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Surrealist Daisies:
Choosing Your Own
Goodness
An Independent Script Analysis
Project on Goethe's Faust
Amanda Grace
  	
  
	
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Table of Contents
Introduction:
A Love Letter To Goethe.............................................3
Chapter One: Given Circumstances
The Life and Times of Doctor Faust............................9
Chapter Two: Character
Out of Stock...............................................................18
Chapter Three: Plot
Machismo and Motivation.........................................29
Chapter Four: Theme
Acting Upon Curiositas..............................................43
Chapter Five: Production Implications
Weight Without Realism............................................52
Bibliography..................................................................................64
  	
  
	
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Introduction
A Love Letter to Goethe
~
Wir fühlen uns nicht angezogen durch dies ßild;
doch wer versteht den anderen ganz?
Er hat zu viel Recht noch heute,
als das wir recht urtheilen können.
We do not feel enthralled by this picture;
but who understands the other person completely?...
He has too much deserved knowledge even today
as that we cannot judge him completely.
Armin Seidl, Goethes Religion (1895)
~
This manuscript, for all the admiration it pours out on Johann Wolfgang von
Goethe, is the manifestation of an act he thought impossible: the analysis of his seminal
epic, Faust. The product of a lifetime of effort, a pastiche of stories spanning years and
their mentalities, was and is considered by many—including the author himself—to
evade all forms of deduction in its fantastical whimsy and disjointed narrative, and yet,
here we are. This analysis in no way covers every moment of brilliance contained in
Goethe's words; I would venture to say that many if not most of them remain untouched
by my investigation. Similarly, this volume does not attempt to recreate the inimitable
originality of its source text; after all, to do so would be to disprove its ingenuity, a feat I
suspect no writer will ever be able to do. This labor of love was created in the hopes of
making Faust accessible to those who bring theatre to life. It is my humble but strong
belief that Goethe's classic has been absent from the stage for far too long: the day that
the masses consider this ultimate tale of humanity too far out of the common man's reach
is the day it must be performed. As the following pages will testify, Goethe's play is
cerebral, and challenging, and dense for those who read it. But for those who watch it,
  	
  
	
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Faust is enticing, and exciting, and oh-so relevant. The ensuing chapters seek to explain
the depth of Doctor Faust's story so that artists who read it will be capable of designing a
production worthy of Goethe's name—the production implications of my own personal
vision are given in Chapter Five, but Chapters One through Four offer enough detail that
readers will be able to dream their own dreams of Faust's heavenly and hellish life.
The following Introduction contains information on Goethe's personal beliefs I
thought it critical for readers to know before embarking into this analysis, as well as a
note on the translations used and a summary of the subsequent chapters. I conclude my
own digression here by wishing you all the wonderful joy that Goethe's Faust has
brought to me; it is, as Walter Kaufmann remarked, a truly incommensurable work.
Goethe's Life
Goethe's life was abundant with the search for knowledge. He studied the
sciences; he contributed to early color theory; he, of course, was a remarkable poet and
playwright. But our purpose here is not to compile a biography—such work has been
done, and done well, before. Rather, the author hopes to provide a few words on Goethe's
complex views and beliefs as they pertain to the creation of Faust.
Chapter Four will introduce the themes central to Faust, one of which relates to
the holiness of dedication to a singular objective. In Goethes Religion, Armin Seidl
stresses this as a major facet of Goethe's personal spirituality:
He calls it an Article of his religious beliefs that "We, through
steadfastness and integral loyalty solely to the present existence, give
Heaven a true worth and are able to enter it." (16)
  	
  
	
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As Goethe's life progresses, war with France provides evidence of humankind's
capacity for viciousness, and he becomes cynical. This loss of faith runs concurrent to
Goethe's disenchantment with the traditional view of God as an interactive deity. Goethe
begins to consider God as an outside force, and this perspective causes severe dissonance
once he feels some unknown energy working through him, inspiring his art. Of this,
Goethe remarked:
"God uses me like with His old Saints, and I don't know where it's
coming from. If I ask for proof of God's grace1
, that 'may the fur stay dry
and the threshing floor be wet', then that's the way it is." (16)
After deliberation, Goethe came to call this force "Spinoza," which invokes not so much
a singular God as a pervasive spirit of Life:
"Spinoza does not prove the existence of a God, deeper understanding
is God." (16)
Seidl considers this realization a result of Goethe's involvement in the arts; certainly, the
piece that became Faust deals with the many conceptions humans have of the divine. In
any case, Goethe's obsession with this "deeper understanding" drives his life as a scholar
and influences the occupation of his protagonist Faust. Audiences should know that
Faust's pursuit of knowledge is something incredibly holy and of magnificent value.
Nicolas Petersen, translator for the author, noted that Seidl's words (17) implied that this
was a moment of rebirth for Goethe, phrasing the moment of recognition quite
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1
This word appears, so far as the author has uncovered, only in Seidl's writing; this
translation is a composite of multiple opinions, integrated by Nicolas Petersen. Petersen
remarks that, as one would typically prefer the fur to be wet as it keeps out the rain and
the floor to be dry so the grain doesn't rot, that Goethe views God as a deity "who just
doesn't care at times".
  	
  
	
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beautifully: "it's as if Goethe is finding the correspondence between himself and 'God'—
how the Earth would suddenly understand its existence because of the Sun."
Goethe's lust for life and subsequent bitterness gave way to a whole new
conception of Heaven and goodness itself; the concept of Spinoza is a legacy he left
throughout the pages of his seminal work. Seidl reveals in one last direct quote a final
maturity in this man who dedicated his life to the honor of seeking:
"Only in the innermost of my plans and motivations and undertakings
do I secretively stay true to myself... what I carry in me and others, no
one can see. The best thing is the deep Silence, in which I grow against
the World, and am winning."
Faust is the product of this Silence; its significance as an exploration of spirituality and
the human concept of The Lord is nothing less than deafening.
A Word on Translations
Every passage quoted in the format (Act, Line Number) is from Walter
Kaufmann's translation of Goethe's original German, Goethe's Faust (1961). Kaufmann's
translation is the most widely available English printing of Faust. However, readers
should be aware that Kaufmann—though indulgent enough to include fifty-eight pages of
his own research and accolades as vaguely related to the text at hand—elected to cut the
majority of Act Two from his publication. He assures his readers that much of the Act
was nonsensical; therefore, this analysis trustingly only evaluates the scenes from Act
Two Kaufmann elected to keep along with the entirety of Act One.
One passage quoted in Chapter Three is taken from an unknown translation found
online. Though the translator evades identification, this particular version of the passage
  	
  
	
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is more widely proliferated online, and does a better job of capturing Goethe's intention
in the scene than the translation referenced elsewhere in this analysis; it is so excellent, in
fact, that the author has made the risky decision to quote it without a source, of the mind
that its brilliance will excuse its mysterious origins.
The quotes above and scattered throughout this volume from Goethes Religion
(1895) by Armin Seidl were translated from the original German text personally for the
author by Nicolas Petersen. Nico, for the gift of your time and caring deliberation, thank
you. This one's for you.
Chapter Breakdown
The chapters of this portfolio are as follows:
Chapter One, "The Life and Times of Doctor Faust", explores the given
circumstances, stated and implied, which affect how Faust interacts with the worlds
around, above, and below him. This chapter discusses with particular interest the effects
of Germany's Protestantism after the Reformation on society and the significance of
using Goethe's homeland as a backdrop for his epic tale.
Chapter Two, "Out of Stock", explains how each major player in Faust's story
fits and breaks the molds set out for stock characters. These dynamic individuals work
alongside the given circumstances to challenge audience expectations of what life will be
like for ordinary citizens in seventeenth-century Germany.
Chapter Three, "Machismo and Motivation", attempts to cover the intricate and
lengthy plot of Geothe's classic while utilizing character motivations to justify the ebbing
and flowing of energy onstage.
  	
  
	
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Chapter Four, "Acting Upon Curiositas", the two main themes of Faust are set
forth. These should be at the heart of every production, no matter the style or twist.
Chapter Five, "Weight Without Realism", sets forth the major production
implications of the author's personal design vision for Faust, which may be used to
construct a surreal staging that holds true to the grandiosity of the original text.
It is the author's hope that this Introduction has been illuminating as to the
contexts contributing to this portfolio while remaining succinct for its scope. The
remaining pages will endeavor to persuade all who read them that Faust is a living,
breathing, pertinent piece of theatre demanding to be produced.
  	
  
	
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Chapter One: Given Circumstances
The Life and Times of Doctor Faust
~
I have, alas, studied philosophy,
Jurisprudence and medicine, too,
And, worst of all, theology
With keen endeavor, through and through—
And here I am, for all my lore,
The wretched fool I was before.
Called Master of Arts, and Doctor to boot,
For ten years almost I confute
And up and down, wherever it goes,
I drag my students by the nose—
And see that for all our science and art
We can know nothing. It burns my heart.
Faust (I.354-365)
~
Through establishing the given circumstances of Faust, this chapter aims to put an
end to two common critiques of Goethe's classic: that it was never written for production;
and that it is unexceptional. Here, the argument will be made that Faust was, and
remains, an incredibly brave and nuanced statement about the fragility of man and the
transcendentalism of God. Examination of Goethe's given circumstances surrounding the
religion and academia of eighteenth-century Germany, the play's plethora of physical
settings enhanced by a fantastic reality, and the deals driving the major players will prove
that Faust is a story that can and should be transferred to the modern stage.
Religion and Academia
Goethe (1749-1832) wrote Faust with his own Germany in mind, although the
scarcity of time-specific contextual clues make it difficult to place the plot in a single
year. Besides bards throughout the text directed toward Jews and the French—whom
  	
  
	
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Goethe especially loathes—the only indication of era is shared during the Easter scene,
when Faust enters town for the first time in recent memory:
ANOTHER CITIZEN: On Sun- and holidays, there is no better fun,
Than chattering of wars and warlike fray,
When off in Turkey, far away,
One people beats the other one.
We stand at the window, drink a wine that is light,
Watch the boats glide down the river, see the foam,
And cheerfully go back at night,
Grateful that we have peace at home.
(I.860-867)
This monologue could ostensibly refer to any the conflicts that happened throughout the
history of the Ottoman Empire. However, if we seek to limit the possible setting of Faust
to the years in which Goethe was dreaming it up—for he did not begin writing the
Urfaust until 1772 (Kitchen 142)—the most likely setting seems to be in the early 1740s,
when Frederick II, having "defeated the Austrians at the battle of Mollwitz on 10 April
1741... won an instant reputation as a daring young general," which certainly helped
when nations including "France, Spain, Bavaria, Saxony, Poland, Sweden, Naples,
Cologne, and the Palatinate" joined Prussia's side for the War of Austrian Succession
(Kitchen 143,144). If the events of Faust occur sometime before the Treaty of Breslau—
signed June 4th, 1741—Germans, comrades-at-arms with the Austrians, would likely be
aware of conflict and speak of it, but would not be at war.2
Placing the action of the play in the eighteenth century gives us a wealth of
context about the schools of thought popular during Faust's life. The first wave of
educational reform in the 1700s emphasized
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
2
Goethe's distrust of the French, particularly Napoleon, would have developed later with
the advent of the French revolution, as "[t]he aim of French policy was to weaken Austria
and to divide the empire up into a number of stronger states" (Kitchen 149).
  	
  
	
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modernism propagated by court circles, the demand for a realistic
knowledge of the world of the day, for modern languages, georgraphy
and history, and above all for mathematics and the new sciences
founded on it, all at the expense of Latin and religion in the timetable.
(Bruford 241)
By the measured of his fellow professionals, Faust was the pinnacle of what a scholar
should aim to be—his scope of expertise was both avant-garde and expected in this way.
For the peasants living in Faust's village, however, the definition of enlightenment
revolved less around the sciences:
The curriculum was extremely narrow, reading, writing and perhaps a
little arithmetic, and a good deal of religion. Little was read beyond
the Bible and catechism. (Bruford 123)
Religion was of deep importance in Faust's time, and although no character ever
directly states that Faust's Germany is a stronghold of the faith, many scenes imply this to
be true. Early in Act One, Faust surprises the small town he lives in by emerging from his
study to celebrate with the villagers at a festival; by the time Faust arrives with Wagner,
the rest of the town's populace is already present (I.982-992). The type of doctrine
practiced among the masses at this time was strict and conservative, as evidenced by
Margaret's desperation while in jail:
I've put my mother away,
I've drowned my child, don't you see?
Was it not given to you and me?
You, too—it is you! Could it merely seem?
Give me your hand! It is no dream.
Your dear hand!—But alas, it is wet.
Wipe it off! There is yet
Blood on this one.
Oh God! What have you done!
Sheathe your sword;
I am begging you.
(I.4507-4517)
  	
  
	
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Obviously, Margaret—one of the poor "commoners" of Faust's day—was raised in a
faith that preached condemnation and justice over forgiveness and grace. It is notable that
in a time where upwards of twenty percent of Germans lived underneath the poverty lines
(Kitchen 135), "[t]he Protestant clergy were solidly bourgeois" (Kitchen 134). Margaret
was one of many Germans who likely felt neglected by the Protestant leadership of the
time, and may have sided with the Catholics who were "more skeptical [of civil
authority]" (Kitchen 135). In any case, religion touched the lives of the lower class
immensely, in pure doctrinal form and in how they related to the upper classes and
national leaders. Faust, separated from religion by both his class, which focused less on
indoctrination, and his resulting scientific nature, likely knew little of the struggles
Margaret, Martha and the other villagers endured.
The given circumstance of orthodox Christianity also allows Goethe to challenge
popular views of what actions qualify as sin and which deserve mercy. Faust commits
many immoral deeds—benign and grave—during the play, including consuming lager in
a run-down pub, summoning spirits, and taking part in Walpurgis Night, a festival held
by and for witches in the Harz Mountains. According to Protestant ideology, Faust's soul
would be irredeemable.
Isolating the specific time in which Faust takes place has provided us with the
religious and scientific context of Faust's life; these aspects of society are important given
circumstances because they, like all societal norms, impact the way in which Faust
interacted with his world prior to the action of the play, and empowers the audience to
judge characters' growth as they adhere to or deviate from these norms over the course of
the plot.
  	
  
	
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Physical Setting and Reality
Although Goethe abstained from the glories of religion, as a writer, he was
ostensibly a disciple of the "more is more" credo. Faust is so many things at once, among
them a love letter to Goethe's beautiful motherland. Throughout the First Act, audiences
are led through all the natural wonders of Germany, from the rolling hills circling Faust's
town to the nearby streams. Faust, walking with Wagner early in Act One, observes the
landscape:
For they themselves are resurrected
From lowly houses, musty as stables,
From trades to which they are subjected,
From the pressure of roofs and gables,
From the stifling and narrow alleys,
From the churches' reverent night
They have emerged into the light.
Look there! Look, how the crowd now sallies
Gracefully into the gardens and leas,
How on the river, all through the valley,
Frolicsome floating boats one sees,
And, overloaded beyond its fill,
This last barge now is swimming away.
(I. 922-934)
Although Faust is not familiar with the narrow alleyways of those "subjected" to baser
work than he, the Doctor shares a great deal of community in the physical land with
Germans of all social strata. This may be why his best connections with Margaret later in
the play occur outdoors in the gardens; he is most like his fellow humans surrounded by
the nature they have in common.
Beyond the natural landscape, Faust also explores surreal locales and situations—
as much can be gathered from the title of the Prologue in Heaven. This dramatic contract
is one where audiences are immediately aware that anything can happen. The devil walks
  	
  
	
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the world as a poodle. Witches ride on broomsticks. Animals can speak—what's more,
they do it in rhyme:
MEPHISTOPHELES: ...(To the ANIMALS.)
It seems the lady isn't home?
ANIMALS: She went to roam
Away from home,
Right through the chimney in the dome.
MEPHISTOPHELES: And how long will she walk the street?
ANIMALS: As long as we warm our feet.
(I.2379-2385)
Being able to read about places above the clouds, or places on Earth where animals can
express thoughts as easily as people, is an exciting experience, but seeing it done onstage
is enthralling. Understanding physical locales and the magic at work within them informs
the design of the show, settles the theatrical contract to be pushed to the audience, and
explains why Faust would or wouldn't react with surprise or inhibition to the surprises
that come his way. Knowing these given circumstances helps the creative team establish
a baseline of reality before embarking on a journey through it.
The Spark and Bets
Most of the characters' lives will be introduced in Chapter Two; however, a very
few situations prior to the start of the main action will be mentioned here so that actors
and analysts alike will understand the "moment before" Faust begins fully, with
interpersonal context to bolster the context given from social tradition and locale
descriptions.
The Spark
  	
  
	
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In the Prologue in Heaven, a very significant exchange occurs between
Mephistopheles and The Lord. Placing the fault with The Lord for mankind's wandering
from Him, Mephistopheles says,
Of suns and worlds I know nothing to say;
I only see how men live in dismay.
The small god of the world will never change his ways
And is as whimsical—as on the first of days.
His life might be a bit more fun,
Had you not given him that spark of heaven's sun;
He calls it reason and employs it, resolute
To be more brutish than any brute.
(I.279-285)
No matter one's religious convictions, if this is taken as a true fact of creation—a given
circumstance of all humanity in Faust's world—then Faust's struggle is at least in part a
result of his creation by The Lord; his genius, a curse. Much debate will occur in the
succeeding chapters over this point; what matters now is that "the spark" is a given
circumstance: The Lord has imbued His children, especially Faust, with curiositas, which
haunts the most brilliant of them.
The Bets
Although both bets made in the play happen onstage, they set the conditions for
the majority of the action—that is, what character can and cannot do, and what the stakes
are for success and failure in their personal objectives. Thus, they are given
circumstances for the majority of situations presented in the plot, and so we include them
here.
The first bet is taken in Heaven between The Lord and Mephistopheles:
THE LORD: Though now he serves me but confusedly,
I shall soon lead him where the vapor clears.
The gardener knows, however small the tree,
  	
  
	
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That bloom and fruit adorn its later years.
MEPHISTOPHELES: What will you bet? You'll lose him yet to me,
If you will graciously connive
That I may lead him carefully.
THE LORD: As long as he may be alive,
So long you shall not be prevented.
Man errs as long as he will strive.
(I.308-317)
This bet is an important given circumstance because The Lord gives His verbal word that
He will not prevent Mephistopheles from meddling in Faust's life. When audiences see
Faust in his desolation much later on, they must remember that a circumstance of The
Lord's world is now that the devil may interfere with Faust's life on Earth in order to
move up in the supernatural power ladder. What is at stake in this bet is likewise
important:
MEPHISTOPHELES: Enough—he will soon reach his station;
About my bet I have no hesitation,
And when I win, concede your stake
And let me triumph with a swelling breast:
Dust he shall eat, and that with zest,
As my relation does, the famous stake.
(I.330-335)
The stakes of this given circumstance are such that Faust will die if Mephistopheles has
his way. Since The Lord has already agreed to stay out of the experiment, the audience
will be infinitely more invested knowing a life is at stake—so long as they know it is at
stake; so long as this given circumstance is introduced clearly.
The other bet of significance in Faust is the bet made between Mephistopheles
and Faust. Faust is unaware that his deal is just an outgrowth of the deal made with The
Lord; he, wittingly, signs away not only his mortal life, but his immortal soul:
FAUST: Right.
If to the moment I should say:
Abide, you are so fair—
Put me in fetters on that day,
  	
  
	
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I wish to perish then, I swear.
Then let the death bell ever toll,
Your service done, you shall be free,
The clock may stop, the hand may fall,
As time comes to an end for me.
MEPHISTOPHELES: Consider it, for we shall not forget it.
(I.1698-1707)
Awareness of the given circumstance of Faust and Mephistopheles' bet keeps the
audience engaged in Faust's pursuit for knowledge that satisfies his curiositas once and
for all: if he finds it, we will feel successful, but we cannot afford to luxuriate in success
if it costs Faust his soul. Audiences will feel double the anxiety for the two bets running
concurrently, unbeknownst to the poor protagonist.
All of these given circumstances inform the story of Faust, turning Goethe's
drama into a veritable tragedy; this tragedy is given emotional weight by the given
circumstances of social norms, fantastical realism, and the spark and bets. Without these
elements, the audience cannot understand the stakes as The Lord and Mephistopheles do;
with them, Faust becomes a play which involves issues and debates still relevant today.
For its specific vivacity, Faust is certainly deserving of modern stagings; the rest of this
portfolio will provide the information needed to make this demandingly charged dream a
reality.
  	
  
	
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Chapter Two: Character
Out of Stock
~
What you don't feel, you will not grasp by art,
Unless it wells out of your soul
And with sheer pleasure takes control,
Compelling every listener's heart.
But sit—and sit, and patch and knead,
Cook a ragout, reheat your hashes,
Blow at the sparks and try to breed
A fire out of piles of ashes!
Children and apes may think it great,
If that should titillate your gum,
But from heart to heart you will never create.
If from your heart it does not come.
Faust (I.534-545)
~
One of the qualities that makes Faust a particularly enchanting achievement in
playwriting is the dimension it bestows to characters that are clearly developed from
stock character tropes. Where other classic pieces of theatre have entertained audiences
with these flat personas, Goethe made sure that his drama would engage and endear by
injecting each of his players with heart. In the following pages, it will be made clear that
Goethe imbued each of his characters with distinctive relationships to each other and
fluid experiences of life, including his unexpected but unequivocally formidable
antagonist.
Character Relationships
  	
  
	
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The relationships in Goethe's Faust can be loosely depicted as so, where single
arrows indicate a parent—offspring relationship, double lines a friendship, and wavy
lines some sort of romance3
:
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
3
The wavy line connecting Martha to Mephistopheles indicates a very unusual
relationship: in brief terms, Mephistopheles is courting Martha, but only as a trick, while
Faust works on winning over Margaret. Mephistopheles has Faust swear to the devil's lie
that he had witnessed the grave of Martha's missing husband, saying
In Padua, in Italy,
He is buried in St. Anthony [the patron saint of finding lost people]
In ground that has been duly blessed
For such cool, everlasting rest. (I.2925-2928)
After delivering this devastating "news", Mephistopheles engenders himself to Martha by
sharing with her the various [concocted] insults her husband threw her way prior to his
death:
MEPHISTOPHELES: I stood besides the bed he died on;
It was superior to manure,
Of rotted straw, and yet he died a Christian, pure,
And found that there was more on his unsettled score.
"I'm hateful," he cried; "wicked was my life,
As I forsook my trade and also left my wife.
To think of it now makes me die.
If only she forgave me even so!"
MARTHA (weeping): The darling! I forgave him long ago.
MEPHISTOPHELES: "And yet, God knows, she was far worse than I."
(I.2951-2960)
This hot-and-cold relationship is mostly used for comedic effect: although not significant
enough to be mentioned alongside the integral relationships of Faust, The Lord, and
Mephistopheles, the uniqueness of this courtship is powerful enough to make it into
wonderful comedic relief to the more serious of Goethe's subplots.	
  	
  
  	
  
	
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Major characters are given white rectangles; supporting characters have white hexagons;
dead and absent characters—as well as populations which cannot be captured in their
entirety, as with Mephistopheles' subjects—are included in red.
Faust
Faust is connected by one or two degrees of separation to every character in the
play, while Mephistopheles is fairly isolated; these points will be relevant to our analysis
of these characters' roles in the play later. Right now, it will do well to touch upon which
relationships are reciprocal and which are one-sided. Faust, sheltered from the world for
some time in his decaying study, has two important reciprocal connections in the play: a
familiar camaraderie with Wagner, his learned assistant, and a budding sweetheart
situation with Margaret. Whereas Faust and Wagner's friendship appears in most
!
The Lord
Faust Mephistopheles
Margaret Valentine
Martha
Wagner
Father (Dec.)
Single mothER
Runaway husband
Sister (Dec.)
Drowned baby
old
witch and
all evil
spirits
in the world
  	
  
	
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21
situations to be a relationship of equals—insomuch as a friendship can be evenly
yoked—Margaret and Faust hold very different perspectives on religion and the
appropriate progression of physical expressions of love, which introduces a dynamic of
inexperienced lover—versed teacher to their relationship. At their first meeting, when
Faust crosses Margaret walking in the street, she holds her virginal ground, but this feisty
front melts away after Margaret's lust is satisfied by the jeweled necklace Mephistopheles
leaves for her. This adornment, given on behalf of Faust, would have been far out of her
impoverished reach. From here on, Faust spends his time tearing apart Margaret's room to
catch glimpses of her private life and wooing his vixen into joining him in the bedroom;
most of these moments feature such cringe-worthy monologues as the following, where
Faust imagines Margaret's "maturation":
And here! (He lifts a bed curtain.)
What raptured shudder makes me stir?
How I should love to be immured
Where in light dreams nature matured
The angel that's innate in her.
Here lay the child, developed slowly,
Her tender breast with warm life fraught,
And here, through weaving pure and holy,
The image of the gods was wrought.
(I.2709-2714)
Goethe never excuses Faust from these drooling asides; they remain brazen and
uncomfortable.
The audience is ultimately left to decide whether Faust's lust transforms into love
before Margaret's death, and although Faust is certainly driven by his drive, there is some
evidence for his compassion for Margaret as well. Whereas Margaret spends her first
walk alongside Faust in the garden bemoaning her "poor talk" (I.3077), Faust delivers the
most idolizing, flattering line the theatrical cannon has yet to outdo:
  	
  
	
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One glance from you, one word gives far more pleasure
Than all the wisdom of this world. (He kisses her hand.)
(I.3079-3080)
Lest the audience think this is sycophantic smooth-talk, Goethe includes two
abnormalities: a specific stage direction—which he doles out sparingly—of a courageous
but still respectful physical interaction with Margaret; and the assertion that Faust's object
of affection, in his own words, surpasses in wonder the knowledge he has dedicated his
life to acquiring. This is a remark made in earnest.
The Lord
Goethe chose to isolate The Lord from the other players in Faust. His sole
corporal appearance takes place before the main plot begins in the Prologue in Heaven;
thereafter, The Lord's will is executed visibly by His Chorus of Angels and carried out
imperceptibly by the systems He has set in place in the universe. This lack of stage
presence may seem a risky choice for such an important figure, but Goethe intended The
Lord's absence to be an important contribution to the thematic dialogue of the play.4
The Lord has no reciprocal relationships in the show, save for His heavenly
father—estranged daughter rapport with Margaret. Although He created All Things and
thus every character in Faust, most of the characters do not actively seek a relationship
with Him. Faust acknowledges his existence but largely spurns his presence: as The Lord
Himself frames it, "he serves me but confusedly" (I.308). Mephistopheles, spiteful from
the split reviewed in Chapter One, actively competes against Him as the force of evil
diametrically opposed to Good in Faust's world. While we will save the discussion of
what motivations lead to The Lord's absence and its implications on Faust's thematic
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
4
Discussed in Chapter Four.
  	
  
	
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content for Chapters Three and Four, audience members should certainly feel the lack of
input from Heaven throughout the show; this facet of The Lord has great bearing on the
whole work as Goethe's personal theological investigation.
Mephistopheles
The thick arrow flowing downward from Mephistopheles to the evil spirits of the
world represents a type of parent—children connection in that Mephistopheles is the ruler
and voice of all evil in the universe. The Lord created All Things, and so gave life to
these spirits, too, but when they proved unworthy of Heaven, Mephistopheles took them
under his wing.
Mephistopheles used to harbor a close connection with The Lord before he was
cast out heaven. He references this in the Prologue:
Since you, oh Lord, have once again drawn near,
And ask how we have been, and are so genial,
And since you used to like to see me here,
You see me too, as if I were a menial.
(I.271-274)
The relationship, of course, is modeled after the relationship between Satan and God in
the Bible; Satan used to be angel, but was cast out after seeking undeserved advancement.
Mephistopheles and The Lord have history, and a raw one at that, which will factor into
our discussion of theme in Chapter Four.
Dynamism
Faust includes all the typical dramatis personae—Faust is the erudite scholar;
Margaret is the bashful young maiden; Mephistopheles is the personification of all evil.
Most of the supporting characters embody some form of stock character as well: Wagner
is the optimistic partner-in-crime; Martha is the lonely spinster; Valentine is the mighty
  	
  
	
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24
slider. Placing each character in a role established by centuries of dramatic canon allows
theatre patrons to quickly identify what their possible purposes in the plot might be.
And just when onlookers think they know what will happen, Goethe changes
everything. Each character receives the incredible gift of complexity. Faust is the erudite
scholar, but one who holds in his heart a heavy burden:
The crowd's applause now sounds like caustic fun.
I only wish you could read in my heart
How little father and son
Deserve such fame for their poor art.
(I.1030-1033)
Faust hides away in his tomb of a room because every time he walks among people they
praise him for the works of his father, in which he assisted. The villagers think he was a
healer, but Faust knows the truth—that the first Doctor killed as many as he tried to save
with his concoctions. The toll of his medicinal misgivings gives Faust is the impetus of
both Faust's desire to learn and his childlike humor. Faust's moods target whomever is
unlucky enough to be by his side—for the majority of the play, Mephistopheles—and
switch rapidly from vehement ("Damnable fiend! Get yourself hence", I.3326) to
imploring ("Help, Devil, shorten this time of dread", I.3362) in mere portions of scenes.
This is immaturity far from what audiences would expect of the typical secular sage,
adding dimension by illustrating his emotional incompetence—a result of his tragic
upbringing.
Margaret is given the same treatment, endowed with a painful backstory, which
offers insight her present personality. She is, yes, the pretty maiden, but she is by no
means innocent to the ways of the world. She recounts to Faust how she ended up caring
for her younger sister:
  	
  
	
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25
I brought her up, and she adored me, too.
She was born only after father's death;
Mother seemed near her dying breath,
As stricken as she then would lie,
Though she got well again quite slowly, by and by.
She was so sickly and so slight,
She could not nurse the little mite;
So I would tend her all alone,
With milk and water; she became my own.
(I.3125-3133)
Without a father, taking the place of her father was a challenge for Margaret. When Faust
remarks inattentively that to be so close to her sibling must be a joy, Margaret retorts,
"also many hours of distress" (I.3137). Margaret was forced into maternal duties from an
early age, coerced into cooking and cleaning and captaining her household, but—
wondrously—she has not let this harden her. Where any other girl would be bitter,
Gretchen5
still finds the heart to dream of her lover, singing as she spins:
My bosom surges
For him alone,
Oh that I could clasp him
And hold him so,
And kiss him
To my heart's content,
Till in his kisses
I were spent.
(I. 3406-3413)
What's even more incredible than Margaret's capacity for dreaming even after her
arduous life is her sensibility when it comes to men; one of the most iconic moments of
Goethe's play occurs when Faust meets Margaret for the first time in the street:
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
5
Gretchen is a nickname taken from the German diminutive of Margaret. Margaret is
sometimes referred to as Gretchen in stage directions and certain scenes, and occasionally
by the characters in dialogue, particularly when Faust is speaking to Mephistopheles
about his love.
  	
  
	
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26
FAUST: Fair lady, may I be so free
To offer my arm and company?
MARGARET: I'm neither a lady nor am I fair,
And can go home without your care.
(She frees herself and exits.)
(I.2605-2608)
In an age when men had the first and final say in every interaction, Margaret may have
been a maiden, but she was determined to be nothing of a lady: not complacent, and not
complying. After she succumbs to Faust's advances and faces the shame of her brother
and the village, Margaret's reaction to hearing of another girl's downfall shows her
capacity for growth:
How I once used to scold along
When some poor woman had done wrong.
How for another person's shame
I found not words enough of blame.
How black it seemed—I made it blacker still,
And yet not black enough to suit my will.
And now myself am caught in sin.
Yet—everything that brought me here,
God, was so good, oh, was so dear.
(I.3577-3586)
Margaret's ideas of fairness and morality are nothing close to the conventional, mirroring
Goethe's complicated humanism more than clear-cut Protestantism. The fact that she
could change perspective enough to offer mercy to another person out of contrition is
truly exceptional, and makes her an emblem of goodness in a rather dark world.
A Word on the Protagonist and Antagonist
Goodness and evil are problematic constructs to discuss, especially when
analyzing Faust. It is a common mistake to write off the villain of a play as the
antagonist. However, Mephistopheles cannot be the antagonist of Faust because he never
  	
  
	
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presents Faust6
from reaching what he searches for. He certainly tricks the Doctor,
employing alcohol, love potions, and out-of-place dramas staged by witches7
, but he
never once strives to give Faust anything other than what he wants: omnipotence. The
desire to possess this Godly quality is a sin, of which Faust is very aware—he signs his
soul over to the devil for it, since The Lord would refuse the pursuit. Instead of blocking
Faust, Mephistopheles passes him the instruments of his own demise.
Faust's antagonist, then, is the force that prevents him from attaining ultimate
knowledge and, thereby, satisfaction. This force is rooted in Faust's own humanity—it is
the universe created by The Lord, with its restrictions, rules, and regulations of human
transcendence. Mephistopheles recalls at the top of the play how The Lord has cursed
Faust with an especial need to surpass these boundaries:
From heaven he demands the fairest star,
And from the earth all joys that he thinks best;
And all that's near and all that's far
Cannot sooth the upheaval in his breast.
(I.304-307)
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
6
Faust is the person who offers the deal between himself and the devil:
FAUST: If ever I recline, calmed, on a bed of sloth,
You may destroy me then and there.
If ever flattering you should wile me
That in myself I find delight,
If with enjoyment you beguile me,
Then break on me, eternal night!
This bet I offer.
MEPHISTOPHELES: I accept it.
(I.1692-1699)
For instigating the original action by inviting Mephistopheles into his home and
accepting his bet, and for the empathy the audience feels with him—seeing the story from
his eyes—Faust is considered the protagonist of his own story.
7
This interjection occurs in the Walpurgis Night scene, a mostly nonsensical break in the
narrative meant to cleanse the dramatic palate that sees Mephistopheles' charges present
their own production of The Golden Wedding of Oberon and Titania.	
  
  	
  
	
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28
Still, The Lord is not the force Faust struggles with directly. Faust's issue is with The
Lord's laws of nature. This is not a conflict between man and god, nor man and himself,
not man and nature. The central conflict of Faust is a conflict between man and his very
nature; between man and fact; between man and humanity itself. Faust was created by
The Lord to desire what he can never have—given "that spark of heaven's sun" as
Mephistopheles put it—yet The Lord, as an embodied character, never directly stops
Faust's attempts at reaching the stars (I.284). The antagonist to Faust's titular protagonist
is a spiritual force, one which precedes him and which will remain long after his death in
the void between mankind and God.
These are the entities that drive Goethe's epic. Faust, the protagonist; Margaret,
the maiden; Mephistopheles, the villain; and natural order, the antagonist. All of these
energies, embodied and otherwise, defy expectations as set forth by the theatre that came
before Goethe's contributions. Margaret is complex through her plasticity. Faust is
complex through his living past. Mephistopheles is a fool's antagonist. Ultimately,
Goethe's characters portray the heights and depths of humanity within a story that pitches
humanity as The Lord's ultimate curse. The brokenness of humankind becomes poetry
through the characters' mutability and resilience in the face of an unalterable system.
  	
  
	
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29
Chapter Three: Plot
Machismo and Motivation
~
Above all, let us have a lot of action!
They want a show, that gives them satisfaction.
The more you can enact before their eyes,
The greater is your popular acclaim;
And if the crowd can gape in dumb surprise,
You gain a celebrated name.
The mass is overwhelmed only by masses,
Each likes some part of what has been presented.
He that gives much, gives something to all classes,
And everybody will go home contented.
You have a piece, give it in pieces then!
Write a ragout, you have a pen;
It's easy to invent, and easy to unroll.
What good is it, if you construct a whole?
The public takes it all apart again.
Director (I.89-103)
~
Goethe, subversive in all aspects of life, was the trailblazer of his own genre of
play. The Director warns audiences in the Prologue in the Theatre that the plot of
nouveau-epic Faust will be complex, winding, and disjointed, to say the least. The
following chapter will sort through Goethe's more frivolous scenes—written for the
basest of audience members, and particularly those of the pastiched second act—in order
to produce a cogent analysis of the underlying structure, making manifest the basic
Aristotelian elements of introductory incident, moment of engagement, rising action,
climax, falling action, and dénouement.
Chapter Three will also serve to identify the major dramatic question of Faust,
along with the motivations of and conflicts between the major characters of Faust,
Mephistopheles, and The Lord. It will become clear that Faust contains a certainly
  	
  
	
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modified but definitely distinct "masculine" plot structure8
carried by high-stakes
conflicts, particularly the battle between Mephistopheles and The Lord for Doctor Faust's
soul.
We will start at the beginning. Just after the above address is given in the
Prologue in the Theatre, the initial circumstances of The Lord and Mephistopheles'
opposing motivation are revealed in the Prologue in Heaven. Immediately following this,
the first scene of Act I—an incredibly long scene for Goethe that demands disciplined
attention—introduces both the introductory incident and moment of engagement in
Faust's tale. The first of these, the introductory incident, occurs when Faust attempts (and
fails) to put his incomparable knowledge of the sciences to use by summoning a spirit:
FAUST: Should I, phantom of fire, fly?
It's I, it's Faust, your peer am I!
SPIRIT: In the floods of life and creative storm
To and fro I wave.
Weave eternally.
And birth and grave,
An eternal sea,
A changeful strife,
A glowing life:
At the roaring loom of the ages I plod
And fashion the life-giving garment of God.
FAUST: You that traverse worlds without end,
Sedulous spirit, I feel close to you.
SPIRIT: Peer of the spirit that you comprehend
Not mine! (Vanishes.)
(I.499-513)
This is the audience's first glimpse of Faust and his insistence on gaining a taste of the
supernatural. Even just in this first, somewhat pathetic, moment of denial, the futility of
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
8
Although the whimsical presentation and always-present themes of Faust may appear to
lean toward what is deemed in the field of script analysis as a feminine structure—
typified by many disconnected scenes revolving around a central subject and a lack of
resolution—it is the opinion of this author that the strong use of climax and constant
pitting of rising and release energies designate Faust as possessing a masculine structure,
albeit one with unsatisfying—but identifiable—resolution.
  	
  
	
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31
Faust's mission is established. Though his humanity manages to shine through this spurn
as humbling and heart-wrenching, the truly dramatic incident befalls Faust soon after
when his suicide is thwarted by the aptly-named Chorus of Angels.
Thus forced to keep trekking through his misery, Faust enters the surrounding
village with Wagner. Here, after facing the knowledge that most of the villagers' praises
for him and his farther are undeserved, the duo picks up an unlikely hitchhiker: a black
poodle, who merrily follows them home. Faust invites this poodle into his study, begging
it to "[b]e quiet, please, and be my guest"; the poodle does, and soon after Faust is
horrified to watch as Mephistopheles takes his more-human form, resistant to all spells of
banishing (i.1193). After some coaxing and an enchantment, Mephistopheles proposes a
deal far too enticing for Faust to ignore:
MEPHISTO: Here you shall be the master, I be bond,
And at your nod I'll work incessantly;
But when me meet again beyond,
Then you shall do the same for me...
...
FAUST: If ever I recline, calmed, on a bed of sloth,
You may destroy me then and there.
If ever flattering you should wile me
That in myself I find delight,
If with enjoyment you beguile me,
Then break on me, eternal night!
This bet I offer.
(I.1656-1698)
This moment of agreement, this exchange, is the moment of engagement between Faust
and Mephistopheles; this is the moment that their journey together begins and the action
of the plot is activated.
Faust's rising action—building of conflict as the plot progresses—comprises
many of the following scenes in Act I, including Mephistopheles' night of debauchery in
the village pub, where he turns wine into flames—a spiteful, flashy challenge to Jesus'
  	
  
	
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32
miracle of turning water into wine—and the evening spent with a haggard Witch and her
squirrely servants. Much of this rising action involves making matters worse for Faust,
especially when he consumes a love potion concocted by the Witch at Mephistopheles'
request. The next day, Margaret is so unlucky to be the first woman to pass Faust on the
street, and audiences are left to decide whether the Doctor is cathecting9
with Margaret,
the vision of fetishized maidenhood, or sincerely falling in love with a girl he has only
just met. Conflict builds when Mephistopheles supplies Faust with jewelry for Margaret's
wooing; when her mother confiscates said jewelry; when Mephistopheles claims to have
watched Martha's elusive husband pass on, spewing insults towards his once-beloved
wife just before he succumbed; and, of course, in every moment Faust lusts, vocally and
implicitly, after Margaret's body. All of these events serve to complicate the relationships
and motivational arcs of each character unlucky enough to be involved in the drama.
If our definition of plot might be expanded to include climaxes of energy—not
just the traditional climax, where the major dramatic question is answered—many peaks
emerge from the valleys of Faust. The first of these can be placed at the point when Faust
finally sleeps with Margaret10
. Considering traditional Christian expectations of female
chastity, the loss of Margaret's maidenhood is a concrete point of no return for her public
image. From this new balance, audiences are ushered through the form-shattering scene
that is Walpurgis Night, where all the evil spirits and entities of Faust's world come
together in the Harz Mountains to put on a play; this scene contributes minimally to the
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
9
Feminist scholar bell hooks identifies the total infatuation with another as an emotional
rapport completely separate from love. Cathecting, according to hooks, is an emotional
investment that does not require compassion or care to be offered to another, only
attention demanded from them. This concept is fully explored in All About Love: New
Visions (1999).
10
This occurs offstage, of course.	
  	
  
  	
  
	
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33
plot and serves mostly as a tension-breaker, a cleansing of the dramatic palate before
Faust kills Valentine after he insults his own sister's honor (since Margaret, after all, is
now the village whore). The third and major climax of the first act comes soon after when
Margaret, disgraced and alone, dies in jail. The major dramatic question of Faust can be
formulated in the context of Act One thusly:
Will Faust be able to surpass the confines of the human existence in order to
experience and understand All Things11
that The Lord has created?12
With Margaret's death, the answer is a resounding no—Faust is not able to drive his horse
fast enough across the countryside to save her; there is not time enough for a man to both
romp with the spirits and relate with other men. Faust cannot have everything he wants,
and so he shares the base humanness he despises—the limitations of mortality.
Throughout the course of the plot, human faculty is simply incapable of supernatural
understanding and acts.
A play that explores such an ambitious question is forced to cover many topics in
finite scenes. To do so, characters utilize a wealth of tactics in short bursts, which
maintains the plot's appropriately quick pace. Such is evident in the Dismal Day scene,
broken down in beats below, where Goethe uncharacteristically abandons his traditional
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
11
"All Things", which has been introduced sparingly in earlier chapters, is the author's
shorthand for the intrinsically and inexpressibly vast scope of knowledge and experience
afforded to an omniscient, omnipresent, omnipotent and omnibenevolent entity—the only
One, in Goethe's view, being The Lord.
12
This is a preliminary draft of the major dramatic question; it will be reworked in
context of both Act One and Act Two later.	
  	
  
  	
  
	
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34
verse for prose. Here, Faust squares off with Mephistopheles, blaming the devil for
Margaret's imprisonment and eventual fate.13
____
(UNIT ONE: Faust blames Mephistopheles for Margaret's suffering.)
FAUST: In misery! Despairing! Long lost wretchedly on the earth, and now imprisoned!
As a felon locked up in a dungeon with horrible torments, the fair ill-fated creature! It's
come to that! To that!— (Beat.) Treacherous, despicable Spirit—and that you have kept
from me!—Keep standing there, stand! Roll your devilish eyes wrathfully in your face!
Stand and defy me with your intolerable presence! Imprisoned! In irreparable misery!
Handed over to evil spirits and judging, unfeeling mankind! And meanwhile you sooth
me with insipid diversions; hide her growing grief from me, and let her perish helplessly!
MEPHISTO: She's not the first one.
(UNIT TWO: Faust indignantly defies blame.)
FAUST: Dog! Abominable monster!—Change him, oh infinite spirit! Change back this
worm into his dog-shape, as he used to amuse himself in the night when he trotted along
before me, rolled in front of the feet of the harmless wanderer and, when he stumbled,
clung to his shoulders. Change him again to his favorite form that he may crawl on his
belly in the sand before me and I may trample on him with my feet, the caitiff!—(Beat.)
Not the first one!—Grief! Grief! past what a human soul can grasp, that more than one
creature has sunk into the depth of this misery, that the first one did not enough for the
guilt of all the others, writhing in the agony of death before the eyes of the ever-forgiving
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
13
Beats are divided here by the author using modern notation. Units are separated and
named, but otherwise continuous in the original text.
  	
  
	
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35
one! The misery of this one woman surges through my heart and marrow, and you grin
imperturbed over the fate of thousands!
(UNIT THREE: Mephistopheles puts Faust in his place.)
MEPHISTO: Now we're once again at our wit's end where your human minds snap. Why
do you seek fellowship with us if you can't go through with it? You would fly, but get
dizzy? Did we impose on you, or you on us?
FAUST: Don't bare your greedy teeth at me like that! It sickens me!— (Beat.) Great,
magnificent spirit that deigned to appear to me, that know my heart and soul—why forge
me to this monster who gorges himself on harm, and on corruption— feasts.
MEPHISTO: Have you finished?
(UNIT FOUR: Faust resolves to save Margaret.)
FAUST: Save her! or woe unto you! The most hideous curse upon you for millenniums!
MEPHISTO: I cannot loosen the avenger's bonds, nor open his bolts.—Save her!— Who
was it that plunged her into ruin? I or you? (FAUST looks around furiously.) Are you
reaching for thunder? Well that it was not given to you wretched mortals! Shattering
those who answer innocently, is the tyrant's way of easing his embarrassment.
FAUST: Take me there! She shall be freed!
MEPHISTO: And the dangers you risk? (Beat.) Know that the blood-guilt from your
hand still lies on the town. Over the slain man's site avenging spirits hover, waiting for
the returning murderer.
FAUST: That, too, from you? A world's murder and death upon you, monster! Guide me
to her, I say, and free her!
  	
  
	
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36
MEPHISTO: I shall guide you; hear what I can do. Do I have all the power in the heaven
and on the earth? I shall make the jailer's senses foggy, and you may get the keys and
lead her out with human hands. I shall stand guard, magic horses shall be prepared, and I
shall carry you away. That I can do.
FAUST: Up and away!
(Goethe 399-405)14
____
In the movement from Unit One to Unit Two, Faust's childishness and irresponsibility is
brought to light; his immaturity so far into his life—and, indeed, in the play—is
magnified with Mephistopheles' magnificent takedown of Faust's unearned pride in Unit
Three. Mephistopheles, the "villain" of the story, becomes the voice of reason, giving
Faust the chastisement that the audience knows he deserves. Even more compelling, in
Unit Four, Mephistopheles promises to haste Faust to his love—an act of charity so far
from what Christians of Goethe's Germany would expect from an impish devil. The
Dismal Day scene broken down thusly reveals the deep honor Mephistopheles has had in
his dealings that Faust, with his constant complaints and accusations, has never
embodied. This scene also heightens the conflict to reach its pinnacle just after in the
climax of Act I: surely, if the antagonist has vowed to work alongside the protagonist,
audiences will expect their combined efforts to be enough to save the maiden. When this
is not so, the dramatic payoff of the futile cooperation between Mephistopheles and Faust
is so much more effective than it would have been had Faust fought and fallen alone.
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
14
Because the Dismal Day scene was written in prose and not verse, no line numbers are
given; the dialogue quoted is cited with page numbers instead.
  	
  
	
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37
Act One's falling action—the actions cleaning up the various exploits of the
plot—comprises the ushering of Margaret's soul to Heaven and Mephistopheles' calling
of Faust "[h]ither to me" (I.4613). Although the audience sees no explicit dénouement
after this—as the Act comes to an abruptly energetic end—it is safe to assume that Faust
will continue life as a rogue on the run, ruining lives in the tow of Mephistopheles.
This is the plot of the first act; Faust's second act is a haphazard extension of the
first developed over many years of Goethe's later life that reaches a similar ending as the
first, as mentioned previously: In the climax of Act Two, The Lord's heralds wage a
grand war against Mephistopheles' army as he attempts to claim Faust's soul. Faust dies
without beginning to grasp All Things, but is saved in spite of his straying so far from the
path given to him. Both acts' plots end in divine mercy regardless of its target's adherence
to creed. Since both climaxes, taken together, emphasize the import of The Lord in the
plot, our first major dramatic question should be reformulated to focus less on Faust's
struggle to know All Things—which is still significant—and more the judgment of Faust,
which is the ultimate and final climax in Goethe's epic. Our final major dramatic question
of such a complex story can be proposed concisely, and it should be, for Faust is
reflective of every man's struggle with being:
Will Faust be able to transcend human confines and consequences?
This question is constantly being tested, but the answer only begins to emerge with the
climax of Act One, solidified in the climax of Act Two. This question still keeps in mind
both major themes (which will be explored in Chapter Four). This question is the query
posed when Faust first shakes with Mephistopheles, waging his soul for the chance at
something greater.
  	
  
	
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Deeply-rooted character motivations function to heighten the conflict created as
Faust explores this major dramatic question. First and foremost, the audience is presented
with Faust. The Doctor is a prideful man, but his pursuit of endless learning stems from
Faust's understanding of his own obliviousness, exacerbated by the shame he feels
knowing that his father, trusted by his village as a learned man capable of healing, was
the harbinger of so much death. Faust's pursuit of a complete knowledge may just be his
attempt to ensure no more harm is done by ignorance; this lifelong atonement is such a
humbling act that audiences cannot help but love him. Faust most clearly vocalizes his
desires in an exchange with Mephistopheles:
Whatever is the lot of humankind
I want to taste within my deepest self.
I want to seize the highest and the lowest,
to load its woe and bliss upon my breast,
and thus expand my single self titanically
and in the end go down with all the rest.
(I.1769-1775)15
Even driven by circumstances specific to Faust's life, there is something so recognizable
about this struggle—which Mephistopheles immediately admonishes as impossible for
anyone but a god—that Faust's fellow humans cannot help but hope that the answer to the
major dramatic question will be yes. We all want the universe. Good Christians know that
their God is the only one meant to know All Things, so they employ their best efforts to
suppress this longing and settle for the world instead. Faust is not a "good" Christian—
and neither is Goethe; but their persistence in hoping to appreciate all that The Lord has
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
15
This passage is from another translation of Goethe's original work, the only instance
where the author feels that Walter Kaufmann's translation pales to another. This
translation—which, unfortunately, eludes the author's efforts to source—more accurately
captures the poeticism behind Faust's yearnings.
  	
  
	
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created is representative of another, more dangerous and perhaps then more self-
sacrificial, kind of Goodness.
As Faust is caught in the throes of Mephistopheles and the Lord's meddling,
audiences are seduced into feeling wins and losses alongside the Doctor as they, together,
chase knowledge that cannot be theirs. This dedication to the inhuman costs a life;
Margaret, one of literature's most innocent personages, loses her the little expanse of
learning she could have had on Earth in retribution for Faust's obsessions. We empathize
and we admonish—we are split between both sides. Goethe manipulated Faust's
motivation to remain constant throughout the plot so that his fate is inevitable, and still,
audiences through the ages prayed from their seats that the resolution might be sweeter
than they knew it had to be in the end. This is quality playwriting. This is drama.
Conversely to Faust's, Mephistopheles' motivation is left unspoken through the
play. His persistence implies that the game of damnation is a game he has played before,
perhaps without much luck—sorely needing a win might push him to such efforts as
dragging Faust across the expanse of Germany to win a single soul. It is doubtful that the
devil has such time to personally inflict pain on every miniscule man, and so we must
answer the question: Why Faust? Two possibilities are intriguing. The first is that
Mephistopheles is the source of all conflict and therefore also fills the role of King of
Pettiness; his antagonization of Faust is simply an outgrowth of his desire to life as
difficult as possible for any being that crosses his path. The second, even more enticing,
is perhaps the oldest motivation in the theatrical canon: vengeance. As established in
Chapter One, Mephistopheles was The Lord's close companion before being cast out of
Heaven. Although the cause is never directly explored in Goethe's interpretation of the
  	
  
	
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event, Biblical text tells that the devil lost The Lord's camaraderie after attempting to take
more power than he was allotted—perhaps Mephistopheles' misadventures with Faust are
nothing more than methods of coping with his humiliating, eternal failure by pushing
smaller beings to also seek what they were never meant to have. This motivation creates a
depth to a character that might easily be dismissed by less thoughtful audiences as the
snarky jester and raises the stakes that Mephistopheles invests in making Faust's failures
and ultimate death as excruciating as inhumanly possible.
It may seem counterintuitive that Faust's two main characters have essentially
parallel goals; after all, if one is reached, so is the other, and the play ends before it
begins. The major source of drama in Goethe's play is then not necessarily the conflict
between motivations, but rather the conflict between the end goals of Faust and
Mephistopheles' motivations. In their original deal, Faust promised that his soul was
eternally Mephistopheles' if and only if the devil helped him attain omnipotence that
would quiet his restless spirit; Mephistopheles must struggle against the fabric of The
Lord's universe, knowing but not wanting to believe the consequences of having such
knowledge for a human would be unbearable. There is no way that Faust could reach a
level of enlightenment parallel to a god's while on Earth, corporeally contained. Both
Faust and Mephistopheles' objectives are impossible. Still, just as The Lord agrees to
Mephistopheles' bet, audiences suspend disbelief for a short while, tantalized by the
possibility of seeing the impossible made possible. When the play reaches its end, there
may be disappointment, but it is eclipsed by the overwhelming presence of justice in the
universe: what the rules of The Lord's world declared would happen came to pass, but not
  	
  
	
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even Faust is damned for breaking them. The exploration of human bounds is satisfying
but safe.
The sentiments that led The Lord to encourage Mephistopheles' manipulation of
Faust might, by this point, seem nothing more than sadism; His motivation may very well
be, as Goethe was fond of leading his readers to redefine righteousness, of which holiness
is the composite concentration. After all, is not the responsibility of Ultimate Good to
protect those to whom He gave life who struggle on their imperfect Earth? Perhaps an
imperfect world could only have been created by an imperfect Lord. This interpretation is
fascinating, but would have been a quite haughtier challenge than Goethe's lesser
dogmatic transgressions to the traditionalists who held power at the time. This, combined
with Biblical context, suggests an alternative motivation.
The Bible tells that God gave man free will in the ultimate expression of Love.
Love, after all, is not love when it is coerced, only when it offered by choice does it
become love. This provision provided the way to damnation, but it also ensured that
obedience to God would be an expression of authentic, self-denying respect. Is the
freedom to die a freedom worth having? The entirety of Faust explores this, and the plot
is rich with metaphysical debate as dictated by the rules of life set forth by otherwise-
absent Lord. We cannot admonish The Lord's motivation, because it cannot be
conceptualized by human minds, but we might imagine that He, just as Faust, is
searching for something He might never be afforded in His universe—in The Lord's case,
the experience of being loved without question. If this is true, then Faust's motivation is
simply a mirror to the motivation of The Lord who created him. Life becomes a tragedy
shared by all its players.
  	
  
	
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Goethe's Faust expertly utilizes the analogous motivations of its three major
players to heighten the drama created in a manipulated masculine plot. Minor climaxes
build tension so that the answering of Faust's major dramatic question is not only the
seminal moment of the play, but the climax of the history of the world. No one, not even
Faust, is able to transcend human confines and consequences, but the honor of trying is
still rewarded by divine mercy. These two major concepts introduced through plot—
curiositas and mercy—are the hearts of Faust's dual themes and the subjects of Chapter
Four.
  	
  
	
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Chapter Four: Theme
Acting Upon Curiositas
~
It says: "In the beginning was the Word."
Already I am stopped. It seems absurd.
The Word does not deserve the highest prize,
I must translate it otherwise
If I am well inspired and not blind.
It says: In the beginning was the Mind.
Ponder that first line, wait and see,
Lest you should write too hastily.
Is mind the all-creating source?
It ought to say: In the beginning there was Force.
Yet something warns me as I grasp the pen,
That my translation must be changed again.
The spirit helps. Now it is exact.
I write: In the beginning was the Act.
Faust (i.1224-1237)
~
In the beginning was the Act. It's a risky translation of the Bible's original thesis,
but nothing less than revolutionary would do for Doctor Faust. This chapter will examine
the same high concepts Faust did here in his study: ideas of what The Lord is and is not,
and what The Lord's identity proclaims about what His creations should be. Faust carries
within its wit and rhyme complicated theological and existential implications of
consequence to the scholars and dreamers who have pored through Goethe's pages for
centuries trying to tease out some universal truth. Here, in this chapter, the author will
integrate findings from the previous chapters on Faust's dogma-driven given
circumstances, complex character dynamics, and epic plot to assert that Goethe presents
in his play two sensational themes: that the struggle of man against heaven and hell is
ultimately futile but still noble, and that The Lord perverts definitions of Himself set forth
in manmade religious doctrine, but remains the ultimate purveyor of mercy.
Given Circumstances
  	
  
	
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The given circumstances set forth in this play explicitly are few. Scenes are not
numbered or titled, though each begins with a description of the location in which it is
set. In rare cases, including those few scenes featuring Margaret discussed in Chapter
One, Goethe gives one or two lines of the specific given circumstances at play in a scene.
The lack of stage directions is not an oversight by Goethe; rather, the poet wrote the play
to be accessible to the masses of his day. What is considered so out of reach to modern
readers was written for all of Germany in Goethe's day, rife with references to specific,
celebrated locations—the greatest of all, the mighty Harz Mountains—that could be
easily imagined no matter who read the play or where it was put on. The underlying
religious conversation would be equally accessible; as noted in the first chapter,
Protestantism was overtaking Catholicism as the orthodox religion of practice with the
advent of the Reformation. Anyone who read Faust in its first printing would understand
that Mephistopheles was Satan, and that Satan was bad, and that he would most likely
look to ruin Faust's life—or at least his day—in whatever way he saw fit. God was Good,
but only so far as Goodness meant Justice, and would be constantly calling to Faust just
as He did to His disciples.
What audiences then may not have understood, lacking training in the art of script
analysis, is that while Mephistopheles does serve as an antagonizing force in Faust's
world, he is not the antagonist of Faust. As discussed in Chapters Two and Three,
Mephistopheles' motivations and actions run in tandem with Faust's desire to experience
All Things; therefore, Mephistopheles' role is more closely aligned to that of the enabler
than of the antagonist. If any other character treated a pub full of minor characters to a
round of lager or escorted someone endless classes beneath him on the metaphysical
  	
  
	
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status scale, they would be praised as generous and kind. Throughout Goethe's drama,
what given circumstances would lead audiences to designate as the personification of
ultimate darkness attempts to aid Faust in pursuing his goal of omniscience,
omnipresence, omnipotence—of omni-existence. Mephistopheles' most serious
transgressions are terribly dry and tasteless double entendres.
The Lord is equally aggressive in defying expectations of Protestant Christian
audiences. As proclaimed in Psalms 145:916
, "The LORD is good to all, And his tender
mercies are all over His works." As portrayed in Faust, The Lord is callous and flippant
with Faust's fate, acting much more like Greek gods who toy with their human playthings
than a God who is the source of all thoughtfulness, revered for His singular tenderness.
Even if Faust's ultimate salvation implies that The Lord can afford to be flippant—if he
plans to redeem Faust at the close of his life—it still seems cruel to play tricks on a being
so unaware of the magnificent workings of the cosmos, so oblivious to The Lord's plans
and promises, as the Doctor. Besides this, The Lord is largely absent from the body of the
play. He appears after the Prologue in Heaven only in the sonic or corporeal form of his
Chorus of Angels and only exacts influence via the forces of the world He created. The
Lord's most common influence on Earth comes from the laws of nature He has
established, the limits of which serve as Faust's true antagonist, as discussed in Chapter
Two.
As seen here, Goethe left given circumstances as the specific and unspoken
locational and religious circumstances of his Germany so that audiences would come to
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
16
From the New King James Version translation.
  	
  
	
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his play expecting the norm; what they got—a helpful devil and a distant deity—were
anything but.
Character Dynamics
Chapters One through Three explored a few emblematic relationships, including:
the lackadaisical mentee—overindulgent chaperone rapport between Faust and
Mephistopheles; the non-relationship between Faust and The Lord; and the ex-brother—
mentor connection between Mephistopheles and The Lord.17
All of these further the first
theme surrounding the uselessness of trying to win in a duel between the devil and The
Lord, as all three are essentially stalled, sum-zero matches.
Faust— Mephistopheles
Mephistopheles and Faust, on one hand, work together to give Faust a god's
experiences, although they concur that it will be his undoing. Mephistopheles aptly
describes the inconceivability of the act:
Believe me who for many a thousand year
Has chewed this cud and never rested,
That from the cradle to the bier
The ancient leaven cannot be digested.
Trust one like me, this whole array
Is for a God—there's no contender:
He dwells in his eternal splendor,
To darkness we had to surrender,
And you need night as well as day.
(I.1776-1784)
Faust answers simply, "And yet it is my will", refusing to cave to the probable (I.1785).
Although Faust vocally confirms his understanding that such knowledge is given only to
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
17
Faust and Margaret's relationship is important to the story, but does not aid in
determining the themes. Rather, it serves to aid the development of the characters as they
exemplify the themes—so, while significant, their romance will not be mentioned in this
chapter.	
  	
  	
  
  	
  
	
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one lord—The Lord—he repeatedly assigns the universe as something that belongs to
humanity:
Alas, what am I, if I can
Not reach for mankind's crown which merely mocks
Our senses' craving like a star?
(I.1803-1805)
Obviously, there is a fundamental misunderstanding between the two of what will happen
as a result of Faust's struggle. Of course, his desire for All Things is never indulged, but
both characters' ideas on Faust's pursuit are proven incorrect: though Faust fights against
The Lord to pursue passion, he is not condemned to the darkness as Mephistopheles
was—The Lord decides to exact mercy rather than justice in his case18
—and though he
fights the good fight, Faust cannot acquire what is evidently not mankind's to hold.
Neither has the lot of The Lord at the end of the play; the status quo of the universe
remains unchanged.
Faust—The Lord
In his introductory scene, Faust mentions God only to slander Him. The Doctor
shies away from even attempting to communicate with such a power, though he believes
it to exist; rather, he stubbornly endeavors to summon lesser spirits of the earth—things
of death, not life. Even though his perception of The Lord's stinginess in doling out
knowledge, Faust testifies in The Lord as a real being as he calls on the Spirit:
Instead of the living nature which
God made man for with holy breath
Must stifles you, and every niche
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
18
The difference between Faust and Mephistopheles that explains why mercy was shown
to one but not the other might, in fact, be their motivations. Faust's need to know is
rooted in the guilt he feels for aiding his father in destroying innocent lives; he has to
correct a previous wrong. Mephistopheles sought what was not his out of pure avarice.
Both are selfish, but Faust has decidedly purer reasons for being so.
  	
  
	
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Holds skulls and skeletons and death.
(I.414-417)
In Faust, The Lord is an absent Father. Faust responds to his perceived neglect with
angst, attempting to prove with his every breath that he is capable of succeeding on his
own. Human success—mastering the major sciences, being loved by one's town—are not
enough for Faust; he takes his obsession with independence to unearthly extremes. If The
Lord was truly gracious, He would embrace Faust in ever moment, but he is seen in the
Prologue taking bets on his son's soul, and never checks in on Faust while waiting for the
outcome. The Lord's gift of free will, the ultimate expression of Love, prevents his
interference, but Faust cannot understand this.19
To the Doctor, The Lord's absence is not
an invitation to love—it is an act of apathy. In his misunderstanding, Faust feels that
human needs are not of interest in the larger struggle between heaven and hell. Though
they are of import to The Lord, Faust's "needs" as he perceives them are unable to be
filled until Faust reaches out; the only gift The Lord can give without Faust's asking is
salvation. And so he does.
Mephistopheles and The Lord
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
19
Here, Faust experiences the same spiritual dissonance felt by St. Augustine in his
Confessions:
"Grant me, Lord, to know and understand which is first, to call on Thee or to praise
Thee? and, again, to know Thee or to call on Thee? for who can call on Thee, not
knowing Thee? for he that knoweth Thee not, may call on Thee as other than Thou art."
(Book I)
Faust is incapable of knowing The Lord, so he would not feel led to call on Him.
Whether this is the Doctor's own fault or a common depravity among mortals is a
question that begs further musing, although that Faust shares an ignorance with St.
Augustine himself seems to point to his virtue, or at least his common humanity.	
  	
  	
  
  	
  
	
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The relationship between Mephistopheles and The Lord is of particular
significance because it was the dynamic that led two supernatural beings to take an
interest in Faust as a pawn in their battle. The brokenness of this relationship and the
shame of a lowered caste placement is so ancient and yet so sore for Mephistopheles that
he speaks of it directly in the Prologue in Heaven20
. It is evident to audiences that
Mephistopheles is still, eons later, bitter about this parting, and The Lord's silence on the
matter indicates that he is either not invested in the fallout at all or decidedly more so—
neither of which positions will give Mephistopheles closure. The danger of interrupting
such a volatile relationship between the devil and The Lord is apparent, and the whole of
Faust's misadventure illustrates the pettiness of the conflict and its unsolicited influence
on Faust's life; he is a statement, not a person of interest, and his thoughts and feelings
have no true bearing on the fight Mephistopheles and The Lord have already resolved to
pick.
Plot
The evidence most revealing of Faust's two themes—that is, the honor of
pursuing knowledge and the ultimately unalienable mercy of The Lord toward all His
human children—comes with Faust's salvation in Act Two:
ANGELS (floating through the higher atmosphere, carrying FAUST's
immortal part):
Saved is the spirit kingdom's flower
From evil and the grave
"Who ever strives with all his power,
We are allowed to save."
(II.11934-11937)
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
20
This passage is quoted in full in Chapter Two.
  	
  
	
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The gentle enthusiasm of The Lord's Angels washes away the hurt caused by the absence
of The Lord during Faust's many plights; their saccharine song suggests that The Lord
was merely entertaining Faust with the game he chose to play.
Their words are especially important and somewhat blasphemous to Protestant
doctrine of the time: any man who tries at life, who dedicates himself completely to the
pursuit of something, has met the requirements for salvation. The holiness of begging for
forgiveness is not mentioned; the holiness of passion is all there is.21
Faust's salvation
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
21
Soren Kierkegaard, in his Purity of Heart is to Will One Thing (1938), subscribes to the
belief that to "will one thing" in action and heart is to be holy and righteous, but was
careful to set apart just willingness from spiritual gluttony:
Thus, purity of heart is to will one thing, but to will one thing could not mean to will the
world’s pleasure and what belongs to it, even if a person only named one thing as his
choice, since this one thing was one only by a deception. Nor could willing one thing
mean willing it in the vain sense of mere bigness which only to a man in a state of
giddiness appears to be one. FOR IN TRUTH TO WILL ONE THING, A MAN MUST
WILL THE GOOD. This was the first, the possibility of being able to will one thing. But
in order GENUINELY TO WILL ONE THING, A MAN MUST IN TRUTH WILL THE
GOOD.
(Chapter 8: The Price of
Willing Our Thing: Commitment, Loyalty, Readiness to Suffer All)
Whether Faust's Action, his Willingness, is holy depends entirely on our interpretation of
his motivation. If we tend toward seeing Faust's objective as to redeem his father's
ignorant slaughtering, then Faust most certainly wills The Good. Because Faust is saved
in the end, we know that his heart was pure; therefore, to write off the Doctor's singular
desire for All Things as existential greed is dangerous and categorically incorrect. If one
seeks further affirmation of Faust's nobility, they might read further into Kierkegaard's
eighth chapter:
"Now the talk may continue. If, then, a man in truth wills the Good, then HE MUST BE
WILLING TO DO ALL FOR IT or HE MUST BE WILLING TO SUFFER ALL FOR
IT."
Faust has sacrificed his life for the pursuit of knowledge, and his curiositas has caused
much suffering—albeit, not only to the Doctor. Kierkegaard's theses proclaim Faust to be
righteous, insofar as a human being is capable of being.
	
  
  	
  
	
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indicates that his translation of Genesis was not so far off—that the Act is perhaps all that
the universe can be boiled down to. The Lord appreciates Faust's efforts because He
Himself is embodied Action; for a human being to commit to doing something they find
worthwhile—as opposed to musing upon it or dreaming about it—is next to Godliness.
The Lord's mercy upon His sinning children is revealed even as what has been the
ultimate sin for centuries—the creation of an idol, of a pursuit more important to a man
than The Lord—has been authorized as a righteous action, so long as it is an all-
encompassing, all-engaging Action.
These facets of Faust's story reveal to attentive audiences the fundamentals of
Goethe's personal religion, of which Faust is the sacred text. His life's work illustrates
Goethe's unique sentiments. In the poet's mind, humans could not hope to comprehend,
let alone take part in, the larger cosmic battles being waged above and below them.
Goethe believed firmly that organized religion in no way aided man in becoming closer
to God; rather, a man's proximity to heaven, as the playwright saw it, was determined by
his dedication to what was apportioned to him: to his own gifts, passions, and experiences
only as they are. These suggestive given circumstances, distant and involved characters,
and revolutionary plot were introduced intentionally by Goethe to create a timeless text
of his own spirituality, of which there were only two pillars: that dedication is holy, and
that The Lord saves the holy dedicated.
  	
  
	
   Grace
52
Chapter Five: Production Implications
Weight Without Realism
~
Full lunar light, that you might stare
The last time now on my despair!
How often I've been walking here
At my old desk till you appeared,
And over papers, notes, and books
I caught, my gloomy friend, your looks.
Oh, that up on a mountain height
I could walk in your lovely light
And float with spirits round caves and trees,
Weave in your twilight through the leas,
Cast dusty knowledge overboard,
And bathe in dew until restored.
Faust (i.386-397)
~
Many have shied away from producing Faust, excusing their cowardice by
labeling it a closet drama—a play intended only for reading, never staging—imprudently
contesting both its inherent demand for proliferation and its appeal as a piece spanning
both the emotional depths and heights of drama and comedy. It is the author's firm
conviction that Faust should be staged as often as it can be put on with integrity and
thought. To reprove the masses who call staging Goethe's epic an inconceivable feat, this
chapter will pitch a specific vision that employs the insurrectionary casting, breathtaking
staging, metaphorical lighting and an iconic emblem as begged by the source material in
order to put up an appropriately surreal run of Faust—with a surprise twist.
Casting
Chapter Two established that all the main players in Faust are complex
interpretations of some of the most static stock characters used frequently in the theatrical
canon. Therefore, casting the company will require special attention to actors' ability to
  	
  
	
   Grace
53
embody the traditional characteristics of their roles while bringing insight and depth that
can only come from careful, appreciative analysis of the source material. The qualities of
each major character's22
actor necessary to stage a powerful production of the epic are
broken down below.
Faust
Faust is a thoughtful man, but only so thoughtful as a man can be. He is conceited
and single-minded, selfish and honorable. Whoever portrays the Doctor should be able to
balance seemingly contradictory humors. Physical qualifications are less intense: Faust is
old enough to be accomplished, but his story only remains identifiable if he is young at
heart enough to read as inexperienced—typically, elderly characters have a touch of
otherworldly wisdom, being so close to the grave, which Faust cannot attain. However, if
there were an older actor that reads with the necessary combination of eruditeness and
childlike passion, casting a Faust of advanced age would be absolutely appropriate.
Goethe touched upon the experience of returning to his tale late in life in his Dedication:
You come back, wavering shapes, out of the past
In which you first appeared to clouded eyes.
Should I attempt this time to hold you fast?
Does this old dream still thrill a heart so wise?
You crowd? You press? Have, then, your way at last.
As from the mist around me you arise;
My breast is stirred and feels with youthful pain
The magic breath that hovers round your train.
(I.1-8)
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
22
The Lord is not included here because he is offstage for most of the play. His influence
is carried almost entirely in the actions of other characters and the world created by the
production team's executions in set and lighting design, which will be discussed later in
the chapter.
	
  
  	
  
	
   Grace
54
Because Faust is, in many ways, Goethe's anthropomorphized self-portrait23
, casting an
elderly Doctor would allow audiences to better comprehend the span of years Faust's
creation covers, and thus the varied viewpoints and sometimes disjointed narratives
contained within. On the other hand, a youthful Doctor may better draw emotional
investment from audience, who either pity the babe so unluckily born with a curse or
loathe the petulant child who has forgotten to grow up. Both casting choices are valid;
though the author leans toward casting a mature actor in homage to Goethe's presence in
the play, she acknowledges that age is not a defining factor in what makes a fantastic
Faust.
Mephistopheles
Mephistopheles does a well enough job of introducing himself:
The modest truth I speak to you.
While man, this tiny world of fools, is droll
Enough to think himself a whole,
I am part of the part that once was everything,
Part of the darkness which gave birth to light,
That haughty light which envies mother night
Her ancient rank and place and would be kind—
Yet it does not succeed...
(I.1346-1353)
Squire Satan—as Mephistopheles is sometimes called—identifies his source in the
beginning of all things, or else in the everything that comprised The Lord, before his
downfall. What is even more fascinating is his identification of night, the ultimate
darkness, as female. This is fitting—Mephistopheles is meant to be alluring and
seductive, to be an attack on the traditionalism he so despises. Why not be a she? There is
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
23	
  When taking into consideration Goethe's personal qualms with religion, struggles to
understand and develop his beliefs, and feelings about his popularity—these aspects of
Goethe's life can be found in Goethes Religion (1895) by Armin Seidl, which is drawn
upon a great deal in the Introduction. 	
  
  	
  
	
   Grace
55
no better subversion of or homage to the role to cast a woman as Mephistopheles. Again,
physical characteristics are less important here. Because Mephistopheles changes form to
best appeal to his24
prey, the actress cast should be "beautiful", but this is such a
subjective quality that further development of the qualification is unhelpful, if not
impossible. It is far more important that Mephistopheles' portrayer should be charming,
quick, explosive, witty, and fierce than slender, fiery-haired, or towering.
Margaret
In order to understand Margaret's transformation from unsuspecting maiden to
questioning martyr, it is crucial that Margaret appear to be a typical damsel at the start of
the show. Therefore, her physical appearance is of slightly more consequence than Faust
or Mephistopheles; typically, the ingénue type is small and somewhat athletic. Diversions
from this formula are encouraged so long as the audience does not suspect at her
introduction that she will break any societal molds—when she does, onlookers will be
that much more surprised. While trying on the jewelry brought to her by Mephistopheles,
Margaret reflects on this misleading nature of appearances:
If those earrings were only mine!
One looks quite different right away.
What good is beauty, even youth?
All that may be quite good and fair,
But does it get you anywhere?
Their praise is half pity, you can be sure.
For gold contend,
On gold depend
All things. Woe to us poor!
(I.2796-2804)
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
24
While our vision employs a female Mephistopheles, male pronouns will remain
utilized in the analysis to avoid confusion of the character being discussed.
  	
  
	
   Grace
56
As she mentions, her youthful loveliness is still eclipsed somewhat by her poverty, which
must also manifest in her appearance. For this reason, Margaret should be narrower at the
waist—she would not have had the means to eat well—and fairly "worn". As she is
beautified during her courtship, the audience will follow along, believing hers to be
another fairytale; when she reverts to an even more grotesque presentation—sleepless,
starving—in the prison before her death, the audience will witness the transitory nature of
life in a forceful way. Margaret is more contemplative than witty; her portrayer need not
have an expert grip on comedy so long as she has equal parts conviction and lightness.
Staging
Needless to say, there is no way all of the locales visited by Faust and
Mephistopheles throughout the course of the plot can be portrayed realistically on one
stage. Realism, though, would not do Goethe's vision justice. The grand scope of the
Doctor's story is best told through surrealism, which can imaginatively portray both a
plethora of wondrous landscapes and the heights and depths of intrigue and emotion in
the epic.
Settings can be summoned in seconds with the implementation of an LED screen
in place of the traditional scrim; although this is not a cheap option, it does brilliantly
capture any location needed without the assistance of any set pieces, especially those
places outdoors which would naturally contain an abundance of light.
  	
  
	
   Grace
57
25
An LED backdrop would also, practically speaking, aid in keeping the audience invested
in the action before them as they are also transported by Mephistopheles' magic across
the German countryside. Any scenic element that promotes audience engagement is
appreciated in a play so thorough as Faust.
The stage itself would only need one set installation. Furthering the surrealist
vision of this production, clouds and mountains alike will be woven from structures
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
25
Photo: Holland America Line Entertainment Team
Consider	
  the	
  World	
  
Stage	
  which	
  sails	
  
upon	
  the	
  ms	
  
Koningham.	
  The	
  use	
  
of	
  270˚	
  cinema	
  is	
  a	
  
breathtaking	
  touch	
  
that	
  adds	
  to	
  the	
  
immersive	
  
experience	
  of	
  LED	
  
backdrops.	
  With	
  such	
  
a	
  screen,	
  the	
  Harz	
  
Mountains	
  could	
  
envelop	
  the	
  audience	
  
as	
  they	
  do	
  Faust.	
  	
  
	
  
Surrealist Daisies FINAL
Surrealist Daisies FINAL
Surrealist Daisies FINAL
Surrealist Daisies FINAL
Surrealist Daisies FINAL
Surrealist Daisies FINAL
Surrealist Daisies FINAL

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Surrealist Daisies FINAL

  • 1. Surrealist Daisies: Choosing Your Own Goodness An Independent Script Analysis Project on Goethe's Faust Amanda Grace
  • 2.       Grace 2 Table of Contents Introduction: A Love Letter To Goethe.............................................3 Chapter One: Given Circumstances The Life and Times of Doctor Faust............................9 Chapter Two: Character Out of Stock...............................................................18 Chapter Three: Plot Machismo and Motivation.........................................29 Chapter Four: Theme Acting Upon Curiositas..............................................43 Chapter Five: Production Implications Weight Without Realism............................................52 Bibliography..................................................................................64
  • 3.       Grace 3 Introduction A Love Letter to Goethe ~ Wir fühlen uns nicht angezogen durch dies ßild; doch wer versteht den anderen ganz? Er hat zu viel Recht noch heute, als das wir recht urtheilen können. We do not feel enthralled by this picture; but who understands the other person completely?... He has too much deserved knowledge even today as that we cannot judge him completely. Armin Seidl, Goethes Religion (1895) ~ This manuscript, for all the admiration it pours out on Johann Wolfgang von Goethe, is the manifestation of an act he thought impossible: the analysis of his seminal epic, Faust. The product of a lifetime of effort, a pastiche of stories spanning years and their mentalities, was and is considered by many—including the author himself—to evade all forms of deduction in its fantastical whimsy and disjointed narrative, and yet, here we are. This analysis in no way covers every moment of brilliance contained in Goethe's words; I would venture to say that many if not most of them remain untouched by my investigation. Similarly, this volume does not attempt to recreate the inimitable originality of its source text; after all, to do so would be to disprove its ingenuity, a feat I suspect no writer will ever be able to do. This labor of love was created in the hopes of making Faust accessible to those who bring theatre to life. It is my humble but strong belief that Goethe's classic has been absent from the stage for far too long: the day that the masses consider this ultimate tale of humanity too far out of the common man's reach is the day it must be performed. As the following pages will testify, Goethe's play is cerebral, and challenging, and dense for those who read it. But for those who watch it,
  • 4.       Grace 4 Faust is enticing, and exciting, and oh-so relevant. The ensuing chapters seek to explain the depth of Doctor Faust's story so that artists who read it will be capable of designing a production worthy of Goethe's name—the production implications of my own personal vision are given in Chapter Five, but Chapters One through Four offer enough detail that readers will be able to dream their own dreams of Faust's heavenly and hellish life. The following Introduction contains information on Goethe's personal beliefs I thought it critical for readers to know before embarking into this analysis, as well as a note on the translations used and a summary of the subsequent chapters. I conclude my own digression here by wishing you all the wonderful joy that Goethe's Faust has brought to me; it is, as Walter Kaufmann remarked, a truly incommensurable work. Goethe's Life Goethe's life was abundant with the search for knowledge. He studied the sciences; he contributed to early color theory; he, of course, was a remarkable poet and playwright. But our purpose here is not to compile a biography—such work has been done, and done well, before. Rather, the author hopes to provide a few words on Goethe's complex views and beliefs as they pertain to the creation of Faust. Chapter Four will introduce the themes central to Faust, one of which relates to the holiness of dedication to a singular objective. In Goethes Religion, Armin Seidl stresses this as a major facet of Goethe's personal spirituality: He calls it an Article of his religious beliefs that "We, through steadfastness and integral loyalty solely to the present existence, give Heaven a true worth and are able to enter it." (16)
  • 5.       Grace 5 As Goethe's life progresses, war with France provides evidence of humankind's capacity for viciousness, and he becomes cynical. This loss of faith runs concurrent to Goethe's disenchantment with the traditional view of God as an interactive deity. Goethe begins to consider God as an outside force, and this perspective causes severe dissonance once he feels some unknown energy working through him, inspiring his art. Of this, Goethe remarked: "God uses me like with His old Saints, and I don't know where it's coming from. If I ask for proof of God's grace1 , that 'may the fur stay dry and the threshing floor be wet', then that's the way it is." (16) After deliberation, Goethe came to call this force "Spinoza," which invokes not so much a singular God as a pervasive spirit of Life: "Spinoza does not prove the existence of a God, deeper understanding is God." (16) Seidl considers this realization a result of Goethe's involvement in the arts; certainly, the piece that became Faust deals with the many conceptions humans have of the divine. In any case, Goethe's obsession with this "deeper understanding" drives his life as a scholar and influences the occupation of his protagonist Faust. Audiences should know that Faust's pursuit of knowledge is something incredibly holy and of magnificent value. Nicolas Petersen, translator for the author, noted that Seidl's words (17) implied that this was a moment of rebirth for Goethe, phrasing the moment of recognition quite                                                                                                                 1 This word appears, so far as the author has uncovered, only in Seidl's writing; this translation is a composite of multiple opinions, integrated by Nicolas Petersen. Petersen remarks that, as one would typically prefer the fur to be wet as it keeps out the rain and the floor to be dry so the grain doesn't rot, that Goethe views God as a deity "who just doesn't care at times".
  • 6.       Grace 6 beautifully: "it's as if Goethe is finding the correspondence between himself and 'God'— how the Earth would suddenly understand its existence because of the Sun." Goethe's lust for life and subsequent bitterness gave way to a whole new conception of Heaven and goodness itself; the concept of Spinoza is a legacy he left throughout the pages of his seminal work. Seidl reveals in one last direct quote a final maturity in this man who dedicated his life to the honor of seeking: "Only in the innermost of my plans and motivations and undertakings do I secretively stay true to myself... what I carry in me and others, no one can see. The best thing is the deep Silence, in which I grow against the World, and am winning." Faust is the product of this Silence; its significance as an exploration of spirituality and the human concept of The Lord is nothing less than deafening. A Word on Translations Every passage quoted in the format (Act, Line Number) is from Walter Kaufmann's translation of Goethe's original German, Goethe's Faust (1961). Kaufmann's translation is the most widely available English printing of Faust. However, readers should be aware that Kaufmann—though indulgent enough to include fifty-eight pages of his own research and accolades as vaguely related to the text at hand—elected to cut the majority of Act Two from his publication. He assures his readers that much of the Act was nonsensical; therefore, this analysis trustingly only evaluates the scenes from Act Two Kaufmann elected to keep along with the entirety of Act One. One passage quoted in Chapter Three is taken from an unknown translation found online. Though the translator evades identification, this particular version of the passage
  • 7.       Grace 7 is more widely proliferated online, and does a better job of capturing Goethe's intention in the scene than the translation referenced elsewhere in this analysis; it is so excellent, in fact, that the author has made the risky decision to quote it without a source, of the mind that its brilliance will excuse its mysterious origins. The quotes above and scattered throughout this volume from Goethes Religion (1895) by Armin Seidl were translated from the original German text personally for the author by Nicolas Petersen. Nico, for the gift of your time and caring deliberation, thank you. This one's for you. Chapter Breakdown The chapters of this portfolio are as follows: Chapter One, "The Life and Times of Doctor Faust", explores the given circumstances, stated and implied, which affect how Faust interacts with the worlds around, above, and below him. This chapter discusses with particular interest the effects of Germany's Protestantism after the Reformation on society and the significance of using Goethe's homeland as a backdrop for his epic tale. Chapter Two, "Out of Stock", explains how each major player in Faust's story fits and breaks the molds set out for stock characters. These dynamic individuals work alongside the given circumstances to challenge audience expectations of what life will be like for ordinary citizens in seventeenth-century Germany. Chapter Three, "Machismo and Motivation", attempts to cover the intricate and lengthy plot of Geothe's classic while utilizing character motivations to justify the ebbing and flowing of energy onstage.
  • 8.       Grace 8 Chapter Four, "Acting Upon Curiositas", the two main themes of Faust are set forth. These should be at the heart of every production, no matter the style or twist. Chapter Five, "Weight Without Realism", sets forth the major production implications of the author's personal design vision for Faust, which may be used to construct a surreal staging that holds true to the grandiosity of the original text. It is the author's hope that this Introduction has been illuminating as to the contexts contributing to this portfolio while remaining succinct for its scope. The remaining pages will endeavor to persuade all who read them that Faust is a living, breathing, pertinent piece of theatre demanding to be produced.
  • 9.       Grace 9 Chapter One: Given Circumstances The Life and Times of Doctor Faust ~ I have, alas, studied philosophy, Jurisprudence and medicine, too, And, worst of all, theology With keen endeavor, through and through— And here I am, for all my lore, The wretched fool I was before. Called Master of Arts, and Doctor to boot, For ten years almost I confute And up and down, wherever it goes, I drag my students by the nose— And see that for all our science and art We can know nothing. It burns my heart. Faust (I.354-365) ~ Through establishing the given circumstances of Faust, this chapter aims to put an end to two common critiques of Goethe's classic: that it was never written for production; and that it is unexceptional. Here, the argument will be made that Faust was, and remains, an incredibly brave and nuanced statement about the fragility of man and the transcendentalism of God. Examination of Goethe's given circumstances surrounding the religion and academia of eighteenth-century Germany, the play's plethora of physical settings enhanced by a fantastic reality, and the deals driving the major players will prove that Faust is a story that can and should be transferred to the modern stage. Religion and Academia Goethe (1749-1832) wrote Faust with his own Germany in mind, although the scarcity of time-specific contextual clues make it difficult to place the plot in a single year. Besides bards throughout the text directed toward Jews and the French—whom
  • 10.       Grace 10 Goethe especially loathes—the only indication of era is shared during the Easter scene, when Faust enters town for the first time in recent memory: ANOTHER CITIZEN: On Sun- and holidays, there is no better fun, Than chattering of wars and warlike fray, When off in Turkey, far away, One people beats the other one. We stand at the window, drink a wine that is light, Watch the boats glide down the river, see the foam, And cheerfully go back at night, Grateful that we have peace at home. (I.860-867) This monologue could ostensibly refer to any the conflicts that happened throughout the history of the Ottoman Empire. However, if we seek to limit the possible setting of Faust to the years in which Goethe was dreaming it up—for he did not begin writing the Urfaust until 1772 (Kitchen 142)—the most likely setting seems to be in the early 1740s, when Frederick II, having "defeated the Austrians at the battle of Mollwitz on 10 April 1741... won an instant reputation as a daring young general," which certainly helped when nations including "France, Spain, Bavaria, Saxony, Poland, Sweden, Naples, Cologne, and the Palatinate" joined Prussia's side for the War of Austrian Succession (Kitchen 143,144). If the events of Faust occur sometime before the Treaty of Breslau— signed June 4th, 1741—Germans, comrades-at-arms with the Austrians, would likely be aware of conflict and speak of it, but would not be at war.2 Placing the action of the play in the eighteenth century gives us a wealth of context about the schools of thought popular during Faust's life. The first wave of educational reform in the 1700s emphasized                                                                                                                 2 Goethe's distrust of the French, particularly Napoleon, would have developed later with the advent of the French revolution, as "[t]he aim of French policy was to weaken Austria and to divide the empire up into a number of stronger states" (Kitchen 149).
  • 11.       Grace 11 modernism propagated by court circles, the demand for a realistic knowledge of the world of the day, for modern languages, georgraphy and history, and above all for mathematics and the new sciences founded on it, all at the expense of Latin and religion in the timetable. (Bruford 241) By the measured of his fellow professionals, Faust was the pinnacle of what a scholar should aim to be—his scope of expertise was both avant-garde and expected in this way. For the peasants living in Faust's village, however, the definition of enlightenment revolved less around the sciences: The curriculum was extremely narrow, reading, writing and perhaps a little arithmetic, and a good deal of religion. Little was read beyond the Bible and catechism. (Bruford 123) Religion was of deep importance in Faust's time, and although no character ever directly states that Faust's Germany is a stronghold of the faith, many scenes imply this to be true. Early in Act One, Faust surprises the small town he lives in by emerging from his study to celebrate with the villagers at a festival; by the time Faust arrives with Wagner, the rest of the town's populace is already present (I.982-992). The type of doctrine practiced among the masses at this time was strict and conservative, as evidenced by Margaret's desperation while in jail: I've put my mother away, I've drowned my child, don't you see? Was it not given to you and me? You, too—it is you! Could it merely seem? Give me your hand! It is no dream. Your dear hand!—But alas, it is wet. Wipe it off! There is yet Blood on this one. Oh God! What have you done! Sheathe your sword; I am begging you. (I.4507-4517)
  • 12.       Grace 12 Obviously, Margaret—one of the poor "commoners" of Faust's day—was raised in a faith that preached condemnation and justice over forgiveness and grace. It is notable that in a time where upwards of twenty percent of Germans lived underneath the poverty lines (Kitchen 135), "[t]he Protestant clergy were solidly bourgeois" (Kitchen 134). Margaret was one of many Germans who likely felt neglected by the Protestant leadership of the time, and may have sided with the Catholics who were "more skeptical [of civil authority]" (Kitchen 135). In any case, religion touched the lives of the lower class immensely, in pure doctrinal form and in how they related to the upper classes and national leaders. Faust, separated from religion by both his class, which focused less on indoctrination, and his resulting scientific nature, likely knew little of the struggles Margaret, Martha and the other villagers endured. The given circumstance of orthodox Christianity also allows Goethe to challenge popular views of what actions qualify as sin and which deserve mercy. Faust commits many immoral deeds—benign and grave—during the play, including consuming lager in a run-down pub, summoning spirits, and taking part in Walpurgis Night, a festival held by and for witches in the Harz Mountains. According to Protestant ideology, Faust's soul would be irredeemable. Isolating the specific time in which Faust takes place has provided us with the religious and scientific context of Faust's life; these aspects of society are important given circumstances because they, like all societal norms, impact the way in which Faust interacted with his world prior to the action of the play, and empowers the audience to judge characters' growth as they adhere to or deviate from these norms over the course of the plot.
  • 13.       Grace 13 Physical Setting and Reality Although Goethe abstained from the glories of religion, as a writer, he was ostensibly a disciple of the "more is more" credo. Faust is so many things at once, among them a love letter to Goethe's beautiful motherland. Throughout the First Act, audiences are led through all the natural wonders of Germany, from the rolling hills circling Faust's town to the nearby streams. Faust, walking with Wagner early in Act One, observes the landscape: For they themselves are resurrected From lowly houses, musty as stables, From trades to which they are subjected, From the pressure of roofs and gables, From the stifling and narrow alleys, From the churches' reverent night They have emerged into the light. Look there! Look, how the crowd now sallies Gracefully into the gardens and leas, How on the river, all through the valley, Frolicsome floating boats one sees, And, overloaded beyond its fill, This last barge now is swimming away. (I. 922-934) Although Faust is not familiar with the narrow alleyways of those "subjected" to baser work than he, the Doctor shares a great deal of community in the physical land with Germans of all social strata. This may be why his best connections with Margaret later in the play occur outdoors in the gardens; he is most like his fellow humans surrounded by the nature they have in common. Beyond the natural landscape, Faust also explores surreal locales and situations— as much can be gathered from the title of the Prologue in Heaven. This dramatic contract is one where audiences are immediately aware that anything can happen. The devil walks
  • 14.       Grace 14 the world as a poodle. Witches ride on broomsticks. Animals can speak—what's more, they do it in rhyme: MEPHISTOPHELES: ...(To the ANIMALS.) It seems the lady isn't home? ANIMALS: She went to roam Away from home, Right through the chimney in the dome. MEPHISTOPHELES: And how long will she walk the street? ANIMALS: As long as we warm our feet. (I.2379-2385) Being able to read about places above the clouds, or places on Earth where animals can express thoughts as easily as people, is an exciting experience, but seeing it done onstage is enthralling. Understanding physical locales and the magic at work within them informs the design of the show, settles the theatrical contract to be pushed to the audience, and explains why Faust would or wouldn't react with surprise or inhibition to the surprises that come his way. Knowing these given circumstances helps the creative team establish a baseline of reality before embarking on a journey through it. The Spark and Bets Most of the characters' lives will be introduced in Chapter Two; however, a very few situations prior to the start of the main action will be mentioned here so that actors and analysts alike will understand the "moment before" Faust begins fully, with interpersonal context to bolster the context given from social tradition and locale descriptions. The Spark
  • 15.       Grace 15 In the Prologue in Heaven, a very significant exchange occurs between Mephistopheles and The Lord. Placing the fault with The Lord for mankind's wandering from Him, Mephistopheles says, Of suns and worlds I know nothing to say; I only see how men live in dismay. The small god of the world will never change his ways And is as whimsical—as on the first of days. His life might be a bit more fun, Had you not given him that spark of heaven's sun; He calls it reason and employs it, resolute To be more brutish than any brute. (I.279-285) No matter one's religious convictions, if this is taken as a true fact of creation—a given circumstance of all humanity in Faust's world—then Faust's struggle is at least in part a result of his creation by The Lord; his genius, a curse. Much debate will occur in the succeeding chapters over this point; what matters now is that "the spark" is a given circumstance: The Lord has imbued His children, especially Faust, with curiositas, which haunts the most brilliant of them. The Bets Although both bets made in the play happen onstage, they set the conditions for the majority of the action—that is, what character can and cannot do, and what the stakes are for success and failure in their personal objectives. Thus, they are given circumstances for the majority of situations presented in the plot, and so we include them here. The first bet is taken in Heaven between The Lord and Mephistopheles: THE LORD: Though now he serves me but confusedly, I shall soon lead him where the vapor clears. The gardener knows, however small the tree,
  • 16.       Grace 16 That bloom and fruit adorn its later years. MEPHISTOPHELES: What will you bet? You'll lose him yet to me, If you will graciously connive That I may lead him carefully. THE LORD: As long as he may be alive, So long you shall not be prevented. Man errs as long as he will strive. (I.308-317) This bet is an important given circumstance because The Lord gives His verbal word that He will not prevent Mephistopheles from meddling in Faust's life. When audiences see Faust in his desolation much later on, they must remember that a circumstance of The Lord's world is now that the devil may interfere with Faust's life on Earth in order to move up in the supernatural power ladder. What is at stake in this bet is likewise important: MEPHISTOPHELES: Enough—he will soon reach his station; About my bet I have no hesitation, And when I win, concede your stake And let me triumph with a swelling breast: Dust he shall eat, and that with zest, As my relation does, the famous stake. (I.330-335) The stakes of this given circumstance are such that Faust will die if Mephistopheles has his way. Since The Lord has already agreed to stay out of the experiment, the audience will be infinitely more invested knowing a life is at stake—so long as they know it is at stake; so long as this given circumstance is introduced clearly. The other bet of significance in Faust is the bet made between Mephistopheles and Faust. Faust is unaware that his deal is just an outgrowth of the deal made with The Lord; he, wittingly, signs away not only his mortal life, but his immortal soul: FAUST: Right. If to the moment I should say: Abide, you are so fair— Put me in fetters on that day,
  • 17.       Grace 17 I wish to perish then, I swear. Then let the death bell ever toll, Your service done, you shall be free, The clock may stop, the hand may fall, As time comes to an end for me. MEPHISTOPHELES: Consider it, for we shall not forget it. (I.1698-1707) Awareness of the given circumstance of Faust and Mephistopheles' bet keeps the audience engaged in Faust's pursuit for knowledge that satisfies his curiositas once and for all: if he finds it, we will feel successful, but we cannot afford to luxuriate in success if it costs Faust his soul. Audiences will feel double the anxiety for the two bets running concurrently, unbeknownst to the poor protagonist. All of these given circumstances inform the story of Faust, turning Goethe's drama into a veritable tragedy; this tragedy is given emotional weight by the given circumstances of social norms, fantastical realism, and the spark and bets. Without these elements, the audience cannot understand the stakes as The Lord and Mephistopheles do; with them, Faust becomes a play which involves issues and debates still relevant today. For its specific vivacity, Faust is certainly deserving of modern stagings; the rest of this portfolio will provide the information needed to make this demandingly charged dream a reality.
  • 18.       Grace 18 Chapter Two: Character Out of Stock ~ What you don't feel, you will not grasp by art, Unless it wells out of your soul And with sheer pleasure takes control, Compelling every listener's heart. But sit—and sit, and patch and knead, Cook a ragout, reheat your hashes, Blow at the sparks and try to breed A fire out of piles of ashes! Children and apes may think it great, If that should titillate your gum, But from heart to heart you will never create. If from your heart it does not come. Faust (I.534-545) ~ One of the qualities that makes Faust a particularly enchanting achievement in playwriting is the dimension it bestows to characters that are clearly developed from stock character tropes. Where other classic pieces of theatre have entertained audiences with these flat personas, Goethe made sure that his drama would engage and endear by injecting each of his players with heart. In the following pages, it will be made clear that Goethe imbued each of his characters with distinctive relationships to each other and fluid experiences of life, including his unexpected but unequivocally formidable antagonist. Character Relationships
  • 19.       Grace 19 The relationships in Goethe's Faust can be loosely depicted as so, where single arrows indicate a parent—offspring relationship, double lines a friendship, and wavy lines some sort of romance3 :                                                                                                                 3 The wavy line connecting Martha to Mephistopheles indicates a very unusual relationship: in brief terms, Mephistopheles is courting Martha, but only as a trick, while Faust works on winning over Margaret. Mephistopheles has Faust swear to the devil's lie that he had witnessed the grave of Martha's missing husband, saying In Padua, in Italy, He is buried in St. Anthony [the patron saint of finding lost people] In ground that has been duly blessed For such cool, everlasting rest. (I.2925-2928) After delivering this devastating "news", Mephistopheles engenders himself to Martha by sharing with her the various [concocted] insults her husband threw her way prior to his death: MEPHISTOPHELES: I stood besides the bed he died on; It was superior to manure, Of rotted straw, and yet he died a Christian, pure, And found that there was more on his unsettled score. "I'm hateful," he cried; "wicked was my life, As I forsook my trade and also left my wife. To think of it now makes me die. If only she forgave me even so!" MARTHA (weeping): The darling! I forgave him long ago. MEPHISTOPHELES: "And yet, God knows, she was far worse than I." (I.2951-2960) This hot-and-cold relationship is mostly used for comedic effect: although not significant enough to be mentioned alongside the integral relationships of Faust, The Lord, and Mephistopheles, the uniqueness of this courtship is powerful enough to make it into wonderful comedic relief to the more serious of Goethe's subplots.    
  • 20.       Grace 20 Major characters are given white rectangles; supporting characters have white hexagons; dead and absent characters—as well as populations which cannot be captured in their entirety, as with Mephistopheles' subjects—are included in red. Faust Faust is connected by one or two degrees of separation to every character in the play, while Mephistopheles is fairly isolated; these points will be relevant to our analysis of these characters' roles in the play later. Right now, it will do well to touch upon which relationships are reciprocal and which are one-sided. Faust, sheltered from the world for some time in his decaying study, has two important reciprocal connections in the play: a familiar camaraderie with Wagner, his learned assistant, and a budding sweetheart situation with Margaret. Whereas Faust and Wagner's friendship appears in most ! The Lord Faust Mephistopheles Margaret Valentine Martha Wagner Father (Dec.) Single mothER Runaway husband Sister (Dec.) Drowned baby old witch and all evil spirits in the world
  • 21.       Grace 21 situations to be a relationship of equals—insomuch as a friendship can be evenly yoked—Margaret and Faust hold very different perspectives on religion and the appropriate progression of physical expressions of love, which introduces a dynamic of inexperienced lover—versed teacher to their relationship. At their first meeting, when Faust crosses Margaret walking in the street, she holds her virginal ground, but this feisty front melts away after Margaret's lust is satisfied by the jeweled necklace Mephistopheles leaves for her. This adornment, given on behalf of Faust, would have been far out of her impoverished reach. From here on, Faust spends his time tearing apart Margaret's room to catch glimpses of her private life and wooing his vixen into joining him in the bedroom; most of these moments feature such cringe-worthy monologues as the following, where Faust imagines Margaret's "maturation": And here! (He lifts a bed curtain.) What raptured shudder makes me stir? How I should love to be immured Where in light dreams nature matured The angel that's innate in her. Here lay the child, developed slowly, Her tender breast with warm life fraught, And here, through weaving pure and holy, The image of the gods was wrought. (I.2709-2714) Goethe never excuses Faust from these drooling asides; they remain brazen and uncomfortable. The audience is ultimately left to decide whether Faust's lust transforms into love before Margaret's death, and although Faust is certainly driven by his drive, there is some evidence for his compassion for Margaret as well. Whereas Margaret spends her first walk alongside Faust in the garden bemoaning her "poor talk" (I.3077), Faust delivers the most idolizing, flattering line the theatrical cannon has yet to outdo:
  • 22.       Grace 22 One glance from you, one word gives far more pleasure Than all the wisdom of this world. (He kisses her hand.) (I.3079-3080) Lest the audience think this is sycophantic smooth-talk, Goethe includes two abnormalities: a specific stage direction—which he doles out sparingly—of a courageous but still respectful physical interaction with Margaret; and the assertion that Faust's object of affection, in his own words, surpasses in wonder the knowledge he has dedicated his life to acquiring. This is a remark made in earnest. The Lord Goethe chose to isolate The Lord from the other players in Faust. His sole corporal appearance takes place before the main plot begins in the Prologue in Heaven; thereafter, The Lord's will is executed visibly by His Chorus of Angels and carried out imperceptibly by the systems He has set in place in the universe. This lack of stage presence may seem a risky choice for such an important figure, but Goethe intended The Lord's absence to be an important contribution to the thematic dialogue of the play.4 The Lord has no reciprocal relationships in the show, save for His heavenly father—estranged daughter rapport with Margaret. Although He created All Things and thus every character in Faust, most of the characters do not actively seek a relationship with Him. Faust acknowledges his existence but largely spurns his presence: as The Lord Himself frames it, "he serves me but confusedly" (I.308). Mephistopheles, spiteful from the split reviewed in Chapter One, actively competes against Him as the force of evil diametrically opposed to Good in Faust's world. While we will save the discussion of what motivations lead to The Lord's absence and its implications on Faust's thematic                                                                                                                 4 Discussed in Chapter Four.
  • 23.       Grace 23 content for Chapters Three and Four, audience members should certainly feel the lack of input from Heaven throughout the show; this facet of The Lord has great bearing on the whole work as Goethe's personal theological investigation. Mephistopheles The thick arrow flowing downward from Mephistopheles to the evil spirits of the world represents a type of parent—children connection in that Mephistopheles is the ruler and voice of all evil in the universe. The Lord created All Things, and so gave life to these spirits, too, but when they proved unworthy of Heaven, Mephistopheles took them under his wing. Mephistopheles used to harbor a close connection with The Lord before he was cast out heaven. He references this in the Prologue: Since you, oh Lord, have once again drawn near, And ask how we have been, and are so genial, And since you used to like to see me here, You see me too, as if I were a menial. (I.271-274) The relationship, of course, is modeled after the relationship between Satan and God in the Bible; Satan used to be angel, but was cast out after seeking undeserved advancement. Mephistopheles and The Lord have history, and a raw one at that, which will factor into our discussion of theme in Chapter Four. Dynamism Faust includes all the typical dramatis personae—Faust is the erudite scholar; Margaret is the bashful young maiden; Mephistopheles is the personification of all evil. Most of the supporting characters embody some form of stock character as well: Wagner is the optimistic partner-in-crime; Martha is the lonely spinster; Valentine is the mighty
  • 24.       Grace 24 slider. Placing each character in a role established by centuries of dramatic canon allows theatre patrons to quickly identify what their possible purposes in the plot might be. And just when onlookers think they know what will happen, Goethe changes everything. Each character receives the incredible gift of complexity. Faust is the erudite scholar, but one who holds in his heart a heavy burden: The crowd's applause now sounds like caustic fun. I only wish you could read in my heart How little father and son Deserve such fame for their poor art. (I.1030-1033) Faust hides away in his tomb of a room because every time he walks among people they praise him for the works of his father, in which he assisted. The villagers think he was a healer, but Faust knows the truth—that the first Doctor killed as many as he tried to save with his concoctions. The toll of his medicinal misgivings gives Faust is the impetus of both Faust's desire to learn and his childlike humor. Faust's moods target whomever is unlucky enough to be by his side—for the majority of the play, Mephistopheles—and switch rapidly from vehement ("Damnable fiend! Get yourself hence", I.3326) to imploring ("Help, Devil, shorten this time of dread", I.3362) in mere portions of scenes. This is immaturity far from what audiences would expect of the typical secular sage, adding dimension by illustrating his emotional incompetence—a result of his tragic upbringing. Margaret is given the same treatment, endowed with a painful backstory, which offers insight her present personality. She is, yes, the pretty maiden, but she is by no means innocent to the ways of the world. She recounts to Faust how she ended up caring for her younger sister:
  • 25.       Grace 25 I brought her up, and she adored me, too. She was born only after father's death; Mother seemed near her dying breath, As stricken as she then would lie, Though she got well again quite slowly, by and by. She was so sickly and so slight, She could not nurse the little mite; So I would tend her all alone, With milk and water; she became my own. (I.3125-3133) Without a father, taking the place of her father was a challenge for Margaret. When Faust remarks inattentively that to be so close to her sibling must be a joy, Margaret retorts, "also many hours of distress" (I.3137). Margaret was forced into maternal duties from an early age, coerced into cooking and cleaning and captaining her household, but— wondrously—she has not let this harden her. Where any other girl would be bitter, Gretchen5 still finds the heart to dream of her lover, singing as she spins: My bosom surges For him alone, Oh that I could clasp him And hold him so, And kiss him To my heart's content, Till in his kisses I were spent. (I. 3406-3413) What's even more incredible than Margaret's capacity for dreaming even after her arduous life is her sensibility when it comes to men; one of the most iconic moments of Goethe's play occurs when Faust meets Margaret for the first time in the street:                                                                                                                 5 Gretchen is a nickname taken from the German diminutive of Margaret. Margaret is sometimes referred to as Gretchen in stage directions and certain scenes, and occasionally by the characters in dialogue, particularly when Faust is speaking to Mephistopheles about his love.
  • 26.       Grace 26 FAUST: Fair lady, may I be so free To offer my arm and company? MARGARET: I'm neither a lady nor am I fair, And can go home without your care. (She frees herself and exits.) (I.2605-2608) In an age when men had the first and final say in every interaction, Margaret may have been a maiden, but she was determined to be nothing of a lady: not complacent, and not complying. After she succumbs to Faust's advances and faces the shame of her brother and the village, Margaret's reaction to hearing of another girl's downfall shows her capacity for growth: How I once used to scold along When some poor woman had done wrong. How for another person's shame I found not words enough of blame. How black it seemed—I made it blacker still, And yet not black enough to suit my will. And now myself am caught in sin. Yet—everything that brought me here, God, was so good, oh, was so dear. (I.3577-3586) Margaret's ideas of fairness and morality are nothing close to the conventional, mirroring Goethe's complicated humanism more than clear-cut Protestantism. The fact that she could change perspective enough to offer mercy to another person out of contrition is truly exceptional, and makes her an emblem of goodness in a rather dark world. A Word on the Protagonist and Antagonist Goodness and evil are problematic constructs to discuss, especially when analyzing Faust. It is a common mistake to write off the villain of a play as the antagonist. However, Mephistopheles cannot be the antagonist of Faust because he never
  • 27.       Grace 27 presents Faust6 from reaching what he searches for. He certainly tricks the Doctor, employing alcohol, love potions, and out-of-place dramas staged by witches7 , but he never once strives to give Faust anything other than what he wants: omnipotence. The desire to possess this Godly quality is a sin, of which Faust is very aware—he signs his soul over to the devil for it, since The Lord would refuse the pursuit. Instead of blocking Faust, Mephistopheles passes him the instruments of his own demise. Faust's antagonist, then, is the force that prevents him from attaining ultimate knowledge and, thereby, satisfaction. This force is rooted in Faust's own humanity—it is the universe created by The Lord, with its restrictions, rules, and regulations of human transcendence. Mephistopheles recalls at the top of the play how The Lord has cursed Faust with an especial need to surpass these boundaries: From heaven he demands the fairest star, And from the earth all joys that he thinks best; And all that's near and all that's far Cannot sooth the upheaval in his breast. (I.304-307)                                                                                                                 6 Faust is the person who offers the deal between himself and the devil: FAUST: If ever I recline, calmed, on a bed of sloth, You may destroy me then and there. If ever flattering you should wile me That in myself I find delight, If with enjoyment you beguile me, Then break on me, eternal night! This bet I offer. MEPHISTOPHELES: I accept it. (I.1692-1699) For instigating the original action by inviting Mephistopheles into his home and accepting his bet, and for the empathy the audience feels with him—seeing the story from his eyes—Faust is considered the protagonist of his own story. 7 This interjection occurs in the Walpurgis Night scene, a mostly nonsensical break in the narrative meant to cleanse the dramatic palate that sees Mephistopheles' charges present their own production of The Golden Wedding of Oberon and Titania.  
  • 28.       Grace 28 Still, The Lord is not the force Faust struggles with directly. Faust's issue is with The Lord's laws of nature. This is not a conflict between man and god, nor man and himself, not man and nature. The central conflict of Faust is a conflict between man and his very nature; between man and fact; between man and humanity itself. Faust was created by The Lord to desire what he can never have—given "that spark of heaven's sun" as Mephistopheles put it—yet The Lord, as an embodied character, never directly stops Faust's attempts at reaching the stars (I.284). The antagonist to Faust's titular protagonist is a spiritual force, one which precedes him and which will remain long after his death in the void between mankind and God. These are the entities that drive Goethe's epic. Faust, the protagonist; Margaret, the maiden; Mephistopheles, the villain; and natural order, the antagonist. All of these energies, embodied and otherwise, defy expectations as set forth by the theatre that came before Goethe's contributions. Margaret is complex through her plasticity. Faust is complex through his living past. Mephistopheles is a fool's antagonist. Ultimately, Goethe's characters portray the heights and depths of humanity within a story that pitches humanity as The Lord's ultimate curse. The brokenness of humankind becomes poetry through the characters' mutability and resilience in the face of an unalterable system.
  • 29.       Grace 29 Chapter Three: Plot Machismo and Motivation ~ Above all, let us have a lot of action! They want a show, that gives them satisfaction. The more you can enact before their eyes, The greater is your popular acclaim; And if the crowd can gape in dumb surprise, You gain a celebrated name. The mass is overwhelmed only by masses, Each likes some part of what has been presented. He that gives much, gives something to all classes, And everybody will go home contented. You have a piece, give it in pieces then! Write a ragout, you have a pen; It's easy to invent, and easy to unroll. What good is it, if you construct a whole? The public takes it all apart again. Director (I.89-103) ~ Goethe, subversive in all aspects of life, was the trailblazer of his own genre of play. The Director warns audiences in the Prologue in the Theatre that the plot of nouveau-epic Faust will be complex, winding, and disjointed, to say the least. The following chapter will sort through Goethe's more frivolous scenes—written for the basest of audience members, and particularly those of the pastiched second act—in order to produce a cogent analysis of the underlying structure, making manifest the basic Aristotelian elements of introductory incident, moment of engagement, rising action, climax, falling action, and dénouement. Chapter Three will also serve to identify the major dramatic question of Faust, along with the motivations of and conflicts between the major characters of Faust, Mephistopheles, and The Lord. It will become clear that Faust contains a certainly
  • 30.       Grace 30 modified but definitely distinct "masculine" plot structure8 carried by high-stakes conflicts, particularly the battle between Mephistopheles and The Lord for Doctor Faust's soul. We will start at the beginning. Just after the above address is given in the Prologue in the Theatre, the initial circumstances of The Lord and Mephistopheles' opposing motivation are revealed in the Prologue in Heaven. Immediately following this, the first scene of Act I—an incredibly long scene for Goethe that demands disciplined attention—introduces both the introductory incident and moment of engagement in Faust's tale. The first of these, the introductory incident, occurs when Faust attempts (and fails) to put his incomparable knowledge of the sciences to use by summoning a spirit: FAUST: Should I, phantom of fire, fly? It's I, it's Faust, your peer am I! SPIRIT: In the floods of life and creative storm To and fro I wave. Weave eternally. And birth and grave, An eternal sea, A changeful strife, A glowing life: At the roaring loom of the ages I plod And fashion the life-giving garment of God. FAUST: You that traverse worlds without end, Sedulous spirit, I feel close to you. SPIRIT: Peer of the spirit that you comprehend Not mine! (Vanishes.) (I.499-513) This is the audience's first glimpse of Faust and his insistence on gaining a taste of the supernatural. Even just in this first, somewhat pathetic, moment of denial, the futility of                                                                                                                 8 Although the whimsical presentation and always-present themes of Faust may appear to lean toward what is deemed in the field of script analysis as a feminine structure— typified by many disconnected scenes revolving around a central subject and a lack of resolution—it is the opinion of this author that the strong use of climax and constant pitting of rising and release energies designate Faust as possessing a masculine structure, albeit one with unsatisfying—but identifiable—resolution.
  • 31.       Grace 31 Faust's mission is established. Though his humanity manages to shine through this spurn as humbling and heart-wrenching, the truly dramatic incident befalls Faust soon after when his suicide is thwarted by the aptly-named Chorus of Angels. Thus forced to keep trekking through his misery, Faust enters the surrounding village with Wagner. Here, after facing the knowledge that most of the villagers' praises for him and his farther are undeserved, the duo picks up an unlikely hitchhiker: a black poodle, who merrily follows them home. Faust invites this poodle into his study, begging it to "[b]e quiet, please, and be my guest"; the poodle does, and soon after Faust is horrified to watch as Mephistopheles takes his more-human form, resistant to all spells of banishing (i.1193). After some coaxing and an enchantment, Mephistopheles proposes a deal far too enticing for Faust to ignore: MEPHISTO: Here you shall be the master, I be bond, And at your nod I'll work incessantly; But when me meet again beyond, Then you shall do the same for me... ... FAUST: If ever I recline, calmed, on a bed of sloth, You may destroy me then and there. If ever flattering you should wile me That in myself I find delight, If with enjoyment you beguile me, Then break on me, eternal night! This bet I offer. (I.1656-1698) This moment of agreement, this exchange, is the moment of engagement between Faust and Mephistopheles; this is the moment that their journey together begins and the action of the plot is activated. Faust's rising action—building of conflict as the plot progresses—comprises many of the following scenes in Act I, including Mephistopheles' night of debauchery in the village pub, where he turns wine into flames—a spiteful, flashy challenge to Jesus'
  • 32.       Grace 32 miracle of turning water into wine—and the evening spent with a haggard Witch and her squirrely servants. Much of this rising action involves making matters worse for Faust, especially when he consumes a love potion concocted by the Witch at Mephistopheles' request. The next day, Margaret is so unlucky to be the first woman to pass Faust on the street, and audiences are left to decide whether the Doctor is cathecting9 with Margaret, the vision of fetishized maidenhood, or sincerely falling in love with a girl he has only just met. Conflict builds when Mephistopheles supplies Faust with jewelry for Margaret's wooing; when her mother confiscates said jewelry; when Mephistopheles claims to have watched Martha's elusive husband pass on, spewing insults towards his once-beloved wife just before he succumbed; and, of course, in every moment Faust lusts, vocally and implicitly, after Margaret's body. All of these events serve to complicate the relationships and motivational arcs of each character unlucky enough to be involved in the drama. If our definition of plot might be expanded to include climaxes of energy—not just the traditional climax, where the major dramatic question is answered—many peaks emerge from the valleys of Faust. The first of these can be placed at the point when Faust finally sleeps with Margaret10 . Considering traditional Christian expectations of female chastity, the loss of Margaret's maidenhood is a concrete point of no return for her public image. From this new balance, audiences are ushered through the form-shattering scene that is Walpurgis Night, where all the evil spirits and entities of Faust's world come together in the Harz Mountains to put on a play; this scene contributes minimally to the                                                                                                                 9 Feminist scholar bell hooks identifies the total infatuation with another as an emotional rapport completely separate from love. Cathecting, according to hooks, is an emotional investment that does not require compassion or care to be offered to another, only attention demanded from them. This concept is fully explored in All About Love: New Visions (1999). 10 This occurs offstage, of course.    
  • 33.       Grace 33 plot and serves mostly as a tension-breaker, a cleansing of the dramatic palate before Faust kills Valentine after he insults his own sister's honor (since Margaret, after all, is now the village whore). The third and major climax of the first act comes soon after when Margaret, disgraced and alone, dies in jail. The major dramatic question of Faust can be formulated in the context of Act One thusly: Will Faust be able to surpass the confines of the human existence in order to experience and understand All Things11 that The Lord has created?12 With Margaret's death, the answer is a resounding no—Faust is not able to drive his horse fast enough across the countryside to save her; there is not time enough for a man to both romp with the spirits and relate with other men. Faust cannot have everything he wants, and so he shares the base humanness he despises—the limitations of mortality. Throughout the course of the plot, human faculty is simply incapable of supernatural understanding and acts. A play that explores such an ambitious question is forced to cover many topics in finite scenes. To do so, characters utilize a wealth of tactics in short bursts, which maintains the plot's appropriately quick pace. Such is evident in the Dismal Day scene, broken down in beats below, where Goethe uncharacteristically abandons his traditional                                                                                                                 11 "All Things", which has been introduced sparingly in earlier chapters, is the author's shorthand for the intrinsically and inexpressibly vast scope of knowledge and experience afforded to an omniscient, omnipresent, omnipotent and omnibenevolent entity—the only One, in Goethe's view, being The Lord. 12 This is a preliminary draft of the major dramatic question; it will be reworked in context of both Act One and Act Two later.    
  • 34.       Grace 34 verse for prose. Here, Faust squares off with Mephistopheles, blaming the devil for Margaret's imprisonment and eventual fate.13 ____ (UNIT ONE: Faust blames Mephistopheles for Margaret's suffering.) FAUST: In misery! Despairing! Long lost wretchedly on the earth, and now imprisoned! As a felon locked up in a dungeon with horrible torments, the fair ill-fated creature! It's come to that! To that!— (Beat.) Treacherous, despicable Spirit—and that you have kept from me!—Keep standing there, stand! Roll your devilish eyes wrathfully in your face! Stand and defy me with your intolerable presence! Imprisoned! In irreparable misery! Handed over to evil spirits and judging, unfeeling mankind! And meanwhile you sooth me with insipid diversions; hide her growing grief from me, and let her perish helplessly! MEPHISTO: She's not the first one. (UNIT TWO: Faust indignantly defies blame.) FAUST: Dog! Abominable monster!—Change him, oh infinite spirit! Change back this worm into his dog-shape, as he used to amuse himself in the night when he trotted along before me, rolled in front of the feet of the harmless wanderer and, when he stumbled, clung to his shoulders. Change him again to his favorite form that he may crawl on his belly in the sand before me and I may trample on him with my feet, the caitiff!—(Beat.) Not the first one!—Grief! Grief! past what a human soul can grasp, that more than one creature has sunk into the depth of this misery, that the first one did not enough for the guilt of all the others, writhing in the agony of death before the eyes of the ever-forgiving                                                                                                                 13 Beats are divided here by the author using modern notation. Units are separated and named, but otherwise continuous in the original text.
  • 35.       Grace 35 one! The misery of this one woman surges through my heart and marrow, and you grin imperturbed over the fate of thousands! (UNIT THREE: Mephistopheles puts Faust in his place.) MEPHISTO: Now we're once again at our wit's end where your human minds snap. Why do you seek fellowship with us if you can't go through with it? You would fly, but get dizzy? Did we impose on you, or you on us? FAUST: Don't bare your greedy teeth at me like that! It sickens me!— (Beat.) Great, magnificent spirit that deigned to appear to me, that know my heart and soul—why forge me to this monster who gorges himself on harm, and on corruption— feasts. MEPHISTO: Have you finished? (UNIT FOUR: Faust resolves to save Margaret.) FAUST: Save her! or woe unto you! The most hideous curse upon you for millenniums! MEPHISTO: I cannot loosen the avenger's bonds, nor open his bolts.—Save her!— Who was it that plunged her into ruin? I or you? (FAUST looks around furiously.) Are you reaching for thunder? Well that it was not given to you wretched mortals! Shattering those who answer innocently, is the tyrant's way of easing his embarrassment. FAUST: Take me there! She shall be freed! MEPHISTO: And the dangers you risk? (Beat.) Know that the blood-guilt from your hand still lies on the town. Over the slain man's site avenging spirits hover, waiting for the returning murderer. FAUST: That, too, from you? A world's murder and death upon you, monster! Guide me to her, I say, and free her!
  • 36.       Grace 36 MEPHISTO: I shall guide you; hear what I can do. Do I have all the power in the heaven and on the earth? I shall make the jailer's senses foggy, and you may get the keys and lead her out with human hands. I shall stand guard, magic horses shall be prepared, and I shall carry you away. That I can do. FAUST: Up and away! (Goethe 399-405)14 ____ In the movement from Unit One to Unit Two, Faust's childishness and irresponsibility is brought to light; his immaturity so far into his life—and, indeed, in the play—is magnified with Mephistopheles' magnificent takedown of Faust's unearned pride in Unit Three. Mephistopheles, the "villain" of the story, becomes the voice of reason, giving Faust the chastisement that the audience knows he deserves. Even more compelling, in Unit Four, Mephistopheles promises to haste Faust to his love—an act of charity so far from what Christians of Goethe's Germany would expect from an impish devil. The Dismal Day scene broken down thusly reveals the deep honor Mephistopheles has had in his dealings that Faust, with his constant complaints and accusations, has never embodied. This scene also heightens the conflict to reach its pinnacle just after in the climax of Act I: surely, if the antagonist has vowed to work alongside the protagonist, audiences will expect their combined efforts to be enough to save the maiden. When this is not so, the dramatic payoff of the futile cooperation between Mephistopheles and Faust is so much more effective than it would have been had Faust fought and fallen alone.                                                                                                                 14 Because the Dismal Day scene was written in prose and not verse, no line numbers are given; the dialogue quoted is cited with page numbers instead.
  • 37.       Grace 37 Act One's falling action—the actions cleaning up the various exploits of the plot—comprises the ushering of Margaret's soul to Heaven and Mephistopheles' calling of Faust "[h]ither to me" (I.4613). Although the audience sees no explicit dénouement after this—as the Act comes to an abruptly energetic end—it is safe to assume that Faust will continue life as a rogue on the run, ruining lives in the tow of Mephistopheles. This is the plot of the first act; Faust's second act is a haphazard extension of the first developed over many years of Goethe's later life that reaches a similar ending as the first, as mentioned previously: In the climax of Act Two, The Lord's heralds wage a grand war against Mephistopheles' army as he attempts to claim Faust's soul. Faust dies without beginning to grasp All Things, but is saved in spite of his straying so far from the path given to him. Both acts' plots end in divine mercy regardless of its target's adherence to creed. Since both climaxes, taken together, emphasize the import of The Lord in the plot, our first major dramatic question should be reformulated to focus less on Faust's struggle to know All Things—which is still significant—and more the judgment of Faust, which is the ultimate and final climax in Goethe's epic. Our final major dramatic question of such a complex story can be proposed concisely, and it should be, for Faust is reflective of every man's struggle with being: Will Faust be able to transcend human confines and consequences? This question is constantly being tested, but the answer only begins to emerge with the climax of Act One, solidified in the climax of Act Two. This question still keeps in mind both major themes (which will be explored in Chapter Four). This question is the query posed when Faust first shakes with Mephistopheles, waging his soul for the chance at something greater.
  • 38.       Grace 38 Deeply-rooted character motivations function to heighten the conflict created as Faust explores this major dramatic question. First and foremost, the audience is presented with Faust. The Doctor is a prideful man, but his pursuit of endless learning stems from Faust's understanding of his own obliviousness, exacerbated by the shame he feels knowing that his father, trusted by his village as a learned man capable of healing, was the harbinger of so much death. Faust's pursuit of a complete knowledge may just be his attempt to ensure no more harm is done by ignorance; this lifelong atonement is such a humbling act that audiences cannot help but love him. Faust most clearly vocalizes his desires in an exchange with Mephistopheles: Whatever is the lot of humankind I want to taste within my deepest self. I want to seize the highest and the lowest, to load its woe and bliss upon my breast, and thus expand my single self titanically and in the end go down with all the rest. (I.1769-1775)15 Even driven by circumstances specific to Faust's life, there is something so recognizable about this struggle—which Mephistopheles immediately admonishes as impossible for anyone but a god—that Faust's fellow humans cannot help but hope that the answer to the major dramatic question will be yes. We all want the universe. Good Christians know that their God is the only one meant to know All Things, so they employ their best efforts to suppress this longing and settle for the world instead. Faust is not a "good" Christian— and neither is Goethe; but their persistence in hoping to appreciate all that The Lord has                                                                                                                 15 This passage is from another translation of Goethe's original work, the only instance where the author feels that Walter Kaufmann's translation pales to another. This translation—which, unfortunately, eludes the author's efforts to source—more accurately captures the poeticism behind Faust's yearnings.
  • 39.       Grace 39 created is representative of another, more dangerous and perhaps then more self- sacrificial, kind of Goodness. As Faust is caught in the throes of Mephistopheles and the Lord's meddling, audiences are seduced into feeling wins and losses alongside the Doctor as they, together, chase knowledge that cannot be theirs. This dedication to the inhuman costs a life; Margaret, one of literature's most innocent personages, loses her the little expanse of learning she could have had on Earth in retribution for Faust's obsessions. We empathize and we admonish—we are split between both sides. Goethe manipulated Faust's motivation to remain constant throughout the plot so that his fate is inevitable, and still, audiences through the ages prayed from their seats that the resolution might be sweeter than they knew it had to be in the end. This is quality playwriting. This is drama. Conversely to Faust's, Mephistopheles' motivation is left unspoken through the play. His persistence implies that the game of damnation is a game he has played before, perhaps without much luck—sorely needing a win might push him to such efforts as dragging Faust across the expanse of Germany to win a single soul. It is doubtful that the devil has such time to personally inflict pain on every miniscule man, and so we must answer the question: Why Faust? Two possibilities are intriguing. The first is that Mephistopheles is the source of all conflict and therefore also fills the role of King of Pettiness; his antagonization of Faust is simply an outgrowth of his desire to life as difficult as possible for any being that crosses his path. The second, even more enticing, is perhaps the oldest motivation in the theatrical canon: vengeance. As established in Chapter One, Mephistopheles was The Lord's close companion before being cast out of Heaven. Although the cause is never directly explored in Goethe's interpretation of the
  • 40.       Grace 40 event, Biblical text tells that the devil lost The Lord's camaraderie after attempting to take more power than he was allotted—perhaps Mephistopheles' misadventures with Faust are nothing more than methods of coping with his humiliating, eternal failure by pushing smaller beings to also seek what they were never meant to have. This motivation creates a depth to a character that might easily be dismissed by less thoughtful audiences as the snarky jester and raises the stakes that Mephistopheles invests in making Faust's failures and ultimate death as excruciating as inhumanly possible. It may seem counterintuitive that Faust's two main characters have essentially parallel goals; after all, if one is reached, so is the other, and the play ends before it begins. The major source of drama in Goethe's play is then not necessarily the conflict between motivations, but rather the conflict between the end goals of Faust and Mephistopheles' motivations. In their original deal, Faust promised that his soul was eternally Mephistopheles' if and only if the devil helped him attain omnipotence that would quiet his restless spirit; Mephistopheles must struggle against the fabric of The Lord's universe, knowing but not wanting to believe the consequences of having such knowledge for a human would be unbearable. There is no way that Faust could reach a level of enlightenment parallel to a god's while on Earth, corporeally contained. Both Faust and Mephistopheles' objectives are impossible. Still, just as The Lord agrees to Mephistopheles' bet, audiences suspend disbelief for a short while, tantalized by the possibility of seeing the impossible made possible. When the play reaches its end, there may be disappointment, but it is eclipsed by the overwhelming presence of justice in the universe: what the rules of The Lord's world declared would happen came to pass, but not
  • 41.       Grace 41 even Faust is damned for breaking them. The exploration of human bounds is satisfying but safe. The sentiments that led The Lord to encourage Mephistopheles' manipulation of Faust might, by this point, seem nothing more than sadism; His motivation may very well be, as Goethe was fond of leading his readers to redefine righteousness, of which holiness is the composite concentration. After all, is not the responsibility of Ultimate Good to protect those to whom He gave life who struggle on their imperfect Earth? Perhaps an imperfect world could only have been created by an imperfect Lord. This interpretation is fascinating, but would have been a quite haughtier challenge than Goethe's lesser dogmatic transgressions to the traditionalists who held power at the time. This, combined with Biblical context, suggests an alternative motivation. The Bible tells that God gave man free will in the ultimate expression of Love. Love, after all, is not love when it is coerced, only when it offered by choice does it become love. This provision provided the way to damnation, but it also ensured that obedience to God would be an expression of authentic, self-denying respect. Is the freedom to die a freedom worth having? The entirety of Faust explores this, and the plot is rich with metaphysical debate as dictated by the rules of life set forth by otherwise- absent Lord. We cannot admonish The Lord's motivation, because it cannot be conceptualized by human minds, but we might imagine that He, just as Faust, is searching for something He might never be afforded in His universe—in The Lord's case, the experience of being loved without question. If this is true, then Faust's motivation is simply a mirror to the motivation of The Lord who created him. Life becomes a tragedy shared by all its players.
  • 42.       Grace 42 Goethe's Faust expertly utilizes the analogous motivations of its three major players to heighten the drama created in a manipulated masculine plot. Minor climaxes build tension so that the answering of Faust's major dramatic question is not only the seminal moment of the play, but the climax of the history of the world. No one, not even Faust, is able to transcend human confines and consequences, but the honor of trying is still rewarded by divine mercy. These two major concepts introduced through plot— curiositas and mercy—are the hearts of Faust's dual themes and the subjects of Chapter Four.
  • 43.       Grace 43 Chapter Four: Theme Acting Upon Curiositas ~ It says: "In the beginning was the Word." Already I am stopped. It seems absurd. The Word does not deserve the highest prize, I must translate it otherwise If I am well inspired and not blind. It says: In the beginning was the Mind. Ponder that first line, wait and see, Lest you should write too hastily. Is mind the all-creating source? It ought to say: In the beginning there was Force. Yet something warns me as I grasp the pen, That my translation must be changed again. The spirit helps. Now it is exact. I write: In the beginning was the Act. Faust (i.1224-1237) ~ In the beginning was the Act. It's a risky translation of the Bible's original thesis, but nothing less than revolutionary would do for Doctor Faust. This chapter will examine the same high concepts Faust did here in his study: ideas of what The Lord is and is not, and what The Lord's identity proclaims about what His creations should be. Faust carries within its wit and rhyme complicated theological and existential implications of consequence to the scholars and dreamers who have pored through Goethe's pages for centuries trying to tease out some universal truth. Here, in this chapter, the author will integrate findings from the previous chapters on Faust's dogma-driven given circumstances, complex character dynamics, and epic plot to assert that Goethe presents in his play two sensational themes: that the struggle of man against heaven and hell is ultimately futile but still noble, and that The Lord perverts definitions of Himself set forth in manmade religious doctrine, but remains the ultimate purveyor of mercy. Given Circumstances
  • 44.       Grace 44 The given circumstances set forth in this play explicitly are few. Scenes are not numbered or titled, though each begins with a description of the location in which it is set. In rare cases, including those few scenes featuring Margaret discussed in Chapter One, Goethe gives one or two lines of the specific given circumstances at play in a scene. The lack of stage directions is not an oversight by Goethe; rather, the poet wrote the play to be accessible to the masses of his day. What is considered so out of reach to modern readers was written for all of Germany in Goethe's day, rife with references to specific, celebrated locations—the greatest of all, the mighty Harz Mountains—that could be easily imagined no matter who read the play or where it was put on. The underlying religious conversation would be equally accessible; as noted in the first chapter, Protestantism was overtaking Catholicism as the orthodox religion of practice with the advent of the Reformation. Anyone who read Faust in its first printing would understand that Mephistopheles was Satan, and that Satan was bad, and that he would most likely look to ruin Faust's life—or at least his day—in whatever way he saw fit. God was Good, but only so far as Goodness meant Justice, and would be constantly calling to Faust just as He did to His disciples. What audiences then may not have understood, lacking training in the art of script analysis, is that while Mephistopheles does serve as an antagonizing force in Faust's world, he is not the antagonist of Faust. As discussed in Chapters Two and Three, Mephistopheles' motivations and actions run in tandem with Faust's desire to experience All Things; therefore, Mephistopheles' role is more closely aligned to that of the enabler than of the antagonist. If any other character treated a pub full of minor characters to a round of lager or escorted someone endless classes beneath him on the metaphysical
  • 45.       Grace 45 status scale, they would be praised as generous and kind. Throughout Goethe's drama, what given circumstances would lead audiences to designate as the personification of ultimate darkness attempts to aid Faust in pursuing his goal of omniscience, omnipresence, omnipotence—of omni-existence. Mephistopheles' most serious transgressions are terribly dry and tasteless double entendres. The Lord is equally aggressive in defying expectations of Protestant Christian audiences. As proclaimed in Psalms 145:916 , "The LORD is good to all, And his tender mercies are all over His works." As portrayed in Faust, The Lord is callous and flippant with Faust's fate, acting much more like Greek gods who toy with their human playthings than a God who is the source of all thoughtfulness, revered for His singular tenderness. Even if Faust's ultimate salvation implies that The Lord can afford to be flippant—if he plans to redeem Faust at the close of his life—it still seems cruel to play tricks on a being so unaware of the magnificent workings of the cosmos, so oblivious to The Lord's plans and promises, as the Doctor. Besides this, The Lord is largely absent from the body of the play. He appears after the Prologue in Heaven only in the sonic or corporeal form of his Chorus of Angels and only exacts influence via the forces of the world He created. The Lord's most common influence on Earth comes from the laws of nature He has established, the limits of which serve as Faust's true antagonist, as discussed in Chapter Two. As seen here, Goethe left given circumstances as the specific and unspoken locational and religious circumstances of his Germany so that audiences would come to                                                                                                                 16 From the New King James Version translation.
  • 46.       Grace 46 his play expecting the norm; what they got—a helpful devil and a distant deity—were anything but. Character Dynamics Chapters One through Three explored a few emblematic relationships, including: the lackadaisical mentee—overindulgent chaperone rapport between Faust and Mephistopheles; the non-relationship between Faust and The Lord; and the ex-brother— mentor connection between Mephistopheles and The Lord.17 All of these further the first theme surrounding the uselessness of trying to win in a duel between the devil and The Lord, as all three are essentially stalled, sum-zero matches. Faust— Mephistopheles Mephistopheles and Faust, on one hand, work together to give Faust a god's experiences, although they concur that it will be his undoing. Mephistopheles aptly describes the inconceivability of the act: Believe me who for many a thousand year Has chewed this cud and never rested, That from the cradle to the bier The ancient leaven cannot be digested. Trust one like me, this whole array Is for a God—there's no contender: He dwells in his eternal splendor, To darkness we had to surrender, And you need night as well as day. (I.1776-1784) Faust answers simply, "And yet it is my will", refusing to cave to the probable (I.1785). Although Faust vocally confirms his understanding that such knowledge is given only to                                                                                                                 17 Faust and Margaret's relationship is important to the story, but does not aid in determining the themes. Rather, it serves to aid the development of the characters as they exemplify the themes—so, while significant, their romance will not be mentioned in this chapter.      
  • 47.       Grace 47 one lord—The Lord—he repeatedly assigns the universe as something that belongs to humanity: Alas, what am I, if I can Not reach for mankind's crown which merely mocks Our senses' craving like a star? (I.1803-1805) Obviously, there is a fundamental misunderstanding between the two of what will happen as a result of Faust's struggle. Of course, his desire for All Things is never indulged, but both characters' ideas on Faust's pursuit are proven incorrect: though Faust fights against The Lord to pursue passion, he is not condemned to the darkness as Mephistopheles was—The Lord decides to exact mercy rather than justice in his case18 —and though he fights the good fight, Faust cannot acquire what is evidently not mankind's to hold. Neither has the lot of The Lord at the end of the play; the status quo of the universe remains unchanged. Faust—The Lord In his introductory scene, Faust mentions God only to slander Him. The Doctor shies away from even attempting to communicate with such a power, though he believes it to exist; rather, he stubbornly endeavors to summon lesser spirits of the earth—things of death, not life. Even though his perception of The Lord's stinginess in doling out knowledge, Faust testifies in The Lord as a real being as he calls on the Spirit: Instead of the living nature which God made man for with holy breath Must stifles you, and every niche                                                                                                                 18 The difference between Faust and Mephistopheles that explains why mercy was shown to one but not the other might, in fact, be their motivations. Faust's need to know is rooted in the guilt he feels for aiding his father in destroying innocent lives; he has to correct a previous wrong. Mephistopheles sought what was not his out of pure avarice. Both are selfish, but Faust has decidedly purer reasons for being so.
  • 48.       Grace 48 Holds skulls and skeletons and death. (I.414-417) In Faust, The Lord is an absent Father. Faust responds to his perceived neglect with angst, attempting to prove with his every breath that he is capable of succeeding on his own. Human success—mastering the major sciences, being loved by one's town—are not enough for Faust; he takes his obsession with independence to unearthly extremes. If The Lord was truly gracious, He would embrace Faust in ever moment, but he is seen in the Prologue taking bets on his son's soul, and never checks in on Faust while waiting for the outcome. The Lord's gift of free will, the ultimate expression of Love, prevents his interference, but Faust cannot understand this.19 To the Doctor, The Lord's absence is not an invitation to love—it is an act of apathy. In his misunderstanding, Faust feels that human needs are not of interest in the larger struggle between heaven and hell. Though they are of import to The Lord, Faust's "needs" as he perceives them are unable to be filled until Faust reaches out; the only gift The Lord can give without Faust's asking is salvation. And so he does. Mephistopheles and The Lord                                                                                                                 19 Here, Faust experiences the same spiritual dissonance felt by St. Augustine in his Confessions: "Grant me, Lord, to know and understand which is first, to call on Thee or to praise Thee? and, again, to know Thee or to call on Thee? for who can call on Thee, not knowing Thee? for he that knoweth Thee not, may call on Thee as other than Thou art." (Book I) Faust is incapable of knowing The Lord, so he would not feel led to call on Him. Whether this is the Doctor's own fault or a common depravity among mortals is a question that begs further musing, although that Faust shares an ignorance with St. Augustine himself seems to point to his virtue, or at least his common humanity.      
  • 49.       Grace 49 The relationship between Mephistopheles and The Lord is of particular significance because it was the dynamic that led two supernatural beings to take an interest in Faust as a pawn in their battle. The brokenness of this relationship and the shame of a lowered caste placement is so ancient and yet so sore for Mephistopheles that he speaks of it directly in the Prologue in Heaven20 . It is evident to audiences that Mephistopheles is still, eons later, bitter about this parting, and The Lord's silence on the matter indicates that he is either not invested in the fallout at all or decidedly more so— neither of which positions will give Mephistopheles closure. The danger of interrupting such a volatile relationship between the devil and The Lord is apparent, and the whole of Faust's misadventure illustrates the pettiness of the conflict and its unsolicited influence on Faust's life; he is a statement, not a person of interest, and his thoughts and feelings have no true bearing on the fight Mephistopheles and The Lord have already resolved to pick. Plot The evidence most revealing of Faust's two themes—that is, the honor of pursuing knowledge and the ultimately unalienable mercy of The Lord toward all His human children—comes with Faust's salvation in Act Two: ANGELS (floating through the higher atmosphere, carrying FAUST's immortal part): Saved is the spirit kingdom's flower From evil and the grave "Who ever strives with all his power, We are allowed to save." (II.11934-11937)                                                                                                                 20 This passage is quoted in full in Chapter Two.
  • 50.       Grace 50 The gentle enthusiasm of The Lord's Angels washes away the hurt caused by the absence of The Lord during Faust's many plights; their saccharine song suggests that The Lord was merely entertaining Faust with the game he chose to play. Their words are especially important and somewhat blasphemous to Protestant doctrine of the time: any man who tries at life, who dedicates himself completely to the pursuit of something, has met the requirements for salvation. The holiness of begging for forgiveness is not mentioned; the holiness of passion is all there is.21 Faust's salvation                                                                                                                 21 Soren Kierkegaard, in his Purity of Heart is to Will One Thing (1938), subscribes to the belief that to "will one thing" in action and heart is to be holy and righteous, but was careful to set apart just willingness from spiritual gluttony: Thus, purity of heart is to will one thing, but to will one thing could not mean to will the world’s pleasure and what belongs to it, even if a person only named one thing as his choice, since this one thing was one only by a deception. Nor could willing one thing mean willing it in the vain sense of mere bigness which only to a man in a state of giddiness appears to be one. FOR IN TRUTH TO WILL ONE THING, A MAN MUST WILL THE GOOD. This was the first, the possibility of being able to will one thing. But in order GENUINELY TO WILL ONE THING, A MAN MUST IN TRUTH WILL THE GOOD. (Chapter 8: The Price of Willing Our Thing: Commitment, Loyalty, Readiness to Suffer All) Whether Faust's Action, his Willingness, is holy depends entirely on our interpretation of his motivation. If we tend toward seeing Faust's objective as to redeem his father's ignorant slaughtering, then Faust most certainly wills The Good. Because Faust is saved in the end, we know that his heart was pure; therefore, to write off the Doctor's singular desire for All Things as existential greed is dangerous and categorically incorrect. If one seeks further affirmation of Faust's nobility, they might read further into Kierkegaard's eighth chapter: "Now the talk may continue. If, then, a man in truth wills the Good, then HE MUST BE WILLING TO DO ALL FOR IT or HE MUST BE WILLING TO SUFFER ALL FOR IT." Faust has sacrificed his life for the pursuit of knowledge, and his curiositas has caused much suffering—albeit, not only to the Doctor. Kierkegaard's theses proclaim Faust to be righteous, insofar as a human being is capable of being.  
  • 51.       Grace 51 indicates that his translation of Genesis was not so far off—that the Act is perhaps all that the universe can be boiled down to. The Lord appreciates Faust's efforts because He Himself is embodied Action; for a human being to commit to doing something they find worthwhile—as opposed to musing upon it or dreaming about it—is next to Godliness. The Lord's mercy upon His sinning children is revealed even as what has been the ultimate sin for centuries—the creation of an idol, of a pursuit more important to a man than The Lord—has been authorized as a righteous action, so long as it is an all- encompassing, all-engaging Action. These facets of Faust's story reveal to attentive audiences the fundamentals of Goethe's personal religion, of which Faust is the sacred text. His life's work illustrates Goethe's unique sentiments. In the poet's mind, humans could not hope to comprehend, let alone take part in, the larger cosmic battles being waged above and below them. Goethe believed firmly that organized religion in no way aided man in becoming closer to God; rather, a man's proximity to heaven, as the playwright saw it, was determined by his dedication to what was apportioned to him: to his own gifts, passions, and experiences only as they are. These suggestive given circumstances, distant and involved characters, and revolutionary plot were introduced intentionally by Goethe to create a timeless text of his own spirituality, of which there were only two pillars: that dedication is holy, and that The Lord saves the holy dedicated.
  • 52.       Grace 52 Chapter Five: Production Implications Weight Without Realism ~ Full lunar light, that you might stare The last time now on my despair! How often I've been walking here At my old desk till you appeared, And over papers, notes, and books I caught, my gloomy friend, your looks. Oh, that up on a mountain height I could walk in your lovely light And float with spirits round caves and trees, Weave in your twilight through the leas, Cast dusty knowledge overboard, And bathe in dew until restored. Faust (i.386-397) ~ Many have shied away from producing Faust, excusing their cowardice by labeling it a closet drama—a play intended only for reading, never staging—imprudently contesting both its inherent demand for proliferation and its appeal as a piece spanning both the emotional depths and heights of drama and comedy. It is the author's firm conviction that Faust should be staged as often as it can be put on with integrity and thought. To reprove the masses who call staging Goethe's epic an inconceivable feat, this chapter will pitch a specific vision that employs the insurrectionary casting, breathtaking staging, metaphorical lighting and an iconic emblem as begged by the source material in order to put up an appropriately surreal run of Faust—with a surprise twist. Casting Chapter Two established that all the main players in Faust are complex interpretations of some of the most static stock characters used frequently in the theatrical canon. Therefore, casting the company will require special attention to actors' ability to
  • 53.       Grace 53 embody the traditional characteristics of their roles while bringing insight and depth that can only come from careful, appreciative analysis of the source material. The qualities of each major character's22 actor necessary to stage a powerful production of the epic are broken down below. Faust Faust is a thoughtful man, but only so thoughtful as a man can be. He is conceited and single-minded, selfish and honorable. Whoever portrays the Doctor should be able to balance seemingly contradictory humors. Physical qualifications are less intense: Faust is old enough to be accomplished, but his story only remains identifiable if he is young at heart enough to read as inexperienced—typically, elderly characters have a touch of otherworldly wisdom, being so close to the grave, which Faust cannot attain. However, if there were an older actor that reads with the necessary combination of eruditeness and childlike passion, casting a Faust of advanced age would be absolutely appropriate. Goethe touched upon the experience of returning to his tale late in life in his Dedication: You come back, wavering shapes, out of the past In which you first appeared to clouded eyes. Should I attempt this time to hold you fast? Does this old dream still thrill a heart so wise? You crowd? You press? Have, then, your way at last. As from the mist around me you arise; My breast is stirred and feels with youthful pain The magic breath that hovers round your train. (I.1-8)                                                                                                                 22 The Lord is not included here because he is offstage for most of the play. His influence is carried almost entirely in the actions of other characters and the world created by the production team's executions in set and lighting design, which will be discussed later in the chapter.  
  • 54.       Grace 54 Because Faust is, in many ways, Goethe's anthropomorphized self-portrait23 , casting an elderly Doctor would allow audiences to better comprehend the span of years Faust's creation covers, and thus the varied viewpoints and sometimes disjointed narratives contained within. On the other hand, a youthful Doctor may better draw emotional investment from audience, who either pity the babe so unluckily born with a curse or loathe the petulant child who has forgotten to grow up. Both casting choices are valid; though the author leans toward casting a mature actor in homage to Goethe's presence in the play, she acknowledges that age is not a defining factor in what makes a fantastic Faust. Mephistopheles Mephistopheles does a well enough job of introducing himself: The modest truth I speak to you. While man, this tiny world of fools, is droll Enough to think himself a whole, I am part of the part that once was everything, Part of the darkness which gave birth to light, That haughty light which envies mother night Her ancient rank and place and would be kind— Yet it does not succeed... (I.1346-1353) Squire Satan—as Mephistopheles is sometimes called—identifies his source in the beginning of all things, or else in the everything that comprised The Lord, before his downfall. What is even more fascinating is his identification of night, the ultimate darkness, as female. This is fitting—Mephistopheles is meant to be alluring and seductive, to be an attack on the traditionalism he so despises. Why not be a she? There is                                                                                                                 23  When taking into consideration Goethe's personal qualms with religion, struggles to understand and develop his beliefs, and feelings about his popularity—these aspects of Goethe's life can be found in Goethes Religion (1895) by Armin Seidl, which is drawn upon a great deal in the Introduction.  
  • 55.       Grace 55 no better subversion of or homage to the role to cast a woman as Mephistopheles. Again, physical characteristics are less important here. Because Mephistopheles changes form to best appeal to his24 prey, the actress cast should be "beautiful", but this is such a subjective quality that further development of the qualification is unhelpful, if not impossible. It is far more important that Mephistopheles' portrayer should be charming, quick, explosive, witty, and fierce than slender, fiery-haired, or towering. Margaret In order to understand Margaret's transformation from unsuspecting maiden to questioning martyr, it is crucial that Margaret appear to be a typical damsel at the start of the show. Therefore, her physical appearance is of slightly more consequence than Faust or Mephistopheles; typically, the ingénue type is small and somewhat athletic. Diversions from this formula are encouraged so long as the audience does not suspect at her introduction that she will break any societal molds—when she does, onlookers will be that much more surprised. While trying on the jewelry brought to her by Mephistopheles, Margaret reflects on this misleading nature of appearances: If those earrings were only mine! One looks quite different right away. What good is beauty, even youth? All that may be quite good and fair, But does it get you anywhere? Their praise is half pity, you can be sure. For gold contend, On gold depend All things. Woe to us poor! (I.2796-2804)                                                                                                                 24 While our vision employs a female Mephistopheles, male pronouns will remain utilized in the analysis to avoid confusion of the character being discussed.
  • 56.       Grace 56 As she mentions, her youthful loveliness is still eclipsed somewhat by her poverty, which must also manifest in her appearance. For this reason, Margaret should be narrower at the waist—she would not have had the means to eat well—and fairly "worn". As she is beautified during her courtship, the audience will follow along, believing hers to be another fairytale; when she reverts to an even more grotesque presentation—sleepless, starving—in the prison before her death, the audience will witness the transitory nature of life in a forceful way. Margaret is more contemplative than witty; her portrayer need not have an expert grip on comedy so long as she has equal parts conviction and lightness. Staging Needless to say, there is no way all of the locales visited by Faust and Mephistopheles throughout the course of the plot can be portrayed realistically on one stage. Realism, though, would not do Goethe's vision justice. The grand scope of the Doctor's story is best told through surrealism, which can imaginatively portray both a plethora of wondrous landscapes and the heights and depths of intrigue and emotion in the epic. Settings can be summoned in seconds with the implementation of an LED screen in place of the traditional scrim; although this is not a cheap option, it does brilliantly capture any location needed without the assistance of any set pieces, especially those places outdoors which would naturally contain an abundance of light.
  • 57.       Grace 57 25 An LED backdrop would also, practically speaking, aid in keeping the audience invested in the action before them as they are also transported by Mephistopheles' magic across the German countryside. Any scenic element that promotes audience engagement is appreciated in a play so thorough as Faust. The stage itself would only need one set installation. Furthering the surrealist vision of this production, clouds and mountains alike will be woven from structures                                                                                                                 25 Photo: Holland America Line Entertainment Team Consider  the  World   Stage  which  sails   upon  the  ms   Koningham.  The  use   of  270˚  cinema  is  a   breathtaking  touch   that  adds  to  the   immersive   experience  of  LED   backdrops.  With  such   a  screen,  the  Harz   Mountains  could   envelop  the  audience   as  they  do  Faust.