Reducing your AML compliance workload is easy with a single platform does KYC, transactions monitoring, sanctions screening and regulatory reporting. Find out more.

1. REDUCE YOUR AML COMPLIANCE
WORKLOAD
AML SOLUTION

2. $8.83B IN FORFEITURES ON BNP
• $140 million in fines
• BNP sentenced to five years probation
• Said to be functioning as the “central bank for
the government of Sudan”
• Heavy fines were meant to act as a warning to
other financial institutions
These fines could have been even higher – this
sentence was imposed following the terms of a
heavily negotiated plea deal.

3. HSBC PAYS £28M IN FINES
• Seized 10 years of files from compliance team
• “Organizational failings” found at fault for AML
violations
• Imposed after a previous $1.9 billion fine for its
role in aiding money laundering by Mexican
drug cartels
Despite previous heavy fines and changes, HSBC
was still unable to avoid new penalties.

4. If you don’t meet the legal
requirements, you will face hefty
fines, reputational damage and
criminal charges.

5. AML COMPLIANCE IS OVERWHELMING

6. You can maintain compliance all
within a single platform.

7. CASEWARE AML COMPLIANCE SOLUTION

8. QUICKLY FIND SUSPICIOUS TRANSACTIONS

9. LIKE DORMANT ACCOUNT ACTIVATION…

10. KEEP COMPLETE PICTURE OF CUSTOMERS

11. RISK SCORES AUTOMATICALLY UPDATED

12. CUSTOMER RISK PROFILE UPDATE

13. PERIODIC SCREENING FOR HIGH-RISK
CUSTOMERS

14. STOP HIGH-RISK TRANSACTIONS WITH
REAL-TIME SCREENING

15. SANCTIONS LIST ALERT

16. BE ASSURED WITH WORLD-CHECK DATA

17. AUTOMATICALLY GENERATE
REGULATORY REPORTS

18. SUBMIT REPORTS ELECTRONICALLY

19. Don’t let your compliance program
control your life. Instead, create a
culture of compliance within your
organization.

20. INVESTIGATE WHAT MATTERS
Easily single out and focus on high risk
alerts that require your immediate
attention.

21. PERFORM DUE DILIGENCE ON HIGH-
RISK ITEMS

22. USE WORKFLOWS FOR WORK ITEMS

23. DATA ANALYTICS MAKES COMPLIANCE
EASIER

24. DASHBOARDS: VISUALIZE YOUR
PROGRAM

25. DASHBOARDS: VISUALIZE YOUR
PROGRAM

26. MUCH TO GAIN FROM ONE PLATFORM
Single Platform to help easily oversee all of your compliance requirements.
Complete Picture of all your AML risks and data
Optimal process to help engage all stakeholders in compliance efforts.

27. IT’S TIME TO TAKE CONTROL OF
YOUR COMPLIANCE PROGRAM
www.casewareanalytics.com
aml@caseware.com

28. REDUCE YOUR AML COMPLIANCE
WORKLOAD
AML SOLUTION