measurement scales. Stroke. 1990;21:78e81.
4. Kwakkel G, Wagenaar RC, Kollen BJ, Lankhorst GJ. Predicting
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5. Lamb SE, Ferrucci L, Volapto S, Fried LP, Guralnik JM. Risk
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Angular biofeedback device for sitting balance of stroke
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Table 2 e Characteristics of hemiparetic patients whose
chart descriptions of functional (ADL) independence were
examined.
Type of stroke Men Women Total Age
(Mean ± SD)
Right-sided
hemiparesis
36 25 61 56.8 ± 13.7
Left-sided
hemiparesis
42 27 69 57.7 ± 13.8
Table 3 e Relationship between side of hemiparesis and
functional (ADL) independence.
Barthel Index Side of
hemiparesis
Total
Right Left
0e4 (totally
dependent)
Count 14 35 49
% within BI_score 28.6% 71.4% 100%
% within side
of hemiparesis
23.0% 50.7% 37.7%
% of total 10.8% 26.9% 37.7%
5e9 (severely
dependent)
Count 12 18 30
% within BI_score 40.0% 60.0% 100%
% within side
of hemiparesis
19.7% 26.1% 23.1%
% of total 9.2% 13.8% 23.1%
10e14 (moderately
dependent)
Count 21 13 34
% within BI_score 61.8% 38.2% 100%
% within side
of hemiparesis
34.4% 18.8% 26.2%
% of total 16.2% 10.0% 26.2%
15e19 (slightly
dependent)
Count 14 3 17
% within BI_score 82.4% 17.6% 100%
% within side
of hemiparesis
23.0% 4.3% 13.1%
% of total 10.8% 2.3% 13.1%
Total Count 61 69 130
% within BI_score 46.9% 53.1% 100%
% within side
of hemiparesis
100% 100% 100%
% of total 46.9% 53.1% 100%
c2
¼ 18.8, p  0.001.
ADL ¼ Activities of Daily Living.
n.r. dhiman et al. / relationship between side of hemiparesis and functional independence 5
Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence
using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
11. Case-Smith J, Fisher AG, Bauer D. An analysis of the
relationship between proximal and distal motor control. Am J
Occup Ther. 1989;43:657e662.
12. Hsieh CL, Sheu CF, Hsueh IP, Wang CH. Trunk control as an
early predictor of comprehensive activities of daily living
function in stroke patients. Stroke. 2002;33:2626e2630.
13. Nichols DS, Miller L, Colby LA, Pease WS. Sitting balance: its
relation to function in individuals with hemiparesis. Arch
Phys Med Rehabil. 1996;77:865e869.
14. Franchignoni FP, Tesio L, Ricupero C, Martino MT. Trunk
control test as an early predictor of stroke rehabilitation
outcome. Stroke. 1997;28:1382e1385.
15. Sandin KJ, Smith BS. The measure of balance in sitting in
stroke rehabilitation prognosis. Stroke. 1990;21:82e86.
16. Van de Port IG, Kwakkel G, Schepers VP, Lindeman E.
Predicting mobility outcome one year after stroke: a
prospective cohort study. J Rehabil Med. 2006;38:218e223.
17. Richards SH, Peters TJ, Coast J, Gunnell DJ, Darlow MA,
Pounsford J. Inter-rater reliability of the Barthel ADL index:
how does a researcher compare to a nurse? Clin Rehabil.
2000;14:72e78.
18. Wylie CM. Measuring end results of rehabilitation of patients
with stroke. Public Health Rep. 1967;82:893e898.
19. Wade DT, Hewer RL. Functional abilities after stroke:
measurement, natural history and prognosis. J Neurol
Neurosurg Psychiatry. 1987;50:177e182.
20. Mahoney FI, Barthel DW. Functional evaluation: the barthel
index. Md State Med J. 1965;14:61e65.
21. Kotila M, Waltimo O, Niemi ML, Laaksonen R, Lempinen M.
The profile of recovery from stroke and factors influencing
outcome. Stroke. 1984;15:1039e1044.
22. Lehmann JF, Delateur BJ, Fowler RS, et al. Stroke
rehabilitation: outcome and prediction. Arch Phys Med Rehabil.
1975;56:383e389.
23. Kaste M, Waltimo O. Prognosis of patients with middle
cerebral artery occlusion. Stroke. 1976;7:482e485.
24. Marquardsen J. The natural history of acute cerebrovascular
disease. A retrospective study of 769 patients. Acta Neurol
Scand. 1969;45(suppl 138).
journal of the anatomical society of india xxx (2014) 1e66
Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence
using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002

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Relationship between side of hemiparesis and functional independence in Stroke

  • 1. Original Article Relationship between side of hemiparesis and functional independence using activities of daily living index Neetu Rani Dhiman a,* , Girdhari Lal Shah a , Deepika Joshi b , Vyom Gyanpuri c a Department of Anatomy, Institute of Medical Sciences, Banaras Hindu University, Varanasi, Uttar Pradesh, India b Department of Neurology, Institute of Medical Sciences, Banaras Hindu University, Varanasi, Uttar Pradesh, India c Kings Physiotherapy Clinic, Varanasi, Uttar Pradesh, India a r t i c l e i n f o Article history: Received 29 April 2014 Accepted 9 October 2014 Available online xxx Keywords: Stroke Barthel (ADL) Index Hemiparesis a b s t r a c t Introduction: Stroke is the third most common cause of death in the Western Hemisphere and the most common cause of adult disability and balance problems. The purpose of this study was to find the relation between dependency of performing functional activities of daily living (ADL) with side of hemiparesis in patients with stroke using Barthel Index. Materials and methods: This was a study of 130 patients with onset of first stroke in their life. Barthel (ADL) Index was used to assess functional ability and independence of stroke pa- tients. The Barthel Index consists of 10 items assessing the ability to achieve certain ac- tivities without assistance. This scale gives a score between 0 and 20 in one point increments. The top score of 20 implies functional independence (slight dependency), not necessarily normality. Patients were divided into 5 categories according to their score: totally dependent (0e4), severely dependent (5e9), moderately dependent (10e14), mildly or slightly dependent (15e19) and independent (20). Then, we analyzed the results to find the relation between side of hemiparesis and functional independence. Results: Of 130 patients with stroke, 61 patients were having right-sided hemiparesis and 69 had left sided. Out of 69 patients with left-sided hemiparesis, 16 were independent (mildly and moderately dependent) and out of 61 with right-sided hemiparesis, 35 were inde- pendent (mildly and moderately dependent). Cross tabulation and chi-square tests revealed significant relationship between side of hemiparesis and functional independence in patients with stroke (c2 ¼ 18.779, p < 0.001). Phi-square test value (0.380) is also signif- icant (p < 0.001). Discussions: This suggests that side of hemiparesis/weakness could be taken into consid- eration as a factor in functional independence assessment and further retraining of hemiparetic stroke survivors. Strong relationship exists between side of hemiparesis and functional independence in patients with stroke. Copyright © 2014, Anatomical Society of India. Published by Reed Elsevier India Pvt. Ltd. All rights reserved. * Corresponding author. Tel.: þ91 8765759806. E-mail address: gyanpurineetu@gmail.com (N.R. Dhiman). Available online at www.sciencedirect.com ScienceDirect journal homepage: www.elsevier.com/locate/jasi j o u r n a l o f t h e a n a t o m i c a l s o c i e t y o f i n d i a x x x ( 2 0 1 4 ) 1 e6 Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002 http://dx.doi.org/10.1016/j.jasi.2014.10.002 0003-2778/Copyright © 2014, Anatomical Society of India. Published by Reed Elsevier India Pvt. Ltd. All rights reserved.
  • 2. 1. Introduction Stroke is the third most common cause of death in the Western Hemisphere and the most common cause of adult disability; of the survivors, about 50% will have a significant long-term disability.1 Balance problems are thought to be common after stroke, and they have been implicated in the poor recovery of activities of daily living (ADL) and mobility and an increased risk of falls.2e5 Stroke often results in impaired balance. Balance is essential for optimal functioning of the locomotor system and the performance of many activities of daily living. Accurate evaluation of balance is important for prescribing appropriate mobility aids, determining the most effective treatment in- terventions, and identifying safe and unsafe activities after stroke. Because balance changes over time after stroke, it is also important to have a quantifiable measure that clinicians can use to monitor these changes and adjust treatment accordingly.6 Hemiparesis is the most frequent neurological deficit after stroke. Hemiparesis is weakness on one side of the body. Hemiparetic stroke patients frequently present balance ab- normalities. Balance problems in hemiparetic patients after stroke can be caused by different impairments in the physio- logical systems involved in postural control, including sensory afferents, movement strategies, biomechanical constraints, cognitive processing, and perception of verticality.5,7 Two main mechanisms result in stroke. Strokes can be ischemic, the result of a thrombus, embolism or conditions that produce low systemic perfusion pressures. The resulting lack of cerebral blood flow (CBF) deprives the brain of needed glucose and oxygen, disrupts cellular metabolism and leads to injury and death of tissues (Infarction). Strokes can also be hemorrhagic, with abnormal bleeding into extra vascular areas of the brain secondary to aneurysm or trauma. Hem- orrhage results in increased intracranial pressures with injury to brain tissues and restriction of distal blood flow.8 A severe stroke will cause the absence of righting and equilibrium reactions; however, after a mild stroke, these re- actions are present but decreased in quality and timing or delayed. Good sitting balance is a prerequisite for functional transfers, standing balance, and ambulation of stroke pa- tients. Visual, proprioceptive, vestibular, and auditory input are important to help a patient regain good sitting balance.9 Sitting balance is not a functional activity, but the ability to maintain or attain sitting balance is believed to be necessary to perform functional activities such as dressing and transferring and eating in a seated position. Sitting balance is a crucial component to perform ADL.10e13 Some studies have found that sitting balance at an early stage could predict activities of daily living outcome at a late stage in patients after a stroke.10e15 Outcome of mobility one year after stroke can be predicted validly by including functional status, sitting balance, moment of admission to the rehabilitation centre after stroke onset and age.16 Age, sitting balance and bowel control were predictive factors for the walking item of the Barthel Index (BI) at discharge from the hospital.16 The Barthel Activities of Daily Living Index is used to assess the functional ability and independence of chronically ill pa- tients with neuromuscular or musculoskeletal disorders dur- ing inpatient rehabilitation. It comprises scores for feeding, mobility, personal care, ambulation or wheelchair skills, bowel and bladder abilities, and dressing skills.17 In this paper we present a study aimed at providing evi- dence concerning interhemispheric differences in controlling the functional independence of patients with stroke, not only for simple motor functions but also for the patient's ability to achieve those functional motor skills which are part of the normal behavior necessary for an individual to function independently in our society. 2. Materials and methods This study was performed on 130 patients having right-sided dominancy with stroke and hemiparesis. Patients were recruited from the Department of Neurology, Sir Sunderlal Hospital, Banaras Hindu University, Varanasi according to inclusion and exclusion criteria after signing the informed consent form. Inclusion criteria: (1) Confirmed diagnosis of hemiparesis secondary to first cerebrovascular attack in their life. (2) Medically stable and able to give informed consent. (3) No other documented vestibular, orthopedic disorder and previous motor disability that can affect balance. (4) Both genders included. (5) Stroke onset within 7 days before assessment. We excluded volunteers if they had Subarach- noid hemorrhage diagnosed using laboratory tests, unable to understand simple verbal instructions or having Mini Mental Status Examination (MMSE) <23 and subjects taking any drugs currently causing dizziness, drowsiness and light headedness. 2.1. Instruments 2.1.1. Barthel (ADL) Index Barthel (ADL) Index was used to assess functional ability and independence of stroke patients. The Barthel Index consists of 10 items assessing the ability to achieve certain activities without assistance. It evaluates the ability of feeding, moving from wheelchair to bed and returning, doing personal toilet, getting on and off toilet, bathing self, walking on level surface, ascending and descending stairs, dressing, controlling bowels and controlling bladder. Scoring ranges from 0 (completely dependent) to 20 (completely independent). Patients scoring 20 points could have abilities ranging from barely being able to perform the activities of daily living to being able to earn a salary in skilled employment. Therefore, patients can continue to improve after scoring 20 points. Similarly, the patient scoring 0 can emerge from a coma and be conscious though helpless in bed without a change in his score. Although abilities of patients with scores at either end of the scale can vary considerably, the functioning of patients with identical intermediate scores differs less. The lower the pa- tient's score, the more severe is his physical impairment; a rise in score indicates an improvement in his physical functioning.18e20 journal of the anatomical society of india xxx (2014) 1e62 Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
  • 3. 2.1.2. Procedure Patients were recruited from the Department of Neurology, Sir Sunderlal Hospital, Banaras Hindu University according to inclusion and exclusion criteria. Informed Consent form was obtained from each patient to avoid any ethical issue. Sam- pling method used was purposive non-probability sampling. Complete neurological examination (Table 1) of each subject was done for which we obtained a complete assessment form. We took the Manual Muscle Testing (MMT) Score so that we can come to know the exact state of muscle power of the patients. Assignment of the patients to be hemiparetic was based on the severity of paralysis that is patients having MMT score 2e4. All the radiological medical reports of the patients were analyzed. Side of hemiparesis and type of stroke were determined after studying the reports weather it is hemorrhagic or ischemic stroke. Functional ability and inde- pendence of the patients was determined within one week of patients' admission to the hospital by using the Barthel Index for activities of daily living (ADL). This scale gives a score be- tween 0 and 20 in one point increments. The top score of 20 implies functional independence (slight dependency), not necessarily normality. Patients were divided into 5 categories according to their score: totally dependent (0e4), severely dependent (5e9), moderately dependent (10e14), mildly or slightly dependent (15e19) and independent (20). Information about function was recorded for the 24 h before the assess- ment, and was taken from the best available source (for example, nurses, relatives, and the patient). Patients were not asked to demonstrate ability on each item instead they demonstrated what they do.19,20 Table 1 e Complete neurological examination. NAME- DATE- AGE- GENDER- HANDEDNESS- OCCUPATION BEFORE THE ONSET- ADDRESS- PNONE NO-. DATE AND MODE OF ONSET (sudden or gradual)-………… ………………………………………………………………….. Family history Similar symptoms among relatives Vital signs Temprature Blood pressure Respiratory rate Complaints Pain Weakness External appliances Catheter IV lines Drainage tubes Aphasia (expressive, receptive) Agnosia (visual, auditory) Anosagnosia ADL Difficulty Ambulation difficulty Bed activity diffulty Dressing difficulty Eating difficulty Toilet activities difficulty Cranial nerve examination Associating Symptoms Headache Nausea Vomiting Seizures Sensory disturbance if any Motor examination Normal Hypotonic Hypertonic Past Medical History Onset of present illness: Infection Fever Weight loss History of: Diabetes mellitus Hypertention Trauma/injury HOSPITALIZATIONS OPERATIONS MEDICATIONS Personal History Personal habits: Smoking Alcohol Marital status: Married MMT Grading MUSCLE GROUP 0 1 2 3 4 5 Shoulder flexors Shoulder extensors Shoulder abductors Shoulder adductors Elbow flexors Elbow extensors Wrist flexors Wrist extensors Hip flexors Hip extensors Hip abductors Hip adductors Hip internal rotators Hip external rotators Knee flexors n.r. dhiman et al. / relationship between side of hemiparesis and functional independence 3 Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
  • 4. 2.2. Data analysis The data was analyzed by using Statistical Package of Social Science-SPSS software (version 16) for windows. The arith- metic mean and standard deviation of the age of patients was calculated. Relationship between side of hemiparesis and functional (ADL) independence was analyzed using cross tabulation and Chi-Square test was used to find whether the results were statistically significant or not. The strength of this relationship was calculated using phi-square test. The significant level was set at 5% (p 0.05). 3. Results Table 2 summarizes the mean and standard deviation of age of patients and number of patients with hemorrhagic stroke and ischemic stroke. Cross tabulation and chi-square revealed strong relationship between side of hemiparesis and functional (ADL) independence in patients with stroke (c2 ¼ 18.779, p 0.001). Phi-square test value (0.380) is also significant (p 0.001). Of 130 patients, 78 were male and 52 were female and 69 were having left-sided hemiparesis and 61 were having right- sided hemiparesis. Out of 69 patients with left-sided hemi- paresis, 16 were independent (mildly and moderately depen- dent) and out of 61 with right-sided hemiparesis, 35 were independent (mildly and moderately dependent) (Table 3). 4. Discussion In this study, we investigated the relationship between side of hemiparesis and level of functional independence in ADL. We found that patients with left-sided hemiparesis were more dependent functionally than patients with right-sided hemi- paresis. That means patients with right-sided hemiparesis were functionally independent. This suggests that side of Knee extensors Planter flexors Dorsiflexors REFLEXES Absent Diminished Normal Exaggerated Biceps Knee Patellar MINI-MENTAL STATUS EXAMINATION Orientation 5 ( ) What is the (year) (season) (date) (day) (month)? 5 ( ) Where are we (state) (country) (town) (hospital) (floor)? Registration (Immediate memory) 3 ( ) Name 3 objects: 1 second to say each. Then ask the patient all 3 after you have said them. Give 1 point for each correct answer. Then repeat them until he/she learns all 3. Count trials and record. Trials ___________ Attention and Calculation 5 ( ) Serial 7’s. 1 point for each correct answer. Stop after 5 answers. Alternatively spell “world” backward. WORLD Recall (short-term memory) 3 ( ) Ask for the 3 objects repeated above. Give 1 point for each correct answer. Language 2 ( ) Name a pencil and watch. 1 ( ) Repeat the following “No ifs, ands, or buts” 3 ( ) Follow a 3-stage command: “Take a paper in your hand, fold it in half, and put it on the floor.” 1 ( ) Read and obey the following: CLOSE YOUR EYES 1 ( ) Write a sentence. 1 ( ) Copy the design shown. Total Score - /30 THE BARTHEL INDEX Bowels 0 = incontinent (or needs to be given enemata) 1 = occasional accident (once/week) 2 = continent Bladder 0 = incontinent, or catheterized and unable to manage 1 = occasional accident (max. once per 24 hours) 2 = continent (for over 7 days) Grooming 0 = needs help with personal care 1 = independent face/hair/teeth/shaving (implements provided) Toilet use 0 = dependent 1 = needs some help, but can do something alone 2 = independent (on and off, dressing, wiping) Feeding 0 = unable 1 = needs help cutting, spreading butter, etc. 2 = independent (food provided within reach) Transfer 0 = unable – no sitting balance 1 = major help (one or two people, physical), can sit 2 = minor help (verbal or physical) 3 = independent Mobility 0 = immobile 1 = wheelchair independent, including corners, etc. 2 = walks with help of one person (verbal or physical) 3 = independent (but may use any aid, e.g., stick) Dressing 0 = dependent 1 = needs help, but can do about half unaided 2 = independent (including buttons, zips, laces, etc.) Stairs 0 = unable 1 = needs help (verbal, physical, carrying aid) 2 = independent up and down Bathing 0 = dependent 1 = independent (or in shower) Total Score: journal of the anatomical society of india xxx (2014) 1e64 Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
  • 5. hemiparesis is related to the independence in activities of daily living and can be taken into consideration as a factor in assessment of functional (ADL) independence and further retraining of stroke survivors. M Kotila et al21 did a study to analyze the influence of different neurological and neuro- psychological deficits, as well as the influence of premorbid factors, on the outcomes at specific points in time. They found that patients with right hemispheric lesion did not differ functionally from patients with left hemispheric lesion. Re- sults of this study are not in support with the outcome of our study and the reason might be the measure of ADL assess- ment as they haven't used any specific and reliable method for ADL assessment while we have used a very reliable and valid scale. M Kaste and O Waltimo22 did a study on the Prognosis of patients with MCA (middle cerebral artery) occlusion and they reported that left-sided occlusion of the MCA was more common among those who were able to return to work, and right-sided occlusion among those who required assistance in ADL. Results of this study are in support to that of our study. Marquardsen23 suggested the reason for this was that the le- sions of the right hemisphere affect the functions of visuo- motor, temporal and spatial concepts that are responsible maintaining balance and also for a number of functional ac- tivities of our day to day life. Our findings are also similar to the findings of Lehman24 who reported that patients with right hemispheric lesions have less favorable functional outcomes than patients with left hemispheric lesions. 5. Conclusion Out of the 130 patients whose records we examined, 69 were having left-sided hemiparesis and 61 were having right-sided hemiparesis. Out of 69 patients with left-sided hemiparesis, 16 were independent (mildly and moderately dependent) and out of 61 with right-sided hemiparesis, 35 were independent (mildly and moderately dependent). Patients with right-sided hemiparesis were independent functionally. So, it can be clearly concluded that there is a strong relationship exists between functional independence of patients and their side of hemiparesis. Conflicts of interest All authors have none to declare. r e f e r e n c e s 1. Wolfe CD. The impact of stroke. Br Med Bull. 2000;56:275e286. 2. Tyson SF, Hanley M, Chillala J, Selley A, Tallis RC. Balance disability after stroke. Phys Ther. 2006;86:30e38. 3. Loewen S, Andeson BA. Predictors of stroke outcome using objective measurement scales. Stroke. 1990;21:78e81. 4. Kwakkel G, Wagenaar RC, Kollen BJ, Lankhorst GJ. Predicting disability in stroke e a critical review of the literature. Age Ageing. 1996;25:479e489. 5. Lamb SE, Ferrucci L, Volapto S, Fried LP, Guralnik JM. 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Table 2 e Characteristics of hemiparetic patients whose chart descriptions of functional (ADL) independence were examined. Type of stroke Men Women Total Age (Mean ± SD) Right-sided hemiparesis 36 25 61 56.8 ± 13.7 Left-sided hemiparesis 42 27 69 57.7 ± 13.8 Table 3 e Relationship between side of hemiparesis and functional (ADL) independence. Barthel Index Side of hemiparesis Total Right Left 0e4 (totally dependent) Count 14 35 49 % within BI_score 28.6% 71.4% 100% % within side of hemiparesis 23.0% 50.7% 37.7% % of total 10.8% 26.9% 37.7% 5e9 (severely dependent) Count 12 18 30 % within BI_score 40.0% 60.0% 100% % within side of hemiparesis 19.7% 26.1% 23.1% % of total 9.2% 13.8% 23.1% 10e14 (moderately dependent) Count 21 13 34 % within BI_score 61.8% 38.2% 100% % within side of hemiparesis 34.4% 18.8% 26.2% % of total 16.2% 10.0% 26.2% 15e19 (slightly dependent) Count 14 3 17 % within BI_score 82.4% 17.6% 100% % within side of hemiparesis 23.0% 4.3% 13.1% % of total 10.8% 2.3% 13.1% Total Count 61 69 130 % within BI_score 46.9% 53.1% 100% % within side of hemiparesis 100% 100% 100% % of total 46.9% 53.1% 100% c2 ¼ 18.8, p 0.001. ADL ¼ Activities of Daily Living. n.r. dhiman et al. / relationship between side of hemiparesis and functional independence 5 Please cite this article in press as: Dhiman NR, et al., Relationship between side of hemiparesis and functional independence using activities of daily living index, Journal of the Anatomical Society of India (2014), http://dx.doi.org/10.1016/j.jasi.2014.10.002
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