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Berkeley Bridge
Berkeley Publisher
and Compliance
Who are we? – Expert in knowledge management systems
Berkeley Bridge is expert in knowledge based systems which can be used, among others, to translate
complex legislation in online applications based on decision trees.
The main product of Berkeley Bridge is the Berkeley Publisher, software with which
experts can translate their own knowledge into interactive applications based on
decision trees and checklists.
Our user-friendly and innovative applications are widely used by law firms, health care
organizations, governments, and HRM.
Trends in Compliance
The pressure on compliance and compliance monitoring has increased dramatically in the fast few years.
Important trends are:
1. A lot of new and modified legislation.
2. More stringent compliance legislation.
3. Larger financial and reputational damage when organizations are not compliant.
Trends in Compliance – How to tackle them
In order to be able to respond to these trends, it is important that organizations have access to the right
resources which they can use to:
1. Determine the impact of new and modified legislation on the organizations.
2. Show that the organization lives up to the current requirements.
The execution of these tasks is often difficult and time-consuming; compliance departments need to ‘retrieve’
information from the organization and transfer this information to others.
How it works – Clarity in complexity
The Berkeley Publisher facilities you in this. It enables you to translate complex legislation into decision trees
with help-functions.
This way, departments and employees can make autonomous decisions based on your applications.
This could concern both determining the impact of new legislation as well as how to comply to current legislation.
Besides, while going through an application, an audit trail is developed. The audit trail enables you to look back
at the decisions and how they were made.
How it works – Run > Check > Compliance
Legislation is translated into clear and understandable business rules. If necessary, you could add help-
functions or links to other sources.
By going through a question-answer dialogue the application determines which business rules are, or are not,
applicable. You can also check, per business rule, whether you comply to the current guidelines or not.
If your organization complies to the appropriate guidelines, evidence is collected via an audit trail. Potential
GAPs can be written out. The impact is determined and a manager is appointed who has to execute the
measurements established by the application.
How it works – Compliance Tools
The Publisher enables you to create insight in the complex world of compliance. The following tool, developed
by Totti Finance, gives an example of how to create insight in compliance. The tool helps you with analyzing
the GAP for MiFID/MiFID II, MAD/MAR, and PRIIPS.
The toos also helps you to determine which business rules are applicable to your organization and describes
the GAPs against legislation commencing per January 1, 2017 and current legislation (MiFID, MAD).
Have a look at a live example.
Berkeley Bridge Learning Center
In our Berkeley Bridge Learning Center, you will find all the tools necessary to develop your first working
model within just a few minutes.
There are video tutorials, a detailed documentation, a model library and a FAQ section.
Advantages
Safety
Your information will be encrypted and only made
available internally. Besides, no third parties are
involved, ensuring safety.
Your knowledge
By using the Publisher you are not dependent on
third parties. You use your own specific
knowledge.
Intuitive Software
The Berkeley Publisher is intuitive software which
can be used without any programming knowledge.
Maintainable
Your models are maintained centrally. This way,
your models are always up-to-date and
modifications will automatically be implemented in
all linked documents.
Summary
The Publisher helps you comply with business rules and how to approach these rules. By translating the
complex legislation concerning compliance in an online app, you can easily check whether you adhere to the
current business rules.
More information?
For more information about the Berkeley Publisher or for a demo, please contact us via:
Phone: +31 172 51 51 46
Email: info@berkeleybridge.nl
Berkeley Bridge, Zuidpoolsingel 12, 2408 ZE, Alphen aan den Rijn
Join the Publisher Community!
Try the Publisher
Develop your own models!
Free trial
Stay tuned
Follow us on LinkedIn and
Twitter and stay tuned!
More information
Visit our websites to
Website

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Berkeley publisher and Compliance

  • 2. Who are we? – Expert in knowledge management systems Berkeley Bridge is expert in knowledge based systems which can be used, among others, to translate complex legislation in online applications based on decision trees. The main product of Berkeley Bridge is the Berkeley Publisher, software with which experts can translate their own knowledge into interactive applications based on decision trees and checklists. Our user-friendly and innovative applications are widely used by law firms, health care organizations, governments, and HRM.
  • 3. Trends in Compliance The pressure on compliance and compliance monitoring has increased dramatically in the fast few years. Important trends are: 1. A lot of new and modified legislation. 2. More stringent compliance legislation. 3. Larger financial and reputational damage when organizations are not compliant.
  • 4. Trends in Compliance – How to tackle them In order to be able to respond to these trends, it is important that organizations have access to the right resources which they can use to: 1. Determine the impact of new and modified legislation on the organizations. 2. Show that the organization lives up to the current requirements. The execution of these tasks is often difficult and time-consuming; compliance departments need to ‘retrieve’ information from the organization and transfer this information to others.
  • 5. How it works – Clarity in complexity The Berkeley Publisher facilities you in this. It enables you to translate complex legislation into decision trees with help-functions. This way, departments and employees can make autonomous decisions based on your applications. This could concern both determining the impact of new legislation as well as how to comply to current legislation. Besides, while going through an application, an audit trail is developed. The audit trail enables you to look back at the decisions and how they were made.
  • 6. How it works – Run > Check > Compliance Legislation is translated into clear and understandable business rules. If necessary, you could add help- functions or links to other sources. By going through a question-answer dialogue the application determines which business rules are, or are not, applicable. You can also check, per business rule, whether you comply to the current guidelines or not. If your organization complies to the appropriate guidelines, evidence is collected via an audit trail. Potential GAPs can be written out. The impact is determined and a manager is appointed who has to execute the measurements established by the application.
  • 7. How it works – Compliance Tools The Publisher enables you to create insight in the complex world of compliance. The following tool, developed by Totti Finance, gives an example of how to create insight in compliance. The tool helps you with analyzing the GAP for MiFID/MiFID II, MAD/MAR, and PRIIPS. The toos also helps you to determine which business rules are applicable to your organization and describes the GAPs against legislation commencing per January 1, 2017 and current legislation (MiFID, MAD). Have a look at a live example.
  • 8. Berkeley Bridge Learning Center In our Berkeley Bridge Learning Center, you will find all the tools necessary to develop your first working model within just a few minutes. There are video tutorials, a detailed documentation, a model library and a FAQ section.
  • 9. Advantages Safety Your information will be encrypted and only made available internally. Besides, no third parties are involved, ensuring safety. Your knowledge By using the Publisher you are not dependent on third parties. You use your own specific knowledge. Intuitive Software The Berkeley Publisher is intuitive software which can be used without any programming knowledge. Maintainable Your models are maintained centrally. This way, your models are always up-to-date and modifications will automatically be implemented in all linked documents.
  • 10. Summary The Publisher helps you comply with business rules and how to approach these rules. By translating the complex legislation concerning compliance in an online app, you can easily check whether you adhere to the current business rules. More information? For more information about the Berkeley Publisher or for a demo, please contact us via: Phone: +31 172 51 51 46 Email: info@berkeleybridge.nl Berkeley Bridge, Zuidpoolsingel 12, 2408 ZE, Alphen aan den Rijn
  • 11. Join the Publisher Community! Try the Publisher Develop your own models! Free trial Stay tuned Follow us on LinkedIn and Twitter and stay tuned! More information Visit our websites to Website