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REGULATORY COMPLIANCE AND
LONG-TERM STORAGE OF DATA
Dr Matthew Addis
Arkivum Ltd
WEBINAR
S3 INTRODUCTION
Mark Treweeke
Solid State Solutions Ltd. (S3)
Trusted Advisor of Choice
►Solid State Solutions (S3)
› Leading independent storage integrator
› Big data and virtualisation
› Consultative approach
› Flexible range of services
►Celebrating 25 Years
› Solutions not products
› Focused and Skilled
› Support
› Enduring relationships
Trusted Advisor of Choice
►Cloud Services
› Archive and preservation
› Backup and DR
►Managed Services
› Offload day-day management tasks
› Predictable and controlled costs
►T3 Data Centre Space
› Two locations
› Very secure and very efficient
Trusted Advisor of Choice
►Over
Trusted Advisor of Choice
►Partners
Contents
• Review of requirements
• Challenges of data retention and access
• Approach and solutions
• How Arkivum can help
“Security is of key importance to our business, Arkivum’s A-Stor Pharma
service allows us to store our encrypted data for the long term in a cost
efficient way that is entirely scalable and reduces pressure on our internal
IT infrastructure.”
Dan Watkins, Oxford Fertility Clinic
REVIEW OF REQUIREMENTS
Why keep digital data
• Regulation and compliance
• Intellectual Property
• Reuse
• Save money
• Better use of in-house resources
Regulatory Compliance
• Financial, HR, Communications, Health…
• Data Protection Act
• Freedom of Information
• Statutory legislation
• Regulatory bodies
• Recommendations and good practice
Medical records
DPA, FOI, Public Records Act, BS10008
and BIP0008, IG Toolkit, Retention
Periods (Part 2), Audit Trails (Annex D3)
GxP Regulations and Guidelines
• FDA 21 CFR Part 11
• EudraLex Volume 4 Annex 11
• OECD series on GLP
• MHRA GCP guide
Research
The IT challenge
0
1
2
3
4
5
1 2 3 4 5
data volume
storage unit cost
IT budget
The RDM challenge
Open Access, e.g. CC0
Legacy data
Commercial research
Personal data
Third-party data
Under development
No public repository
Low cost
• Way to cope with data growth
• Free up expensive resources
• Eliminate the ‘cost of loss’
High safety
• Data reuse or regulatory compliance
• Data is immutable, replicated, managed
• Auditable integrity, authenticity, access
Easy access
• Quick to retrieve data when its needed
• Frequency: each year, not each second
• Speed: minutes, not milliseconds
Common requirements
Common outcomes
• Integrity and authenticity
• Confidentiality
• Usability / ready access / readability
• Responsibility
• Risk management and proportionality
WHAT ARE THE
CHALLENGES?
20 years of keeping content alive
Digital Preservation
“Digital information lasts forever -
or five years, whichever comes first."
Jeff Rothenberg
Perpetual change
• Change costs money
• Change takes time
• Change introduces risk
• Change requires validation
• Change needs planning
• Change needs management
2,200 years
30,000 years
1,200 years
20 years
200 years
Each new generation of technology:
1000x times denser
lasts 1/10th as long
IT storage is not safe
People cause data loss too
Active Archiving
• Preservation best practice (diversity, intervention)
– Multiple copies in different locations
– Different technologies and different people
– Active management: migration, integrity
Ingest Queue
Access Queue
Replication and
Repair Queue
Storage System 1 Storage System 2
Scrubbing
and migration
Scrubbing
and migration
Ingredients
• Skilled and trained people
• Validated processes and procedures
• Comprehensive risk management
• Specialist infrastructure
• Economies of scale
• Independent audit and validation
HOW ARKIVUM CAN HELP
Arkivum service in a nutshell
SLA with 100%
data integrity
guaranteed
World-wide
professional
indemnity
insurance
Long term
contracts for
enterprise data
archiving
Fully automated
and managed
solution
Audited and
certified to
ISO27001
Arkivum’s Active Archive
A-StorDC
A-StorDC
Encrypted
VPN
A-Stor creates an encrypted
copy on the gateway and
copies to Arkivum’s
Data Centre One
A-Stor
A-StorDC creates the
second copy in Arkivum’s
Data Centre Two
A-StorDC creates the
escrow copy in the
Tape Vault
Once all three copies are
confirmed safe and secure
the original copy can
safely be deleted
Trust but verify!
Audit trails
• Essential in compliance applications
• Part of records management
• Digital preservation is an active process
• Good practice to record checks/interventions
Ready made exit plan
• Metadata and data on a file system
• Open standards and formats
• 3-way agreement on ownership/access
• Drive down costs and risks
LTFS
Purchasing Options
• Pre-agreed terms
• PAYG or Paid-Up for 5,10 or 25 years
• JANET connected
• Ingress or egress included
• Migrations and refreshes included
• Audits and certification included
• Escrow copy included
• DMP friendly
• Not just for research data
• Easy budgeting
Example customers
Trusted Advisor of Choice
1 Prisma Park, Berrington Avenue
Basingstoke, Hampshire, RG24 8GT
0870 7776111
Inforeq@s3.co.ukwww.s3.co.uk
We are here to help

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Regulatory Compliance and Long-Term Storage of Data

  • 1. REGULATORY COMPLIANCE AND LONG-TERM STORAGE OF DATA Dr Matthew Addis Arkivum Ltd WEBINAR
  • 2. S3 INTRODUCTION Mark Treweeke Solid State Solutions Ltd. (S3)
  • 3. Trusted Advisor of Choice ►Solid State Solutions (S3) › Leading independent storage integrator › Big data and virtualisation › Consultative approach › Flexible range of services ►Celebrating 25 Years › Solutions not products › Focused and Skilled › Support › Enduring relationships
  • 4. Trusted Advisor of Choice ►Cloud Services › Archive and preservation › Backup and DR ►Managed Services › Offload day-day management tasks › Predictable and controlled costs ►T3 Data Centre Space › Two locations › Very secure and very efficient
  • 5. Trusted Advisor of Choice ►Over
  • 6. Trusted Advisor of Choice ►Partners
  • 7.
  • 8. Contents • Review of requirements • Challenges of data retention and access • Approach and solutions • How Arkivum can help “Security is of key importance to our business, Arkivum’s A-Stor Pharma service allows us to store our encrypted data for the long term in a cost efficient way that is entirely scalable and reduces pressure on our internal IT infrastructure.” Dan Watkins, Oxford Fertility Clinic
  • 10. Why keep digital data • Regulation and compliance • Intellectual Property • Reuse • Save money • Better use of in-house resources
  • 11. Regulatory Compliance • Financial, HR, Communications, Health… • Data Protection Act • Freedom of Information • Statutory legislation • Regulatory bodies • Recommendations and good practice
  • 12. Medical records DPA, FOI, Public Records Act, BS10008 and BIP0008, IG Toolkit, Retention Periods (Part 2), Audit Trails (Annex D3)
  • 13. GxP Regulations and Guidelines • FDA 21 CFR Part 11 • EudraLex Volume 4 Annex 11 • OECD series on GLP • MHRA GCP guide
  • 15. The IT challenge 0 1 2 3 4 5 1 2 3 4 5 data volume storage unit cost IT budget
  • 16. The RDM challenge Open Access, e.g. CC0 Legacy data Commercial research Personal data Third-party data Under development No public repository
  • 17. Low cost • Way to cope with data growth • Free up expensive resources • Eliminate the ‘cost of loss’ High safety • Data reuse or regulatory compliance • Data is immutable, replicated, managed • Auditable integrity, authenticity, access Easy access • Quick to retrieve data when its needed • Frequency: each year, not each second • Speed: minutes, not milliseconds Common requirements
  • 18. Common outcomes • Integrity and authenticity • Confidentiality • Usability / ready access / readability • Responsibility • Risk management and proportionality
  • 20. 20 years of keeping content alive
  • 21. Digital Preservation “Digital information lasts forever - or five years, whichever comes first." Jeff Rothenberg
  • 22. Perpetual change • Change costs money • Change takes time • Change introduces risk • Change requires validation • Change needs planning • Change needs management
  • 23. 2,200 years 30,000 years 1,200 years 20 years 200 years Each new generation of technology: 1000x times denser lasts 1/10th as long
  • 24. IT storage is not safe
  • 25. People cause data loss too
  • 26.
  • 27.
  • 28.
  • 29. Active Archiving • Preservation best practice (diversity, intervention) – Multiple copies in different locations – Different technologies and different people – Active management: migration, integrity Ingest Queue Access Queue Replication and Repair Queue Storage System 1 Storage System 2 Scrubbing and migration Scrubbing and migration
  • 30. Ingredients • Skilled and trained people • Validated processes and procedures • Comprehensive risk management • Specialist infrastructure • Economies of scale • Independent audit and validation
  • 32. Arkivum service in a nutshell SLA with 100% data integrity guaranteed World-wide professional indemnity insurance Long term contracts for enterprise data archiving Fully automated and managed solution Audited and certified to ISO27001
  • 33. Arkivum’s Active Archive A-StorDC A-StorDC Encrypted VPN A-Stor creates an encrypted copy on the gateway and copies to Arkivum’s Data Centre One A-Stor A-StorDC creates the second copy in Arkivum’s Data Centre Two A-StorDC creates the escrow copy in the Tape Vault Once all three copies are confirmed safe and secure the original copy can safely be deleted
  • 35. Audit trails • Essential in compliance applications • Part of records management • Digital preservation is an active process • Good practice to record checks/interventions
  • 36. Ready made exit plan • Metadata and data on a file system • Open standards and formats • 3-way agreement on ownership/access • Drive down costs and risks LTFS
  • 37. Purchasing Options • Pre-agreed terms • PAYG or Paid-Up for 5,10 or 25 years • JANET connected • Ingress or egress included • Migrations and refreshes included • Audits and certification included • Escrow copy included • DMP friendly • Not just for research data • Easy budgeting
  • 39. Trusted Advisor of Choice 1 Prisma Park, Berrington Avenue Basingstoke, Hampshire, RG24 8GT 0870 7776111 Inforeq@s3.co.ukwww.s3.co.uk We are here to help