IT IS SO PRACTICAL IN NATURE.

2. (Q) Invested money in Share market is ___?
Risk
Risk free
(Q) Who Protect the Investment ?
Answer
(Q) Is money secure in Share Market ? (YES / NO)
Ans.

3. Presented by :-
Ashish Kumar Panda
Soumya ranjan Nayak
Guided by -:
Prof. Shekhar Mishra
Role in Investor Protection through
analysis of “SATYAM” Fiasco.
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4. CONTENTs
 INTRODUCTION
 ESTABLISHMENT
 OBJECTIVES OF SEBI
 FUNCTION OF SEBI
 IMPORTANCE OF SEBI
 RIGHTS OF INVESTOR
 SATYAM SCAM
 NEW RULE OF SEBI AFTER “SATYAM SCAM”
 CONCLUSION.

5. Introduction
• SEBI – “Securities And Exchange Board Of India”
• The regulatory body for the investment market in India.
The purpose of this board is to maintain stable and
efficient markets by creating and enforcing regulations in
the marketplace.
• To encourage more investors to invest more protection for
investors is needed.

6. Establishment
In “1988 the securities and exchange board of India was
establish by government of India through an executive
resolution and was subsequently upgraded as a fully
autonomous body(a statuary body) in the year 1992
with the passing the securities and exchange board of
India act (SEBI act on)30th January 1992.

7. Objectives of SEBI
The important objective of SEBI are as follows :-
 To protect the interest of investor so that there is a
steady flow of saving into capital market.
 To regulate the securities market and ensure fair
practices.
 To promote efficient service by brokers, merchant
bankers and financial intermediaries, so that they
become competitive and professional.

8. Importance of SEBI
 Power to make rules for controlling stock exchanges.
 To provide license to dealer and brokers.
 To stop fraud in capital market.
 To audit the performance of stock Market.
 To make new rules on Carry–forward transaction.
 To create relationship with ICSI.

9. The SEBI act 1992 has entrusted with two functions
they are:
Function of SEBI
Regulatory
Functions
Developmental
Functions
Function

10. Regulating the business in stock markets and other
securities markets.
Registering and regulating the working of collective
investment schemes including mutual funds.
Promoting investors‘ education and training of
intermediaries of securities markets.
Prohibiting insider trading in securities.
Regulatory Functions

11.  Promoting investors education.
 Training of intermediaries
 Conducting Research and publishing information useful
to all market participants.
 Promoting of fairs practices.
 Promotion of self-regulatory organization.
Developmental Functions

12. Rights of Investors
 To participate and to vote in annual general meetings and right
to receive a notice for them or their proxy to attend the meeting.
 To receive dividend, right share bonus offers, from the company,
after there approval of the bond.
 To receive balance sheet, P&L account, auditors report, and
directors report.
 To receive allotment letters and share certificates.
 To requisition an extra ordinary general meeting.
 To apply for winding up of the company.
 To Proceed in civil or criminal proceedings against the company.

16.  2007-: BECOMES THE 1ST ASIAN COMPANY TO FEATURES
IN THE TRAINING MAGAZINE’S LIST OF TOP 125
COMPANIES FOR LEARNING.
 2008-: WON THE CORPORATE GOVERNANCE (INCLUDING
GOLDEN GLOBAL AWARD TWICE)

19. SEBI norms after Satyam scam for investors
protection .
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 The appointment of C.F.O is to be approved by the audit committee
after assessing the qualification ,experience, and background for the
candidate.
 Rotation of audit partners every five years.
 Voluntary adoption of I.F.R.S. by listed entities.
 Interim disclosure of balance sheet (Audited figure of major heads) on
half yearly basis.
 Streamlining of timeliness for sub mission of various listed entities as
required under listing agreement.
 The SEBI made it mandatory for controlling shareholders to disclose
any share pledges.

20. Overall consideration role of regulatory authorities for the
protection of investors to encourage investors so capital
formulation can be done.
In this presentation we have emphasized the role of SEBI as a
regulatory authority.
It is also promote the development of, and to regulate the
securities market.
Also we mentioned after Satyam scam how SEBI change rule
for investors protection .
CONCLUSION