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The Human Rights and Business
Country Risk Portal
CountryRiskPortal.org
Portal@humanrights.dk
   About DIHR
   Why Country Risk?
   What is the Country Risk Portal?
   Full Portal and pilot year
   Country Risk Briefing contents
   Feedback and discussion
The Danish Institute
for Human Rights
The Danish Institute for Human Rights

National Human Rights Institution

Founded 1987

National and International Mandate
The Danish Institute for Human Rights

Human Rights and Business Department

    Established 1999

    Corporate engagement

    Research and tool development

    Capacity building
Why country risk?
Why country risk?
Country Conditions Impact Operations
Characteristics of local markets create human rights risks for companies
Why country risk?
    Country Conditions Impact Operations
    Characteristics of local markets create human rights risks for companies


  SECURITY FORCES
  Excessive use of force  Unlawful equipment  Political affiliations

GOVERNMENT RELATIONS
Privacy  Electoral rights  Health/education services  Regulatory environment

LAND MANAGEMENT                    CONTRACTORS
Legal titles  Compensation        Support services  Recruitment  Construction

       PRODUCTS                                  LEGAL AFFAIRS
       Unlawful use  Unintended misuse          Prosecuting minors  Entrenched discrimination

             PROCUREMENT                                          COMMUNITY RELATIONS
             Supplier working conditions  Migrant labour         Violence  Informal justice

                           COLLECTIVE CHALLENGES                     EMPLOYMENT
                           Water use  Pollution                     Child labor  Employee housing
Why country risk?
Current Approaches
Company country risk assessment practices


     LARGE ENTERPRISES
     Small and medium-size companies lack resources to assess country risk and
     develop country-specific policies and procedures

        NO SYSTEMATIC FRAMEWORK
        Companies lack standard procedures for investigating direct risk and possible
        complicity with state violations

             REPUTATIONAL RISK FOCUS
             Companies focus on the issues where they are vulnerable to public pressure, and
             disregard issues where they may have greatest impact on human rights
What is the Country Risk Portal?
What is the Country Risk Portal?


In a Nutshell

 The Country Risk Portal is a free website that helps
 companies identify, assess and address human rights
 risks in their operations and supply chains.
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



  Country
     Risk                        What are the major human rights risks
                                  where I do business or have suppliers?
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



  Country
     Risk                        What are the major human rights risks
                                  where I do business or have suppliers?

       Risk 
    Company                       What is the relevance of these risks to
                                  my operations and supply chain?
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



  Country
     Risk                        What are the major human rights risks
                                  where I do business or have suppliers?

         Risk 
    Company                       What is the relevance of these risks to
                                  my operations and supply chain?

      Diligence 
            Due                   How can I manage risk, prevent
                                  violations and avoid complicity?
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



  Country
     Risk                        What are the major human rights risks
                                   Identify
                                  where I do business or have suppliers?

         Risk 
    Company                       What is the relevance of these risks to
                                    Assess
                                  my operations and supply chain?

      Diligence 
            Due                   How can I manage risk, prevent
                                   Address
                                  violations and ensure non-complicity?
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



 Example: Kenya
Country
   Risk  
      Risk 
 Company


   Diligence 
         Due
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



 Example: Kenya
Country
   Risk                        Property Ownership
                                VULNERABLE GROUP: WOMEN



      Risk 
 Company                         While women’s right to property is recognised
                                 in the constitution, customary law requires
                                 women to obtain permission from a male

   Diligence 
         Due                     guardian to acquire land.
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



 Example: Kenya
Country
   Risk       
                                     DIRECT VIOLATIONS
                                     Societal structures in rural areas may
                                     exclude women from compensation for

      Risk 
 Company                             appropriated land


               
                                     COMPLICITY RISK
                                     The company may purchase land that has

   Diligence 
         Due                         been cleared of its previous inhabitants by
                                     the government or other third parties
What is the Country Risk Portal?

Identify, Assess, Address Framework
The Portal describes human rights risks, pinpoints their relevance
to company operations and suggests prevention and mitigation
efforts



 Example: Kenya
Country
   Risk  
      Risk 
 Company                             COMPANY POLICIES
                                      Recognize women’s right to property under
                                      national and international law


   Diligence 
         Due
                                     COMPANY PROCEDURES
                                      Investigate customary ownership of land
                                      Establish grievance procedures
How is the
Portal Different?
How is the Portal Different?

1   Comprehensive Coverage
    The Portal addresses all internationally
    recognized human rights
How is the Portal Different?

     Comprehensive Coverage
CORRUPTION                                     HEALTH                                 POLITICAL RIGHTS
The right to take part in government           The right to health                    The right to take part in
                                                                                      government; The right to freedom
CHILD LABOUR                                   HOUSING                                of opinion, expression, thought,
The right to education; The right to work      The right to adequate housing          conscience and religion
and just and favourable conditions of work
                                               INDIGENOUS PEOPLE                      PRIVACY
DISCRIMINATION                                 The right to participate in cultural   The right to privacy
The right to freedom from discrimination       life; The right to freedom from
                                               discrimination                         PROPERTY OWNERSHIP
ENVIRONMENT                                                                           The right to own property
The right to health; The right to adequate     LIVING STANDARDS
food; The right to an adequate standard of     The right to an adequate standard
living                                                                                PUBLIC SECURITY
                                               of living
                                                                                      FORCES
                                                                                      The right to freedom from
FAIR TRIAL                                     MIGRATION                              torture; The right to life, liberty
The right to fair trial and recognition as a   The right to freedom of movement       and security of person
person before the law
                                               OCCUPATIONAL HEALTH                    TRADE UNIONS
FOOD SECURITY                                                                         The right to peaceful assembly
The right to adequate food                     AND SAFETY
                                               The right to health; The right to      and freedom of association
                                               work and just and favourable
FORCED LABOUR                                  conditions of work                     WORKING CONDITIONS
The right to freedom from forced labour                                               The right to work and just and
and servitude                                                                         favourable conditions of work
How is the Portal Different?

2   Freely Available
    All Portal information is published online, free of charge



       Addresses needs of small and medium-size enterprises
            Ongoing participation of local civil society
                Links to in-country multistakeholder initiatives
How is the Portal Different?

3    In-Country Process
     Portal information is extended through engagement with
     local business, civil society and government stakeholders



    Gathers information not available through desk research
        Provides case study examples of current business practices
            Identifies country-level priorities and initiatives
                Ongoing updates
Portal Development
Portal Development

Objective
The Portal aims to cover 100+ countries over the next four years
Portal Development

Objective
The Portal aims to cover 100+ countries over the next four years


Portal Pilot
DIHR has been funded to create a pilot version of the Country Risk
Portal throughout 2010


   OBJECTIVES
   • Demonstrate content and           ACTIVITIES
     functionality                     • Needs assessment
   • Ensure that Portal meets          • Stakeholder consultation
     needs of target users             • Country risk information for 20
                                         countries
                                       • Three in-country processes
                                       • Launch CountryRiskPortal.org
Portal Development

Pilot Countries            1.    Bangladesh         11.   Uganda
Country risk information   2.    Bolivia            12.   Vietnam
will be published for:     3.    Burkina Faso       13.   Zambia
                           4.    Ghana              14.   China
                           5.    Kenya              15.   India
                           6.    Mali               16.   Brazil
                           7.    Mozambique         17.   Russia
                           8.    Nepal              18.   Indonesia
                           9.    Nicaragua          19.   Egypt
                           10.   Tanzania           20.   South Africa



In-Country Process                  1.   Indonesia
Country missions will be            2.   Kenya
conducted in:                       3.   South Africa
Country Risk Contents
Human Rights and Business Country Risk Portal
                                          Country Risk Contents

I.   Human Rights Profile

 II.   Priority Issues

     III.    Legal Analysis

       IV.    Sector Risk

        V.      High-Risk Regions

            VI.   Proactive Initiatives
Human Rights and Business Country Risk Portal
                                          Country Risk Contents


I. Human Rights Profile
  Summary of private-sector risk


 II.   Priority Issues

  III.       Legal Analysis

       IV.    Sector Risk

        V.      High-Risk Regions

         VI.     Proactive Initiatives
Human Rights and Business Country Risk Portal
                                           Country Risk Contents

I.   Human Rights Profile

 II. Priority Issues
        The most urgent human rights risks to
        address in policy and procedures

     III.   Legal Analysis

      IV.    Sector Risk

        V.     High-Risk Regions

            VI.   Proactive Initiatives
Human Rights and Business Country Risk Portal
                                           Country Risk Contents

I.   Human Rights Profile

 II. Priority Issues
        The most urgent human rights risks to
                                                  RISK INFORMATION
        address in policy and procedures
                                                   Legal Protection
     III.   Legal Analysis
                                                     Rights Enjoyment

      IV.    Sector Risk                               Company Violations
                                                        Complicity Risk
        V.     High-Risk Regions

            VI.   Proactive Initiatives
Human Rights and Business Country Risk Portal
                                           Country Risk Contents

I.   Human Rights Profile

 II. Priority Issues
        The most urgent human rights risks to
                                                  RECOMMENDATIONS
        address in policy and procedures
                                                   Human Rights Standard
     III.   Legal Analysis
                                                     Company Policy

      IV.    Sector Risk                               Company Procedures


        V.     High-Risk Regions

            VI.   Proactive Initiatives
Human Rights and Business Country Risk Portal
                                          Country Risk Contents

I.   Human Rights Profile

 II.   Priority Issues

     III. Legal Analysis
             International commitments,
             risks in national law


       IV.    Sector Risk

        V.      High-Risk Regions

         VI.      Proactive Initiatives
Human Rights and Business Country Risk Portal
                                                Country Risk Contents

I.   Human Rights Profile

 II.   Priority Issues

     III.   Legal Analysis

       IV. Sector Risk
             Risks and reported violations in
             major industry sectors


        V.     High-Risk Regions

            VI.   Proactive Initiatives
Human Rights and Business Country Risk Portal
                                             Country Risk Contents

I.   Human Rights Profile

 II.   Priority Issues

     III.    Legal Analysis

       IV.    Sector Risk

        IV. High-Risk Regions
                Subnational areas that present
                additional risk to business


            VI.   Proactive Initiatives
Human Rights and Business Country Risk Portal
                                            Country Risk Contents

I.   Human Rights Profile

 II.   Priority Issues                        EXISTING INITIATIVES

                                                   Align with poverty alleviation strategies,
     III.    Legal Analysis                        ongoing private sector projects

       IV.    Sector Risk
                                              BARRIERS TO DEVELOPMENT
        IV.     High-Risk Regions                  What prevents business activities from
                                                   contributing to development?
            VI. Proactive Initiatives
                  How can business contribute to
                  sustainable development
Human Rights and Business Country Risk Portal
Testing and Feedback
Human Rights and Business Country Risk Portal
                            Testing and Feedback

Testing
The Country Risk Portal is currently undergoing testing
with all stakeholder groups



         Download Test Briefings and feedback form at
         humanrightsbusiness.org

             Send all comments and questions to
             Portal@humanrights.dk
Human Rights and Business Country Risk Portal
                              Testing and Feedback

Feedback
The Country Risk Portal is commissioning feedback and
comments on the following issues:


      GENERAL COMMENTS
      Is this concept and execution useful to your work in the field of
      business and human rights?
         ORGANIZATION
         What are the most relevant sections in the test briefings?
             INFORMATION
             What additional information would be useful?
Country Risk Portal Launch
CountryRiskPortal.org
Dec. 1, 2010
Portal@humanrights.dk

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The Human Rights and Business Country Risk Portal

  • 1. The Human Rights and Business Country Risk Portal CountryRiskPortal.org Portal@humanrights.dk
  • 2. About DIHR  Why Country Risk?  What is the Country Risk Portal?  Full Portal and pilot year  Country Risk Briefing contents  Feedback and discussion
  • 4. The Danish Institute for Human Rights National Human Rights Institution Founded 1987 National and International Mandate
  • 5. The Danish Institute for Human Rights Human Rights and Business Department Established 1999 Corporate engagement Research and tool development Capacity building
  • 7. Why country risk? Country Conditions Impact Operations Characteristics of local markets create human rights risks for companies
  • 8. Why country risk? Country Conditions Impact Operations Characteristics of local markets create human rights risks for companies SECURITY FORCES Excessive use of force  Unlawful equipment  Political affiliations GOVERNMENT RELATIONS Privacy  Electoral rights  Health/education services  Regulatory environment LAND MANAGEMENT CONTRACTORS Legal titles  Compensation Support services  Recruitment  Construction PRODUCTS LEGAL AFFAIRS Unlawful use  Unintended misuse Prosecuting minors  Entrenched discrimination PROCUREMENT COMMUNITY RELATIONS Supplier working conditions  Migrant labour Violence  Informal justice COLLECTIVE CHALLENGES EMPLOYMENT Water use  Pollution Child labor  Employee housing
  • 9. Why country risk? Current Approaches Company country risk assessment practices LARGE ENTERPRISES Small and medium-size companies lack resources to assess country risk and develop country-specific policies and procedures NO SYSTEMATIC FRAMEWORK Companies lack standard procedures for investigating direct risk and possible complicity with state violations REPUTATIONAL RISK FOCUS Companies focus on the issues where they are vulnerable to public pressure, and disregard issues where they may have greatest impact on human rights
  • 10. What is the Country Risk Portal?
  • 11. What is the Country Risk Portal? In a Nutshell The Country Risk Portal is a free website that helps companies identify, assess and address human rights risks in their operations and supply chains.
  • 12. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts
  • 13. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Country Risk  What are the major human rights risks where I do business or have suppliers?
  • 14. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Country Risk  What are the major human rights risks where I do business or have suppliers? Risk  Company What is the relevance of these risks to my operations and supply chain?
  • 15. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Country Risk  What are the major human rights risks where I do business or have suppliers? Risk  Company What is the relevance of these risks to my operations and supply chain? Diligence  Due How can I manage risk, prevent violations and avoid complicity?
  • 16. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Country Risk  What are the major human rights risks Identify where I do business or have suppliers? Risk  Company What is the relevance of these risks to Assess my operations and supply chain? Diligence  Due How can I manage risk, prevent Address violations and ensure non-complicity?
  • 17. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Example: Kenya Country Risk  Risk  Company Diligence  Due
  • 18. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Example: Kenya Country Risk  Property Ownership VULNERABLE GROUP: WOMEN Risk  Company While women’s right to property is recognised in the constitution, customary law requires women to obtain permission from a male Diligence  Due guardian to acquire land.
  • 19. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Example: Kenya Country Risk   DIRECT VIOLATIONS Societal structures in rural areas may exclude women from compensation for Risk  Company appropriated land  COMPLICITY RISK The company may purchase land that has Diligence  Due been cleared of its previous inhabitants by the government or other third parties
  • 20. What is the Country Risk Portal? Identify, Assess, Address Framework The Portal describes human rights risks, pinpoints their relevance to company operations and suggests prevention and mitigation efforts Example: Kenya Country Risk  Risk  Company  COMPANY POLICIES Recognize women’s right to property under national and international law Diligence  Due  COMPANY PROCEDURES Investigate customary ownership of land Establish grievance procedures
  • 21. How is the Portal Different?
  • 22. How is the Portal Different? 1 Comprehensive Coverage The Portal addresses all internationally recognized human rights
  • 23. How is the Portal Different? Comprehensive Coverage CORRUPTION HEALTH POLITICAL RIGHTS The right to take part in government The right to health The right to take part in government; The right to freedom CHILD LABOUR HOUSING of opinion, expression, thought, The right to education; The right to work The right to adequate housing conscience and religion and just and favourable conditions of work INDIGENOUS PEOPLE PRIVACY DISCRIMINATION The right to participate in cultural The right to privacy The right to freedom from discrimination life; The right to freedom from discrimination PROPERTY OWNERSHIP ENVIRONMENT The right to own property The right to health; The right to adequate LIVING STANDARDS food; The right to an adequate standard of The right to an adequate standard living PUBLIC SECURITY of living FORCES The right to freedom from FAIR TRIAL MIGRATION torture; The right to life, liberty The right to fair trial and recognition as a The right to freedom of movement and security of person person before the law OCCUPATIONAL HEALTH TRADE UNIONS FOOD SECURITY The right to peaceful assembly The right to adequate food AND SAFETY The right to health; The right to and freedom of association work and just and favourable FORCED LABOUR conditions of work WORKING CONDITIONS The right to freedom from forced labour The right to work and just and and servitude favourable conditions of work
  • 24. How is the Portal Different? 2 Freely Available All Portal information is published online, free of charge Addresses needs of small and medium-size enterprises Ongoing participation of local civil society Links to in-country multistakeholder initiatives
  • 25. How is the Portal Different? 3 In-Country Process Portal information is extended through engagement with local business, civil society and government stakeholders Gathers information not available through desk research Provides case study examples of current business practices Identifies country-level priorities and initiatives Ongoing updates
  • 27. Portal Development Objective The Portal aims to cover 100+ countries over the next four years
  • 28. Portal Development Objective The Portal aims to cover 100+ countries over the next four years Portal Pilot DIHR has been funded to create a pilot version of the Country Risk Portal throughout 2010 OBJECTIVES • Demonstrate content and ACTIVITIES functionality • Needs assessment • Ensure that Portal meets • Stakeholder consultation needs of target users • Country risk information for 20 countries • Three in-country processes • Launch CountryRiskPortal.org
  • 29. Portal Development Pilot Countries 1. Bangladesh 11. Uganda Country risk information 2. Bolivia 12. Vietnam will be published for: 3. Burkina Faso 13. Zambia 4. Ghana 14. China 5. Kenya 15. India 6. Mali 16. Brazil 7. Mozambique 17. Russia 8. Nepal 18. Indonesia 9. Nicaragua 19. Egypt 10. Tanzania 20. South Africa In-Country Process 1. Indonesia Country missions will be 2. Kenya conducted in: 3. South Africa
  • 31. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues III. Legal Analysis IV. Sector Risk V. High-Risk Regions VI. Proactive Initiatives
  • 32. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile Summary of private-sector risk II. Priority Issues III. Legal Analysis IV. Sector Risk V. High-Risk Regions VI. Proactive Initiatives
  • 33. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues The most urgent human rights risks to address in policy and procedures III. Legal Analysis IV. Sector Risk V. High-Risk Regions VI. Proactive Initiatives
  • 34. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues The most urgent human rights risks to RISK INFORMATION address in policy and procedures Legal Protection III. Legal Analysis Rights Enjoyment IV. Sector Risk Company Violations Complicity Risk V. High-Risk Regions VI. Proactive Initiatives
  • 35. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues The most urgent human rights risks to RECOMMENDATIONS address in policy and procedures Human Rights Standard III. Legal Analysis Company Policy IV. Sector Risk Company Procedures V. High-Risk Regions VI. Proactive Initiatives
  • 36. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues III. Legal Analysis International commitments, risks in national law IV. Sector Risk V. High-Risk Regions VI. Proactive Initiatives
  • 37. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues III. Legal Analysis IV. Sector Risk Risks and reported violations in major industry sectors V. High-Risk Regions VI. Proactive Initiatives
  • 38. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues III. Legal Analysis IV. Sector Risk IV. High-Risk Regions Subnational areas that present additional risk to business VI. Proactive Initiatives
  • 39. Human Rights and Business Country Risk Portal Country Risk Contents I. Human Rights Profile II. Priority Issues EXISTING INITIATIVES Align with poverty alleviation strategies, III. Legal Analysis ongoing private sector projects IV. Sector Risk BARRIERS TO DEVELOPMENT IV. High-Risk Regions What prevents business activities from contributing to development? VI. Proactive Initiatives How can business contribute to sustainable development
  • 40. Human Rights and Business Country Risk Portal Testing and Feedback
  • 41. Human Rights and Business Country Risk Portal Testing and Feedback Testing The Country Risk Portal is currently undergoing testing with all stakeholder groups Download Test Briefings and feedback form at humanrightsbusiness.org Send all comments and questions to Portal@humanrights.dk
  • 42. Human Rights and Business Country Risk Portal Testing and Feedback Feedback The Country Risk Portal is commissioning feedback and comments on the following issues: GENERAL COMMENTS Is this concept and execution useful to your work in the field of business and human rights? ORGANIZATION What are the most relevant sections in the test briefings? INFORMATION What additional information would be useful?
  • 43. Country Risk Portal Launch CountryRiskPortal.org Dec. 1, 2010 Portal@humanrights.dk