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Varia%on	
  in	
  excess	
  cases	
  of	
  adverse	
  events	
  
amenable	
  to	
  health	
  care:	
  low	
  value	
  care	
  with	
  
budgetary	
  impact	
   	
  
	
  
	
  
	
  
Comendeiro-­‐Malloe,	
  Ridao-­‐López	
  M,	
  Mar4nez-­‐Lizaga	
  N,	
  Angulo-­‐Pueyo	
  E,	
  
García-­‐Armesto	
  S,	
  Bernal-­‐Delgado	
  E	
  on	
  behalf	
  of	
  the	
  Atlas	
  VPM	
  team	
  
This	
  is	
  Micaela	
  
BACKGROUND	
  
METHODS	
  
RESULTS	
  
QUESTIONS	
  FOR	
  DEBATE	
  
BACKGROUND	
  
	
  
Lower-­‐value	
  care	
  (definiTon	
  from	
  paper	
  in	
  Berlin	
  
Spanish	
  cases	
  (from	
  PSI	
  paper)	
  
Rivard	
  paper	
  (copy	
  &	
  past)	
  
DEFINITION	
  OF	
  VALUE	
  
	
  
	
  
Underuse	
  of	
  effecTve	
  intervenTons	
  
EffecTve	
  intervenTons	
  performed	
  on	
  non-­‐eligible	
  paTents	
  
IntervenTons	
  with	
  a	
  more	
  cost-­‐effecTve	
  alternaTve	
  
EssenTally	
  ineffecTve	
  intervenTons	
  
Low	
  quality	
  intervenTons	
  
Unsafe	
  intervenTons	
  
PSI	
  
0.5	
   7.7	
   1.8	
   4.9	
   17.3	
  
EB:	
  0.19	
  [CI:0.12;0.28]	
  
Rivard	
  
AIM	
  
EsTmate	
  the	
  excess-­‐cost	
  ahributable	
  to	
  the	
  appearance	
  of	
  
postoperaTve	
  PTE	
  and/or	
  DVT	
  	
  
METHODS	
  
SETTING	
  
VARIABLES	
  
MAIN	
  &	
  SECONDARY	
  ENDPOINTS	
  
ANALYSIS	
  
Popula%on	
  and	
  seNng	
  
•  All	
  paTents	
  over	
  17,	
  undergoing	
  surgery	
  in	
  2009	
  or	
  
2010:	
  1.1	
  million	
  paTents	
  
–  CondiToned	
  to	
  paTents	
  who	
  survived	
  
–  Excluded	
  PTE/DVT	
  as	
  the	
  cause	
  of	
  admission	
  
–  Excluded	
  stays	
  below	
  2	
  days	
  
–  Excluded	
  admissions	
  within	
  MDC14:	
  pregnancy,	
  delivery	
  
and	
  puerperium	
  	
  
•  50	
  hospitals	
  with	
  the	
  largest	
  surgical	
  acTvity	
  	
  
–  56%	
  of	
  the	
  surgical	
  acTvity	
  in	
  Spain	
  
Variables	
  
•  Excess-­‐cost 	
  	
  
–  Excess	
  length	
  of	
  stay	
  	
  
•  Main	
  predictor	
  for	
  excess-­‐cost	
  
–  Having	
  or	
  not	
  postoperaTve	
  PTE	
  and/or	
  DVT	
  
•  AlternaTve	
  predictors	
  for	
  excess-­‐cost	
  
–  Age	
  
–  Sex	
  
–  ComorbidiTes	
  
–  Hospital	
  of	
  treatment	
  
Main	
  &	
  secondary	
  endpoints	
  
•  Excess-­‐LOS	
  per	
  hospital	
  
–  Average	
  	
  
–  CondiToned	
  to	
  those	
  exposed	
  to	
  the	
  risk	
  of	
  having	
  AE	
  
•  Excess-­‐cost	
  per	
  hospital	
  
Analysis	
  
•  StraTfied-­‐descripTve	
  
•  MulTlevel	
  log-­‐lineal	
  -­‐	
  average	
  effect	
  
	
  
•  Kernel	
  matching	
  to	
  determine	
  average	
  LOS-­‐excess,	
  
condiToned	
  to	
  the	
  risk	
  of	
  adverse	
  event	
  
Risk	
  score	
  
PaTents	
  never	
  	
  
have	
  PTE/DVT	
  
PaTents	
  always	
  
have	
  PTE/DVT	
  
Risk	
  of	
  PTE/DVT	
  
Subpop	
  of	
  paTents	
  with	
  a	
  priori	
  higher	
  average-­‐risk	
  	
  
Subpop	
  of	
  paTents	
  with	
  a	
  priori	
  	
  lower	
  average-­‐risk	
  	
  
Matching	
  	
  
PaTents	
  never	
  	
  
have	
  PTE/DVT	
  
PaTents	
  always	
  
have	
  PTE/DVT	
  
Risk	
  of	
  PTE/DVT	
  
Subpop	
  of	
  paTents	
  with	
  a	
  priori	
  higher	
  average-­‐risk	
  	
  
Subpop	
  of	
  paTents	
  with	
  a	
  priori	
  	
  lower	
  average-­‐risk	
  	
  
 	
  
LOS	
  No	
  Event	
  
average	
  (s.d.)	
  
LOS	
  event	
  	
  
average	
  (s.d.)	
  
Differential*	
  
	
  	
   n=1.064.836	
   n=7.777	
   	
  	
  
PSI	
  12	
  or	
  Adverse	
  Event	
   	
  	
   	
  	
   	
  	
  
Overall	
  cases	
   10,48	
  (13,89)	
   22,39	
  (24,87)	
   11,9	
  
For	
  each	
  of	
  the	
  characteristics	
  of	
  the	
  episodes	
  
Age	
   	
  	
   	
  	
   	
  	
  
From	
  18	
  to	
  39	
   7,6	
  (12,94)	
   30,24	
  (34,71)	
   22,64	
  
From	
  40	
  to	
  64	
   9,7	
  (14,29)	
   24,44	
  (28,02)	
   14,74	
  
65	
  or	
  older	
   11,8	
  (13,69)	
   20,74	
  (21,91)	
   8,94	
  
Gender	
   	
  	
   	
  	
   	
  	
  
Mail	
   11,07	
  (14,63)	
   22,86	
  (25,70)	
   11,79	
  
Female	
   9,8	
  (12,96)	
   21,83	
  (23,85)	
   12,03	
  
Comorbidities	
  (Elixhauser)	
   	
  	
   	
  	
   	
  	
  
Pulmonary	
  circulatory	
  disease	
   15,54	
  (16,60)	
   23,56	
  (25,17)	
   8,02	
  
Paralysis	
   22,02	
  (30,68)	
   40,73	
  (48,59)	
   18,71	
  
Lymphoma	
   14,54	
  (15,72)	
   22,61	
  (25,71)	
   8,07	
  
Cancer	
  with	
  metastasis	
   16,75	
  (16,39)	
   18,57	
  (16,52)	
   1,82	
  
Metastasis	
  without	
  solid	
  tumour	
   11,99	
  (14,50)	
   17,41	
  (14,54)	
   5,42	
  
Coagulopathies	
   18,36	
  (21,30)	
   28,62	
  (29,43)	
   10,26	
  
Weight	
  loss	
   25,36	
  (26,82)	
   34,76	
  (31,27)	
   9,40	
  
LOS	
  in	
  those	
  with	
  and	
  without	
  PTE/DVT	
  
Hospital)Lenght)of)Stay)
Model1))
Hospital)effect)
(empty)model))
Model2))
Hospital)effect)and)
Adverse)Event)
Model)3)
RiskAadjusted)by)
the)morbidity)
characteristics)of)
the)episodes)and)
hospital)
Episode(characteristics))
(β"coeff,"95%"CI)"
"
" " "
Constant) 7,37"(7,16"""7,59)" 7,33"(7,12"""7,55)" 3,83"(3,63"""3,90)"
Psi12(PTE"post"o"TVP)" " 2,03"(1,99"""2,07)" 1,40)(1,38)))1,43))
Age) " " "
From"18"to"39"years" " " AAA"
From"40"to"64"years" " " 0,99"(0,86"""1,00)"
65"or"older" " " 1,04"(1,40"""1,57)"
Gender) " " "
Mail" " " AAA"
Female" " " 0,99"(0,99"""1,00)""
Comorbidity)(Elixhauser)" " " "
Paralysis" " " 1,32"(1,30"""1,33)"
Lymphoma" " " 2,67"(1,08"""1,13)"
Metastatic"Cancer" " " 1,36"(1,35"""1,38)"
Coagulopathies" " " 1,12"(1,10"""1,14)"
Weight"loss" " " 1,58"(1,56"""1,60)"
Amount)of)secondary)
diagnosis)" " " 1,11"(1,10"""1,11)"
(
Hospital(effect(
" " "
Variance"of"level"hospital"(SE)" 0,11" 0,11" 0,13"
Average	
  excess	
  LOS	
  
Model	
  	
  	
  
Excess	
  
LOS*	
  
Average	
  excess	
  LOS	
  (log-­‐linear)	
   1.40	
  
Average	
  excess	
  LOS	
  conditioned	
  to	
  risk	
  (overall)	
   1.75	
  
Average	
  excess	
  LOS	
  conditioned	
  to	
  risk	
  (within	
  hospital)	
  	
   1.74	
  
	
  	
  Min	
   1.2	
  
	
  	
  Max	
  	
   2.4	
  
	
  	
  EQ	
   1.7	
  
	
  	
  IQ	
   1.3	
  
	
  
*	
  Basal	
  Hospital	
  length	
  of	
  stay:	
  3,83	
  days	
  
	
  
	
  
*Peiró-­‐Moreno	
  S,	
  García-­‐Petit	
  J,	
  Bernal-­‐Delagado	
  E,	
  Ridao-­‐López	
  M,	
  Librero-­‐López	
  J.	
  “El	
  gasto	
  hospitalario	
  poblacional,	
  variaciones	
  geográbicas	
  y	
  factores	
  
determinantes”.	
  Presupuesto	
  y	
  gasto	
  público	
  2007;49:193-­‐209	
  
Excess	
  LOS	
  condi%oned	
  to	
  same	
  risk	
  
QUESTIONS	
  FOR	
  DEBATE	
  
RISK	
  MATCHING	
  IS	
  JUST	
  BUILT	
  ON	
  OBSERVABLE	
  FACTORS	
  
TIME-­‐DEPENDENT	
  BIAS	
  
MISS-­‐CLASSIFICATION	
  OF	
  THE	
  EVENT	
  
JUST	
  OBSERVABLE	
  
•  Are	
  we	
  missing	
  some	
  variables	
  at	
  paTent-­‐level	
  that	
  
could	
  determine	
  differences	
  in	
  risk,	
  beyond	
  the	
  
already	
  considered	
  in	
  the	
  risk	
  score?	
  
•  Since	
  the	
  esTmaTon	
  of	
  the	
  risk-­‐score	
  has	
  considered	
  
unobservable	
  hospital-­‐specific	
  variables	
  (mu),	
  and	
  
the	
  event	
  has	
  been	
  defined	
  as	
  a	
  paTent	
  safety	
  event	
  
(likely	
  ahributable	
  to	
  hospital	
  care)	
  –	
  are	
  we	
  
miTgaTng	
  the	
  bias?	
  
Time-­‐dependent	
  bias?	
  
In	
  the	
  opposite	
  sense	
  
Miss-­‐classifica%on	
  of	
  events	
  
How	
  to	
  increase	
  PPV?	
  
IMPACT	
  
Alarm	
  performance	
  
Alert	
  performance	
  	
  
Average	
  performance	
  
Good	
  performance	
  	
  
Excellent	
  performance	
  
Flagging	
  hospitals	
  beyond	
  a	
  threshold	
  
VariaTon	
  in	
  the	
  adjusted-­‐incidence	
  of	
  PTE/DVT	
  
Performance	
  relative	
  
position	
  in	
  terms	
  of	
  
ATET	
  
Hospitals	
   Episodes	
   AE-­‐PSI12	
   Cost	
  differential	
  
Alarm/Alert	
  
(%	
  total)	
  
10	
  
(20%)	
  
229,792	
  
(24.6%)	
  
1,736	
  
(22.3%)	
  
€	
  19,705,221.16	
  
(29%)	
  
Average	
  
(%	
  total)	
  
29	
  
(58%)	
  
515,595	
  
(55.1%)	
  
4,168	
  
(53.6%)	
  
€	
  36,010,872.96	
  
(53%)	
  
Good/Excellent	
  
(%	
  total)	
  
11	
  
(22%)	
  
190,015	
  
(20.3%)	
  
1,873	
  
(24.1%)	
  
€	
  12,264,628.15	
  
(18%)	
  
Total	
  
50	
  
(100%)	
  
935,402	
  
(100%)	
  
7,777	
  
(100%)	
  
€	
  67,980,722.3	
  
(100%)	
  
Impact	
  on	
  costs	
  
*Peiró-­‐Moreno	
  S,	
  García-­‐Petit	
  J,	
  Bernal-­‐Delagado	
  E,	
  Ridao-­‐López	
  M,	
  Librero-­‐López	
  J.	
  “El	
  gasto	
  hospitalario	
  poblacional,	
  variaciones	
  geográbicas	
  y	
  factores	
  
determinantes”.	
  Presupuesto	
  y	
  gasto	
  público	
  2007;49:193-­‐209	
  
8.4	
  
4,0	
  
5,0	
  
6,0	
  
7,0	
  
8,0	
  
9,0	
  
10,0	
  
3,0	
   5,0	
   7,0	
   9,0	
   11,0	
   13,0	
   15,0	
   17,0	
   19,0	
  
Risk	
  adjusted	
  hospital	
  incidence	
  of	
  adverse	
  events*1,000	
  surgeries	
  
ATET	
  (extra	
  days)	
  after	
  TVP	
  (psi12)	
  
Quadrant	
  I	
  Quadrant	
  II	
  
Quadrant	
  III	
   Quadrant	
  IV	
  
6.7	
  
8.4	
  
Concilia%ng	
  safety	
  and	
  costs	
  
Incidence	
  of	
  Adverse	
  Events	
  vs.	
  Average	
  effect	
  on	
  the	
  exposed	
  
PTE	
  &	
  DVT	
  aWer	
  surgery	
  across	
  countries	
  
1,43 7,55 0,87 4,36 1,87
ANNEX:	
  MODEL	
  SPECIFICATIONS	
  
Log-­‐linear	
  specifica%on	
  
Risk-­‐score	
  matching	
  specifica%on	
  	
  

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Wennberg International Collaborative Conference 'Variation in excess cases of adverse events amenable to health care: low value care with budgetary impact'. E. Bernal-Delgado, Septiembre 2015

  • 1. Varia%on  in  excess  cases  of  adverse  events   amenable  to  health  care:  low  value  care  with   budgetary  impact           Comendeiro-­‐Malloe,  Ridao-­‐López  M,  Mar4nez-­‐Lizaga  N,  Angulo-­‐Pueyo  E,   García-­‐Armesto  S,  Bernal-­‐Delgado  E  on  behalf  of  the  Atlas  VPM  team  
  • 3. BACKGROUND   METHODS   RESULTS   QUESTIONS  FOR  DEBATE  
  • 4. BACKGROUND     Lower-­‐value  care  (definiTon  from  paper  in  Berlin   Spanish  cases  (from  PSI  paper)   Rivard  paper  (copy  &  past)  
  • 5. DEFINITION  OF  VALUE       Underuse  of  effecTve  intervenTons   EffecTve  intervenTons  performed  on  non-­‐eligible  paTents   IntervenTons  with  a  more  cost-­‐effecTve  alternaTve   EssenTally  ineffecTve  intervenTons   Low  quality  intervenTons   Unsafe  intervenTons  
  • 6. PSI   0.5   7.7   1.8   4.9   17.3   EB:  0.19  [CI:0.12;0.28]  
  • 8. AIM   EsTmate  the  excess-­‐cost  ahributable  to  the  appearance  of   postoperaTve  PTE  and/or  DVT    
  • 9. METHODS   SETTING   VARIABLES   MAIN  &  SECONDARY  ENDPOINTS   ANALYSIS  
  • 10. Popula%on  and  seNng   •  All  paTents  over  17,  undergoing  surgery  in  2009  or   2010:  1.1  million  paTents   –  CondiToned  to  paTents  who  survived   –  Excluded  PTE/DVT  as  the  cause  of  admission   –  Excluded  stays  below  2  days   –  Excluded  admissions  within  MDC14:  pregnancy,  delivery   and  puerperium     •  50  hospitals  with  the  largest  surgical  acTvity     –  56%  of  the  surgical  acTvity  in  Spain  
  • 11. Variables   •  Excess-­‐cost     –  Excess  length  of  stay     •  Main  predictor  for  excess-­‐cost   –  Having  or  not  postoperaTve  PTE  and/or  DVT   •  AlternaTve  predictors  for  excess-­‐cost   –  Age   –  Sex   –  ComorbidiTes   –  Hospital  of  treatment  
  • 12. Main  &  secondary  endpoints   •  Excess-­‐LOS  per  hospital   –  Average     –  CondiToned  to  those  exposed  to  the  risk  of  having  AE   •  Excess-­‐cost  per  hospital  
  • 13. Analysis   •  StraTfied-­‐descripTve   •  MulTlevel  log-­‐lineal  -­‐  average  effect     •  Kernel  matching  to  determine  average  LOS-­‐excess,   condiToned  to  the  risk  of  adverse  event  
  • 14. Risk  score   PaTents  never     have  PTE/DVT   PaTents  always   have  PTE/DVT   Risk  of  PTE/DVT   Subpop  of  paTents  with  a  priori  higher  average-­‐risk     Subpop  of  paTents  with  a  priori    lower  average-­‐risk    
  • 15. Matching     PaTents  never     have  PTE/DVT   PaTents  always   have  PTE/DVT   Risk  of  PTE/DVT   Subpop  of  paTents  with  a  priori  higher  average-­‐risk     Subpop  of  paTents  with  a  priori    lower  average-­‐risk    
  • 16.     LOS  No  Event   average  (s.d.)   LOS  event     average  (s.d.)   Differential*       n=1.064.836   n=7.777       PSI  12  or  Adverse  Event               Overall  cases   10,48  (13,89)   22,39  (24,87)   11,9   For  each  of  the  characteristics  of  the  episodes   Age               From  18  to  39   7,6  (12,94)   30,24  (34,71)   22,64   From  40  to  64   9,7  (14,29)   24,44  (28,02)   14,74   65  or  older   11,8  (13,69)   20,74  (21,91)   8,94   Gender               Mail   11,07  (14,63)   22,86  (25,70)   11,79   Female   9,8  (12,96)   21,83  (23,85)   12,03   Comorbidities  (Elixhauser)               Pulmonary  circulatory  disease   15,54  (16,60)   23,56  (25,17)   8,02   Paralysis   22,02  (30,68)   40,73  (48,59)   18,71   Lymphoma   14,54  (15,72)   22,61  (25,71)   8,07   Cancer  with  metastasis   16,75  (16,39)   18,57  (16,52)   1,82   Metastasis  without  solid  tumour   11,99  (14,50)   17,41  (14,54)   5,42   Coagulopathies   18,36  (21,30)   28,62  (29,43)   10,26   Weight  loss   25,36  (26,82)   34,76  (31,27)   9,40   LOS  in  those  with  and  without  PTE/DVT  
  • 17. Hospital)Lenght)of)Stay) Model1)) Hospital)effect) (empty)model)) Model2)) Hospital)effect)and) Adverse)Event) Model)3) RiskAadjusted)by) the)morbidity) characteristics)of) the)episodes)and) hospital) Episode(characteristics)) (β"coeff,"95%"CI)" " " " " Constant) 7,37"(7,16"""7,59)" 7,33"(7,12"""7,55)" 3,83"(3,63"""3,90)" Psi12(PTE"post"o"TVP)" " 2,03"(1,99"""2,07)" 1,40)(1,38)))1,43)) Age) " " " From"18"to"39"years" " " AAA" From"40"to"64"years" " " 0,99"(0,86"""1,00)" 65"or"older" " " 1,04"(1,40"""1,57)" Gender) " " " Mail" " " AAA" Female" " " 0,99"(0,99"""1,00)"" Comorbidity)(Elixhauser)" " " " Paralysis" " " 1,32"(1,30"""1,33)" Lymphoma" " " 2,67"(1,08"""1,13)" Metastatic"Cancer" " " 1,36"(1,35"""1,38)" Coagulopathies" " " 1,12"(1,10"""1,14)" Weight"loss" " " 1,58"(1,56"""1,60)" Amount)of)secondary) diagnosis)" " " 1,11"(1,10"""1,11)" ( Hospital(effect( " " " Variance"of"level"hospital"(SE)" 0,11" 0,11" 0,13" Average  excess  LOS  
  • 18. Model       Excess   LOS*   Average  excess  LOS  (log-­‐linear)   1.40   Average  excess  LOS  conditioned  to  risk  (overall)   1.75   Average  excess  LOS  conditioned  to  risk  (within  hospital)     1.74      Min   1.2      Max     2.4      EQ   1.7      IQ   1.3     *  Basal  Hospital  length  of  stay:  3,83  days       *Peiró-­‐Moreno  S,  García-­‐Petit  J,  Bernal-­‐Delagado  E,  Ridao-­‐López  M,  Librero-­‐López  J.  “El  gasto  hospitalario  poblacional,  variaciones  geográbicas  y  factores   determinantes”.  Presupuesto  y  gasto  público  2007;49:193-­‐209   Excess  LOS  condi%oned  to  same  risk  
  • 19. QUESTIONS  FOR  DEBATE   RISK  MATCHING  IS  JUST  BUILT  ON  OBSERVABLE  FACTORS   TIME-­‐DEPENDENT  BIAS   MISS-­‐CLASSIFICATION  OF  THE  EVENT  
  • 20. JUST  OBSERVABLE   •  Are  we  missing  some  variables  at  paTent-­‐level  that   could  determine  differences  in  risk,  beyond  the   already  considered  in  the  risk  score?   •  Since  the  esTmaTon  of  the  risk-­‐score  has  considered   unobservable  hospital-­‐specific  variables  (mu),  and   the  event  has  been  defined  as  a  paTent  safety  event   (likely  ahributable  to  hospital  care)  –  are  we   miTgaTng  the  bias?  
  • 21. Time-­‐dependent  bias?   In  the  opposite  sense  
  • 22. Miss-­‐classifica%on  of  events   How  to  increase  PPV?  
  • 24. Alarm  performance   Alert  performance     Average  performance   Good  performance     Excellent  performance   Flagging  hospitals  beyond  a  threshold   VariaTon  in  the  adjusted-­‐incidence  of  PTE/DVT  
  • 25. Performance  relative   position  in  terms  of   ATET   Hospitals   Episodes   AE-­‐PSI12   Cost  differential   Alarm/Alert   (%  total)   10   (20%)   229,792   (24.6%)   1,736   (22.3%)   €  19,705,221.16   (29%)   Average   (%  total)   29   (58%)   515,595   (55.1%)   4,168   (53.6%)   €  36,010,872.96   (53%)   Good/Excellent   (%  total)   11   (22%)   190,015   (20.3%)   1,873   (24.1%)   €  12,264,628.15   (18%)   Total   50   (100%)   935,402   (100%)   7,777   (100%)   €  67,980,722.3   (100%)   Impact  on  costs   *Peiró-­‐Moreno  S,  García-­‐Petit  J,  Bernal-­‐Delagado  E,  Ridao-­‐López  M,  Librero-­‐López  J.  “El  gasto  hospitalario  poblacional,  variaciones  geográbicas  y  factores   determinantes”.  Presupuesto  y  gasto  público  2007;49:193-­‐209  
  • 26. 8.4   4,0   5,0   6,0   7,0   8,0   9,0   10,0   3,0   5,0   7,0   9,0   11,0   13,0   15,0   17,0   19,0   Risk  adjusted  hospital  incidence  of  adverse  events*1,000  surgeries   ATET  (extra  days)  after  TVP  (psi12)   Quadrant  I  Quadrant  II   Quadrant  III   Quadrant  IV   6.7   8.4   Concilia%ng  safety  and  costs   Incidence  of  Adverse  Events  vs.  Average  effect  on  the  exposed  
  • 27. PTE  &  DVT  aWer  surgery  across  countries   1,43 7,55 0,87 4,36 1,87