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USING 360 DEGREE
EVALUATION METHODS
IN EMPLOYEE EVALUATIONS
Susan M. Cypert
Associate VP for Human
Resources, SLU
PERFORMANCE
EVALUATIONS
A PROCESS OF COMMUNICATION
-NOT A SINGLE EVENT
AGENDA
1. Introduction / overview
2. What is the 360 method?
3. Questions
4. How to do a 360
5. Questions
6. Samples
7. Questions - Wrap-up
Why we shouldn’t be surprised
that this is a challenging issue-
 How good are we at honest evaluation? Candid
feedback?
 In our homes?
 In schools?
 In relationships?
 Politics?
 Social organizations?
 So why would we expect to be any better at
work?
Opinions range …
 from, zero support for performance
evaluations … to … traditional must-do
annual evals
 Not really in conflict – all opinions agree
that feedback to employees is needed –
HOW it is done makes the difference
Continued …
 Call it
 Coaching – developmental feedback-
 Constructive criticism –
 Appreciation – appraisal –
 What is needed is fair – regular – frequent
enough to be effective – honest, positive
when possible
PERFORMANCE
EVALUATIONS
When done as a cooperative
conversation
between supervisor and
employee
Performance evals continued …
 Provide a basis for coaching to improve
employee performance
 Assist in setting goals for employee
development
 Assist in making systematic judgments
 Provide feedback to the employee from
multiple sources
 Assist in realigning the culture of a
department or organization
WHAT WORKS?
 Mutual goal setting rather than criticism
 Day to day coaching rather than “flu shot”
 Participation by the employee (self evaluation,
mutual development of process) = greater
ownership
 Setting specific goals which are better than vague
or general ones
– Ex: Vague: Improve customer service.
Specific: Send out confirmation reports daily.
– Include a time dimension for goals
– Goals should be challenging but reachable
WHAT DOESN’T WORK?
Straight criticism, especially without
agreement on WHAT is important, or
without examples
An evaluation that has poor credibility
will = defensiveness
Direct tie to salary [surveys tell us $$
has little or short term impact]
The 360 DEGREE PERFORMANCE
EVALUATION PROCESS
What is it?
 NOTE: 360* [degree] feedback*
is a registered trademark of
TEAMS, Inc.
The 360 – what is it?
The 360 degree evaluation process
provides information to an
employee from multiple sources
- a circle of stakeholders –
peers – supervisor – direct reports –
higher mg levels – internal
customers – external customers –
vendors – consultants –others
= “360”.
Two lines of thought: Use the 360 for
 1) Developmental purposes only. The
information is gathered by neutral entity
– not the supervisor – and shared only
with the employee.
OR
 2) Evaluation. The supervisor is
involved in designing, gathering
information, and in communication with
the employee.
CONSIDER THIS…
 Because a good evaluation IS about
development – if done correctly a 360
is good for both development and
evaluation.
 Because a good evaluation should
focus on developing strengths a 360
can be a very good approach because
the information gathered is from so
many sources.
IN MULTISOURCE EVALUATIONS -
 Peers and direct reports: will see how
things are going
PLUS
 Supervisor: will see what is being done
=
 The 360 provides a way to integrate the
two views
 Surveys show employees prefer multi-
source feedback to supervisor only
feedback Edwards & Ewen, pgs. 182-183
PROS AND CONS RE THE 360
PROCESS from Jones & Bearley, pg. 11
 Shaver (1995, p. 13) points out that the
360° assessment helps people
– uncover expectations, strengths, and
weaknesses that are news to them…
– broadens the perspective on evaluating an
individual by using multiple data sources
– provides ratings that can become benchmarks
in the feedback recipient’s performance-
evaluation process
– may promote people becoming increasingly
accountable for their own growth and
development….
PROS with credit to EDWARDS AND EWEN,
pgs. 3 - 23
 Multisource feedback can get at issues
the supervisor might miss
 Peer opinion can change behavior
 Multisource feedback is more diverse:
As organizations diversify by gender,
ethnicity, age, disability, race, etc., more
pts of view are needed for accurate
assessment [same principle can apply in
using committees or teams in
recruitment and selection]
PROS with credit to EDWARDS AND EWEN,
pgs. 3 - 23
 Can be tailored to the individual’s needs
 In planning the 360 the supervisor and the
employee can come to a clearer
understanding of what each believes is
important, which furthers the process of
developing a common language within the
department and the organization
 The quiet high performer might not be
getting noticed by the supervisor
PROS with credit to EDWARDS AND EWEN,
pgs. 3 - 23
 The choices regarding what is important to be
appraised can be tied into an organization’s goals
such as a need for change or new emphases such
as safety, diversity, or creativity
 Probably less costly than other methods, though
that can depend – but contrast it to getting the
evaluation wrong, or to mis-applied training costs
 Involves many stakeholders, valuing their
opinions is an important message about their
importance [customers, vendors, unions]
Interviews
 The questions should be developed based
on what has been identified as important.
 Will the interviewer be trained and open-
minded?
 Who will process the results?
Collins in Thin Book recommends: get
examples of good work to illustrate the
qualities you want to understand better
Validity concerns:
 Rater bias and fear can lead to inflation –
raters are afraid to be truly candid
 In a truly anonymous situation with good
safeguards the fear is reduced and the bias
of friends and enemies can cancel each other
out as potential inflation and deflation.
NOTE: Ratings are relative, open to
interpretation. A “good”, doesn’t mean the
same to everyone: but for most people there
is internal consistency.
COMMENTS ON FEEDBACK:
 Examples are important, but don’t focus on the
unusual unless the single event is unusual or very
important. Look for patterns.
 Critical incidents – a single event that is
outstandingly good or bad, or very important for
some reason.
 THE OUTLIER FEEDBACK: There may be one
interviewee who has very different responses from
everyone else – the “outlier”. Don’t discount the
outlier. The feedback of the outlier could be a signal
of a new and important but so far uncommon
quality, such as risk-taking. Or it could be a sign of
concern.
THESE ELEMENTS ARE CRITICAL :
 Clarity about purpose & process
 Trust - the MOST important element – runs
through everything
 Consistency in methodology
 Dependable anonymity and safeguards
FINAL IMPORTANT STEP:
 Get feedback to the raters – important to
maintain their trust in the process
RESOURCES
 Buckingham, Marcus and Donald O. Clifton,
Ph.D., NOW, Discover Your Strengths, The
Free Press, 2001
 Collins, Michelle LeDuff, Ph.D. The Thin Book
of 360 Feedback: A Manager's Guide, Thin
Book Publishing Co., 2000
 Edwards, Mark R. and Ann J. Ewen, 360
Degree Feedback: The Powerful New Model
for Employee Assessment & Performance
Improvement, amacom – American
Management Association, 1996
 Jones, John E., Ph.D. and William L. Bearley,
Ed.D., 360° Feedback : Strategies, Tactics, and
Techniques for Developing Leaders, HRD
Press & Lakewood Publications, 1996
 Peiperl, Maury A., Getting 360-Degree
Feedback Right, Harvard Business Review,
January 2001

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360 Evaluation Methods for Employee Performance Reviews

  • 1. USING 360 DEGREE EVALUATION METHODS IN EMPLOYEE EVALUATIONS Susan M. Cypert Associate VP for Human Resources, SLU
  • 2. PERFORMANCE EVALUATIONS A PROCESS OF COMMUNICATION -NOT A SINGLE EVENT
  • 3. AGENDA 1. Introduction / overview 2. What is the 360 method? 3. Questions 4. How to do a 360 5. Questions 6. Samples 7. Questions - Wrap-up
  • 4. Why we shouldn’t be surprised that this is a challenging issue-  How good are we at honest evaluation? Candid feedback?  In our homes?  In schools?  In relationships?  Politics?  Social organizations?  So why would we expect to be any better at work?
  • 5. Opinions range …  from, zero support for performance evaluations … to … traditional must-do annual evals  Not really in conflict – all opinions agree that feedback to employees is needed – HOW it is done makes the difference
  • 6. Continued …  Call it  Coaching – developmental feedback-  Constructive criticism –  Appreciation – appraisal –  What is needed is fair – regular – frequent enough to be effective – honest, positive when possible
  • 7. PERFORMANCE EVALUATIONS When done as a cooperative conversation between supervisor and employee
  • 8. Performance evals continued …  Provide a basis for coaching to improve employee performance  Assist in setting goals for employee development  Assist in making systematic judgments  Provide feedback to the employee from multiple sources  Assist in realigning the culture of a department or organization
  • 9. WHAT WORKS?  Mutual goal setting rather than criticism  Day to day coaching rather than “flu shot”  Participation by the employee (self evaluation, mutual development of process) = greater ownership  Setting specific goals which are better than vague or general ones – Ex: Vague: Improve customer service. Specific: Send out confirmation reports daily. – Include a time dimension for goals – Goals should be challenging but reachable
  • 10. WHAT DOESN’T WORK? Straight criticism, especially without agreement on WHAT is important, or without examples An evaluation that has poor credibility will = defensiveness Direct tie to salary [surveys tell us $$ has little or short term impact]
  • 11. The 360 DEGREE PERFORMANCE EVALUATION PROCESS What is it?  NOTE: 360* [degree] feedback* is a registered trademark of TEAMS, Inc.
  • 12. The 360 – what is it? The 360 degree evaluation process provides information to an employee from multiple sources - a circle of stakeholders – peers – supervisor – direct reports – higher mg levels – internal customers – external customers – vendors – consultants –others = “360”.
  • 13. Two lines of thought: Use the 360 for  1) Developmental purposes only. The information is gathered by neutral entity – not the supervisor – and shared only with the employee. OR  2) Evaluation. The supervisor is involved in designing, gathering information, and in communication with the employee.
  • 14. CONSIDER THIS…  Because a good evaluation IS about development – if done correctly a 360 is good for both development and evaluation.  Because a good evaluation should focus on developing strengths a 360 can be a very good approach because the information gathered is from so many sources.
  • 15. IN MULTISOURCE EVALUATIONS -  Peers and direct reports: will see how things are going PLUS  Supervisor: will see what is being done =  The 360 provides a way to integrate the two views  Surveys show employees prefer multi- source feedback to supervisor only feedback Edwards & Ewen, pgs. 182-183
  • 16. PROS AND CONS RE THE 360 PROCESS from Jones & Bearley, pg. 11  Shaver (1995, p. 13) points out that the 360° assessment helps people – uncover expectations, strengths, and weaknesses that are news to them… – broadens the perspective on evaluating an individual by using multiple data sources – provides ratings that can become benchmarks in the feedback recipient’s performance- evaluation process – may promote people becoming increasingly accountable for their own growth and development….
  • 17. PROS with credit to EDWARDS AND EWEN, pgs. 3 - 23  Multisource feedback can get at issues the supervisor might miss  Peer opinion can change behavior  Multisource feedback is more diverse: As organizations diversify by gender, ethnicity, age, disability, race, etc., more pts of view are needed for accurate assessment [same principle can apply in using committees or teams in recruitment and selection]
  • 18. PROS with credit to EDWARDS AND EWEN, pgs. 3 - 23  Can be tailored to the individual’s needs  In planning the 360 the supervisor and the employee can come to a clearer understanding of what each believes is important, which furthers the process of developing a common language within the department and the organization  The quiet high performer might not be getting noticed by the supervisor
  • 19. PROS with credit to EDWARDS AND EWEN, pgs. 3 - 23  The choices regarding what is important to be appraised can be tied into an organization’s goals such as a need for change or new emphases such as safety, diversity, or creativity  Probably less costly than other methods, though that can depend – but contrast it to getting the evaluation wrong, or to mis-applied training costs  Involves many stakeholders, valuing their opinions is an important message about their importance [customers, vendors, unions]
  • 20. Interviews  The questions should be developed based on what has been identified as important.  Will the interviewer be trained and open- minded?  Who will process the results? Collins in Thin Book recommends: get examples of good work to illustrate the qualities you want to understand better
  • 21. Validity concerns:  Rater bias and fear can lead to inflation – raters are afraid to be truly candid  In a truly anonymous situation with good safeguards the fear is reduced and the bias of friends and enemies can cancel each other out as potential inflation and deflation. NOTE: Ratings are relative, open to interpretation. A “good”, doesn’t mean the same to everyone: but for most people there is internal consistency.
  • 22. COMMENTS ON FEEDBACK:  Examples are important, but don’t focus on the unusual unless the single event is unusual or very important. Look for patterns.  Critical incidents – a single event that is outstandingly good or bad, or very important for some reason.  THE OUTLIER FEEDBACK: There may be one interviewee who has very different responses from everyone else – the “outlier”. Don’t discount the outlier. The feedback of the outlier could be a signal of a new and important but so far uncommon quality, such as risk-taking. Or it could be a sign of concern.
  • 23. THESE ELEMENTS ARE CRITICAL :  Clarity about purpose & process  Trust - the MOST important element – runs through everything  Consistency in methodology  Dependable anonymity and safeguards
  • 24. FINAL IMPORTANT STEP:  Get feedback to the raters – important to maintain their trust in the process
  • 25. RESOURCES  Buckingham, Marcus and Donald O. Clifton, Ph.D., NOW, Discover Your Strengths, The Free Press, 2001  Collins, Michelle LeDuff, Ph.D. The Thin Book of 360 Feedback: A Manager's Guide, Thin Book Publishing Co., 2000
  • 26.  Edwards, Mark R. and Ann J. Ewen, 360 Degree Feedback: The Powerful New Model for Employee Assessment & Performance Improvement, amacom – American Management Association, 1996  Jones, John E., Ph.D. and William L. Bearley, Ed.D., 360° Feedback : Strategies, Tactics, and Techniques for Developing Leaders, HRD Press & Lakewood Publications, 1996  Peiperl, Maury A., Getting 360-Degree Feedback Right, Harvard Business Review, January 2001