2. PAGE 2
Annex I
General safety and
performance
requirements
Annex II
Technical
Documentation
Annex III
Technical
Documentation on
Post-market
surveillance
Annex IV
Declaration of
Conformity
Class I (other) Annex V
CE Marking
Class I – sterile, reusable,
measuring function
Annex IX
Quality Management
System, Chapters I, III
Annex XI Part A
Production Quality
Assurance
Class I Devices
Manufacturer only
Annex IV
Declaration of
Conformity
Annex V
CE Marking
3. PAGE 3
Annex I
General safety and
performance
requirements
Annex II
Technical
Documentation
Annex III
Technical
Documentation on
Post-market
surveillance
Annex IX
Quality Management
System,
Chapters I, III
Annex IX
Chapter II
Technical documentation
per device category
Annex XI Part A
Production Quality
Assurance
Annex XI Part B
Production
verification
Class IIa Devices
Annex IV
Declaration of
Conformity
Annex V
CE Marking
5. Post-market surveillance plan
PAGE 5
Post-Market
Surveillance Plan
Annex III, Article 1.1
Collection and utilization of available information:
serious incidents,
Information from PSURs and FSCAs and trend reporting
Non-serious incidents, undesirable side-effects
Relevant technical literature, databases and registers
Feedbacks and complaints from users, distributors, importers
Publicly available information about similar medical devices
6. Post-market surveillance plan
PAGE 6
Post-Market
Surveillance Plan
Annex III, Article 1.1
The post-market surveillance plan shall cover at least
Proactive and systematic process to collect information
Correct characterization of the performance of the devices
Allow a comparison between the device and similar products
on the market
Appropriate methods of data assessment
Suitable indicators and threshold values for reassessment of
benefit:risk analysis
7. Post-market surveillance plan
PAGE 7
Post-Market
Surveillance Plan
Annex III, Article 1.1
Methods, tools, protocols:
How to investigate complaints and analyze user experience
How to manage events subject to trend reports
How to establish statistical significance of changes in
frequency or severity of incidents
How to communicate with competent authorities, notified
bodies, economic operators and users
Procedures to identify and initiate CAPAs
Tools to trace and identify devices subject to CAPAs
PMCF plan or why a PMCF is not applicable
8. Post-market surveillance system of the manufacturer
Based on Post-market surveillance plan
Integral part of quality management system
Active and systematic gathering, recording and analyzing relevant data
Quality, performance and safety of a device
Each device, entire lifetime
Suitable to drawing conclusions
Determine, implement and monitor preventive and corrective actions
PAGE 8
For each device, manufacturers shall plan, establish, document, implement,
maintain and update a post-market surveillance system in a manner that is
proportionate to the risk class and appropriate for the type of device.
Post-Market
Surveillance Plan
Annex III, Article 1.1
9. Updates based on post-market surveillance system
PAGE 9
Benefit-risk determination and improve risk management
Design and manufacturing information
Instructions for use and labelling
Clinical evaluation
Summary of safety and clinical performance
Needs for preventive, corrective or field safety corrective action
Options to improve the usability, performance and safety
Contribute to the post-market surveillance of other devices
Detect and report trends
Technical documentation
Serious incidents and FSCAs are reportable (Vigilance, Article 87)
10. Post-market surveillance report
Class I devices
Content
Summarize the results and conclusions of the analyses
of the post-market surveillance data
Any preventive and corrective actions taken
Updated when necessary
Make available to competent authority upon request.
PAGE 10
11. Periodic safety update report
Class IIa, IIb, III
Each device, each category
Summarize results and conclusions of post-
market surveillance data
Any preventive and corrective actions taken
Conclusions of the benefit-risk determination
Main findings of the PMCF
Volume of sales of the device
Estimate of the population treated
Usage frequency
PAGE 11
12. Periodic safety update report
PAGE 12
PSUR shall be part of the technical documentation
Class IIb and class III – annual update
Class IIa - at least every 2 years
Class III devices or implantable devices:
Submit report into Electronic system on vigilance and
on post-market surveillance (Article 92) to the notified
body.
Notified body adds its review and evaluation
PSUR and evaluation available to competent authorities
Other devices:
PSURs available to NBs and upon request to competent
authorities.