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PRESERVING ACCESS
FOR ELECTRONIC
RECORDS
Kalani Kirk Hausman
Presented at the Texas
E-Records Conference 2013
November 5, 2013
ABSTRACT
Retention standards for electronic State records can include
extended terms up to infinite “permanent” duration mandates.
This will eventually render data storage formats and media
unavailable. This session will address strategies to protect longterm electronic record access.

11/5/2013

Kalani Kirk Hausman, Texas A&M University

2
EARLY DATA STORAGE

11/5/2013

Kalani Kirk Hausman, Texas A&M University

3
LESS THAN 1MB OF DATA

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Kalani Kirk Hausman, Texas A&M University

4
STORAGE FOR DATA LARGE AND SMALL

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Kalani Kirk Hausman, Texas A&M University

5
DATA RETENTION REQUIREMENTS
Texas Agency Hiring Documents – 3 Years
Infant Delivery Records – 21 Years
Sex Offender Registry Data – 75 Years
Health Records (Hansen’s) – Permanent
State of Texas Records
Retention Schedule
Federal Records
Retention Schedule
(Clery Act, etc)
11/5/2013

Kalani Kirk Hausman, Texas A&M University

6
RETENTION CODES
AC - After Closed,
Terminated,
Completed,
Expired, Settled

AV Administrative
Value

CE - Calendar
Year End

FE - Fiscal
Year End

LA - Life of
Asset

MO - Months

PM Permanent
11/5/2013

US - Until
Superseded

Kalani Kirk Hausman, Texas A&M University

7
STORAGE MEDIA

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8
MEDIA AND LOST DATA

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Kalani Kirk Hausman, Texas A&M University

9
LOST MOVIES/LOST DATA

90% of the silent movies made
before 1929.
Half of all
movies made
before 1950.

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10
MEDIA ACCESS

11/5/2013

Kalani Kirk Hausman, Texas A&M University

11
STEADY PROGRESS

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Kalani Kirk Hausman, Texas A&M University

12
OPTICAL STORAGE
LaserDisc (0.3GB)

11/5/2013

Blu-Ray (128GB)

Kalani Kirk Hausman, Texas A&M University

13
NEAR-FUTURE STORAGE

Experimental Holographic Optical
Disc (6TB – 50TB)
7-platter Magnetic 3.5” Drive (6TB)

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14
DATA FORMAT AND
SOFTWARE

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Kalani Kirk Hausman, Texas A&M University

15
ROSETTA STONE

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Kalani Kirk Hausman, Texas A&M University

16
MY COMPUTER IN COLLEGE

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Kalani Kirk Hausman, Texas A&M University

17
EARLY WORD PROCESSERS

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Kalani Kirk Hausman, Texas A&M University

18
THEN TO NOW

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Kalani Kirk Hausman, Texas A&M University

19
APPLICATIONS IN THE CLOUD

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Kalani Kirk Hausman, Texas A&M University

20
SILOS AND COMPLEXIT Y

Cloud Resources
Data Storage
Applications
Desktop Virtualization

Mobile Technologies
 Smart-phones
 Tablets
 Laptops

Bring Your Own Devices (BYOD)
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21
WHERE EVERY THING LOOKS LIKE A NAIL

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22
OUR LIBRARY

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Kalani Kirk Hausman, Texas A&M University

23
WHAT WE IMAGINE IT WILL LOOK LIKE

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Kalani Kirk Hausman, Texas A&M University

24
WHAT IT ACTUALLY LOOKS LIKE

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Kalani Kirk Hausman, Texas A&M University

25
WHAT WE HAVE TO STORE

11/5/2013

Kalani Kirk Hausman, Texas A&M University

26
SKILLS AND EQUIPMENT

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Kalani Kirk Hausman, Texas A&M University

27
STRATEGIES

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28
1) PRINT EVERY THING

Not everything
is static content
Space and Pests

11/5/2013

Kalani Kirk Hausman, Texas A&M University

29
2) USE ARCHIVAL-QUALIT Y MEDIA

100 yr Best-Case
11 yr Common
Use
Environment
UV lighting
Temp
Humidity
Vibration
11/5/2013

Kalani Kirk Hausman, Texas A&M University

30
3) KEEP SPARES OF EVERY THING

Complexity
Increases
Space and
Expense
Maintenance
Requirement
Component
Availability
11/5/2013

Kalani Kirk Hausman, Texas A&M University

31
4) VIRTUALIZE HARDWARE

Retain
Complexity
Expand Skill
Sets
Enhance Online
Threat
Risk App/Host
Compatibility
11/5/2013

Kalani Kirk Hausman, Texas A&M University

32
5) USE REDUNDANCY IN THE CLOUD

Loss of Local
Control
Subject to ByUse Cost (utility
model)
Requires
Operational
Internet Contact
11/5/2013

Kalani Kirk Hausman, Texas A&M University

33
IS THERE ANOTHER PATH?

11/5/2013

Kalani Kirk Hausman, Texas A&M University

34
MODERN DAY SCRIBES

11/5/2013

Kalani Kirk Hausman, Texas A&M University

35
NOT JUST A VAULT

11/5/2013

Kalani Kirk Hausman, Texas A&M University

36
ACCIDENTS HAPPEN

Accidents and
Acts of Nature
Skill Set
Availability
Preservation
Not Just
Protection
Needed
11/5/2013

Kalani Kirk Hausman, Texas A&M University

37
6) BUILD A CULTURE OF PRESERVATION

Select and Maintain Standards
Build Bridges Between Silos
Implement a Cycle of Tech Refresh
for Storage and Apps
Identify Data For Preservation
Store Only What Is Needed
11/5/2013

Kalani Kirk Hausman, Texas A&M University

38
QUESTIONS ?

11/5/2013

Kalani Kirk Hausman, Texas A&M University

39
THANKS
My appreciation for the media shared under Creative Commons
licensing by participants in the Wikimedia Commons file
sharing service.
http://commons.wikimedia.org/wiki/Main_Page
My thanks to the IT professionals in the State of Texas for their
tireless ef forts to protect a record of data resources
documenting the evolution of our Government and its agencies.
I thank you all for taking time to give me your attention and
interest during this Conference. I hope you will take this idea
and build the State’s future data preservation “vaults” well.
- Kalani Kirk Hausman
11/5/2013

Kalani Kirk Hausman, Texas A&M University

40
CONTACT INFORMATION

Kalani Kirk Hausman
Assistant Commandant
Texas A&M University
khausman@tamu.edu

11/5/2013

Kalani Kirk Hausman, Texas A&M University

41

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Preserving Electronic Records

  • 1. PRESERVING ACCESS FOR ELECTRONIC RECORDS Kalani Kirk Hausman Presented at the Texas E-Records Conference 2013 November 5, 2013
  • 2. ABSTRACT Retention standards for electronic State records can include extended terms up to infinite “permanent” duration mandates. This will eventually render data storage formats and media unavailable. This session will address strategies to protect longterm electronic record access. 11/5/2013 Kalani Kirk Hausman, Texas A&M University 2
  • 3. EARLY DATA STORAGE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 3
  • 4. LESS THAN 1MB OF DATA 11/5/2013 Kalani Kirk Hausman, Texas A&M University 4
  • 5. STORAGE FOR DATA LARGE AND SMALL 11/5/2013 Kalani Kirk Hausman, Texas A&M University 5
  • 6. DATA RETENTION REQUIREMENTS Texas Agency Hiring Documents – 3 Years Infant Delivery Records – 21 Years Sex Offender Registry Data – 75 Years Health Records (Hansen’s) – Permanent State of Texas Records Retention Schedule Federal Records Retention Schedule (Clery Act, etc) 11/5/2013 Kalani Kirk Hausman, Texas A&M University 6
  • 7. RETENTION CODES AC - After Closed, Terminated, Completed, Expired, Settled AV Administrative Value CE - Calendar Year End FE - Fiscal Year End LA - Life of Asset MO - Months PM Permanent 11/5/2013 US - Until Superseded Kalani Kirk Hausman, Texas A&M University 7
  • 8. STORAGE MEDIA 11/5/2013 Kalani Kirk Hausman, Texas A&M University 8
  • 9. MEDIA AND LOST DATA 11/5/2013 Kalani Kirk Hausman, Texas A&M University 9
  • 10. LOST MOVIES/LOST DATA 90% of the silent movies made before 1929. Half of all movies made before 1950. 11/5/2013 Kalani Kirk Hausman, Texas A&M University 10
  • 11. MEDIA ACCESS 11/5/2013 Kalani Kirk Hausman, Texas A&M University 11
  • 12. STEADY PROGRESS 11/5/2013 Kalani Kirk Hausman, Texas A&M University 12
  • 13. OPTICAL STORAGE LaserDisc (0.3GB) 11/5/2013 Blu-Ray (128GB) Kalani Kirk Hausman, Texas A&M University 13
  • 14. NEAR-FUTURE STORAGE Experimental Holographic Optical Disc (6TB – 50TB) 7-platter Magnetic 3.5” Drive (6TB) 11/5/2013 Kalani Kirk Hausman, Texas A&M University 14
  • 15. DATA FORMAT AND SOFTWARE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 15
  • 16. ROSETTA STONE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 16
  • 17. MY COMPUTER IN COLLEGE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 17
  • 18. EARLY WORD PROCESSERS 11/5/2013 Kalani Kirk Hausman, Texas A&M University 18
  • 19. THEN TO NOW 11/5/2013 Kalani Kirk Hausman, Texas A&M University 19
  • 20. APPLICATIONS IN THE CLOUD 11/5/2013 Kalani Kirk Hausman, Texas A&M University 20
  • 21. SILOS AND COMPLEXIT Y Cloud Resources Data Storage Applications Desktop Virtualization Mobile Technologies  Smart-phones  Tablets  Laptops Bring Your Own Devices (BYOD) 11/5/2013 Kalani Kirk Hausman, Texas A&M University 21
  • 22. WHERE EVERY THING LOOKS LIKE A NAIL 11/5/2013 Kalani Kirk Hausman, Texas A&M University 22
  • 23. OUR LIBRARY 11/5/2013 Kalani Kirk Hausman, Texas A&M University 23
  • 24. WHAT WE IMAGINE IT WILL LOOK LIKE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 24
  • 25. WHAT IT ACTUALLY LOOKS LIKE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 25
  • 26. WHAT WE HAVE TO STORE 11/5/2013 Kalani Kirk Hausman, Texas A&M University 26
  • 27. SKILLS AND EQUIPMENT 11/5/2013 Kalani Kirk Hausman, Texas A&M University 27
  • 28. STRATEGIES 11/5/2013 Kalani Kirk Hausman, Texas A&M University 28
  • 29. 1) PRINT EVERY THING Not everything is static content Space and Pests 11/5/2013 Kalani Kirk Hausman, Texas A&M University 29
  • 30. 2) USE ARCHIVAL-QUALIT Y MEDIA 100 yr Best-Case 11 yr Common Use Environment UV lighting Temp Humidity Vibration 11/5/2013 Kalani Kirk Hausman, Texas A&M University 30
  • 31. 3) KEEP SPARES OF EVERY THING Complexity Increases Space and Expense Maintenance Requirement Component Availability 11/5/2013 Kalani Kirk Hausman, Texas A&M University 31
  • 32. 4) VIRTUALIZE HARDWARE Retain Complexity Expand Skill Sets Enhance Online Threat Risk App/Host Compatibility 11/5/2013 Kalani Kirk Hausman, Texas A&M University 32
  • 33. 5) USE REDUNDANCY IN THE CLOUD Loss of Local Control Subject to ByUse Cost (utility model) Requires Operational Internet Contact 11/5/2013 Kalani Kirk Hausman, Texas A&M University 33
  • 34. IS THERE ANOTHER PATH? 11/5/2013 Kalani Kirk Hausman, Texas A&M University 34
  • 35. MODERN DAY SCRIBES 11/5/2013 Kalani Kirk Hausman, Texas A&M University 35
  • 36. NOT JUST A VAULT 11/5/2013 Kalani Kirk Hausman, Texas A&M University 36
  • 37. ACCIDENTS HAPPEN Accidents and Acts of Nature Skill Set Availability Preservation Not Just Protection Needed 11/5/2013 Kalani Kirk Hausman, Texas A&M University 37
  • 38. 6) BUILD A CULTURE OF PRESERVATION Select and Maintain Standards Build Bridges Between Silos Implement a Cycle of Tech Refresh for Storage and Apps Identify Data For Preservation Store Only What Is Needed 11/5/2013 Kalani Kirk Hausman, Texas A&M University 38
  • 39. QUESTIONS ? 11/5/2013 Kalani Kirk Hausman, Texas A&M University 39
  • 40. THANKS My appreciation for the media shared under Creative Commons licensing by participants in the Wikimedia Commons file sharing service. http://commons.wikimedia.org/wiki/Main_Page My thanks to the IT professionals in the State of Texas for their tireless ef forts to protect a record of data resources documenting the evolution of our Government and its agencies. I thank you all for taking time to give me your attention and interest during this Conference. I hope you will take this idea and build the State’s future data preservation “vaults” well. - Kalani Kirk Hausman 11/5/2013 Kalani Kirk Hausman, Texas A&M University 40
  • 41. CONTACT INFORMATION Kalani Kirk Hausman Assistant Commandant Texas A&M University khausman@tamu.edu 11/5/2013 Kalani Kirk Hausman, Texas A&M University 41