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Alaska National Guard
Inspector General
Orientation
Col David Wille
D-203 / (907) 428-6060
1
Droit et Avant…First, Right then Forward
Overview
 Role of the IG
 Functions of the AKNG IG
 Inspect
 Assist
 Investigate
 How the IG supports command
2
Droit et Avant…First, Right then Forward
Role of the IG?
 IG works for the “head of the establishment”
 Department Secretary
 Commander
 TAG
 ATAG-Army
 Parallel allegiance to TIG
 Fair, Impartial Fact Finder
 Establish Trust & Confidence
 Support Commander & Command
 Serve the Interest of the U.S Army & U.S. Air Force
3
Droit et Avant…First, Right then Forward
IG Functions
 Inspections…
 Are an evaluation that measures performance against a
standard and identifies cause for deviation
 Reinforce command priorities
 Identify systemic problems
 Proactively resolve issues
 Advise Organizational Inspection Program (OIP)
 “Inspect what you expect”
Inspections should underscore command priorities
4
Droit et Avant…First, Right then Forward
Principles of Inspections
1. Purposeful
2. Coordinated
3. Focused on Feedback
4. Instructive
5. Follow up
Droit et Avant…First, Right then Forward
IG Functions
 Assistance
 Help Soldiers by addressing their issues - remove barriers to
mission focus / readiness
 IG will make recommendations and will work with chain of
command
 Just about anyone can make an IG complaint
 IG will refer command issues;
EO complaints
Allegations against senior officials O-6 (P)
Issues w/ established form of redress (ABCMR etc.)
6
Droit et Avant…First, Right then Forward
IG Functions
 Teaching and Training
Top Issues Army wide
(1) Improper/prohibited relationships/fraternization
(2) Repeal of Don’t Ask, Don’t Tell
(3) Discrimination based on sexual orientation
(4) Sexual misconduct
(5) Suicide
(6) Religious accommodation
(7) Toxic Leadership
Command Issues = IG Issues
7
Droit et Avant…First, Right then Forward
IG Functions
 Investigations
 Violations of Law, Policy or Regulations
 Serve as neutral, independent fact-finder
 Must be directed by TAG or ATAG-Army
 Legal standard to substantiated allegation(s)
 Preponderance of evidence
 IG investigate Whistleblower Reprisal Allegations
8
Droit et Avant…First, Right then Forward
What if…
…a concern, issue, problem, violation…
… is brought to you?
 It’s against the Law (10 USC 1034) to take an
Unfavorable Personnel Action (UPA) or Withhold a
Favorable Action in reprisal for making a Protected
Communication
 BUT “nothing in AR 20-1 will dissuade commanders
from taking timely and appropriate actions for
legitimate reasons” (Independent Basis)
9
Droit et Avant…First, Right then Forward
What is…
a Protected Communication (PC)?
…communicating a concern about a violation of law or
regulation, gross mismanagement, gross waste of
funds/resources, substantial danger to public health
or safety to…
1. The IG, Law Enforcement, Member of Congress
2. **any person in a members chain of command
10
Droit et Avant…First, Right then Forward
What are…
 My Rights?
 Whistleblower Protection Act (1989)
 Members of the armed forces shall be free from
reprisal for making a Protected Communication
 Members shall not be restricted from reporting
wrongdoing to IG or member of Congress
 Technician?
Can go to IG + Union + Office of Special Council
11
Droit et Avant…First, Right then Forward
What’s the difference?
Reprisal (IAW 10 USC 1034): must have…
1. A Protected Communication
2. Personnel Action (Unfavorable or favorable withheld)
3. Responsible Mgt. Official Knowledge
4. Motive (Justification & Timing are key)
Retaliation: Punishment or Act of Vengeance
(Synonyms: retribution, revenge, requital, reprisal)
12
Droit et Avant…First, Right then Forward
Morale & Effectiveness
 How do you promote good heath within the organization?
 To whom does confidentiality apply?
 How do you combat fear?
 Good Leadership
What do good leaders do?
 Good Leaders…
… set a good example
… allow dialogue
… solicit feedback
… accept constructive criticism
… encourage the use of Open Door Policy
… admit when they’re wrong
13
Droit et Avant…First, Right then Forward
Do’s and Don’ts
 DON’T
 Overlook violations of Law, Policy or Regulation
 Restrict soldiers from reporting issues, concerns, violations
 Punish for reporting problems
 Be “Old School” (Firmness is fine…fairness matters too)
 DO
 Encourage the full use of the chain of command
 Have an open door policy
 Hold soldiers accountable
 Share information (no info = rumors/conspiracy theories)
 Take action for appropriate, justifiable reasons
14
Droit et Avant…First, Right then Forward
Conclusion
 Questions / Comments?
 Contact Information
 Col David Wille 428-6060
 MSG Terry Severin 428-6061
 JFHQ Bldg. 49000 Rm. D-203
15

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OPB - IG FUNCTION

  • 1. Alaska National Guard Inspector General Orientation Col David Wille D-203 / (907) 428-6060 1
  • 2. Droit et Avant…First, Right then Forward Overview  Role of the IG  Functions of the AKNG IG  Inspect  Assist  Investigate  How the IG supports command 2
  • 3. Droit et Avant…First, Right then Forward Role of the IG?  IG works for the “head of the establishment”  Department Secretary  Commander  TAG  ATAG-Army  Parallel allegiance to TIG  Fair, Impartial Fact Finder  Establish Trust & Confidence  Support Commander & Command  Serve the Interest of the U.S Army & U.S. Air Force 3
  • 4. Droit et Avant…First, Right then Forward IG Functions  Inspections…  Are an evaluation that measures performance against a standard and identifies cause for deviation  Reinforce command priorities  Identify systemic problems  Proactively resolve issues  Advise Organizational Inspection Program (OIP)  “Inspect what you expect” Inspections should underscore command priorities 4
  • 5. Droit et Avant…First, Right then Forward Principles of Inspections 1. Purposeful 2. Coordinated 3. Focused on Feedback 4. Instructive 5. Follow up
  • 6. Droit et Avant…First, Right then Forward IG Functions  Assistance  Help Soldiers by addressing their issues - remove barriers to mission focus / readiness  IG will make recommendations and will work with chain of command  Just about anyone can make an IG complaint  IG will refer command issues; EO complaints Allegations against senior officials O-6 (P) Issues w/ established form of redress (ABCMR etc.) 6
  • 7. Droit et Avant…First, Right then Forward IG Functions  Teaching and Training Top Issues Army wide (1) Improper/prohibited relationships/fraternization (2) Repeal of Don’t Ask, Don’t Tell (3) Discrimination based on sexual orientation (4) Sexual misconduct (5) Suicide (6) Religious accommodation (7) Toxic Leadership Command Issues = IG Issues 7
  • 8. Droit et Avant…First, Right then Forward IG Functions  Investigations  Violations of Law, Policy or Regulations  Serve as neutral, independent fact-finder  Must be directed by TAG or ATAG-Army  Legal standard to substantiated allegation(s)  Preponderance of evidence  IG investigate Whistleblower Reprisal Allegations 8
  • 9. Droit et Avant…First, Right then Forward What if… …a concern, issue, problem, violation… … is brought to you?  It’s against the Law (10 USC 1034) to take an Unfavorable Personnel Action (UPA) or Withhold a Favorable Action in reprisal for making a Protected Communication  BUT “nothing in AR 20-1 will dissuade commanders from taking timely and appropriate actions for legitimate reasons” (Independent Basis) 9
  • 10. Droit et Avant…First, Right then Forward What is… a Protected Communication (PC)? …communicating a concern about a violation of law or regulation, gross mismanagement, gross waste of funds/resources, substantial danger to public health or safety to… 1. The IG, Law Enforcement, Member of Congress 2. **any person in a members chain of command 10
  • 11. Droit et Avant…First, Right then Forward What are…  My Rights?  Whistleblower Protection Act (1989)  Members of the armed forces shall be free from reprisal for making a Protected Communication  Members shall not be restricted from reporting wrongdoing to IG or member of Congress  Technician? Can go to IG + Union + Office of Special Council 11
  • 12. Droit et Avant…First, Right then Forward What’s the difference? Reprisal (IAW 10 USC 1034): must have… 1. A Protected Communication 2. Personnel Action (Unfavorable or favorable withheld) 3. Responsible Mgt. Official Knowledge 4. Motive (Justification & Timing are key) Retaliation: Punishment or Act of Vengeance (Synonyms: retribution, revenge, requital, reprisal) 12
  • 13. Droit et Avant…First, Right then Forward Morale & Effectiveness  How do you promote good heath within the organization?  To whom does confidentiality apply?  How do you combat fear?  Good Leadership What do good leaders do?  Good Leaders… … set a good example … allow dialogue … solicit feedback … accept constructive criticism … encourage the use of Open Door Policy … admit when they’re wrong 13
  • 14. Droit et Avant…First, Right then Forward Do’s and Don’ts  DON’T  Overlook violations of Law, Policy or Regulation  Restrict soldiers from reporting issues, concerns, violations  Punish for reporting problems  Be “Old School” (Firmness is fine…fairness matters too)  DO  Encourage the full use of the chain of command  Have an open door policy  Hold soldiers accountable  Share information (no info = rumors/conspiracy theories)  Take action for appropriate, justifiable reasons 14
  • 15. Droit et Avant…First, Right then Forward Conclusion  Questions / Comments?  Contact Information  Col David Wille 428-6060  MSG Terry Severin 428-6061  JFHQ Bldg. 49000 Rm. D-203 15