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Hydrophilic-Lipophilic
Balance (HLB)
For CH462 Module
Definition
It is the relative efficiency of the hydrophilic portion of
the surfactant molecule to its lipophilic portion of the
same molecule.
•
o
HLB Griffinˊs Scale
 It is an arbitrary scale between 0 and 20 which
expresses numerically the size and strength of the polar
portion relative to the non-polar portion of the
molecule.
 Although originally applied to non-ionic surfactants, its
use has now been extended to ionic surfactants (HLB
for ionic surfactants are much higher, up to 50, based
on the ionization properties.
18
Solubilizing agents (15—18)
15
(13-15)
Detergents
Hydrophilic
(water soluble)
12
— o/w Emulsifying agents (8-16)
i
9 Wetting and
spreading agents
Water
dispersible
(7-9)
6
- w/o Emulsifying agents (3-6)
}
3 Antifoaming agents (2—3)
Hydrophobic
(oil soluble)
0
Aim of HLB Griffinˊs Scale
 Although the HLB approach is empirical, it does allow
comparison between different chemical types of
surfactants.
 Besides that, it provides a systematic method of
selecting mixtures of emulsifying agents to produce
physically stable emulsions.
 The higher surfactant HLB value, the more hydrophilic it
is.
 The lower surfactant HLB value, the more lipophilic it is.
Examples of Surface active agents on Griffinˊs scale
Spans are sorbitan fatty acid esters having low
HLB values ranging from 1.8 to 8.6.
Tweens are polyoxyethylene derivatives of
spans. So, they are more hydrophilic having
higher HLB values ranging from 9.6 to 16.7.
V
Determination of the Required HLB values and
Blending of Surfactants
Oils used in the formulation of emulsions
require a certain HLB value to be
formulated as w/o emulsion or o/w
emulsion.
For the same oil, the required HLB value for
O/W emulsion is higher than the required
HLB value for W/O emulsion.
Oil O/W emulsion W/O emulsion
Stearic acid 15 6
Cetyl alcohol 15 -------------
Stearyl alcohol 14 -------------
Lanolin, anhydrous 12 8
Mineral oil, light 12 4
Liquid paraffin 10.5 4
Castor oil 14 -------------
Beeswax 9 5
Petrolatum 7-8 4
Wool fat 10 8
Calculation of the required HLB for a mixture
of oils, fats or waxes
1. Multiply the required HLB of each ingredient by its fraction from the total oily phase.
2. Add the obtained values to get the total required HLB for the whole oily phase.
Example:
Liquid paraffin 35%
Wool fat 1 %
Cetyl alcohol 1%
Emulsifier system 7%
Water to 100%
Solution
The total percentage of the oily phase is 37 and the proportion of each is:
Liquid paraffin 35/37 x 100 = 94.6%
Wool fat 1/37 x 100 = 2.7%
Cetyl alcohol 1/37 x 100 = 2.7%
The total required HLB number is obtained as follows:
Liquid paraffin (HLB 10.5) 94.6/100 X 10.5 = 9.93
Wool fat (HLB 10) 2.7/100 x 10 = 0.3
Cetyl alcohol (HLB 15) 2.7/100 X 15 = 0.4
Total required HLB = 10.63
Calculation of ratio of emulsifier to produce a
particular required HLB value
 One of the most important aspects of the HLB system is that HLB values are
additive if the amount of each in a blend is taken into account. Thus,
blends of high and low HLB surfactants can be used to obtain the required
HLB of an oil.
 The HLB of the mixture of surfactants, consisting of fraction x of A and (1-x)
of B is assumed to be the algebraic mean of the two HLB numbers, i.e.:
HLB mixture = x HLBA + (1-x) HLBB
 Rearrangement the above equation in percent (%) form will be
A = 100 (X-HLBB) / (HLBA – HLBB)
B = 100 – A
Where X is the required HLB of the surfactant (oil) mixture
V
Worked example
A formulator is required to formulate an o/w emulsion of the basic formula:
Liquid paraffin 50 g
Emulsifying agents (required HLB 10.5) 5 g
Water to 100 g
Calculate the fraction of Tween 80 (HLB of 15) and Span 80 (HLB of 4.3) used to produce a physically stable liquid
paraffin emulsion.
Solution
Assume that Tween 80 is A and Span 80 is B. So,
A = 100 (x-HLBB) / (HLBA-HLBB)
= 100 (10.5-4.3) / (15-4.3)
= 57.9%
B = 100 – A
= 100- 57.9 = 42.1 %
A =
57.9 × 5
100
= 2.89 g
B = 5 – 2.89 = 2.11 g
Problem 1
What is the HLB value of a mixture consisting of 40%
span60 (HLB 4.7) and 60% Tween 60 (HLB 14.9).
Solution
Assuming
A: tween 60 , B: span 60
A = 100 (X – HLB B) / (HLB A – HLB B)
60 = 100 (x – 4.7) / (14.9 – 4.7)
60 = 100x – 470 / 10.2
X = 10.82
What is the HLB value of a surfactant blend consisting of 20%
tween20 (HLB 16.7), 30% span20 (HLB 8.6) and 50% span80 (HLB 4.3).
Solution A:
Assuming
A: tween 20 , B: span 20 and C: span80
Solution A:
HLB mixture = fraction of A HLBA + fraction of B HLBB + fraction of C HLBc
= (0.2 x 16.7) + (0.3 x 8.6) + (0.5 x 4.3) = 8.07
Solution B:
A = 100 (x-HLBB) / (HLBA - HLBB)
40 = 100 (x – 8.6) / (16.7 – 8.6)
x = 11.84
Then we consider that A is the blend of A (tween 20) and B (span 20) and B is span 80. So,
A = 100 (x-HLBB) / (HLBA - HLBB)
50 = 100 (X – 4.3) / (11.84 – 4.3)
X = 8.07
Problem 2
What is the HLB value of an emulsifier blend consisting of 25% span20 (HLB 8.6) and 75%
tween20 (HLB 16.7).
Solution
Assuming
A: tween 20 , B: span 20
A = 100 (X – HLB B) / (HLB A – HLB B)
75 = 100 (x – 8.6) / (16.7 – 8.6)
75 = 100x – 860 / 8.1
X = 14.67
Problem 3
Calculate the HLB value of a mixture consisting of 45 g of span80 (HLB 4.3) and 55 g of
polysorbate (tween 80) (HLB 15).
Solution
Assuming
A: tween 80 , B: span 80
A = 100 (X – HLB B) / (HLB A – HLB B)
55 = 100 (x – 4.3) / (15 – 4.3)
55 = 100x – 430 / 10.7
X = 10.18
Problem 4
A mixture of two surface active agents having an HLB value of 13.5, calculate the percent
of each if it consists of Brij35 (HLB 16.9) and span80 (HLB 4.3).
Solution
Assuming
A: Brij35 , B: span 80
A = 100 (X – HLB B) / (HLB A – HLB B)
A = 100 (13.5 – 4.3) / (16.9 – 4.3)
A = 920 / 12.6
A = 73.01 %
B = 100 – A
B = 100 – 73.01
B = 26.98 %
Problem 5
Calculate the required HLB value for the oil phase of the following O/W emulsion:
Rx
Cetyl alcohol 15 g
White wax 1 g
Lanolin anhydrous 2 g
Emulsifier q.s
Glycerin 5 g
Distilled water to 100 g
RHLB of cetyl alcohol = 15
RHLB of white wax = 12
RHLB of lanolin anhydrous = 10
Solution
The total amount of oily phase is 18 g and the proportion of each is:
Cetyl alcohol 15/18 x 100 = 83.34%
White wax 1/18 x 100 = 5.56%
Lanolin anhydrous 2/18 x 100 = 11.12%
Then the total required HLB is obtained as follows:
Cetyl alcohol 83.34/100 x 15 = 12.5
White wax 5.56/ 100 x 12 = 0.66
Lanolin anhydrous 11.12 /100 x 10 = 1.11
Total required HLB 14.27
Problem 6
RX
Stearyl alcohol 8%
Cetyl alcohol 1%
Lanolin anhydrous 1%
Emulsifier 4%
preserved water ad. 100%
a)Calculate the RHLB of the oil phase where RHLB sterayl alcohol 15, RHLB
for cetyl alcohol is 15, and RHLB for lanolin anhydrous is 10.
b) How many grams of span 80(HLB 4.3) and how many grams of tween
60 (HLB 14.9) should be used in formulating 1000 gms of this product.
Problem 7
Solution
a. The total percentage of the oily phase is 10%. So, the proportion of each is:
Stearyl alcohol 8/10 x 100 = 80%
Cetyl alcohol 1/10 x 100 = 10%
Lanolin anhydrous 1/10 x 100 = 10%
The required HLB for the oily phase will be:
Stearyl alcohol 80/100 x 15 = 12
Cetyl alcohol 10/100 x 15 = 1.5
Lanolin anhydrous 10/100 x 10 = 1
Total RHLB 14.5
b. Assume
A: Tween 60 and B: Span 80
A = 100 (x-HLBB) / (HLBA-HLBB)
A= 100 (14.5 – 4.3) / (14.9 – 4.3)
A = 96.22% So, B = 100 – A = 3.78%
Because of the total amount of emulsifier in formula: 4%
So, A = 96.22 / 100 x 4 = 3.85% → 3.85 g and B = 3.78 / 100 x 4 = 0.15% → 0.15 g
* Note that he asked about amount for 1000 gms of the product but the given formula for only 100 gms. So, the required amounts in grams must be
multiplied by Factor (1000/100).
For 1000 grams:
A = 3.85 x 10 = 38.5 g B = 0.15 x 10 = 1.5 g
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hydrophilic-lipophilic_balance.pdf

  • 2. Definition It is the relative efficiency of the hydrophilic portion of the surfactant molecule to its lipophilic portion of the same molecule. • o
  • 3. HLB Griffinˊs Scale  It is an arbitrary scale between 0 and 20 which expresses numerically the size and strength of the polar portion relative to the non-polar portion of the molecule.  Although originally applied to non-ionic surfactants, its use has now been extended to ionic surfactants (HLB for ionic surfactants are much higher, up to 50, based on the ionization properties.
  • 4. 18 Solubilizing agents (15—18) 15 (13-15) Detergents Hydrophilic (water soluble) 12 — o/w Emulsifying agents (8-16) i 9 Wetting and spreading agents Water dispersible (7-9) 6 - w/o Emulsifying agents (3-6) } 3 Antifoaming agents (2—3) Hydrophobic (oil soluble) 0
  • 5. Aim of HLB Griffinˊs Scale  Although the HLB approach is empirical, it does allow comparison between different chemical types of surfactants.  Besides that, it provides a systematic method of selecting mixtures of emulsifying agents to produce physically stable emulsions.  The higher surfactant HLB value, the more hydrophilic it is.  The lower surfactant HLB value, the more lipophilic it is.
  • 6. Examples of Surface active agents on Griffinˊs scale Spans are sorbitan fatty acid esters having low HLB values ranging from 1.8 to 8.6. Tweens are polyoxyethylene derivatives of spans. So, they are more hydrophilic having higher HLB values ranging from 9.6 to 16.7. V
  • 7. Determination of the Required HLB values and Blending of Surfactants Oils used in the formulation of emulsions require a certain HLB value to be formulated as w/o emulsion or o/w emulsion. For the same oil, the required HLB value for O/W emulsion is higher than the required HLB value for W/O emulsion.
  • 8. Oil O/W emulsion W/O emulsion Stearic acid 15 6 Cetyl alcohol 15 ------------- Stearyl alcohol 14 ------------- Lanolin, anhydrous 12 8 Mineral oil, light 12 4 Liquid paraffin 10.5 4 Castor oil 14 ------------- Beeswax 9 5 Petrolatum 7-8 4 Wool fat 10 8
  • 9. Calculation of the required HLB for a mixture of oils, fats or waxes 1. Multiply the required HLB of each ingredient by its fraction from the total oily phase. 2. Add the obtained values to get the total required HLB for the whole oily phase. Example: Liquid paraffin 35% Wool fat 1 % Cetyl alcohol 1% Emulsifier system 7% Water to 100% Solution The total percentage of the oily phase is 37 and the proportion of each is: Liquid paraffin 35/37 x 100 = 94.6% Wool fat 1/37 x 100 = 2.7% Cetyl alcohol 1/37 x 100 = 2.7% The total required HLB number is obtained as follows: Liquid paraffin (HLB 10.5) 94.6/100 X 10.5 = 9.93 Wool fat (HLB 10) 2.7/100 x 10 = 0.3 Cetyl alcohol (HLB 15) 2.7/100 X 15 = 0.4 Total required HLB = 10.63
  • 10. Calculation of ratio of emulsifier to produce a particular required HLB value  One of the most important aspects of the HLB system is that HLB values are additive if the amount of each in a blend is taken into account. Thus, blends of high and low HLB surfactants can be used to obtain the required HLB of an oil.  The HLB of the mixture of surfactants, consisting of fraction x of A and (1-x) of B is assumed to be the algebraic mean of the two HLB numbers, i.e.: HLB mixture = x HLBA + (1-x) HLBB  Rearrangement the above equation in percent (%) form will be A = 100 (X-HLBB) / (HLBA – HLBB) B = 100 – A Where X is the required HLB of the surfactant (oil) mixture V
  • 11. Worked example A formulator is required to formulate an o/w emulsion of the basic formula: Liquid paraffin 50 g Emulsifying agents (required HLB 10.5) 5 g Water to 100 g Calculate the fraction of Tween 80 (HLB of 15) and Span 80 (HLB of 4.3) used to produce a physically stable liquid paraffin emulsion. Solution Assume that Tween 80 is A and Span 80 is B. So, A = 100 (x-HLBB) / (HLBA-HLBB) = 100 (10.5-4.3) / (15-4.3) = 57.9% B = 100 – A = 100- 57.9 = 42.1 % A = 57.9 × 5 100 = 2.89 g B = 5 – 2.89 = 2.11 g
  • 12. Problem 1 What is the HLB value of a mixture consisting of 40% span60 (HLB 4.7) and 60% Tween 60 (HLB 14.9). Solution Assuming A: tween 60 , B: span 60 A = 100 (X – HLB B) / (HLB A – HLB B) 60 = 100 (x – 4.7) / (14.9 – 4.7) 60 = 100x – 470 / 10.2 X = 10.82
  • 13. What is the HLB value of a surfactant blend consisting of 20% tween20 (HLB 16.7), 30% span20 (HLB 8.6) and 50% span80 (HLB 4.3). Solution A: Assuming A: tween 20 , B: span 20 and C: span80 Solution A: HLB mixture = fraction of A HLBA + fraction of B HLBB + fraction of C HLBc = (0.2 x 16.7) + (0.3 x 8.6) + (0.5 x 4.3) = 8.07 Solution B: A = 100 (x-HLBB) / (HLBA - HLBB) 40 = 100 (x – 8.6) / (16.7 – 8.6) x = 11.84 Then we consider that A is the blend of A (tween 20) and B (span 20) and B is span 80. So, A = 100 (x-HLBB) / (HLBA - HLBB) 50 = 100 (X – 4.3) / (11.84 – 4.3) X = 8.07 Problem 2
  • 14. What is the HLB value of an emulsifier blend consisting of 25% span20 (HLB 8.6) and 75% tween20 (HLB 16.7). Solution Assuming A: tween 20 , B: span 20 A = 100 (X – HLB B) / (HLB A – HLB B) 75 = 100 (x – 8.6) / (16.7 – 8.6) 75 = 100x – 860 / 8.1 X = 14.67 Problem 3
  • 15. Calculate the HLB value of a mixture consisting of 45 g of span80 (HLB 4.3) and 55 g of polysorbate (tween 80) (HLB 15). Solution Assuming A: tween 80 , B: span 80 A = 100 (X – HLB B) / (HLB A – HLB B) 55 = 100 (x – 4.3) / (15 – 4.3) 55 = 100x – 430 / 10.7 X = 10.18 Problem 4
  • 16. A mixture of two surface active agents having an HLB value of 13.5, calculate the percent of each if it consists of Brij35 (HLB 16.9) and span80 (HLB 4.3). Solution Assuming A: Brij35 , B: span 80 A = 100 (X – HLB B) / (HLB A – HLB B) A = 100 (13.5 – 4.3) / (16.9 – 4.3) A = 920 / 12.6 A = 73.01 % B = 100 – A B = 100 – 73.01 B = 26.98 % Problem 5
  • 17. Calculate the required HLB value for the oil phase of the following O/W emulsion: Rx Cetyl alcohol 15 g White wax 1 g Lanolin anhydrous 2 g Emulsifier q.s Glycerin 5 g Distilled water to 100 g RHLB of cetyl alcohol = 15 RHLB of white wax = 12 RHLB of lanolin anhydrous = 10 Solution The total amount of oily phase is 18 g and the proportion of each is: Cetyl alcohol 15/18 x 100 = 83.34% White wax 1/18 x 100 = 5.56% Lanolin anhydrous 2/18 x 100 = 11.12% Then the total required HLB is obtained as follows: Cetyl alcohol 83.34/100 x 15 = 12.5 White wax 5.56/ 100 x 12 = 0.66 Lanolin anhydrous 11.12 /100 x 10 = 1.11 Total required HLB 14.27 Problem 6
  • 18. RX Stearyl alcohol 8% Cetyl alcohol 1% Lanolin anhydrous 1% Emulsifier 4% preserved water ad. 100% a)Calculate the RHLB of the oil phase where RHLB sterayl alcohol 15, RHLB for cetyl alcohol is 15, and RHLB for lanolin anhydrous is 10. b) How many grams of span 80(HLB 4.3) and how many grams of tween 60 (HLB 14.9) should be used in formulating 1000 gms of this product. Problem 7
  • 19. Solution a. The total percentage of the oily phase is 10%. So, the proportion of each is: Stearyl alcohol 8/10 x 100 = 80% Cetyl alcohol 1/10 x 100 = 10% Lanolin anhydrous 1/10 x 100 = 10% The required HLB for the oily phase will be: Stearyl alcohol 80/100 x 15 = 12 Cetyl alcohol 10/100 x 15 = 1.5 Lanolin anhydrous 10/100 x 10 = 1 Total RHLB 14.5 b. Assume A: Tween 60 and B: Span 80 A = 100 (x-HLBB) / (HLBA-HLBB) A= 100 (14.5 – 4.3) / (14.9 – 4.3) A = 96.22% So, B = 100 – A = 3.78% Because of the total amount of emulsifier in formula: 4% So, A = 96.22 / 100 x 4 = 3.85% → 3.85 g and B = 3.78 / 100 x 4 = 0.15% → 0.15 g * Note that he asked about amount for 1000 gms of the product but the given formula for only 100 gms. So, the required amounts in grams must be multiplied by Factor (1000/100). For 1000 grams: A = 3.85 x 10 = 38.5 g B = 0.15 x 10 = 1.5 g
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