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ASSEMBLY OF THE UNION
Twenty-Ninth Ordinary Session
3 - 4 July 2017
Addis Ababa, Ethiopia
O
AFRICAN UNION UNION AFRICAINE
UNIÃO AFRICANA
Addis Ababa, Ethiopia P. O. Box 3243 Telephone: 5517 700 Fax: 5517844
Website: www.au.int
REPORT ON THE IMPLEMENTATION OF THE
DECISION ON THE INSTITUTIONAL REFORM
OF THE AFRICAN UNION
H.E. Paul Kagame, President of the Republic of Rwanda
Assembly/AU/2(XXIX)
Original: English
2
A. Focus on key priorities with
continental scope
B. Realign AU institutions
C. Connect the AU to citizens
D. Manage the business of the
AU efficiently and effectively
E. Finance the AU sustainably
F. Implement the reform
1. Focus AU on fewer priority areas, namely political affairs, peace and security, economic
integration, and Africa’s global representation and voice
2. Clarify division of labour among AU, RECs, RMs, and other institutions
3. Professionally audit bureaucratic bottlenecks and inefficiencies in AU
4. Re-evaluate size and capabilities of AUC structures
5. Review mandates and strengthen functioning of PRC, NEPAD, APRM, judiciary, PAP & PSC
6. Establish women and youth quotas and ensure private sector participation
7. Establish African Youth Corps and facilitate cultural and sports exchange
8. Identify and provide new continent-wide public goods and services
9. Member States to make African passport available, and engage Parliaments, citizens, and
civil society on AU reform process
10. Limit Summit agenda to three items, and invite external parties on exceptional basis only
11. Hold one Summit per year, with AU-REC Coordination Meeting in June/July
12. Ensure continuity with a Troika of outgoing, current, and incoming Chairpersons by electing
incoming Chairperson one year in advance
13. Review framework for Partnership Summits, with key leaders representing Africa
14. Strengthen and enforce current sanctions mechanism
15. Enhance process for electing AUC Chairperson, competitively recruit Dep. Chairperson and
Commissioners, and make Dep. Chairperson responsible for efficient AUC administration
16. Conduct fundamental review of AUC staffing needs and conditions of service
17. Implement Kigali Financing Decision fully and quickly
18. Adopt complementary measures to reinforce Kigali Financing Decision
19. Establish supervision of reform implementation at Head of State level
20. Establish Reform Implementation Unit in Office of AUC Chairperson
21. Establish mechanism to ensure legally binding AU decisions are respected
Reform Areas Decision Items
1. Overview of Jan. 2017 Reform Decision (Assembly/AU/Dec/635(XXVIII))
3
2. Update since 28th Summit (January 2017)
 Progress to date in implementing the Reform Decision adopted in January 2017 is encouraging.
 Chairperson Moussa is to be commended for his careful attention to the reform, and Presidents Conde and Deby have
provided exceptional leadership and support.
 At every occasion, Chairman Moussa has affirmed his strong commitment to the rapid implementation of the Reform
Decision, and the Heads of State have pledged all necessary support he and his team might require to that end.
 The supervisory mechanism at Head of State level is active and effective, and most importantly the Reform
Implementation Unit in Chairperson Moussa’s office has just been established, which will now become the focal point of
this effort.
 Several fruitful consultations have been held since January as the pace of implementation has accelerated, notably in
Conakry, Addis Ababa, and Kigali.
 In addition, governments and other stakeholders have continued to contribute ideas in writing and orally that enrich the
effort, and will be taken into account.
 The Conakry consultation hosted by President Conde on 24 April 2017 emphasised the irreversibility and inseparability of
both the Financing and Reform Decisions. Preparing the upcoming Africa-EU Summit in line with the reform was given
high priority.
 So was managing the business of this AU Summit efficiently, and it is gratifying to note that strategic agenda items are
indeed limited in number, as intended.
4
 The Executive Council and PRC gathered in Kigali on 7 May 2017, followed by an extensive briefing in Addis
Ababa with members of the Reform Advisory Team.
 In that context, a number of considerations and suggestions have been brought to the table eloquently which
clearly merit further discussion and reflection.
o Revisiting the level of participation in Summits, with the proposal that Ministers of Foreign Affairs be
permitted to represent their Heads of State in some circumstances
o The importance of popularising the reforms at the country level
o Working out details of the budget process without an annual July summit, and clarifying the relationship
between the F10 and the Executive Council
o Need to address concerns by a few member states that the 0.2% levy on eligible imports contravenes WTO
obligations for some countries
o Need to actively assist countries in working towards adoption of the 0.2% levy
o The venue of the annual January Ordinary AU Summit and the June/July AU-REC Coordination Meeting.
o The need for more detailed consultations on new shape and role of NEPAD, APRM, and other key organs
and institutions
5
 Our reform has the ability to accommodate relevant innovations along the way that are consistent with the substance
and spirit of our decision.
 The Financing Decision remains at the heart of the reform. The road to financial independence is long and difficult,
and our political commitment to fully implementing the Financing Decision must be continually re-affirmed.
 At least three countries have already implemented the 0.2% levy on eligible imports, and others are on the way. The
Committee of Ten Finance Ministers has been established, and it has met four times.
 The governance arrangements of the Peace Fund were adopted by the Peace and Security Council on 30 May. 14
Member States have made contributions to the Peace Fund, representing 12% of the $65 million target for the first
year.
 The decision of the AUC Chairperson to expand the mandate of the High Representative for the Peace Fund is
commendable. It is important that each AU Member State present its binding plan for the end of 2017.
 In the following pages of this report, an implementation matrix is offered as an input to keep our work on track and
focused. Few, if any, of the Reform Decision items entail amendment of the Constitutive Act; they can be given effect
by decision of the Assembly.
 We have an enormous amount of work ahead of us. Indeed, the most consequential and arduous segment of the
reform journey lies immediately before us, in the six months from now to the 30th Summit in January 2018.
6
 In that time, major work needs to be undertaken by the AUC Chairman’s Reform Implementation Unit, in
consultation with the supervising Heads of State, to consult with stakeholders and present detailed roadmaps to the
Assembly for debate and adoption.
 As laid out in the implementation matrix, the bulk of these should be ready for the 30th Summit in January 2018, with
the remainder due at the 31st Summit in January 2019.
 The target for completion of the reforms is the January 2019 Summit. This is ambitious, but also doable, if we work
together with the same determination and openness that has already brought us this far.
7
29th AU
Summit
30th AU
Summit
1st AU-REC
Coordination
Meeting
31st AU
Summit
2017 2018 2019
Jul Jan Jul Jan
(2) Fully implement Kigali Financing Decision (#17)
(7) Adopt complementary measures to reinforce Financing Decision (#18)
(1) Supervise reform implementation at Head of State level (#19)
(4) Limit Summit agenda and participation of external parties (#10)
(3) Establish Reform Implementation Unit (#20)
(17) Complete review of AUC staffing needs and conditions of service (#16)
(18) Re-evaluate size and capabilities of AUC structures (#4)
(8) Hold one Summit per year, with AU-REC Coordination Meeting in July (#11)
(15) Review mandates and strengthen functioning of key organs (#5)
(13) Strengthen and enforce current sanctions mechanism (#14)
(12) Clarify division of labour among AU, RECs, and other institutions (#2)
(5) Review Partnership Summit framework (#13)
(14) Establish women and youth quotas; ensure private sector participation (#6)
Decision Items
(11) Complete professional audit of bureaucratic inefficiencies (#3)
(16) Identify and provide new continent-wide public goods and services (#8)
(9) Establish Troika by electing incoming Chairperson one year in advance (#12)
(10) Adopt mechanism to ensure respect of legally binding decisions (#21)
(6) Focus AU on fewer priority areas (#1)
(19) Establish African Youth Corps; facilitate cultural and sports exchange (#7)
(20) Enhance process for selecting AUC executive leadership (#15)
Final Output
Interim Output
Commence & Continue
3. Implementation Matrix
Jan
8
4. Schedule of Implementation Deliverables
 Head of State Supervision in place and
Reform Implementation Unit established
and funded
 New Summit working methods henceforth
operative, including focus on fewer key
priorities
 Approval of Peace Fund Instrument and
Appointment of the Board of Trustees
29th AU Summit (July 2017)
 Henceforth the Ordinary Summit will be
in January, with an AU-REC
Coordination Meeting
 Troika of AU Chairpersons established
through election of both new
Chairperson and 2019 incoming
Chairperson
 Framework for Partnership Summits
reviewed
 Proposal for legally binding mechanism
for implementation ready for debate and
adoption
 Proposal for strengthened sanctions
mechanism ready for debate and
adoption
 Proposals for women and youth quotas
and private sector participation ready for
debate and adoption
 Audit of bureaucratic bottlenecks and
inefficiencies complete
 Initial proposals for review of key organs,
for AUC/REC/RM division of labour, and
for continent-wide public goods and
services, ready for discussion
30th AU Summit (January 2018)
 Financing Decision fully
implemented, and complementary
measures adopted
 Proposals for reviewed mandates
and functioning of key AU organs
ready for debate and adoption
 Proposals for new continent-wide
public good and services ready for
debate and adoption
 Africa Youth Corps established
 Proposal for selection of AUC
senior executive leadership ready
for debate and adoption as
amendment to Assembly Rules of
Procedure, to take effect in 2021
 Review of AUC staffing needs and
conditions of services complete
 Proposal for re-evaluating size and
capabilities of AUC structures
ready for debate and adoption
31st AU Summit (January 2019)
9
5. Reform Supervision and Implementation Arrangements
AUC Chairperson
Subject matter experts/
technical assistance
Reform
Implementation Unit
(RIU)
Resources from AUC
and other organs
Coordinates day-to-day process
to deliver on reform
Supervising Heads of
State
▪ Responsible for implementing the
Reform Decision
▪ H.E. President Paul Kagame
leads supervision of reform
implementation and reports to AU
Assembly on progress, in
collaboration with current and
outgoing Chairpersons, H.E.
President Alpha Condé and H.E.
President Idriss Déby Itno
10
Principles
▪ Established within the
Office of the Chairperson
of the Commission
▪ Comprised of
outstanding talent
recruited from within and
outside the AU
▪ Accountable to AUC
Chairperson who is
accountable to
Supervising Heads of
State
▪ Operates with efficient
working methods
▪ Dissolved once reform
complete
Structure of RIU
RIU Head
(within Office of
AUC Chairperson)
Mandate
initiatives
Organisation
initiatives
Operational
initiatives
Financing
initiatives
Administrative and technical support
6. Structure of the Reform Implementation Unit (RIU) in the Office of the
Chairperson of the Commission

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AU Reform Progress Report - July 2017

  • 1. ASSEMBLY OF THE UNION Twenty-Ninth Ordinary Session 3 - 4 July 2017 Addis Ababa, Ethiopia O AFRICAN UNION UNION AFRICAINE UNIÃO AFRICANA Addis Ababa, Ethiopia P. O. Box 3243 Telephone: 5517 700 Fax: 5517844 Website: www.au.int REPORT ON THE IMPLEMENTATION OF THE DECISION ON THE INSTITUTIONAL REFORM OF THE AFRICAN UNION H.E. Paul Kagame, President of the Republic of Rwanda Assembly/AU/2(XXIX) Original: English
  • 2. 2 A. Focus on key priorities with continental scope B. Realign AU institutions C. Connect the AU to citizens D. Manage the business of the AU efficiently and effectively E. Finance the AU sustainably F. Implement the reform 1. Focus AU on fewer priority areas, namely political affairs, peace and security, economic integration, and Africa’s global representation and voice 2. Clarify division of labour among AU, RECs, RMs, and other institutions 3. Professionally audit bureaucratic bottlenecks and inefficiencies in AU 4. Re-evaluate size and capabilities of AUC structures 5. Review mandates and strengthen functioning of PRC, NEPAD, APRM, judiciary, PAP & PSC 6. Establish women and youth quotas and ensure private sector participation 7. Establish African Youth Corps and facilitate cultural and sports exchange 8. Identify and provide new continent-wide public goods and services 9. Member States to make African passport available, and engage Parliaments, citizens, and civil society on AU reform process 10. Limit Summit agenda to three items, and invite external parties on exceptional basis only 11. Hold one Summit per year, with AU-REC Coordination Meeting in June/July 12. Ensure continuity with a Troika of outgoing, current, and incoming Chairpersons by electing incoming Chairperson one year in advance 13. Review framework for Partnership Summits, with key leaders representing Africa 14. Strengthen and enforce current sanctions mechanism 15. Enhance process for electing AUC Chairperson, competitively recruit Dep. Chairperson and Commissioners, and make Dep. Chairperson responsible for efficient AUC administration 16. Conduct fundamental review of AUC staffing needs and conditions of service 17. Implement Kigali Financing Decision fully and quickly 18. Adopt complementary measures to reinforce Kigali Financing Decision 19. Establish supervision of reform implementation at Head of State level 20. Establish Reform Implementation Unit in Office of AUC Chairperson 21. Establish mechanism to ensure legally binding AU decisions are respected Reform Areas Decision Items 1. Overview of Jan. 2017 Reform Decision (Assembly/AU/Dec/635(XXVIII))
  • 3. 3 2. Update since 28th Summit (January 2017)  Progress to date in implementing the Reform Decision adopted in January 2017 is encouraging.  Chairperson Moussa is to be commended for his careful attention to the reform, and Presidents Conde and Deby have provided exceptional leadership and support.  At every occasion, Chairman Moussa has affirmed his strong commitment to the rapid implementation of the Reform Decision, and the Heads of State have pledged all necessary support he and his team might require to that end.  The supervisory mechanism at Head of State level is active and effective, and most importantly the Reform Implementation Unit in Chairperson Moussa’s office has just been established, which will now become the focal point of this effort.  Several fruitful consultations have been held since January as the pace of implementation has accelerated, notably in Conakry, Addis Ababa, and Kigali.  In addition, governments and other stakeholders have continued to contribute ideas in writing and orally that enrich the effort, and will be taken into account.  The Conakry consultation hosted by President Conde on 24 April 2017 emphasised the irreversibility and inseparability of both the Financing and Reform Decisions. Preparing the upcoming Africa-EU Summit in line with the reform was given high priority.  So was managing the business of this AU Summit efficiently, and it is gratifying to note that strategic agenda items are indeed limited in number, as intended.
  • 4. 4  The Executive Council and PRC gathered in Kigali on 7 May 2017, followed by an extensive briefing in Addis Ababa with members of the Reform Advisory Team.  In that context, a number of considerations and suggestions have been brought to the table eloquently which clearly merit further discussion and reflection. o Revisiting the level of participation in Summits, with the proposal that Ministers of Foreign Affairs be permitted to represent their Heads of State in some circumstances o The importance of popularising the reforms at the country level o Working out details of the budget process without an annual July summit, and clarifying the relationship between the F10 and the Executive Council o Need to address concerns by a few member states that the 0.2% levy on eligible imports contravenes WTO obligations for some countries o Need to actively assist countries in working towards adoption of the 0.2% levy o The venue of the annual January Ordinary AU Summit and the June/July AU-REC Coordination Meeting. o The need for more detailed consultations on new shape and role of NEPAD, APRM, and other key organs and institutions
  • 5. 5  Our reform has the ability to accommodate relevant innovations along the way that are consistent with the substance and spirit of our decision.  The Financing Decision remains at the heart of the reform. The road to financial independence is long and difficult, and our political commitment to fully implementing the Financing Decision must be continually re-affirmed.  At least three countries have already implemented the 0.2% levy on eligible imports, and others are on the way. The Committee of Ten Finance Ministers has been established, and it has met four times.  The governance arrangements of the Peace Fund were adopted by the Peace and Security Council on 30 May. 14 Member States have made contributions to the Peace Fund, representing 12% of the $65 million target for the first year.  The decision of the AUC Chairperson to expand the mandate of the High Representative for the Peace Fund is commendable. It is important that each AU Member State present its binding plan for the end of 2017.  In the following pages of this report, an implementation matrix is offered as an input to keep our work on track and focused. Few, if any, of the Reform Decision items entail amendment of the Constitutive Act; they can be given effect by decision of the Assembly.  We have an enormous amount of work ahead of us. Indeed, the most consequential and arduous segment of the reform journey lies immediately before us, in the six months from now to the 30th Summit in January 2018.
  • 6. 6  In that time, major work needs to be undertaken by the AUC Chairman’s Reform Implementation Unit, in consultation with the supervising Heads of State, to consult with stakeholders and present detailed roadmaps to the Assembly for debate and adoption.  As laid out in the implementation matrix, the bulk of these should be ready for the 30th Summit in January 2018, with the remainder due at the 31st Summit in January 2019.  The target for completion of the reforms is the January 2019 Summit. This is ambitious, but also doable, if we work together with the same determination and openness that has already brought us this far.
  • 7. 7 29th AU Summit 30th AU Summit 1st AU-REC Coordination Meeting 31st AU Summit 2017 2018 2019 Jul Jan Jul Jan (2) Fully implement Kigali Financing Decision (#17) (7) Adopt complementary measures to reinforce Financing Decision (#18) (1) Supervise reform implementation at Head of State level (#19) (4) Limit Summit agenda and participation of external parties (#10) (3) Establish Reform Implementation Unit (#20) (17) Complete review of AUC staffing needs and conditions of service (#16) (18) Re-evaluate size and capabilities of AUC structures (#4) (8) Hold one Summit per year, with AU-REC Coordination Meeting in July (#11) (15) Review mandates and strengthen functioning of key organs (#5) (13) Strengthen and enforce current sanctions mechanism (#14) (12) Clarify division of labour among AU, RECs, and other institutions (#2) (5) Review Partnership Summit framework (#13) (14) Establish women and youth quotas; ensure private sector participation (#6) Decision Items (11) Complete professional audit of bureaucratic inefficiencies (#3) (16) Identify and provide new continent-wide public goods and services (#8) (9) Establish Troika by electing incoming Chairperson one year in advance (#12) (10) Adopt mechanism to ensure respect of legally binding decisions (#21) (6) Focus AU on fewer priority areas (#1) (19) Establish African Youth Corps; facilitate cultural and sports exchange (#7) (20) Enhance process for selecting AUC executive leadership (#15) Final Output Interim Output Commence & Continue 3. Implementation Matrix Jan
  • 8. 8 4. Schedule of Implementation Deliverables  Head of State Supervision in place and Reform Implementation Unit established and funded  New Summit working methods henceforth operative, including focus on fewer key priorities  Approval of Peace Fund Instrument and Appointment of the Board of Trustees 29th AU Summit (July 2017)  Henceforth the Ordinary Summit will be in January, with an AU-REC Coordination Meeting  Troika of AU Chairpersons established through election of both new Chairperson and 2019 incoming Chairperson  Framework for Partnership Summits reviewed  Proposal for legally binding mechanism for implementation ready for debate and adoption  Proposal for strengthened sanctions mechanism ready for debate and adoption  Proposals for women and youth quotas and private sector participation ready for debate and adoption  Audit of bureaucratic bottlenecks and inefficiencies complete  Initial proposals for review of key organs, for AUC/REC/RM division of labour, and for continent-wide public goods and services, ready for discussion 30th AU Summit (January 2018)  Financing Decision fully implemented, and complementary measures adopted  Proposals for reviewed mandates and functioning of key AU organs ready for debate and adoption  Proposals for new continent-wide public good and services ready for debate and adoption  Africa Youth Corps established  Proposal for selection of AUC senior executive leadership ready for debate and adoption as amendment to Assembly Rules of Procedure, to take effect in 2021  Review of AUC staffing needs and conditions of services complete  Proposal for re-evaluating size and capabilities of AUC structures ready for debate and adoption 31st AU Summit (January 2019)
  • 9. 9 5. Reform Supervision and Implementation Arrangements AUC Chairperson Subject matter experts/ technical assistance Reform Implementation Unit (RIU) Resources from AUC and other organs Coordinates day-to-day process to deliver on reform Supervising Heads of State ▪ Responsible for implementing the Reform Decision ▪ H.E. President Paul Kagame leads supervision of reform implementation and reports to AU Assembly on progress, in collaboration with current and outgoing Chairpersons, H.E. President Alpha Condé and H.E. President Idriss Déby Itno
  • 10. 10 Principles ▪ Established within the Office of the Chairperson of the Commission ▪ Comprised of outstanding talent recruited from within and outside the AU ▪ Accountable to AUC Chairperson who is accountable to Supervising Heads of State ▪ Operates with efficient working methods ▪ Dissolved once reform complete Structure of RIU RIU Head (within Office of AUC Chairperson) Mandate initiatives Organisation initiatives Operational initiatives Financing initiatives Administrative and technical support 6. Structure of the Reform Implementation Unit (RIU) in the Office of the Chairperson of the Commission